0001422107-11-000043.txt : 20110516
0001422107-11-000043.hdr.sgml : 20110516
20110516151514
ACCESSION NUMBER: 0001422107-11-000043
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110516
DATE AS OF CHANGE: 20110516
EFFECTIVENESS DATE: 20110516
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: 1798 Global Partners (Cayman Islands) Ltd.
CENTRAL INDEX KEY: 0001427790
IRS NUMBER: 980555618
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13013
FILM NUMBER: 11846150
BUSINESS ADDRESS:
STREET 1: PO BOX 309GT UGLAND HOUSE
STREET 2: SOUTH CHURCH STREET
CITY: GEORGE TOWN
STATE: E9
ZIP: 00000
BUSINESS PHONE: 345-949-8066
MAIL ADDRESS:
STREET 1: PO BOX 309GT UGLAND HOUSE
STREET 2: SOUTH CHURCH STREET
CITY: GEORGE TOWN
STATE: E9
ZIP: 00000
13F-HR
1
gpca13fq12011.txt
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: 1798 Global Partners (Cayman Islands) Ltd
Address: PO Box 309, Ugland House
Grand Cayman, KY1-1104
Cayman Islands
Form 13F File Number: 28-13013
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true, correct
and complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Simon Raykher
Title: Authorized Signatory
Phone: (212) 295-6183
Signature, Place, and Date of Signing:
/s/ Simon Raykher
--------------------------- New York, New York May 16, 2011
Simon Raykher
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 213
Form 13F Information Table Value Total: $1,044,485
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
1 28-13939 Lombard Odier Asset Management (USA) Corp
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH PUT/ INVEST OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCR MANAGERS SOLE SHARED NONE
---------------------------- -------------- --------- -------- ------- --- ---- ------ --------- ---------- -------- -----
99 CENTS ONLY STORES COM 65440K106 6,466 329,900 SH DEFINED 1 329,900
ABB LTD SPONSORED ADR 000375204 3,783 156,400 SH DEFINED 1 156,400
ABBOTT LABS COM 002824100 826 834,100 SH CALL DEFINED 1 834,100
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1,649 30,000 SH DEFINED 1 30,000
ADVANCED MICRO DEVICES INC COM 007903107 2,688 312,600 SH DEFINED 1 312,600
ADVANCED MICRO DEVICES INC COM 007903107 227 2,587,000 SH CALL DEFINED 1 2,587,000
AIRTRAN HLDGS INC COM 00949P108 12,354 1,658,240 SH DEFINED 1 1,658,240
ALBERTO CULVER CO NEW COM 013078100 6,008 161,200 SH DEFINED 1 161,200
ALLERGAN INC COM 018490102 8,217 115,700 SH DEFINED 1 115,700
AMERICAN MED SYS HLDGS INC COM 02744M108 6,016 278,000 SH DEFINED 1 278,000
APPLE INC COM 037833100 1,394 4,000 SH DEFINED 1 4,000
ATHEROS COMMUNICATIONS INC COM 04743P108 10,049 225,000 SH DEFINED 1 225,000
AUTOMATIC DATA PROCESSING IN COM 053015103 1,026 20,000 SH DEFINED 1 20,000
AUXILIUM PHARMACEUTICALS INC COM 05334D107 5,471 254,800 SH DEFINED 1 254,800
