-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L8fDvGF2CoOFNp94WoRoqpGVoX/qxiDI6tfYeWN8ERHQL5VyMOddRVMwI4do+RaM gQdW5EWvFp3HrDlgvtbKGg== 0000902664-10-003562.txt : 20101112 0000902664-10-003562.hdr.sgml : 20101111 20101112171341 ACCESSION NUMBER: 0000902664-10-003562 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101112 DATE AS OF CHANGE: 20101112 EFFECTIVENESS DATE: 20101112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 1798 Global Partners (Cayman Islands) Ltd. CENTRAL INDEX KEY: 0001427790 IRS NUMBER: 980555618 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13013 FILM NUMBER: 101187833 BUSINESS ADDRESS: STREET 1: PO BOX 309GT UGLAND HOUSE STREET 2: SOUTH CHURCH STREET CITY: GEORGE TOWN STATE: E9 ZIP: 00000 BUSINESS PHONE: 345-949-8066 MAIL ADDRESS: STREET 1: PO BOX 309GT UGLAND HOUSE STREET 2: SOUTH CHURCH STREET CITY: GEORGE TOWN STATE: E9 ZIP: 00000 13F-HR 1 p10-1910form13fhr.txt 1798 GLOBAL PARTNERS (CAYMAN ISLANDS) LTD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 ---------------------------- Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: 1798 Global Partners (Cayman Islands) Ltd -------------------------------------------------- Address: PO Box 309, Ugland House -------------------------------------------------- Grand Cayman, KY1-1104, Cayman Islands -------------------------------------------------- -------------------------------------------------- Form 13F File Number: 028-13013 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Eliott Frank -------------------------------------------------- Title: Director -------------------------------------------------- Phone: 212-295-6200 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Eliott Frank New York, New York 11/12/10 ------------------------ -------------------------- --------------- Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 ------------- Form 13F Information Table Entry Total: 220 ------------- Form 13F Information Table Value Total: 1,039,269 ------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-13939 Lombard Odier Asset Management (USA) Corp
Form 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ---------------- ----------- --------- -------- ---- ----- ----------- ---------- -------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ 99 CENTS ONLY STORES COM 65440K106 3,776 200,000 SH DEFINED 1 200,000 0 0 A D C TELECOMMUNICATIONS NOTE 3.500% 7/1 000886AE1 4,000 4,000,000 PRN DEFINED 1 4,000,000 0 0 A D C TELECOMMUNICATIONS NOTE 3.500% 7/1 000886AF8 4,000 4,000,000 PRN DEFINED 1 4,000,000 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 7,335 125,000 SH DEFINED 1 125,000 0 0 ADVANCED MICRO DEVICES INC COM 007903107 2,826 397,500 SH PUT DEFINED 1 