0001193125-14-008129.txt : 20140110 0001193125-14-008129.hdr.sgml : 20140110 20140110171652 ACCESSION NUMBER: 0001193125-14-008129 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20140110 DATE AS OF CHANGE: 20140110 GROUP MEMBERS: AAI BLUEMOUNTAIN FUND PLC GROUP MEMBERS: BLUE MOUNTAIN CA MASTER FUND GP, LTD. GROUP MEMBERS: BLUE MOUNTAIN CREDIT ALTERNATIVES MASTER FUND L.P. GROUP MEMBERS: BLUEMOUNTAIN CREDIT OPPORTUNITIES GP I, LLC GROUP MEMBERS: BLUEMOUNTAIN CREDIT OPPORTUNITIES MASTER FUND I L.P. GROUP MEMBERS: BLUEMOUNTAIN DISTRESSED GP, LLC GROUP MEMBERS: BLUEMOUNTAIN DISTRESSED MASTER FUND L.P. GROUP MEMBERS: BLUEMOUNTAIN GP HOLDINGS, LLC GROUP MEMBERS: BLUEMOUNTAIN KICKING HORSE FUND GP, LLC GROUP MEMBERS: BLUEMOUNTAIN KICKING HORSE FUND L.P. GROUP MEMBERS: BLUEMOUNTAIN LONG/SHORT CREDIT GP, LLC GROUP MEMBERS: BLUEMOUNTAIN LONG/SHORT CREDIT MASTER FUND L.P. GROUP MEMBERS: BLUEMOUNTAIN MONTENVERS GP S.A R.L. GROUP MEMBERS: BLUEMOUNTAIN MONTENVERS MASTER FUND SCA SICAV-SIF GROUP MEMBERS: BLUEMOUNTAIN STRATEGIC CREDIT GP, LLC GROUP MEMBERS: BLUEMOUNTAIN STRATEGIC CREDIT MASTER FUND L.P. GROUP MEMBERS: BLUEMOUNTAIN TIMBERLINE LTD. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LEXMARK INTERNATIONAL INC /KY/ CENTRAL INDEX KEY: 0001001288 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570] IRS NUMBER: 061308215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-48053 FILM NUMBER: 14522585 BUSINESS ADDRESS: STREET 1: ONE LEXMARK CENTRE DR CITY: LEXINGTON STATE: KY ZIP: 40550 BUSINESS PHONE: 8592322000 MAIL ADDRESS: STREET 1: 740 WEST NEW CIRCLE ROAD CITY: LEXINGTON STATE: KY ZIP: 40550 FORMER COMPANY: FORMER CONFORMED NAME: LEXMARK INTERNATIONAL GROUP INC DATE OF NAME CHANGE: 19951114 FORMER COMPANY: FORMER CONFORMED NAME: LEXMARK HOLDING INC \DE\ DATE OF NAME CHANGE: 19950922 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BlueMountain Capital Management, LLC CENTRAL INDEX KEY: 0001427430 IRS NUMBER: 261523875 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 280 PARK AVENUE, 5TH FLOOR EAST CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (212) 905-3900 MAIL ADDRESS: STREET 1: 280 PARK AVENUE, 5TH FLOOR EAST CITY: NEW YORK STATE: NY ZIP: 10017 SC 13D/A 1 d659036dsc13da.htm AMENDMENT NO. 9 TO SCHEDULE 13D Amendment No. 9 to Schedule 13D

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. 9)*

 

 

LEXMARK INTERNATIONAL, INC.

(Name of Issuer)

Class A Common Stock, $0.01 par value

(Title of Class of Securities)

529771107

(CUSIP Number)

Paul Friedman

BlueMountain Capital Management, LLC

280 Park Avenue, 5th Floor East

New York, New York 10017

212-905-3990

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

January 9, 2014

(Date of Event which Requires Filing of This Statement)

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss. 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box  ¨.

 

 

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See ss. 240.13d-7(b) for other parties to whom copies are to be sent.

