-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WlL8p8aw8/jaaPipmMK9n7lGCJWtK3E0mB5FqQHOEwcA7cHv6YmY4bA/GogOx0dh M4+Dkyb6VbbLVUcHpuQRig== 0000902664-09-003955.txt : 20091116 0000902664-09-003955.hdr.sgml : 20091116 20091116165144 ACCESSION NUMBER: 0000902664-09-003955 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 1798 Global Partners (Cayman Islands) Ltd. CENTRAL INDEX KEY: 0001427790 IRS NUMBER: 980555618 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13013 FILM NUMBER: 091187717 BUSINESS ADDRESS: STREET 1: PO BOX 309GT UGLAND HOUSE STREET 2: SOUTH CHURCH STREET CITY: GEORGE TOWN STATE: E9 ZIP: 00000 BUSINESS PHONE: 345-949-8066 MAIL ADDRESS: STREET 1: PO BOX 309GT UGLAND HOUSE STREET 2: SOUTH CHURCH STREET CITY: GEORGE TOWN STATE: E9 ZIP: 00000 13F-HR 1 p09-1949form13fhr.txt 1798 GLOBAL PARTNERS (CAYMAN ISLANDS) LTD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 ---------------------------- Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: 1798 Global Partners (Cayman Islands) Ltd -------------------------------------------------- Address: PO Box 309, Ugland House -------------------------------------------------- Grand Cayman, KY1-1104, Cayman Islands -------------------------------------------------- -------------------------------------------------- Form 13F File Number: 028-13013 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Eliott Frank -------------------------------------------------- Title: Director -------------------------------------------------- Phone: 212-295-6200 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Eliott Frank New York, New York November 16, 2009 ------------------- ---------------------- -------------------- Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 140 ------------- Form 13F Information Table Value Total: $537,645 ------------- (thousands) List of Other Included Managers: NONE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE - ----------------------------------------------------------------------------------------------------------------------------------- A D C TELECOMMUNICATIONS NOTE 3.500% 7/1 000886AE1 769 1,000,000 PRN SOLE 1,000,000 A D C TELECOMMUNICATIONS NOTE 3.500% 7/1 000886AF8 1,744 2,500,000 PRN SOLE 2,500,000 ABBOTT LABS COM 002824100 5,936 120,000 CALL SOLE 120,000 ABBOTT LABS COM 002824100 13,604 275,000 SH SOLE 275,000 ABERCROMBIE & FITCH CO CL A 002896207 7,891 240,000 SH SOLE 240,000 ACORDA THERAPEUTICS INC COM 00484M106 233 10,000 CALL SOLE 10,000 ACTIVISION BLIZZARD INC COM 00507V109 434 35,000 SH SOLE 35,000 AFFILIATED COMPUTER SERVICES CL A 008190100 2,979 55,000 SH SOLE 55,000 AFFILIATED MANAGERS GROUP COM 008252108 650 10,000 SH SOLE 10,000 AGCO CORP NOTE 1.750%12/3 001084AL6 5,320 4,000,000 PRN SOLE 4,000,000 AKAMAI TECHNOLOGIES INC