0001225208-17-001837.txt : 20170127
0001225208-17-001837.hdr.sgml : 20170127
20170127151628
ACCESSION NUMBER: 0001225208-17-001837
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170125
FILED AS OF DATE: 20170127
DATE AS OF CHANGE: 20170127
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND
CENTRAL INDEX KEY: 0001521404
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
BUSINESS ADDRESS:
STREET 1: C/O BABSON CAPITAL MANAGEMENT LLC
STREET 2: 201 SOUTH COLLEGE STREET, STE. 2400
CITY: CHARLOTTE
STATE: NC
ZIP: 28244
BUSINESS PHONE: 704-347-6798
MAIL ADDRESS:
STREET 1: C/O BABSON CAPITAL MANAGEMENT LLC
STREET 2: 201 SOUTH COLLEGE STREET, STE. 2400
CITY: CHARLOTTE
STATE: NC
ZIP: 28244
FORMER COMPANY:
FORMER CONFORMED NAME: BABSON CAPITAL GLOBAL SHORT DURATION HIGH YIELD FUND
DATE OF NAME CHANGE: 20120615
FORMER COMPANY:
FORMER CONFORMED NAME: BABSON CAPITAL GLOBAL FLOATING RATE & INCOME FUND
DATE OF NAME CHANGE: 20110520
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sumichrast Martin A.
CENTRAL INDEX KEY: 0001427722
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22562
FILM NUMBER: 17553367
MAIL ADDRESS:
STREET 1: 11125 COLONIAL COUNTRY LANE
CITY: CHARLOTTE
STATE: NC
ZIP: 28277
4
1
doc4.xml
X0306
4
2017-01-25
0001521404
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND
BGH
0001427722
Sumichrast Martin A.
550 SOUTH TRYON STREET
SUITE 3300
CHARLOTTE
NC
28202
1
Trustee
Common Shares
2017-01-25
4
S
0
2500.0000
20.0000
D
0.0000
I
By Stone Street Partners, LLC
The Reporting Person is a Managing Partner of Stone Street Partners, LLC ("the firm"), and therefore is in a position to determine the investment and voting decisions made by the firm. Accordingly, the Reporting Person may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the firm. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The Reporting Person is a trustee of the Issuer. Stone Street Partners, LLC was formerly named Siskey Capital, LLC.
/s/ Martin A. Sumichrast
2017-01-27