 

 

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 529771107   Schedule 13D   Page 2 of 33

 

  (1)   

Name of reporting persons.

 

BlueMountain Capital Management, LLC

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Source of funds (see instructions)

 

    WC

  (5)  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)    ¨

 

  (6)  

Citizenship or place of organization

 

    Delaware, United States of America

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     (7)    

Sole voting power

 

    0

     (8)   

Shared voting power

 

    3,184,767

     (9)   

Sole dispositive power

 

    0

   (10)   

Shared dispositive power

 

    3,184,767

(11)  

Aggregate amount beneficially owned by each reporting person

 

    3,184,767

(12)  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)    ¨

 

(13)  

Percent of class represented by amount in Row (11)

 

    5.1%(1)

(14)  

Type of reporting person (see instructions)

 

    IA

 

(1) All percentages set forth in this Schedule 13D are based upon the Issuer’s 62,099,191 outstanding shares of Common Stock as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 7, 2013.


CUSIP No. 529771107   Schedule 13D   Page 3 of 33

 

  (1)   

Name of reporting persons.

 

BlueMountain GP Holdings, LLC

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Source of funds (see instructions)

 

    WC

  (5)  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)    ¨

 

  (6)  

Citizenship or place of organization

 

    Delaware, United States of America

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     (7)    

Sole voting power

 

    0

     (8)   

Shared voting power

 

    2,701,648

     (9)   

Sole dispositive power

 

    0

   (10)   

Shared dispositive power

 

    2,701,648

(11)  

Aggregate amount beneficially owned by each reporting person

 

    2,701,648

(12)  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)    ¨

 

(13)  

Percent of class represented by amount in Row (11)

 

    4.4%(1)

(14)  

Type of reporting person (see instructions)

 

    OO

 

(1) All percentages set forth in this Schedule 13D are based upon the Issuer’s 62,099,191 outstanding shares of Common Stock as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 7, 2013.


CUSIP No. 529771107   Schedule 13D   Page 4 of 33

 

  (1)   

Name of reporting persons.

 

Blue Mountain Credit Alternatives Master Fund L.P.

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Source of funds (see instructions)

 

    WC

  (5)  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)    ¨

 

  (6)  

Citizenship or place of organization

 

    Cayman Islands

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     (7)    

Sole voting power

 

    0

     (8)   

Shared voting power

 

    1,283,927

     (9)   

Sole dispositive power

 

    0

   (10)   

Shared dispositive power

 

    1,283,927

(11)  

Aggregate amount beneficially owned by each reporting person

 

    1,283,927

(12)  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)    ¨

 

(13)  

Percent of class represented by amount in Row (11)

 

    2.1%(1)

(14)  

Type of reporting person (see instructions)

 

    PN

 

(1) All percentages set forth in this Schedule 13D are based upon the Issuer’s 62,099,191 outstanding shares of Common Stock as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 7, 2013.


CUSIP No. 529771107   Schedule 13D   Page 5 of 33

 

  (1)   

Name of reporting persons.

 

Blue Mountain CA Master Fund GP, Ltd.

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Source of funds (see instructions)

 

    WC

  (5)  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)    ¨

 

  (6)  

Citizenship or place of organization

 

    Cayman Islands

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     (7)    

Sole voting power

 

    0

     (8)   

Shared voting power

 

    1,283,927

     (9)   

Sole dispositive power

 

    0

   (10)   

Shared dispositive power

 

    1,283,927

(11)  

Aggregate amount beneficially owned by each reporting person

 

    1,283,927

(12)  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)    ¨

 

(13)  

Percent of class represented by amount in Row (11)

 

    2.1%(1)

(14)  

Type of reporting person (see instructions)

 

    CO

 

(1) All percentages set forth in this Schedule 13D are based upon the Issuer’s 62,099,191 outstanding shares of Common Stock as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 7, 2013.


CUSIP No. 529771107   Schedule 13D   Page 6 of 33

 

  (1)   

Name of reporting persons.