397,500 0 0 AEGEAN MARINE PETROLEUM NETW SHS Y0017S102 3,021 181,527 SH DEFINED 1 181,527 0 0 AFLAC INC COM 001055102 517 10,000 SH DEFINED 1 10,000 0 0 AGCO CORP NOTE 1.750%12/3 001084AL6 3,504 2,000,000 PRN DEFINED 0 2,000,000 0 0 AGCO CORP NOTE 1.750%12/3 001084AL6 3,504 2,000,000 PRN DEFINED 1 2,000,000 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 2,723 81,600 SH DEFINED 1 81,600 0 0 AIRGAS INC COM 009363102 6,795 100,000 SH DEFINED 1 100,000 0 0 AIRGAS INC COM 009363102 1,699 25,000 SH CALL DEFINED 1 25,000 0 0 AIRTRAN HLDGS INC COM 00949P108 2,760 375,450 SH DEFINED 1 375,450 0 0 ALCON INC COM SHS H01301102 834 5,000 SH DEFINED 1 5,000 0 0 ALCON INC COM SHS H01301102 20,849 125,000 SH CALL DEFINED 1 125,000 0 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 653 10,000 SH DEFINED 1 10,000 0 0 ALLOT COMMUNICATIONS LTD SHS M0854Q105 179 30,000 SH DEFINED 1 30,000 0 0 AMERIPRISE FINL INC COM 03076C106 947 20,000 SH DEFINED 1 20,000 0 0 AMPHENOL CORP NEW CL A 032095101 490 10,000 SH DEFINED 1 10,000 0 0 ANALOG DEVICES INC COM 032654105 1,883 60,000 SH PUT DEFINED 1 60,000 0 0 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 694 15,000 SH DEFINED 1 15,000 0 0 APPLE INC COM 037833100 2,412 8,500 SH DEFINED 1 8,500 0 0 ARCSIGHT INC COM 039666102 2,177 50,000 SH DEFINED 1 50,000 0 0 ARMSTRONG WORLD INDS INC NEW COM 04247X102 2,420 58,300 SH DEFINED 1 58,300 0 0 ASSURANT INC COM 04621X108 814 20,000 SH DEFINED 1 20,000 0 0 ASSURED GUARANTY LTD COM G0585R106 856 50,000 SH DEFINED 1 50,000 0 0 AUTODESK INC COM 052769106 3,996 125,000 SH PUT DEFINED 1 125,000 0 0 BAIDU INC SPON ADR REP A 056752108 9,954 97,000 SH DEFINED 1 97,000 0 0 BANCO BRADESCO S A SP ADR PFD NEW 059460303 204 10,000 SH DEFINED 1 10,000 0 0 BANK OF AMERICA CORPORATION COM 060505104 13,100 1,000,000 SH CALL DEFINED 1 1,000,000 0 0 BARCLAYS BK PLC IPATH S&P ST ETN 06740C527 14,094 815,158 SH DEFINED 1 815,158 0 0 BMC SOFTWARE INC COM 055921100 1,822 45,000 SH PUT DEFINED 1 45,000 0 0 BON-TON STORES INC COM 09776J101 2,049 201,500 SH DEFINED 1 201,500 0 0 BROADCOM CORP CL A 111320107 6,016 170,000 SH PUT DEFINED 1 170,000 0 0 BUNGE LIMITED COM G16962105 887 15,000 SH CALL DEFINED 0 15,000 0 0 BUNGE LIMITED COM G16962105 296 5,000 SH PUT DEFINED 0 5,000 0 0 BUNGE LIMITED COM G16962105 592 10,000 SH CALL DEFINED 1 10,000 0 0 BUNGE LIMITED COM G16962105 296 5,000 SH PUT DEFINED 1 5,000 0 0 CALIX INC COM 13100M509 438 30,500 SH DEFINED 1 30,500 0 0 CANADIAN SOLAR INC COM 136635109 1,630 100,000 SH DEFINED 1 100,000 0 0 CAREFUSION CORP COM 14170T101 3,751 151,000 SH DEFINED 1 151,000 0 0 CAVIUM NETWORKS INC COM 14965A101 1,150 40,000 SH PUT DEFINED 1 40,000 0 0 CEPHEID COM 15670R107 1,392 74,400 SH DEFINED 