0001140361-16-070699.txt : 20160623 0001140361-16-070699.hdr.sgml : 20160623 20160623182039 ACCESSION NUMBER: 0001140361-16-070699 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160621 FILED AS OF DATE: 20160623 DATE AS OF CHANGE: 20160623 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEALTHEQUITY INC CENTRAL INDEX KEY: 0001428336 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 15 WEST SCENIC POINTE DRIVE STREET 2: SUITE 100 CITY: DRAPER STATE: UT ZIP: 84020 BUSINESS PHONE: 801-727-1000 MAIL ADDRESS: STREET 1: 15 WEST SCENIC POINTE DRIVE STREET 2: SUITE 100 CITY: DRAPER STATE: UT ZIP: 84020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEAVITT MICHAEL O CENTRAL INDEX KEY: 0001536118 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36568 FILM NUMBER: 161729507 MAIL ADDRESS: STREET 1: LEAVITT PARTNERS LLC STREET 2: 299 SOUTH MAIN STREET STE 2300 CITY: SALT LAKE CITY STATE: X1 ZIP: 84111 4 1 doc1.xml FORM 4 X0306 4 2016-06-21 0 0001428336 HEALTHEQUITY INC HQY 0001536118 LEAVITT MICHAEL O C/O HEALTHEQUITY, INC. 15 W. SCENIC POINTE DR., STE. 100 DRAPER UT 84020 1 0 0 0 Common Stock 2016-06-21 4 S 0 24083 29.1538 D 26917 I See footnote Common Stock 2016-06-22 4 S 0 4000 29.21 D 22917 I See footnote Common Stock 30000 D Stock Option (right to buy) 21.27 2016-06-23 4 A 0 15000 0 A 2026-02-01 Common Stock 15000 15000 D Stock Option (right to buy) 25.39 2025-03-26 Common Stock 15000 15000 D Stock Option (right to buy) 14 2024-07-30 Common Stock 15000 15000 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.05 to $29.37, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Shares held directly by Third Chapter, Inc. ("Third Chapter"), an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of the shares held by Third Chapter except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Third Chapter for any other purposes. The option became exercisable as to 7,500 shares upon the reporting person's reelection to the issuer's board of directors at the issuer's 2016 Annual Meeting of Stockholders held on June 23, 2016. The remaining 7,500 shares will become exercisable on January 31, 2017; provided, that the reporting person continues to serve as a director of the issuer through such date. The option is immediately exercisable. /s/ Michael Leavitt 2016-06-23