NOTE 1.000%12/1 00971TAE1 4,088 3,000,000 PRN SOLE 3,000,000 ALEXION PHARMACEUTICALS INC COM 015351109 1,336 30,000 SH SOLE 30,000 AMERICAN EXPRESS CO COM 025816109 1,526 45,000 SH SOLE 45,000 AMERICAN INTL GROUP INC COM NEW 026874784 1,341 30,400 PUT SOLE 30,400 AMERICAN INTL GROUP INC UNIT 99/99/9999 026874115 1,294 115,000 SH SOLE 115,000 AMERIPRISE FINL INC COM 03076C106 363 10,000 SH SOLE 10,000 AMERISOURCEBERGEN CORP COM 03073E105 1,679 75,000 SH SOLE 75,000 AON CORP COM 037389103 509 12,500 SH SOLE 12,500 ARCH CAP GROUP LTD ORD G0450A105 939 13,900 SH SOLE 13,900 ARIBA INC COM NEW 04033V203 557 48,000 SH SOLE 48,000 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 1,059 40,000 SH SOLE 40,000 ASSURANT INC COM 04621X108 321 10,000 SH SOLE 10,000 ATHENAHEALTH INC COM 04685W103 1,919 50,000 SH SOLE 50,000 BANK OF AMERICA CORPORATION COM 060505104 508 30,000 SH SOLE 30,000 BANK OF NEW YORK MELLON CORP COM 064058100 2,899 100,000 SH SOLE 100,000 BAXTER INTL INC COM 071813109 2,851 50,000 SH SOLE 50,000 BIOMARIN PHARMACEUTICAL INC NOTE 2.500% 3/2 09061GAC5 3,731 3,000,000 PRN SOLE 3,000,000 BJ SVCS CO COM 055482103 7,696 396,100 SH SOLE 396,100 BON-TON STORES INC COM 09776J101 3,998 549,133 SH SOLE 549,133 BUNGE LIMITED COM G16962105 626 10,000 PUT SOLE 10,000 BUNGE LIMITED COM G16962105 1,565 25,000 CALL SOLE 25,000 CADBURY PLC SPONS ADR 12721E102 1,155 22,550 SH SOLE 22,550 CENTENE CORP DEL COM 15135B101 1,515 80,000 SH SOLE 80,000 CEPHEID COM 15670R107 958 72,500 SH SOLE 72,500 CF INDS HLDGS INC COM 125269100 2,225 25,800 SH SOLE 25,800 CHECK POINT SOFTWARE TECH LT ORD M22465104 851 30,000 SH SOLE 30,000 CIENA CORP COM NEW 171779309 928 57,000 PUT SOLE 57,000 CME GROUP INC COM 12572Q105 308 1,000 SH SOLE 1,000 COSTCO WHSL CORP NEW COM 22160K105 4,510 80,000 SH SOLE 80,000 COVIDIEN PLC SHS G2554F105 4,975 115,000 SH SOLE 115,000 D R HORTON INC NOTE 2.000% 5/1 23331ABB4 3,693 3,250,000 PRN SOLE 3,250,000 DANA HOLDING CORP COM 235825205 6,640 975,000 SH SOLE 975,000 DENDREON CORP COM 24823Q107 2,099 75,000 SH SOLE 75,000 DOLLAR THRIFTY AUTOMOTIVE GP COM 256743105 7,377 300,000 CALL SOLE 300,000 DOLLAR THRIFTY AUTOMOTIVE GP COM 256743105 5,093 207,100 SH SOLE 207,100 EBAY INC COM 278642103 12,272 520,000 CALL SOLE 520,000 EBAY INC COM 278642103 16,874 715,000 SH SOLE 715,000 ELECTRONIC ARTS INC COM 285512109 324 17,000 CALL SOLE 17,000 ENDO PHARMACEUTICALS HLDGS I NOTE 1.750% 4/1 29264FAA4 969 1,000,000 PRN SOLE 1,000,000 ENERGY XXI (BERMUDA) LTD COM SHS G10082108 4,686 3,023,254 SH SOLE 3,023,254 EVEREST RE GROUP LTD COM G3223R108 2,017 23,000 SH SOLE 23,000 FINISAR COM 31787A101 238 24,625 SH SOLE 24,625 FISERV INC COM 337738108 362 7,500 SH SOLE 7,500 FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 1,546 140,000 SH SOLE 140,000 FORESTAR