 

BlueMountain Long/Short Credit Master Fund L.P.

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Source of funds (see instructions)

 

    WC

  (5)  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)    ¨

 

  (6)  

Citizenship or place of organization

 

    Cayman Islands

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     (7)    

Sole voting power

 

    0

     (8)   

Shared voting power

 

    334,956

     (9)   

Sole dispositive power

 

    0

   (10)   

Shared dispositive power

 

    334,956

(11)  

Aggregate amount beneficially owned by each reporting person

 

    334,956

(12)  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)    ¨

 

(13)  

Percent of class represented by amount in Row (11)

 

    0.5%(1)

(14)  

Type of reporting person (see instructions)

 

    PN

 

(1) All percentages set forth in this Schedule 13D are based upon the Issuer’s 62,099,191 outstanding shares of Common Stock as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 7, 2013.


CUSIP No. 529771107   Schedule 13D   Page 7 of 33

 

  (1)   

Name of reporting persons.

 

BlueMountain Long/Short Credit GP, LLC

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Source of funds (see instructions)

 

    WC

  (5)  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)    ¨

 

  (6)  

Citizenship or place of organization

 

    Delaware, United States of America

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     (7)    

Sole voting power

 

    0

     (8)   

Shared voting power

 

    334,956

     (9)   

Sole dispositive power

 

    0

   (10)   

Shared dispositive power

 

    334,956

(11)  

Aggregate amount beneficially owned by each reporting person

 

    334,956

(12)  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)    ¨

 

(13)  

Percent of class represented by amount in Row (11)

 

    0.5%(1)

(14)  

Type of reporting person (see instructions)

 

    OO

 

(1) All percentages set forth in this Schedule 13D are based upon the Issuer’s 62,099,191 outstanding shares of Common Stock as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 7, 2013.


CUSIP No. 529771107   Schedule 13D   Page 8 of 33

 

  (1)   

Name of reporting persons.

 

BlueMountain Distressed Master Fund L.P.

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Source of funds (see instructions)

 

    WC

  (5)  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)    ¨

 

  (6)  

Citizenship or place of organization

 

    Cayman Islands

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     (7)    

Sole voting power

 

    0

     (8)   

Shared voting power

 

    74,818

     (9)   

Sole dispositive power

 

    0

   (10)   

Shared dispositive power

 

    74,818

(11)  

Aggregate amount beneficially owned by each reporting person

 

    74,818

(12)  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)    ¨

 

(13)  

Percent of class represented by amount in Row (11)

 

    0.1%(1)

(14)  

Type of reporting person (see instructions)

 

    PN

 

(1) All percentages set forth in this Schedule 13D are based upon the Issuer’s 62,099,191 outstanding shares of Common Stock as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 7, 2013.


CUSIP No. 529771107   Schedule 13D   Page 9 of 33

 

  (1)   

Name of reporting persons.

 

BlueMountain Distressed GP, LLC

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Source of funds (see instructions)

 

    WC

  (5)  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)    ¨

 

  (6)  

Citizenship or place of organization

 

    Delaware, United States of America

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     (7)    

Sole voting power

 

    0

     (8)   

Shared voting power

 

    74,818

     (9)   

Sole dispositive power

 

    0

   (10)   

Shared dispositive power

 

    74,818

(11)  

Aggregate amount beneficially owned by each reporting person

 

    74,818

(12)  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)    ¨

 

(13)  

Percent of class represented by amount in Row (11)

 

    0.1%(1)

(14)  

Type of reporting person (see instructions)

 

    OO

 

(1) All percentages set forth in this Schedule 13D are based upon the Issuer’s 62,099,191 outstanding shares of Common Stock as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 7, 2013.


CUSIP No. 529771107   Schedule 13D   Page 10 of 33

 

  (1)   

Name of reporting persons.

 

BlueMountain Strategic Credit Master Fund L.P.

