-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E+ENATxk8gsGllfZoKqxR8CO6j22xgPxc2fnUI/nt4GYN+HW6ULKwE3cHgWdy9x/ N/X32wzIFGEGOWKAdbGx9A== 0000912282-08-000741.txt : 20080515 0000912282-08-000741.hdr.sgml : 20080515 20080515165140 ACCESSION NUMBER: 0000912282-08-000741 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080331 FILED AS OF DATE: 20080515 DATE AS OF CHANGE: 20080515 EFFECTIVENESS DATE: 20080515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAB CAPITAL PLC CENTRAL INDEX KEY: 0001427480 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13004 FILM NUMBER: 08838687 BUSINESS ADDRESS: STREET 1: NO. 1, ADAM STREET CITY: LONDON STATE: X0 ZIP: W2CN 6LE BUSINESS PHONE: 206-9003-8850 MAIL ADDRESS: STREET 1: NO. 1, ADAM STREET CITY: LONDON STATE: X0 ZIP: W2CN 6LE 13F-HR 1 rabcapital13f_033108.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2008 Check here if Amendment |_|; Amendment Number: ______ This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: RAB Capital plc Address: No. 1 Adam Street London WC2N 6LE United Kingdom Form 13F File Number: 28-13004 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Authorised signatories for RAB Capital plc Name: Gary Pitts Title: Chief Compliance Officer Phone: +44 (0)20 7389 7162 Signature, Place, and Date of Signing: By: /s/ Gary Pitts London, United Kingdom 15 May 2008 Report Type (Check only one.): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE 1 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 85 Form 13F Information Table Value Total: $163,000 List of Other Included Managers: N/A Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE 2
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- ------------ --------- --------- --------------------- ---------- -------- ---------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- ------------ --------- --------- ---------- --- ---- ---------- -------- ---------- ------ ----- Abbott Labs Common 002824100 499 9,047 SH SOLE 9,047 Ace Ltd Common G0070K103 464 8,430 SH SOLE 8,430 Aflac Inc Common 001055102 944 14,535 SH SOLE 14,535 AGL Res Inc Common 001204106 385 11,219 SH SOLE 11,219 Alcoa Inc Common 013817101 4,750 131,713 SH SOLE 131,713 AMDL Inc Common 00167K500 2,259 638,002 SH SOLE 638,002 Anheuser-Busch Cos Inc Common 035229103 488 10,284 SH SOLE 10,284 Apollo Gold Corp Common 03761E102 1,925 3,133,333 SH SOLE 3,133,333 Aqua America Inc Common 03836W103 409 21,753 SH SOLE 21,753 ArcelorMittal SA NY 03938L104 2,457 30,000 SH SOLE 30,000 Luxembourg Registry Sh AT&T Inc Common 00206R102 524 13,687 SH SOLE 13,687 Atmos Energy Corp Common 049560105 387 15,177 SH SOLE 15,177 Bard (C.R.) Inc Common 067383109 523 5,421 SH SOLE 5,421 Baxter Intl Inc Common 071813109 492 8,510 SH SOLE 8,510 Beckman Coulter Inc Common 075811109 483 7,486 SH SOLE 7,486 Becton Dickinson & Co Common 075887109 502 5,842 SH SOLE 5,842 Berkshire Hathaway Inc Class B 084670207 461 103 SH SOLE 103 BPI Energy Holdings Inc Common 055934103 494 2,519,200 SH SOLE 2,519,200 Brown & Brown Inc Common 115236101 319 18,374 SH SOLE 18,374 Brown Forman Corp Class B 115637209 419 6,331 SH SOLE 6,331 Cadiz Inc Common 127537207 10,354 673,227 SH SOLE 673,227 Callisto Pharmaceuticals Common 1312EM104 229 603,493 SH SOLE 603,493 Cameco Corp Common 13321L108 6,466 201,319 SH SOLE 201,319 Central Sun Mining Inc Common 155432107 4,257 2,285,713 SH SOLE 2,285,713 CenturyTel Inc Common 156700106 494 14,862 SH SOLE 14,862 Church & Dwight Inc Common 171340102 542 9,984 SH SOLE 9,984 Clorox & Co Del Common 189054109 456 8,058 SH SOLE 8,058 Coca-Cola Co. Common 191216100 506 8,314 SH SOLE 8,314 Coeur D'alene Mines Corp Common 192108108 11,611 2,873,922 SH SOLE 2,873,922 IDA Credicorp Ltd Common G2519Y108 235 3,271 SH SOLE 3,271 Dentsply Intl Inc New Common 249030107 456 11,805 SH SOLE 11,805 