0001225208-17-001837.txt : 20170127 0001225208-17-001837.hdr.sgml : 20170127 20170127151628 ACCESSION NUMBER: 0001225208-17-001837 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170125 FILED AS OF DATE: 20170127 DATE AS OF CHANGE: 20170127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND CENTRAL INDEX KEY: 0001521404 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA BUSINESS ADDRESS: STREET 1: C/O BABSON CAPITAL MANAGEMENT LLC STREET 2: 201 SOUTH COLLEGE STREET, STE. 2400 CITY: CHARLOTTE STATE: NC ZIP: 28244 BUSINESS PHONE: 704-347-6798 MAIL ADDRESS: STREET 1: C/O BABSON CAPITAL MANAGEMENT LLC STREET 2: 201 SOUTH COLLEGE STREET, STE. 2400 CITY: CHARLOTTE STATE: NC ZIP: 28244 FORMER COMPANY: FORMER CONFORMED NAME: BABSON CAPITAL GLOBAL SHORT DURATION HIGH YIELD FUND DATE OF NAME CHANGE: 20120615 FORMER COMPANY: FORMER CONFORMED NAME: BABSON CAPITAL GLOBAL FLOATING RATE & INCOME FUND DATE OF NAME CHANGE: 20110520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sumichrast Martin A. CENTRAL INDEX KEY: 0001427722 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22562 FILM NUMBER: 17553367 MAIL ADDRESS: STREET 1: 11125 COLONIAL COUNTRY LANE CITY: CHARLOTTE STATE: NC ZIP: 28277 4 1 doc4.xml X0306 4 2017-01-25 0001521404 BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND BGH 0001427722 Sumichrast Martin A. 550 SOUTH TRYON STREET SUITE 3300 CHARLOTTE NC 28202 1 Trustee Common Shares 2017-01-25 4 S 0 2500.0000 20.0000 D 0.0000 I By Stone Street Partners, LLC The Reporting Person is a Managing Partner of Stone Street Partners, LLC ("the firm"), and therefore is in a position to determine the investment and voting decisions made by the firm. Accordingly, the Reporting Person may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the firm. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The Reporting Person is a trustee of the Issuer. Stone Street Partners, LLC was formerly named Siskey Capital, LLC. /s/ Martin A. Sumichrast 2017-01-27