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Source of funds (see instructions)

 

    WC

  (5)  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)    ¨

 

  (6)  

Citizenship or place of organization

 

    Cayman Islands

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     (7)    

Sole voting power

 

    0

     (8)   

Shared voting power

 

    159,282

     (9)   

Sole dispositive power

 

    0

   (10)   

Shared dispositive power

 

    159,282

(11)  

Aggregate amount beneficially owned by each reporting person

 

    159,282

(12)  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)    ¨

 

(13)  

Percent of class represented by amount in Row (11)

 

    0.3%(1)

(14)  

Type of reporting person (see instructions)

 

    PN

 

(1) All percentages set forth in this Schedule 13D are based upon the Issuer’s 62,099,191 outstanding shares of Common Stock as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 7, 2013.


CUSIP No. 529771107   Schedule 13D   Page 11 of 33

 

  (1)   

Name of reporting persons.

 

BlueMountain Strategic Credit GP, LLC

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Source of funds (see instructions)

 

    WC

  (5)  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)    ¨

 

  (6)  

Citizenship or place of organization

 

    Delaware, United States of America

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     (7)    

Sole voting power

 

    0

     (8)   

Shared voting power

 

    159,282

     (9)   

Sole dispositive power

 

    0

   (10)   

Shared dispositive power

 

    159,282

(11)  

Aggregate amount beneficially owned by each reporting person

 

    159,282

(12)  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)    ¨

 

(13)  

Percent of class represented by amount in Row (11)

 

    0.3%(1)

(14)  

Type of reporting person (see instructions)

 

    OO

 

(1) All percentages set forth in this Schedule 13D are based upon the Issuer’s 62,099,191 outstanding shares of Common Stock as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 7, 2013.


CUSIP No. 529771107   Schedule 13D   Page 12 of 33

 

  (1)   

Name of reporting persons.

 

BlueMountain Timberline Ltd.

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Source of funds (see instructions)

 

    WC

  (5)  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)    ¨

 

  (6)  

Citizenship or place of organization

 

    Cayman Islands

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     (7)    

Sole voting power

 

    0

     (8)   

Shared voting power

 

    79,870

     (9)   

Sole dispositive power

 

    0

   (10)   

Shared dispositive power

 

    79,870

(11)  

Aggregate amount beneficially owned by each reporting person

 

    79,870

(12)  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)    ¨

 

(13)  

Percent of class represented by amount in Row (11)

 

    0.1%(1)

(14)  

Type of reporting person (see instructions)

 

    CO

 

(1) All percentages set forth in this Schedule 13D are based upon the Issuer’s 62,099,191 outstanding shares of Common Stock as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 7, 2013.


CUSIP No. 529771107   Schedule 13D   Page 13 of 33

 

  (1)   

Name of reporting persons.

 

BlueMountain Credit Opportunities Master Fund I L.P.

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Source of funds (see instructions)

 

    WC

  (5)  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)    ¨

 

  (6)  

Citizenship or place of organization

 

    Cayman Islands

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     (7)    

Sole voting power

 

    0

     (8)   

Shared voting power

 

    796,908

     (9)   

Sole dispositive power

 

    0

   (10)   

Shared dispositive power

 

    796,908

(11)  

Aggregate amount beneficially owned by each reporting person

 

    796,908

(12)  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)    ¨

 

(13)  

Percent of class represented by amount in Row (11)

 

    1.3%(1)

(14)  

Type of reporting person (see instructions)

 

    PN

 

(1) All percentages set forth in this Schedule 13D are based upon the Issuer’s 62,099,191 outstanding shares of Common Stock as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 7, 2013.


CUSIP No. 529771107   Schedule 13D   Page 14 of 33

 

  (1)   

Name of reporting persons.