GROUP INC COM 346233109 1,031 60,000 PUT SOLE 60,000 FRANKLIN RES INC COM 354613101 1,509 15,000 SH SOLE 15,000 FRONTLINE LTD SHS G3682E127 1,862 80,000 SH SOLE 80,000 GOLDMAN SACHS GROUP INC COM 38141G104 1,106 6,000 SH SOLE 6,000 GREAT PLAINS ENERGY INC UNIT 06/15/2042 391164803 1,871 30,000 SH SOLE 30,000 GREEN MTN COFFEE ROASTERS IN COM 393122106 7,384 100,000 PUT SOLE 100,000 GREEN MTN COFFEE ROASTERS IN COM 393122106 960 13,000 SH SOLE 13,000 HAEMONETICS CORP COM 405024100 1,543 27,500 SH SOLE 27,500 HARMONIC INC COM 413160102 501 75,000 SH SOLE 75,000 HERTZ GLOBAL HOLDINGS INC NOTE 5.250% 6/0 42805TAA3 4,455 2,950,000 PRN SOLE 2,950,000 ILLUMINA INC COM 452327109 1,913 45,000 SH SOLE 45,000 INTEL CORP COM 458140100 1,076 55,000 SH SOLE 55,000 INVESTORS BANCORP INC COM 46146P102 318 30,000 SH SOLE 30,000 ISHARES TR BARCLYS 1-3 YR CR 464288646 1,355 12,987 SH SOLE 12,987 ISHARES TR INDEX MSCI EMERG MKT 464287234 20,622 530,000 PUT SOLE 530,000 ISHARES TR INDEX BARCLYS TIPS BD 464287176 1,039 10,100 SH SOLE 10,100 ISHARES TR INDEX IBOXX INV CPBD 464287242 622 5,834 SH SOLE 5,834 JDS UNIPHASE CORP COM PAR $0.001 46612J507 953 134,027 SH SOLE 134,027 KNIGHT CAPITAL GROUP INC CL A 499005106 979 45,000 SH SOLE 45,000 LAZARD LTD SHS A G54050102 1,446 35,000 SH SOLE 35,000 LEGG MASON INC COM 524901105 621 20,000 SH SOLE 20,000 LIFE TECHNOLOGIES CORP COM 53217V109 2,095 45,000 SH SOLE 45,000 LINCARE HLDGS INC DBCV 2.750%11/0 532791AE0 1,995 2,000,000 PRN SOLE 2,000,000 LINCARE HLDGS INC NOTE 2.750%11/0 532791AF7 4,138 4,250,000 PRN SOLE 4,250,000 LINCOLN NATL CORP IND COM 534187109 518 20,000 SH SOLE 20,000 MARVEL ENTERTAINMENT INC COM 57383T103 9,572 192,900 SH SOLE 192,900 MASIMO CORP COM 574795100 1,572 60,000 SH SOLE 60,000 NASDAQ OMX GROUP INC COM 631103108 1,263 60,000 SH SOLE 60,000 NBTY INC COM 628782104 8,906 225,000 SH SOLE 225,000 NII HLDGS INC NOTE 2.750% 8/1 62913FAF9 4,416 4,500,000 PRN SOLE 4,500,000 NII HLDGS INC NOTE 3.125% 6/1 62913FAJ1 874 1,000,000 PRN SOLE 1,000,000 OCLARO INC COM 67555N107 243 221,000 SH SOLE 221,000 OMNICARE INC COM 681904108 1,689 75,000 SH SOLE 75,000 OPEN TEXT CORP COM 683715106 709 19,000 SH SOLE 19,000 OPNEXT INC COM 68375V105 293 100,000 SH SOLE 100,000 OWENS & MINOR INC NEW COM 690732102 1,584 35,000 SH SOLE 35,000 PAR PHARMACEUTICAL COS INC COM 69888P106 2,288 106,373 SH SOLE 106,373 PENNEY J C INC COM 708160106 3,375 100,000 CALL SOLE 100,000 PENNEY J C INC COM 708160106 8,775 260,000 SH SOLE 260,000 PEOPLES UNITED FINANCIAL INC COM 712704105 467 30,000 SH SOLE 30,000 PEPSI BOTTLING GROUP INC COM 713409100 9,857 270,500 SH SOLE 270,500 PEROT SYS CORP CL A 714265105 5,940 200,000 SH SOLE 200,000 PFIZER INC COM 717081103 7,861 475,000 SH SOLE 475,000 PLATINUM UNDERWRITER HLDGS L COM G7127P100 262 7,300 