0001140361-16-070699.txt : 20160623
0001140361-16-070699.hdr.sgml : 20160623
20160623182039
ACCESSION NUMBER: 0001140361-16-070699
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160621
FILED AS OF DATE: 20160623
DATE AS OF CHANGE: 20160623
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEALTHEQUITY INC
CENTRAL INDEX KEY: 0001428336
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 15 WEST SCENIC POINTE DRIVE
STREET 2: SUITE 100
CITY: DRAPER
STATE: UT
ZIP: 84020
BUSINESS PHONE: 801-727-1000
MAIL ADDRESS:
STREET 1: 15 WEST SCENIC POINTE DRIVE
STREET 2: SUITE 100
CITY: DRAPER
STATE: UT
ZIP: 84020
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LEAVITT MICHAEL O
CENTRAL INDEX KEY: 0001536118
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36568
FILM NUMBER: 161729507
MAIL ADDRESS:
STREET 1: LEAVITT PARTNERS LLC
STREET 2: 299 SOUTH MAIN STREET STE 2300
CITY: SALT LAKE CITY
STATE: X1
ZIP: 84111
4
1
doc1.xml
FORM 4
X0306
4
2016-06-21
0
0001428336
HEALTHEQUITY INC
HQY
0001536118
LEAVITT MICHAEL O
C/O HEALTHEQUITY, INC.
15 W. SCENIC POINTE DR., STE. 100
DRAPER
UT
84020
1
0
0
0
Common Stock
2016-06-21
4
S
0
24083
29.1538
D
26917
I
See footnote
Common Stock
2016-06-22
4
S
0
4000
29.21
D
22917
I
See footnote
Common Stock
30000
D
Stock Option (right to buy)
21.27
2016-06-23
4
A
0
15000
0
A
2026-02-01
Common Stock
15000
15000
D
Stock Option (right to buy)
25.39
2025-03-26
Common Stock
15000
15000
D
Stock Option (right to buy)
14
2024-07-30
Common Stock
15000
15000
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.05 to $29.37, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
Shares held directly by Third Chapter, Inc. ("Third Chapter"), an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of the shares held by Third Chapter except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Third Chapter for any other purposes.
The option became exercisable as to 7,500 shares upon the reporting person's reelection to the issuer's board of directors at the issuer's 2016 Annual Meeting of Stockholders held on June 23, 2016. The remaining 7,500 shares will become exercisable on January 31, 2017; provided, that the reporting person continues to serve as a director of the issuer through such date.
The option is immediately exercisable.
/s/ Michael Leavitt
2016-06-23