 

BlueMountain Credit Opportunities GP I, LLC

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Source of funds (see instructions)

 

    WC

  (5)  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)    ¨

 

  (6)  

Citizenship or place of organization

 

    Delaware, United States of America

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     (7)    

Sole voting power

 

    0

     (8)   

Shared voting power

 

    796,908

     (9)   

Sole dispositive power

 

    0

   (10)   

Shared dispositive power

 

    796,908

(11)  

Aggregate amount beneficially owned by each reporting person

 

    796,908

(12)  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)    ¨

 

(13)  

Percent of class represented by amount in Row (11)

 

    1.3%(1)

(14)  

Type of reporting person (see instructions)

 

    OO

 

(1) All percentages set forth in this Schedule 13D are based upon the Issuer’s 62,099,191 outstanding shares of Common Stock as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 7, 2013.


CUSIP No. 529771107   Schedule 13D   Page 15 of 33

 

  (1)   

Name of reporting persons.

 

BlueMountain Kicking Horse Fund L.P.

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Source of funds (see instructions)

 

    WC

  (5)  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)    ¨

 

  (6)  

Citizenship or place of organization

 

    Cayman Islands

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     (7)    

Sole voting power

 

    0

     (8)   

Shared voting power

 

    51,757

     (9)   

Sole dispositive power

 

    0

   (10)   

Shared dispositive power

 

    51,757

(11)  

Aggregate amount beneficially owned by each reporting person

 

    51,757

(12)  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)    ¨

 

(13)  

Percent of class represented by amount in Row (11)

 

    0.1%(1)

(14)  

Type of reporting person (see instructions)

 

    PN

 

(1) All percentages set forth in this Schedule 13D are based upon the Issuer’s 62,099,191 outstanding shares of Common Stock as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 7, 2013.


CUSIP No. 529771107   Schedule 13D   Page 16 of 33

 

  (1)   

Name of reporting persons.

 

BlueMountain Kicking Horse Fund GP, LLC

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Source of funds (see instructions)

 

    WC

  (5)  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)    ¨

 

  (6)  

Citizenship or place of organization

 

    Delaware, United States of America

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     (7)    

Sole voting power

 

    0

     (8)   

Shared voting power

 

    51,757

     (9)   

Sole dispositive power

 

    0

   (10)   

Shared dispositive power

 

    51,757

(11)  

Aggregate amount beneficially owned by each reporting person

 

    51,757

(12)  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)    ¨

 

(13)  

Percent of class represented by amount in Row (11)

 

    0.1%(1)

(14)  

Type of reporting person (see instructions)

 

    OO

 

(1) All percentages set forth in this Schedule 13D are based upon the Issuer’s 62,099,191 outstanding shares of Common Stock as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 7, 2013.


CUSIP No. 529771107   Schedule 13D   Page 17 of 33

 

  (1)   

Name of reporting persons.

 

AAI BlueMountain Fund PLC*

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Source of funds (see instructions)

 

    WC

  (5)  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)    ¨

 

  (6)  

Citizenship or place of organization

 

    Ireland

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     (7)    

Sole voting power

 

    0

     (8)   

Shared voting power

 

    42,647

     (9)   

Sole dispositive power

 

    0

   (10)   

Shared dispositive power

 

    42,647

(11)  

Aggregate amount beneficially owned by each reporting person

 

    42,647

(12)  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)    ¨

 

(13)  

Percent of class represented by amount in Row (11)

 

    0.1%(1)

(14)  

Type of reporting person (see instructions)

 

    CO

 

(1) All percentages set forth in this Schedule 13D are based upon the Issuer’s 62,099,191 outstanding shares of Common Stock as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 7, 2013.
* The shares of Common Stock are owned by BlueMountain Long/Short Credit and Distressed Reflection Fund, a sub-fund of AAI BlueMountain Fund PLC.


CUSIP No. 529771107   Schedule 13D   Page 18 of 33

 

  (1)   

Name of reporting persons.