AVIS BUDGET GROUP NOTE 3.500%10/0 053774AB1 1,343 1,000,000 PRN DEFINED 1 1,000,000
BAIDU INC SPON ADR REP A 056752108 10,336 75,000 SH DEFINED 1 75,000
BAIDU INC SPON ADR REP A 056752108 597 79,200 SH CALL DEFINED 1 79,200
BARCLAYS BANK PLC ETN DJUBS TIN 38 06739H198 6,259 84,000 SH DEFINED 1 84,000
BAXTER INTL INC COM 071813109 14,996 278,900 SH DEFINED 1 279,900
BECKMAN COULTER INC COM 075811109 8,307 100,000 SH DEFINED 1 100,000
BELO CORP COM SER A 080555105 5,920 672,000 SH DEFINED 1 672,000
BIO RAD LABS INC CL A 090572207 3,616 30,100 SH DEFINED 1 30,100
BJS WHOLESALE CLUB INC COM 05548J106 6,835 140,000 SH DEFINED 1 140,000
BJS WHOLESALE CLUB INC COM 05548J106 96 135,000 SH CALL DEFINED 1 135,000
BON-TON STORES INC COM 09776J101 5,118 330,199 SH DEFINED 1 330,199
BRISTOL MYERS SQUIBB CO COM 110122108 75 139,000 SH CALL DEFINED 1 139,000
BROADCOM CORP CL A 111320107 12 120,000 SH PUT DEFINED 1 120,000
BROADSOFT INC COM 11133B409 1,191 25,000 SH DEFINED 1 25,000
BROOKDALE SR LIVING INC COM 112463104 3,892 139,000 SH DEFINED 1 139,000
BRUKER CORP COM 116794108 3,774 181,000 SH DEFINED 1 181,000
BUCYRUS INTL INC NEW COM 118759109 3,992 43,648 SH DEFINED 1 43,648
BUCYRUS INTL INC NEW COM 118759109 548 85,000 SH CALL DEFINED 1 85,000
BUNGE LIMITED COM G16962105 2,089 2,000,000 SH DEFINED 1 2,000,000
CADENCE DESIGN SYSTEM INC COM 127387108 2,389 245,000 SH DEFINED 1 245,000
CADENCE DESIGN SYSTEM INC COM 127387108 64 321,000 SH CALL DEFINED 1 321,000
CALIX INC COM 13100M509 641 31,540 SH DEFINED 1 31,540
CATERPILLAR INC DEL COM 149123101 11,833 106,271 SH DEFINED 1 106,271
CENTURYLINK INC COM 156700106 1,877 45,183 SH DEFINED 1 45,183
CEPHEID COM 15670R107 2,407 85,918 SH DEFINED 1 85,918
CIGNA CORP COM 125509109 8,210 185,400 SH DEFINED 1 185,400
CITIGROUP INC UNIT 99/99/9999 172967416 1,269 2,500,000 PRN DEFINED 1 2,500,000
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 1,058 13,000 SH DEFINED 1 13,000
COMMVAULT SYSTEMS INC COM 204166102 359 9,000 SH DEFINED 1 9,000
COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 2,166 130,000 SH DEFINED 1 130,000
COMPLETE GENOMICS INC COM 20454K104 406 45,000 SH DEFINED 1 45,000
COSTCO WHSL CORP NEW COM 22160K105 3,666 50,000 SH DEFINED 1 50,000
COVIDIEN PLC SHS G2554F105 12,029 231,600 SH DEFINED 1 231,600
CSX CORP COM 126408103 17,008 216,385 SH DEFINED 1 216,385
CVR ENERGY INC COM 12662P108 37,695 1,627,600 SH DEFINED 1 1,627,600
CVS CAREMARK CORPORATION COM 126650100 27 23,200 SH CALL DEFINED 1 23,200
D R HORTON INC NOTE 2.000% 5/1 23331ABB4 2,285 2,000,000 PRN DEFINED 1 2,000,000
D R HORTON INC NOTE 2.000% 5/1 23331ABB4 3,428 3,000,000 PRN DEFINED 1 3,000,000
DANAHER CORP DEL COM 235851102 285 300,000 SH CALL DEFINED 1 300,000
DEMANDTEC INC COM NEW 24802R506 582 44,245 SH DEFINED 1 44,245