1 74,400 0 0 CHINA SEC & SURVE TECH INC COM 16942J105 2,096 377,000 SH DEFINED 1 377,000 0 0 CIT GROUP INC COM NEW 125581801 1,225 30,000 SH DEFINED 1 30,000 0 0 CITIGROUP INC UNIT 99/99/9999 172967416 1,175 10,000 SH DEFINED 0 10,000 0 0 CITIGROUP INC UNIT 99/99/9999 172967416 1,763 15,000 SH DEFINED 1 15,000 0 0 CITIGROUP INC COM 172967101 13,294 3,400,000 SH CALL DEFINED 1 3,400,000 0 0 CLIFFS NATURAL RESOURCES INC COM 18683K101 1,617 25,300 SH DEFINED 1 25,300 0 0 CME GROUP INC COM 12572Q105 3,907 15,000 SH DEFINED 1 15,000 0 0 COCA COLA ENTERPRISES INC COM 191219104 4,135 133,400 SH CALL DEFINED 1 133,400 0 0 COMMSCOPE INC COM 203372107 570 24,000 SH DEFINED 1 24,000 0 0 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 371 3,000 SH DEFINED 1 3,000 0 0 CONCORD MED SVCS HLDGS LTD SPONSORED ADR 206277105 2,010 287,171 SH DEFINED 1 287,171 0 0 COPA HOLDINGS SA CL A P31076105 1,509 28,000 SH DEFINED 1 28,000 0 0 COSTCO WHSL CORP NEW COM 22160K105 12,898 200,000 SH DEFINED 1 200,000 0 0 COVIDIEN PLC SHS G2554F105 1,479 36,800 SH DEFINED 1 36,800 0 0 CRACKER BARREL OLD CTRY STOR COM 22410J106 6,345 125,000 SH DEFINED 1 125,000 0 0 CVS CAREMARK CORPORATION COM 126650100 4,110 130,600 SH DEFINED 1 130,600 0 0 CVS CAREMARK CORPORATION COM 126650100 19,905 632,500 SH CALL DEFINED 1 632,500 0 0 CYTEC INDS INC COM 232820100 2,481 44,000 SH DEFINED 1 44,000 0 0 D R HORTON INC NOTE 2.000% 5/1 23331ABB4 2,220 2,000,000 PRN DEFINED 0 2,000,000 0 0 D R HORTON INC NOTE 2.000% 5/1 23331ABB4 1,388 1,250,000 PRN DEFINED 1 1,250,000 0 0 DANA HLDG CORP COM 235825205 3,733 303,000 SH DEFINED 1 303,000 0 0 DICKS SPORTING GOODS INC COM 253393102 6,309 225,000 SH DEFINED 1 225,000 0 0 DIONEX CORP COM 254546104 709 8,200 SH DEFINED 1 8,200 0 0 DRYSHIPS INC. NOTE 5.000%12/0 262498AB4 764 800,000 PRN DEFINED 0 800,000 0 0 DRYSHIPS INC. NOTE 5.000%12/0 262498AB4 1,337 1,400,000 PRN DEFINED 1 1,400,000 0 0 ETFS PALLADIUM TR SH BEN INT 26923A106 8,027 142,381 SH DEFINED 1 142,381 0 0 EXPEDIA INC DEL COM 30212P105 14,832 525,400 SH DEFINED 1 525,400 0 0 EXPEDIA INC DEL COM 30212P105 2,823 100,000 SH CALL DEFINED 1 100,000 0 0 FEDEX CORP COM 31428X106 6,413 75,000 SH DEFINED 1 75,000 0 0 FERRO CORP COM 315405100 11,415 885,600 SH DEFINED 1 885,600 0 0 FERRO CORP COM 315405100 1,237 96,000 SH CALL DEFINED 1 96,000 0 0 FIDELITY NATIONAL FINANCIAL CL A 31620R105 471 30,000 SH DEFINED 1 30,000 0 0 FINISAR CORP NOTE 5.000%10/1 31787AAK7 976 500,000 PRN DEFINED 0 500,000 0 0 FINISAR CORP NOTE 5.000%10/1 31787AAK7 2,928 1,500,000 PRN DEFINED 1 1,500,000 0 0 FIRSTENERGY CORP COM 337932107 3,129 81,200 SH DEFINED 1 81,200 0 0 FORD MTR CO DEL NOTE 4.250%11/1 345370CN8 2,261 1,500,000 PRN DEFINED 0 1,500,000 0 0 