SH SOLE 7,300 PNC FINL SVCS GROUP INC COM 693475105 486 10,000 SH SOLE 10,000 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 8,002 189,400 PUT SOLE 189,400 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 201 7,870 SH SOLE 7,870 PRICE T ROWE GROUP INC COM 74144T108 914 20,000 SH SOLE 20,000 REINSURANCE GROUP AMER INC COM NEW 759351604 892 20,000 SH SOLE 20,000 RENAISSANCERE HOLDINGS LTD COM G7496G103 257 4,700 SH SOLE 4,700 RESEARCH IN MOTION LTD COM 760975102 1,696 25,077 SH SOLE 25,077 SAVIENT PHARMACEUTICALS INC COM 80517Q100 3,420 225,000 SH SOLE 225,000 SBA COMMUNICATIONS CORP NOTE 0.375%12/0 78388JAJ5 993 1,000,000 PRN SOLE 1,000,000 SCHEIN HENRY INC COM 806407102 2,169 39,900 SH SOLE 39,900 SCHERING PLOUGH CORP COM 806605101 14,752 522,200 SH SOLE 522,200 SEAGATE TECHNOLOGY SHS G7945J104 1,460 96,000 SH SOLE 96,000 SEPRACOR INC COM 817315104 3,435 150,000 SH SOLE 150,000 SONICWALL INC COM 835470105 924 110,000 SH SOLE 110,000 SPDR TR UNIT SER 1 78462F103 92,391 875,000 PUT SOLE 875,000 SPDR TR UNIT SER 1 78462F103 5,280 50,000 SH SOLE 50,000 ST JUDE MED INC COM 790849103 3,901 100,000 SH SOLE 100,000 SUN MICROSYSTEMS INC COM NEW 866810203 9,999 1,100,000 SH SOLE 1,100,000 SUNTRUST BKS INC COM 867914103 677 30,000 SH SOLE 30,000 SYBASE INC NOTE 1.750% 2/2 871130AB6 6,250 4,000,000 PRN SOLE 4,000,000 SYMANTEC CORP COM 871503108 1,449 88,000 SH SOLE 88,000 TARGET CORP COM 87612E106 4,668 100,000 SH SOLE 100,000 TD AMERITRADE HLDG CORP COM 87236Y108 393 20,000 SH SOLE 20,000 THERMO FISHER SCIENTIFIC INC COM 883556102 10,699 245,000 SH SOLE 245,000 TIBCO SOFTWARE INC COM 88632Q103 1,414 149,000 SH SOLE 149,000 TIFFANY & CO NEW COM 886547108 3,853 100,000 SH SOLE 100,000 UNITED STATES NATL GAS FUND UNIT 912318102 4,226 360,000 CALL SOLE 360,000 UNITED STATES STL CORP NEW NOTE 4.000% 5/1 912909AE8 3,535 2,225,000 PRN SOLE 2,225,000 VAIL RESORTS INC COM 91879Q109 9,224 275,000 SH SOLE 275,000 VALE CAP II VALEP 6.75% 12 91912F300 5,886 85,000 SH SOLE 85,000 VALE S A ADR 91912E105 1,966 85,000 CALL SOLE 85,000 VALIDUS HOLDINGS LTD COM SHS G9319H102 263 10,200 SH SOLE 10,200 VERISIGN INC SDCV 3.250% 8/1 92343EAD4 1,745 2,000,000 PRN SOLE 2,000,000 VIRGIN MOBILE USA INC CL A 92769R108 1,708 341,600 SH SOLE 341,600 VISA INC COM CL A 92826C839 1,659 24,000 SH SOLE 24,000 WALGREEN CO COM 931422109 3,747 100,000 SH SOLE 100,000 WELLPOINT INC COM 94973V107 1,658 35,000 SH SOLE 35,000 WEST PHARMACEUTICAL SVSC INC SDCV 4.000% 3/1 955306AA3 825 1,000,000 PRN SOLE 1,000,000 WILLIAMS SONOMA INC COM 969904101 3,540 175,000 SH SOLE 175,000 WYETH COM 983024100 20,588 423,800 SH SOLE 423,800 XL CAP LTD CL A G98255105 524 30,000 SH SOLE 30,000 ZIMMER HLDGS INC COM 98956P102 2,138 40,000 SH SOLE 40,000
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