DESARROLLADORA HOMEX S A DE SPONSORED ADR 25030W100 1,363 50,000 SH DEFINED 1 50,000
DINEEQUITY INC COM 254423106 4,124 75,000 SH DEFINED 1 75,000
DOMINOS PIZZA INC COM 25754A201 5,114 277,500 SH DEFINED 1 277,500
DOMINOS PIZZA INC COM 25754A201 592 845,900 SH CALL DEFINED 1 845,900
DRYSHIPS INC SHS Y2109Q101 2,033 2,000,000 SH DEFINED 1 2,000,000
DRYSHIPS INC. NOTE 5.000%12/0 262498AB4 1,525 1,500,000 PRN DEFINED 1 1,500,000
E M C CORP MASS COM 268648102 1,113 41,904 SH DEFINED 1 41,904
E M C CORP MASS COM 268648102 32 220,000 SH CALL DEFINED 1 220,000
ELONG INC SPONSORED ADR 290138205 1,521 107,600 SH DEFINED 1 107,600
EMERGENCY MEDICAL SVCS CORP CL A 29100P102 4,133 65,000 SH DEFINED 1 65,000
ENDOLOGIX INC COM 29266S106 3,204 472,600 SH DEFINED 1 472,600
EXAMWORKS GROUP INC COM 30066A105 3,610 162,400 SH DEFINED 1 162,400
EXCO RESOURCES INC COM 269279402 1,550 75,000 SH DEFINED 1 75,000
EXPRESS SCRIPTS INC COM 302182100 3,865 69,500 SH DEFINED 1 69,500
FERRO CORP COM 315405100 8,336 502,500 SH DEFINED 1 502,500
FERRO CORP COM 315405100 55 25,000 SH CALL DEFINED 1 25,000
FINISAR CORP NOTE 5.000%10/1 31787AAK7 2,511 1,000,000 PRN DEFINED 1 1,000,000
FORTUNE BRANDS INC COM 349631101 6,189 100,000 SH DEFINED 1 100,000
FRONTEER GOLD INC COM 359032109 3,021 200,000 SH DEFINED 1 200,000
FRONTIER OIL CORP COM 35914P105 118 58,800 SH CALL DEFINED 1 58,800
FRONTLINE LTD SHS G3682E127 2,888 3,000,000 SH DEFINED 1 3,000,000
FUELCELL ENERGY INC COM 35952H106 1,840 860,000 SH DEFINED 1 860,000
GENERAL CABLE CORP DEL NEW FRNT 4.500%11/1 369300AL2 1,422 1,000,000 PRN DEFINED 1 1,000,000
GENZYME CORP COM 372917104 18,277 240,000 SH DEFINED 1 240,000
GENZYME CORP COM 372917104 189 125,000 SH CALL DEFINED 1 125,000
GOODYEAR TIRE & RUBR CO COM 382550101 9,752 651,000 SH DEFINED 1 651,000
GOODYEAR TIRE & RUBR CO COM 382550101 204 400,000 SH CALL DEFINED 1 400,000
GREEN MTN COFFEE ROASTERS IN COM 393122106 19,383 300,000 SH DEFINED 1 300,000
HANSEN NAT CORP COM 411310105 9,035 150,000 SH DEFINED 1 150,000
HARLEY DAVIDSON INC COM 412822108 10,623 250,000 SH DEFINED 1 250,000
HEALTHSPRING INC COM 42224N101 3,464 92,700 SH DEFINED 1 92,700
HERTZ GLOBAL HOLDINGS INC NOTE 5.250% 6/0 42805TAA3 10,165 5,000,000 PRN DEFINED 1 5,000,000
HERTZ GLOBAL HOLDINGS INC NOTE 5.250% 6/0 42805TAA3 8,132 4,000,000 PRN DEFINED 1 4,000,000
HOME DEPOT INC COM 437076102 7,412 200,000 SH DEFINED 1 200,000
HOSPIRA INC COM 441060100 5,117 92,700 SH DEFINED 1 92,700
HOSPIRA INC COM 441060100 269 141,800 SH CALL DEFINED 1 141,800
ICON PUB LTD CO SPONSORED ADR 45103T107 6,298 291,700 SH DEFINED 1 291,700
IESI BFC LTD COM 44951D108 10,430 411,108 SH DEFINED 1 411,108
IMAX CORP COM 45245E109 800 25,000 SH DEFINED 1 25,000
INFORMATICA CORP COM 45666Q102 1,044 20,000 SH DEFINED 1 20,000
INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 7,027 98,000 SH DEFINED 1 98,000
INSPIRE PHARMACEUTICALS INC COM 457733103 2,202 556,000 SH DEFINED 1 556,000
INTEL CORP COM 458140100 89 745,000 SH PUT DEFINED 1 745,000
INTERNATIONAL COAL GRP INC N COM 45928H106 135 100,000 SH CALL DEFINED 1 100,000
INTUIT COM 461202103 1,487 28,000 SH DEFINED 1 28,000
ISHARES INC MSCI EMU INDEX 464286608 48 80,000 SH CALL DEFINED 1 80,000
ISHARES INC MSCI EMU INDEX 464286608 6,189 60,000 SH CALL DEFINED 1 60,000
ISHARES INC MSCI S KOREA 464286772 30 100,000 SH PUT DEFINED 1 100,000
ISHARES TR S&P NA NAT RES 464287374 324 350,000 SH PUT DEFINED 1 350,000
ISHARES TR S&P NA SOFTWR 464287515 419 888,000 SH PUT DEFINED 1 888,000
ITT CORP NEW COM 450911102 601 10,000 SH DEFINED 1 10,000
JAZZ PHARMACEUTICALS INC COM 472147107 5,905 185,400 SH DEFINED 1 185,400
JOY GLOBAL INC COM 481165108 8,048 81,450 SH DEFINED 1 81,450
K SEA TRANSN PARTNERS LP COM 48268Y101 1,570 191,945 SH DEFINED 1 191,945
KENDLE INTERNATIONAL INC COM 48880L107 993 92,700 SH DEFINED 1 92,700
LDK SOLAR CO LTD NOTE 4.750% 4/1 50183LAB3 511 500,000 PRN DEFINED 1 500,000
LDK SOLAR CO LTD NOTE 4.750% 4/1 50183LAB3 1,022 1,000,000 PRN DEFINED 1 1,000,000
LIFE TECHNOLOGIES CORP COM 53217V109 3,402 64,900 SH DEFINED 1 64,900
LIFE TECHNOLOGIES CORP COM 53217V109 120 120,400 SH CALL DEFINED 1 120,400
LINCARE HLDGS INC DBCV 2.750%11/0 532791AE0 4,656 4,000,000 PRN DEFINED 1 4,000,000
LINCARE HLDGS INC DBCV 2.750%11/0 532791AE0 3,492 3,000,000 PRN DEFINED 1 3,000,000
LINCARE HLDGS INC NOTE 2.750%11/0 532791AF7 4,807 10,000,000 PRN DEFINED 1 10,000,000
LONGTOP FINL TECHNOLOGIES LT ADR 54318P108 471 15,000 SH DEFINED 1 15,000
LORAL SPACE & COMMUNICATNS I COM 543881106 2,714 35,000 SH DEFINED 1 35,000
LOWES COS INC COM 548661107 9,911 375,000 SH DEFINED 1 375,000
MARATHON OIL CORP COM 565849106 17,638 330,865 SH DEFINED 1 330,865
MARSHALL & ILSLEY CORP NEW COM 571837103 21,270 2,662,100 SH DEFINED 1 2,662,100
MASCO CORP COM 574599106 932 950,000 SH CALL DEFINED 1 950,000
MASIMO CORP COM 574795100 7,206 217,700 SH DEFINED 1 217,700
MEAD JOHNSON NUTRITION CO COM 582839106 5,793 100,000 SH DEFINED 1 100,000
MECHEL OAO SPON ADR PFD 583840509 3,382 310,000 SH DEFINED 1 310,000
MEDQUIST HLDGS INC COM 58506K102 2,112 202,700 SH DEFINED 1 202,700
MICRON TECHNOLOGY INC COM 595112103 9,650 841,300 SH DEFINED 1 841,300
MICRON TECHNOLOGY INC COM 595112103 122 573,700 SH CALL DEFINED 1 573,700
MINDRAY MEDICAL INTL LTD SPON ADR 602675100 2,918 115,800 SH DEFINED 1 115,800
MOTOROLA MOBILITY HLDGS INC COM 620097105 11 80,000 SH CALL DEFINED 1 80,000
MYLAN INC COM 628530107 1,573 69,400 SH DEFINED 1 69,400
NETAPP INC COM 64110D104 45 20,000 SH CALL DEFINED 1 20,000
NETFLIX INC COM 64110L106 10,700 45,000 SH DEFINED 1 45,000
NETLOGIC MICROSYSTEMS INC COM 64118B100 2,303 54,797 SH DEFINED 1 54,797