 

BlueMountain Montenvers Master Fund SCA SICAV-SIF

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Source of funds (see instructions)

 

    WC

  (5)  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)    ¨

 

  (6)  

Citizenship or place of organization

 

    Luxembourg

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     (7)    

Sole voting power

 

    0

     (8)   

Shared voting power

 

    360,602

     (9)   

Sole dispositive power

 

    0

   (10)   

Shared dispositive power

 

    360,602

(11)  

Aggregate amount beneficially owned by each reporting person

 

    360,602

(12)  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)    ¨

 

(13)  

Percent of class represented by amount in Row (11)

 

    0.6%(1)

(14)  

Type of reporting person (see instructions)

 

    PN

 

(1) All percentages set forth in this Schedule 13D are based upon the Issuer’s 62,099,191 outstanding shares of Common Stock as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 7, 2013.


CUSIP No. 529771107   Schedule 13D   Page 19 of 33

 

  (1)   

Name of reporting persons.

 

BlueMountain Montenvers GP S.à r.l.

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Source of funds (see instructions)

 

    WC

  (5)  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)    ¨

 

  (6)  

Citizenship or place of organization

 

    Luxembourg

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     (7)    

Sole voting power

 

    0

     (8)   

Shared voting power

 

    360,602

     (9)   

Sole dispositive power

 

    0

   (10)   

Shared dispositive power

 

    360,602

(11)  

Aggregate amount beneficially owned by each reporting person

 

    360,602

(12)  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)    ¨

 

(13)  

Percent of class represented by amount in Row (11)

 

    0.6%(1)

(14)  

Type of reporting person (see instructions)

 

    CO

 

(1) All percentages set forth in this Schedule 13D are based upon the Issuer’s 62,099,191 outstanding shares of Common Stock as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 7, 2013.


CUSIP No. 529771107   Schedule 13D   Page 20 of 33

 

ITEM 1. Security of the Issuer.

This Amendment No. 9 (this “Amendment No. 9”) amends the Schedule 13D (the “Schedule 13D”) filed with the Securities and Exchange Commission (the “SEC”) on April 26, 2013, as amended by Amendment No. 1 to the Schedule 13D filed on June 5, 2013, Amendment No. 2 to the Schedule 13D filed on June 13, 2013, Amendment No. 3 to the Schedule 13D filed on June 14, 2013, Amendment No. 4 to the Schedule 13D filed on July 30, 2013, Amendment No. 5 to the Schedule 13D filed on December 5, 2013, Amendment No. 6 to the Schedule 13D filed on December 9, 2013, Amendment No. 7 to the Schedule 13D filed on December 16, 2013 and Amendment No. 8 to the Schedule 13D filed on January 2, 2014, relating to the Class A Common Stock, par value $0.01 per share (the “Common Stock”), of Lexmark International, Inc., a Delaware corporation (the “Issuer”). The Issuer’s principal executive office is located at One Lexmark Centre Drive, 740 West New Circle Road, Lexington, Kentucky 40550. Unless specifically amended hereby, the disclosures set forth in the Schedule 13D remain unchanged. Capitalized terms used and not defined in this Amendment No. 9 have the meaning set forth in the Schedule 13D. This Amendment No. 9 is being filed to amend Item 4, Item 5 and Item 7 of the Schedule 13D as follows:

 

ITEM 4. Purpose of the Transaction.

Item 4 of the Schedule 13D is hereby amended by deleting the reference to “3,784,377” in the first sentence thereof and replacing it with “3,184,767.”

 

ITEM 5. Interest in Securities of the Issuer.

Paragraphs (a), (b) and (c) of Item 5 of the Schedule 13D are hereby deleted and replaced with the following:

(a) and (b) The 3,184,767 shares of Common Stock beneficially owned, in the aggregate, by the BlueMountain Funds as of January 9, 2014, represent approximately 5.1% of the issued and outstanding shares of Common Stock of the Issuer, with such percentage calculated in accordance with Rule 13d-3 under the Securities Exchange Act of 1934, as amended. A further detailed breakdown of the Reporting Persons’ beneficial ownership of Common Stock is as follows:

 

  A. Investment Manager

 

  (a) Amount beneficially owned: 3,184,767

Percent of class: 5.1%

 

  (b) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote -0-.

