0001140361-17-028227.txt : 20170719
0001140361-17-028227.hdr.sgml : 20170719
20170719212139
ACCESSION NUMBER: 0001140361-17-028227
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170717
FILED AS OF DATE: 20170719
DATE AS OF CHANGE: 20170719
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Neeleman Stephen
CENTRAL INDEX KEY: 0001614838
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36568
FILM NUMBER: 17973266
MAIL ADDRESS:
STREET 1: 15 W. SCENIC POINTE DR., STE. 100
CITY: DRAPER
STATE: UT
ZIP: 84020
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEALTHEQUITY INC
CENTRAL INDEX KEY: 0001428336
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 15 WEST SCENIC POINTE DRIVE
STREET 2: SUITE 100
CITY: DRAPER
STATE: UT
ZIP: 84020
BUSINESS PHONE: 801-727-1000
MAIL ADDRESS:
STREET 1: 15 WEST SCENIC POINTE DRIVE
STREET 2: SUITE 100
CITY: DRAPER
STATE: UT
ZIP: 84020
4
1
doc1.xml
FORM 4
X0306
4
2017-07-17
0
0001428336
HEALTHEQUITY INC
HQY
0001614838
Neeleman Stephen
C/O HEALTHEQUITY, INC.
15 W. SCENIC POINTE DR., STE. 100
DRAPER
UT
84020
1
1
0
0
Founder and Vice Chairman
Common Stock
2017-07-17
4
M
0
1000
14
A
1000
D
Common Stock
2017-07-17
4
S
0
1000
50.7616
D
0
D
Common Stock
2017-07-17
4
S
0
2500
50.8225
D
745285
I
See footnote
Common Stock
2017-07-17
4
S
0
4800
50.8279
D
263200
I
See footnote
Common Stock
2017-07-17
4
S
0
200
51.26
D
263000
I
See footnote
Stock Option (right to buy)
14
2017-07-17
4
M
0
1000
0
D
2024-07-30
Common Stock
1000
42000
D
Stock Option (right to buy)
41.28
2027-03-27
Common Stock
19897
19897
D
Stock Option (right to buy)
1.25
2021-08-08
Common Stock
654
654
D
The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2016.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.26 to $51.16, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4), (7) and (9) to this Form 4.
This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Stephen and Christine Neeleman Trust on December 13, 2016.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.26 to $51.15, inclusive.
Shares held of record by the Stephen and Christine Neeleman Trust.
This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Neeleman Family Holdings, LLC ("Family Holdings"), a Utah limited liability company, on December 13, 2016.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.23 to $51.22, inclusive.
Shares held of record by Family Holdings. The reporting person is the manager of Family Holdings. The reporting person disclaims beneficial ownership of the shares held by Family Holdings except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Family Holdings for any other purposes.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.25 to $51.27, inclusive.
The option is immediately exercisable.
The option becomes exercisable in three annual installments of 4,974 shares on March 27, 2018, 2019, and 2020 and in one installment of 4,975 shares on March 27, 2021.
The Power of Attorney given by Mr. Neeleman was previously filed with the U.S. Securities & Exchange Commission on March 3, 2017 as an exhibit to a statement on Form 4 filed by Mr. Neeleman with respect to HealthEquity, Inc. and is hereby incorporated by reference.
/s/ Delano W. Ladd, attorney-in-fact
2017-07-19