NII HLDGS INC NOTE 3.125% 6/1 62913FAJ1 4,065 10,000,000 PRN DEFINED 1 10,000,000
NVIDIA CORP COM 67066G104 462 25,000 SH DEFINED 1 25,000
NVIDIA CORP COM 67066G104 38 640,000 SH CALL DEFINED 1 640,000
NYSE EURONEXT COM 629491101 25 50,000 SH CALL DEFINED 1 50,000
ONYX PHARMACEUTICALS INC COM 683399109 3,258 92,600 SH DEFINED 1 92,600
ONYX PHARMACEUTICALS INC COM 683399109 139 37,100 SH CALL DEFINED 1 37,100
OPENTABLE INC COM 68372A104 6,913 65,000 SH DEFINED 1 65,000
ORACLE CORP COM 68389X105 669 20,000 SH DEFINED 1 20,000
ORACLE CORP COM 68389X105 51 60,000 SH CALL DEFINED 1 60,000
OWENS CORNING NEW COM 690742101 349 166,000 SH CALL DEFINED 1 166,000
PAREXEL INTL CORP COM 699462107 462 18,562 SH DEFINED 1 18,562
PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 2,843 80,000 SH DEFINED 1 80,000
PFIZER INC COM 717081103 412 463,300 SH CALL DEFINED 1 463,300
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 163 2,032,000 SH PUT DEFINED 1 2,032,000
PRICELINE COM INC COM NEW 741503403 31,912 63,012 SH DEFINED 1 63,012
PRIDE INTL INC DEL COM 74153Q102 15,778 367,350 SH DEFINED 1 367,350
QIAGEN N V ORD N72482107 667 33,417 SH DEFINED 1 33,417
QLIK TECHNOLOGIES INC COM 74733T105 1,430 55,000 SH DEFINED 1 55,000
QUESTCOR PHARMACEUTICALS INC COM 74835Y101 4,205 291,800 SH DEFINED 1 291,800
QWEST COMMUNICATIONS INTL IN COM 749121109 198 29,000 SH DEFINED 1 29,000
REHABCARE GROUP INC COM 759148109 2,212 60,000 SH DEFINED 1 60,000
RESEARCH IN MOTION LTD COM 760975102 22 80,000 SH PUT DEFINED 1 80,000
RIGHTNOW TECHNOLOGIES INC COM 76657R106 376 12,000 SH DEFINED 1 12,000
ROSS STORES INC COM 778296103 7,112 100,000 SH DEFINED 1 100,000
ROYAL CARIBBEAN CRUISES LTD COM V7780T103 10,084 244,399 SH DEFINED 1 244,399
SALIX PHARMACEUTICALS INC COM 795435106 16,671 475,893 SH DEFINED 1 475,893
SAVIENT PHARMACEUTICALS INC COM 80517Q100 983 92,700 SH DEFINED 1 92,700
SBA COMMUNICATIONS CORP NOTE 4.000%10/0 78388JAM8 2,221 1,500,000 PRN DEFINED 1 1,500,000
SCIQUEST INC NEW COM 80908T101 218 15,000 SH DEFINED 1 15,000
SEADRILL LIMITED SHS G7945E105 3,092 2,500,000 SH DEFINED 1 2,500,000
SEMICONDUCTOR HLDRS TR DEP RCPT 816636203 143 570,000 SH PUT DEFINED 1 570,000
SHERWIN WILLIAMS CO COM 824348106 12,599 150,000 SH DEFINED 1 150,000
SHORETEL INC COM 825211105 1,029 125,000 SH DEFINED 1 125,000
SOTHEBYS COM 835898107 10,520 200,000 SH DEFINED 1 200,000
SOUTHERN UN CO NEW COM 844030106 9,445 330,000 SH DEFINED 1 330,000
SPANSION INC COM CL A NEW 84649R200 7,880 422,066 SH DEFINED 1 422,066
SPDR S&P 500 ETF TR TR UNIT 78462F103 119,837 185,000 SH CALL DEFINED 1 185,000
SPDR S&P 500 ETF TR TR UNIT 78462F103 1,063 1,449,800 SH PUT DEFINED 1 1,449,800
SPDR SERIES TRUST S&P METALS MNG 78464A755 25 110,000 SH PUT DEFINED 1 110,000