FORTINET INC COM 34959E109 1,000 40,000 SH DEFINED 1 40,000 0 0 FRANKLIN RES INC COM 354613101 3,207 30,000 SH DEFINED 1 30,000 0 0 FUELCELL ENERGY INC COM 35952H106 703 571,277 SH DEFINED 1 571,277 0 0 GENERAL CABLE CORP DEL NEW FRNT 4.500%11/1 369300AL2 1,019 1,000,000 PRN DEFINED 0 1,000,000 0 0 GENZYME CORP COM 372917104 7,079 100,000 SH DEFINED 1 100,000 0 0 GLOBAL PMTS INC COM 37940X102 858 20,000 SH DEFINED 1 20,000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 4,337 30,000 SH DEFINED 1 30,000 0 0 GREEN MTN COFFEE ROASTERS IN COM 393122106 7,018 225,000 SH DEFINED 1 225,000 0 0 HANSEN NAT CORP COM 411310105 8,159 175,000 SH DEFINED 1 175,000 0 0 HERTZ GLOBAL HOLDINGS INC NOTE 5.250% 6/0 42805TAA3 4,459 3,000,000 PRN DEFINED 0 3,000,000 0 0 HERTZ GLOBAL HOLDINGS INC NOTE 5.250% 6/0 42805TAA3 5,202 3,500,000 PRN DEFINED 1 3,500,000 0 0 HEWITT ASSOCS INC COM 42822Q100 13,112 260,000 SH DEFINED 1 260,000 0 0 HEWLETT PACKARD CO COM 428236103 9,466 225,000 SH CALL DEFINED 1 225,000 0 0 HOVNANIAN ENTERPRISES INC CL A 442487203 1,164 296,200 SH CALL DEFINED 1 296,200 0 0 ICON PUB LTD CO SPONSORED ADR 45103T107 1,944 89,900 SH DEFINED 1 89,900 0 0 IESI BFC LTD COM 44951D108 8,956 391,267 SH DEFINED 1 391,267 0 0 INSPIRE PHARMACEUTICALS INC COM 457733103 486 81,600 SH DEFINED 1 81,600 0 0 INTEL CORP COM 458140100 3,840 200,000 SH PUT DEFINED 1 200,000 0 0 INTERCONTINENTALEXCHANGE INC COM 45865V100 5,236 50,000 SH DEFINED 1 50,000 0 0 ISHARES INC MSCI TAIWAN 464286731 5,149 380,000 SH PUT DEFINED 1 380,000 0 0 ISHARES TR BARCLYS TIPS BD 464287176 6,038 55,366 SH DEFINED 1 55,366 0 0 ISHARES TR IBOXX INV CPBD 464287242 5,908 52,243 SH DEFINED 1 52,243 0 0 ISHARES TR MSCI EMERG MKT 464287234 18,356 410,000 SH PUT DEFINED 1 410,000 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 484 20,000 SH DEFINED 1 20,000 0 0 JA SOLAR HOLDINGS CO LTD SPON ADR 466090107 653 70,000 SH DEFINED 1 70,000 0 0 JOY GLOBAL INC COM 481165108 6,786 96,500 SH DEFINED 1 96,500 0 0 KING PHARMACEUTICALS INC COM 495582108 813 81,600 SH DEFINED 1 81,600 0 0 L-1 IDENTITY SOLUTIONS INC COM 50212A106 1,760 150,000 SH DEFINED 1 150,000 0 0 LAZARD LTD SHS A G54050102 2,806 80,000 SH DEFINED 1 80,000 0 0 LDK SOLAR CO LTD NOTE 4.750% 4/1 50183LAB3 498 500,000 PRN DEFINED 1 500,000 0 0 LEGG MASON INC COM 524901105 2,273 75,000 SH DEFINED 1 75,000 0 0 LEXMARK INTL NEW CL A 529771107 2,945 66,000 SH PUT DEFINED 1 66,000 0 0 LIFE TECHNOLOGIES CORP COM 53217V109 4,758 101,900 SH DEFINED 1 101,900 0 0 LINCARE HLDGS INC DBCV 2.750%11/0 532791AE0 3,233 3,000,000 PRN DEFINED 0 3,000,000 0 0 LINCARE HLDGS INC NOTE 2.750%11/0 532791AF7 2,912 2,750,000 PRN DEFINED 0 2,750,000 0 0 LINCARE HLDGS INC DBCV 2.750%11/0 532791AE0 