Dominion Res Inc Va New Common 25746U109 475 11,634 SH SOLE 11,634 Enbridge Inc Common 29250N105 383 9,550 SH SOLE 9,550 Encana Corp Common 292505104 4,650 62,950 SH SOLE 62,950 Equitable Res Inc Common 294549100 572 9,717 SH SOLE 9,717 Freeport-McMoran Copper & Common 35671D857 11,746 122,079 SH SOLE 122,079 Go Frontline Ltd SHS G3682E127 874 19,000 SH SOLE 19,000 Gammon Gold Inc Common 36467T106 4,016 548,390 SH SOLE 548,390 General Electric Co Common 369604103 540 14,594 SH SOLE 14,594 General Mls Inc Common 370334104 929 9,309 SH SOLE 9,309 Gold Fields Ltd Sponsored 38059T106 4,672 337,818 SH SOLE 337,818 ADR
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FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- ------------ --------- --------- --------------------- ---------- -------- ---------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- ------------ --------- --------- ---------- --- ---- ---------- -------- ---------- ------ ----- Goldcorp Inc New Common 380956409 442 11,700 SH SOLE 11,700 Goldman Sachs Group Inc Common 38141G104 827 5,000 SH SOLE 5,000 Hershey Foods Corp Common 427866108 500 13,264 SH SOLE 13,264 Hormel Foods Corp Common 440452100 526 12,637 SH SOLE 12,637 Horsehead Hldg Corp Common 440694305 1,158 100,000 SH SOLE 100,000 Iamgold Corp Common 450913108 1,431 200,175 SH SOLE 200,175 Inhibitex Inc Common 45719T103 257 330,000 SH SOLE 330,000 International Tower Hill Common 46051L104 1,515 965,300 SH SOLE 965,300 Mines Ivanhoe Mines Ltd Common 46579N103 3,239 321,821 SH SOLE 321,821 Johnson & Johnson Common 478160104 508 7,832 SH SOLE 7,832 Kellogg Co Common 487836108 543 10,340 SH SOLE 10,340 Kimberly Clark Corp Common 494368103 500 7,749 SH SOLE 7,749 Kraft Foods Inc Class A 50075N104 507 16,349 SH SOLE 16,349 Loews Corp Carolna GP 540424207 240 5,966 SH SOLE 5,966 Stk Lundin Mining Corp Common 550372106 4,896 739,422 SH SOLE 739,422 McCormick & Co Inc Common 579780206 527 14,267 SH SOLE 14,267 Non-Voting Medco Health Solutions Inc Common 58405U102 471 10,753 SH SOLE 10,753 Newmont Mining Corp Common 651639106 6,059 133,752 SH SOLE 133,752 Nike Inc Class B 654106103 590 8,673 SH SOLE 8,673 Nisource Inc Common 65473P105 470 27,252 SH SOLE 27,252 Northern Dynasty Minerals Common 66510M204 2,131 238,530 SH SOLE 238,530 Ltd Nova Biosource Fuels Inc Common 65488W103 300 198,709 SH SOLE 198,709 Pepsi Bottling Group Inc Common 713409100 447 13,196 SH SOLE 13,196 Pepsico Inc Common 713448108 510 7,064 SH SOLE 7,064 Pfizer Inc Common 717081103 463 22,101 SH SOLE 22,101 Pride International Inc Common 74153Q102 1,922 55,000 SH SOLE 55,000 Procter & Gamble Co Common 742718109 527 7,514 SH SOLE 7,514 Questar Corp Common 748356102 568 10,049 SH SOLE 10,049 Republic Services Inc Common 760759100 504 17,223 SH SOLE 17,223 Reynolds American Inc Common 761713106 447 7,569 SH SOLE 7,569 Sara Lee Corp Common 803111103 503 35,993 SH SOLE 35,993 Scana Corp Common 80589M102 476 13,026 SH SOLE 13,026 Southern Co Common 842587107 470 13,204 SH SOLE 13,204 Stericycle Inc Common 858912108 392 7,614 SH SOLE 7,614 Streettracks Gold Trust Gold SHS 863307104 10,184 112,647 SH SOLE 112,647 Stryker Corp Common 863667101 496 7,628 SH SOLE 7,628 Sysco Corp Common 871829107 517 17,818 SH SOLE 17,818 Take-Two Interactive Common 874054109 7,835 307,000 SH SOLE 307,000 Softwre Talisman Energy Inc Common 87425E103 19,075 1,105,175 SH SOLE 1,105,175 Thompson Creek Metals Co Common 884768102 4,254 238,919 SH SOLE 238,919 Inc UnitedHealth Group Inc Common 91324P102 352 10,251 SH SOLE 10,251 Ust Inc Common 902911106 522 9,569 SH SOLE 9,569 Wellpoint Inc Common 94973V107 242 5,480 SH SOLE 5,480 Wisconsin Energy Corp Common 976657106 472 10,731 SH SOLE 10,731 Wrigley WM Jr Co Common 982526105 538 8,557 SH SOLE 8,557
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