SPRINT NEXTEL CORP COM SER 1 852061100 1,276 275,000 SH DEFINED 1 275,000
SPRINT NEXTEL CORP COM SER 1 852061100 174 1,179,600 SH CALL DEFINED 1 1,179,600
STARBUCKS CORP COM 855244109 4,619 125,000 SH DEFINED 1 125,000
STILLWATER MNG CO COM 86074Q102 922 155,000 SH CALL DEFINED 1 155,000
STONERIDGE INC COM 86183P102 3,061 209,400 SH DEFINED 1 209,400
SUNOCO INC COM 86764P109 5,744 126,000 SH DEFINED 1 126,000
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 2,071 170,000 SH DEFINED 1 170,000
TAL ED GROUP ADS REPSTG COM 874080104 2,733 250,000 SH DEFINED 1 250,000
TALBOTS INC COM 874161102 230 500,000 SH PUT DEFINED 1 500,000
TALECRIS BIOTHERAPEUTICS HLD COM 874227101 2,626 98,000 SH DEFINED 1 98,000
TALEO CORP CL A 87424N104 820 23,000 SH DEFINED 1 23,000
TEMPLE INLAND INC COM 879868107 9,659 412,794 SH DEFINED 1 412,794
TERNIUM SA SPON ADR 880890108 9,204 256,100 SH DEFINED 1 256,100
TERREMARK WORLDWIDE INC COM NEW 881448203 3,800 200,000 SH DEFINED 1 200,000
TEXTRON INC NOTE 4.500% 5/0 883203BN0 4,330 2,000,000 PRN DEFINED 1 2,000,000
TEXTRON INC NOTE 4.500% 5/0 883203BN0 2,165 1,000,000 PRN DEFINED 1 1,000,000
TIMKEN CO COM 887389104 13,598 260,000 SH DEFINED 1 260,000
TITAN INTL INC ILL COM 88830M102 13,204 496,200 SH DEFINED 1 496,200
TRANSOCEAN INC NOTE 1.500%12/1 893830AV1 1,001 1,000,000 PRN DEFINED 1 1,000,000
TRANSOCEAN INC NOTE 1.500%12/1 893830AW9 986 1,000,000 PRN DEFINED 1 1,000,000
TRAVELZOO INC COM 89421Q106 400 6,000 SH DEFINED 1 6,000
U S G CORP COM NEW 903293405 161 267,500 SH CALL DEFINED 1 267,500
UNITED PARCEL SERVICE INC CL B 911312106 12,322 165,790 SH DEFINED 1 165,790
VALE CAP II GTD CV 6.75%12 91912F201 1,391 1,750,000 PRN DEFINED 1 1,750,000
VERISIGN INC SDCV 3.250% 8/1 92343EAD4 3,056 6,500,000 PRN DEFINED 1 6,500,000
VERIZON COMMUNICATIONS INC COM 92343V104 94 180,000 SH PUT DEFINED 1 180,000
VERSO PAPER CORP COM 92531L108 5,318 994,068 SH DEFINED 1 994,068
VIMPELCOM LTD SPONSORED ADR 92719A106 2,542 180,000 SH DEFINED 1 180,000
VIRGIN MEDIA INC NOTE 6.500%11/1 92769LAB7 4,296 6,000,000 PRN DEFINED 1 6,000,000
VISA INC COM CL A 92826C839 3,092 42,000 SH DEFINED 1 42,000
WARNER CHILCOTT PLC IRELAND SHS A G94368100 8,627 370,900 SH DEFINED 1 370,900
WATERS CORP COM 941848103 4,423 50,900 SH DEFINED 1 50,900
WEATHERFORD INTERNATIONAL LT REG SHS H27013103 372 120,000 SH PUT DEFINED 1 120,000
WEIGHT WATCHERS INTL INC NEW COM 948626106 22,847 325,921 SH DEFINED 1 325,921
WELLPOINT INC COM 94973V107 14,593 209,100 SH DEFINED 1 209,100
WELLPOINT INC COM 94973V107 93 80,000 SH CALL DEFINED 1 80,000
WHITNEY HLDG CORP COM 966612103 206 15,100 SH DEFINED 1 15,100
WHOLE FOODS MKT INC COM 966837106 9,885 150,000 SH DEFINED 1 150,000
WILLIAMS COS INC DEL COM 969457100 321 50,000 SH CALL DEFINED 1 50,000
YM BIOSCIENCES INC COM 984238105 1,223 463,300 SH DEFINED 1 463,300