4,311 4,000,000 PRN DEFINED 1 4,000,000 0 0 LINCARE HLDGS INC NOTE 2.750%11/0 532791AF7 5,824 5,500,000 PRN DEFINED 1 5,500,000 0 0 LINEAR TECHNOLOGY CORP COM 535678106 2,458 80,000 SH PUT DEFINED 1 80,000 0 0 LORAL SPACE & COMMUNICATNS I COM 543881106 4,566 87,464 SH DEFINED 1 87,464 0 0 MAKEMYTRIP LIMITED MAURITIUS SHS V5633W109 213 5,500 SH DEFINED 1 5,500 0 0 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 488 15,000 SH DEFINED 1 15,000 0 0 MASIMO CORP COM 574795100 5,014 183,600 SH DEFINED 1 183,600 0 0 MASSEY ENERGY COMPANY COM 576206106 2,891 93,200 SH DEFINED 1 93,200 0 0 MCAFEE INC COM 579064106 10,634 225,000 SH DEFINED 1 225,000 0 0 MCAFEE INC COM 579064106 4,726 100,000 SH CALL DEFINED 1 100,000 0 0 MECHEL OAO SPONSORED ADR 583840103 374 15,000 SH DEFINED 1 15,000 0 0 MEMC ELECTR MATLS INC COM 552715104 477 40,000 SH DEFINED 1 40,000 0 0 MF GLOBAL HLDGS LTD COM 55277J108 2,880 400,000 SH DEFINED 1 400,000 0 0 MICROSTRATEGY INC CL A NEW 594972408 1,039 12,000 SH DEFINED 1 12,000 0 0 MICROSTRATEGY INC CL A NEW 594972408 2,079 24,000 SH CALL DEFINED 1 24,000 0 0 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 318 15,000 SH DEFINED 1 15,000 0 0 MOODYS CORP COM 615369105 749 30,000 SH DEFINED 1 30,000 0 0 MOTOROLA INC COM 620076109 3,139 368,000 SH DEFINED 1 368,000 0 0 MOTOROLA INC COM 620076109 3,412 400,000 SH CALL DEFINED 1 400,000 0 0 MOTRICITY INC COM 620107102 526 43,806 SH DEFINED 1 43,806 0 0 NBTY INC COM 628782104 6,883 125,200 SH DEFINED 1 125,200 0 0 NETEZZA CORP COM 64111N101 404 15,000 SH CALL DEFINED 1 15,000 0 0 NETLOGIC MICROSYSTEMS INC COM 64118B100 3,282 119,000 SH PUT DEFINED 1 119,000 0 0 NII HLDGS INC NOTE 3.125% 6/1 62913FAJ1 979 1,000,000 PRN DEFINED 1 1,000,000 0 0 NOVARTIS A G SPONSORED ADR 66987V109 2,884 50,000 SH PUT DEFINED 1 50,000 0 0 NUCOR CORP COM 670346105 8,595 225,000 SH CALL DEFINED 1 225,000 0 0 NVIDIA CORP COM 67066G104 1,635 140,000 SH DEFINED 1 140,000 0 0 NVIDIA CORP COM 67066G104 2,920 250,000 SH CALL DEFINED 1 250,000 0 0 ONYX PHARMACEUTICALS INC COM 683399109 3,229 122,400 SH DEFINED 1 122,400 0 0 P F CHANGS CHINA BISTRO INC COM 69333Y108 15,246 330,000 SH DEFINED 1 330,000 0 0 P F CHANGS CHINA BISTRO INC COM 69333Y108 5,775 125,000 SH CALL DEFINED 1 125,000 0 0 PACKAGING CORP AMER COM 695156109 927 40,000 SH CALL DEFINED 1 40,000 0 0 PACTIV CORP COM 695257105 8,763 265,700 SH DEFINED 1 265,700 0 0 PAR PHARMACEUTICAL COS INC COM 69888P106 3,678 126,479 SH DEFINED 1 126,479 0 0 PAREXEL INTL CORP COM 699462107 5,003 216,300 SH DEFINED 1 216,300 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 1,016 28,000 SH DEFINED 1 28,000 0 0 PFIZER INC COM 717081103 2,102 122,400 SH DEFINED 1 122,400 0 0 PFIZER INC COM 