0001127602-12-007465.txt : 20120222
0001127602-12-007465.hdr.sgml : 20120222
20120222180851
ACCESSION NUMBER: 0001127602-12-007465
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120217
FILED AS OF DATE: 20120222
DATE AS OF CHANGE: 20120222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hall, III Edward C
CENTRAL INDEX KEY: 0001427724
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12291
FILM NUMBER: 12631523
MAIL ADDRESS:
STREET 1: 4300 WILSON BOULEVARD
CITY: ARLINGTON
STATE: VA
ZIP: 22203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AES CORP
CENTRAL INDEX KEY: 0000874761
STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991]
IRS NUMBER: 541163725
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 WILSON BOULEVARD
CITY: ARLINGTON
STATE: VA
ZIP: 22203
BUSINESS PHONE: 7035221315
MAIL ADDRESS:
STREET 1: 4300 WILSON BOULEVARD
CITY: ARLINGTON
STATE: VA
ZIP: 22203
FORMER COMPANY:
FORMER CONFORMED NAME: AES CORPORATION
DATE OF NAME CHANGE: 19930328
4
1
form4.xml
PRIMARY DOCUMENT
X0304
4
2012-02-17
0000874761
AES CORP
AES
0001427724
Hall, III Edward C
4300 WILSON BOULEVARD
ARLINGTON
VA
22203
1
COO Generation
Common Stock
2012-02-17
4
A
0
18759
A
59399
D
Common Stock
2012-02-17
4
A
0
26042
A
85441
D
Common Stock
2012-02-17
4
F
0
2479
13.70
D
82962
D
Common Stock
64033
I
By 401(k) Plan
Common Stock
880
I
By Sons
Stock Option (Right to Buy)
13.70
2012-02-17
4
A
0
74277
0
A
2022-02-17
Common Stock
74277
74277
D
Units
2012-02-17
4
A
0
4850
13.70
A
Common Stock
4850
28958
D
This restricted stock unit award ("RSU") was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 17, 2013, if certain continuing employment conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock for each RSU granted.
Represents vesting of 2009 Performance Stock Units granted under the Issuer's 2003 Long Term Compensation Plan.
Reflects tax withholding in connection with settlement of one-third previously reported 2011 RSU award.
This includes an 8% (of base salary) discretionary retirement savings award granted pursuant to The AES Retirement Savings Plan (the "Plan") as determined by The AES Corporation Board of Directors on February 17, 2012 subject to applicable IRS contribution limits. The closing stock price on February 17, 2012 was used to determine the number of shares awarded. Between February 22, 2011 and February 17, 2012, this reporting person acquired an additional 974 shares of AES Common stock under the Plan, which are included in this amount.
This stock option award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments if certain continuing employment conditions are satisfied. If such conditions are satisfied, the first installment becomes exercisable on February 17, 2013, and the next two installments become exercisable on February 17, 2014 and February 17, 2015, respectively.
These units were awarded pursuant to the Restoration Supplemental Retirement Plan and its predecessor, the Supplemental Retirement Plan (together the "Plans"). Generally, units under these Plans shall be paid out in cash following termination of employment or later as per the terms of the Plan documents. Each unit represents a hypothetical AES investment equal to one share of AES Common Stock and units under the the Plans are 100% vested upon award.
/s/Edward C. Hall, III
2012-02-22