717081103 2,102 122,400 SH CALL DEFINED 1 122,400 0 0 PMA CAP CORP CL A 693419202 2,584 342,700 SH DEFINED 1 342,700 0 0 POTASH CORP SASK INC COM 73755L107 720 5,000 SH DEFINED 1 5,000 0 0 POTASH CORP SASK INC COM 73755L107 3,630 25,200 SH CALL DEFINED 1 25,200 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 64,036 1,305,000 SH PUT DEFINED 1 1,305,000 0 0 PRICELINE COM INC COM NEW 741503403 5,225 15,000 SH DEFINED 1 15,000 0 0 PROGRESSIVE CORP OHIO COM 743315103 1,565 75,000 SH DEFINED 1 75,000 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347R297 15,625 500,000 SH CALL DEFINED 1 500,000 0 0 PSYCHIATRIC SOLUTIONS INC COM 74439H108 7,743 230,803 SH DEFINED 1 230,803 0 0 QUALCOMM INC COM 747525103 1,625 36,000 SH DEFINED 1 36,000 0 0 QUALCOMM INC COM 747525103 3,385 75,000 CALL DEFINED 1 75,000 0 0 QWEST COMMUNICATIONS INTL IN NOTE 3.500%11/1 749121BY4 1,323 1,000,000 PRN DEFINED 0 1,000,000 0 0 QWEST COMMUNICATIONS INTL IN NOTE 3.500%11/1 749121BY4 6,616 5,000,000 PRN DEFINED 1 5,000,000 0 0 RESEARCH IN MOTION LTD COM 760975102 2,921 60,000 SH PUT DEFINED 1 60,000 0 0 ROSS STORES INC COM 778296103 8,199 150,000 SH DEFINED 1 150,000 0 0 SALIX PHARMACEUTICALS INC COM 795435106 6,002 151,100 SH DEFINED 1 151,100 0 0 SBA COMMUNICATIONS CORP NOTE 0.375%12/0 78388JAJ5 602 500,000 PRN DEFINED 0 500,000 0 0 SBA COMMUNICATIONS CORP NOTE 0.375%12/0 78388JAJ5 602 500,000 PRN DEFINED 1 500,000 0 0 SBA COMMUNICATIONS CORP NOTE 4.000%10/0 78388JAM8 2,235 1,500,000 PRN DEFINED 1 1,500,000 0 0 SELECT MED HLDGS CORP COM 81619Q105 2,356 306,000 SH DEFINED 1 306,000 0 0 SHIRE PLC SPONSORED ADR 82481R106 4,676 69,500 SH DEFINED 1 69,500 0 0 SINA CORP ORD G81477104 8,852 175,000 SH DEFINED 1 175,000 0 0 SKECHERS U S A INC CL A 830566105 1,175 50,000 SH CALL DEFINED 1 50,000 0 0 SMURFIT-STONE CONTAINER CORP COM 83272A104 6,135 333,944 SH DEFINED 1 333,944 0 0 SOLARFUN POWER HOLDINGS CO L SPONSORED ADR 83415U108 460 35,000 SH DEFINED 1 35,000 0 0 SOURCEFIRE INC COM 83616T108 721 25,000 SH CALL DEFINED 1 25,000 0 0 SPANSION INC COM CL A NEW 84649R200 19,661 1,313,373 SH DEFINED 1 1,313,373 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 2,393 18,708 SH DEFINED 1 18,708 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 6,277 55,000 SH CALL DEFINED 0 55,000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 6,277 55,000 SH CALL DEFINED 1 55,000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 147,228 1,290,000 SH PUT DEFINED 1 1,290,000 0 0 STILLWATER MNG CO COM 86074Q102 6,007 356,700 SH DEFINED 1 356,700 0 0 STRATASYS INC COM 862685104 832 30,000 SH DEFINED 1 30,000 0 0 SUNOCO INC COM 86764P109 1,825 50,000 SH CALL DEFINED 1 50,000 0 0 SUNTECH PWR HLDGS CO LTD ADR 86800C104 386 40,000 SH DEFINED 1 40,000 0 0 SYNERON MEDICAL LTD ORD SHS M87245102 486 49,000 SH DEFINED 1 49,000 0 0 TAKE-TWO INTERACTIVE SOFTWAR NOTE 4.375% 6/0 874054AA7 1,794 1,500,000 PRN DEFINED 0 1,500,000 0 0 TAKE-TWO INTERACTIVE SOFTWAR NOTE 4.375% 6/0 874054AA7 1,196 1,000,000 PRN DEFINED 1 1,000,000 0 0 TALECRIS BIOTHERAPEUTICS HLD COM 874227101 1,144 50,000 SH DEFINED 1 50,000 0 0 TELEFONOS DE MEXICO S A B SPON ADR ORD L 879403780 747 50,000 SH DEFINED 1 50,000 0 0 TEXAS INSTRS INC COM 882508104 814 30,000 SH DEFINED 1 30,000 0 0 TEXAS ROADHOUSE INC COM 882681109 4,215 300,000 SH DEFINED 1 300,000 0 0 TEXTRON INC NOTE 4.500% 5/0 883203BN0 1,721 1,000,000 PRN DEFINED 0 1,000,000 0 0 TEXTRON INC NOTE 4.500% 5/0 883203BN0 3,443 2,000,000 PRN DEFINED 1 2,000,000 0 0 TIMKEN CO COM 887389104 8,512 221,900 SH DEFINED 1 221,900 0 0 TITAN INTL INC ILL COM 88830M102 1,900 140,000 SH DEFINED 1 140,000 0 0 TOLL BROTHERS INC COM 889478103 5,468 287,500 SH DEFINED 1 287,500 0 0 TRINA SOLAR LIMITED SPON ADR 89628E104 1,358 45,000 SH DEFINED 1 45,000 0 0 TUPPERWARE BRANDS CORP COM 899896104 6,864 150,000 SH DEFINED 1 150,000 0 0 U S G CORP COM NEW 903293405 5,936 450,000 SH CALL DEFINED 1 450,000 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1,432 40,800 SH DEFINED 1 40,800 0 0 UNITED STATES STL CORP NEW COM 912909108 5,846 133,349 SH DEFINED 1 133,349 0 0 VALE CAP II GTD CV 6.75%12 91912F201 1,326 15,000 PRN DEFINED 0 15,000 0 0 VALE CAP II GTD CV 6.75%12 91912F201 1,768 20,000 PRN DEFINED 1 20,000 0 0 VERISIGN INC SDCV 3.250% 8/1 92343EAD4 2,717 2,500,000 PRN DEFINED 0 2,500,000 0 0 VERISIGN INC SDCV 3.250% 8/1 92343EAD4 4,347 4,000,000 PRN DEFINED 1 4,000,000 0 0 VERSO PAPER CORP COM 92531L108 1,480 513,762 SH DEFINED 1 513,762 0 0 VIRGIN MEDIA INC NOTE 6.500%11/1 92769LAB7 3,749 2,500,000 PRN DEFINED 0 2,500,000 0 0 VIRGIN MEDIA INC NOTE 6.500%11/1 92769LAB7 5,248 3,500,000 PRN DEFINED 1 3,500,000 0 0 WADDELL & REED FINL INC CL A 930059100 2,736 100,000 SH DEFINED 1 100,000 0 0 WATSON PHARMACEUTICALS INC COM 942683103 4,658 110,100 SH DEFINED 1 110,100 0 0 WEST PHARMACEUTICAL SVSC INC SDCV 4.000% 3/1 955306AA3 796 1,000,000 PRN DEFINED 0 1,000,000 0 0 WHOLE FOODS MKT INC COM 966837106 6,494 175,000 SH DEFINED 1 175,000 0 0 WILLIAMS SONOMA INC COM 969904101 5,548 175,000 SH DEFINED 1 175,000 0 0 WYNDHAM WORLDWIDE CORP COM 98310W108 4,121 150,000 SH DEFINED 1 150,000 0 0 XEROX CORP COM 984121103 7,304 705,700 SH DEFINED 1 705,700 0 0 XL GROUP PLC SHS G98290102 2,166 100,000 SH DEFINED 1 100,000 0 0 YINGLI GREEN ENERGY HLDG CO ADR 98584B103 969 70,000 SH DEFINED 1 70,000 0 0 ZOLL MED CORP COM 989922109 1,712 53,050 SH DEFINED 1 53,050 0 0
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