 

  (ii) Shared power to vote or to direct the vote 3,184,767.

 

  (iii) Sole power to dispose or to direct the disposition of -0-.

 

  (iv) Shared power to dispose or to direct the disposition of 3,184,767.


CUSIP No. 529771107   Schedule 13D   Page 21 of 33

 

  B. Ultimate General Partner

 

  (a) Amount beneficially owned: 2,701,648

Percent of class: 4.4%

 

  (b) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote -0-.

 

  (ii) Shared power to vote or to direct the vote 2,701,648.

 

  (iii) Sole power to dispose or to direct the disposition of -0-.

 

  (iv) Shared power to dispose or to direct the disposition of 2,701,648.

 

  C. Credit Alternatives

 

  (a) Amount beneficially owned: 1,283,927

Percent of class: 2.1%

 

  (b) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote -0-.

 

  (ii) Shared power to vote or to direct the vote 1,283,927.

 

  (iii) Sole power to dispose or to direct the disposition of -0-.

 

  (iv) Shared power to dispose or to direct the disposition of 1,283,927.

 

  D. BMCA GP

 

  (a) Amount beneficially owned: 1,283,927

Percent of class: 2.1%

 

  (b) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote -0-.

 

  (ii) Shared power to vote or to direct the vote 1,283,927.

 

  (iii) Sole power to dispose or to direct the disposition of -0-.

 

  (iv) Shared power to dispose or to direct the disposition of 1,283,927.


CUSIP No. 529771107   Schedule 13D   Page 22 of 33

 

  E. Long/Short Credit

 

  (a) Amount beneficially owned: 334,956

Percent of class: 0.5%

 

  (b) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote -0-.

 

  (ii) Shared power to vote or to direct the vote 334,956.

 

  (iii) Sole power to dispose or to direct the disposition of -0-.

 

  (iv) Shared power to dispose or to direct the disposition of 334,956.

 

  F. Long/Short Credit GP

 

  (a) Amount beneficially owned: 334,956

Percent of class: 0.5%

 

  (b) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote -0-.

 

  (ii) Shared power to vote or to direct the vote 334,956.

 

  (iii) Sole power to dispose or to direct the disposition of -0-.

 

  (iv) Shared power to dispose or to direct the disposition of 334,956.

 

  G. Distressed

 

  (a) Amount beneficially owned: 74,818 Percent of class: 0.1%

 

  (b) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote -0-.

 

  (ii) Shared power to vote or to direct the vote 74,818.

 

  (iii) Sole power to dispose or to direct the disposition of -0-.

 

  (iv) Shared power to dispose or to direct the disposition of 74,818.


CUSIP No. 529771107   Schedule 13D   Page 23 of 33

 

  H. Distressed GP

 

  (a) Amount beneficially owned: 74,818

Percent of class: 0.1%

 

  (b) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote -0-.

 

  (ii) Shared power to vote or to direct the vote 74,818.

 

  (iii) Sole power to dispose or to direct the disposition of -0-.

 

  (iv) Shared power to dispose or to direct the disposition of 74,818.

 

  I. Strategic Credit

 

  (a) Amount beneficially owned: 159,282

Percent of class: 0.3%

 

  (b) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote -0-.

 

  (ii) Shared power to vote or to direct the vote 159,282.

 

  (iii) Sole power to dispose or to direct the disposition of -0-.

 

  (iv) Shared power to dispose or to direct the disposition of 159,282.

 

  J. Strategic Credit GP

 

  (a) Amount beneficially owned: 159,282

Percent of class: 0.3%

 

  (b) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote -0-.

 

  (ii) Shared power to vote or to direct the vote 159,282.

 

  (iii) Sole power to dispose or to direct the disposition of -0-.

 

  (iv) Shared power to dispose or to direct the disposition of 159,282.


CUSIP No. 529771107   Schedule 13D   Page 24 of 33

 

  K. Timberline

 

  (a) Amount beneficially owned: 79,870

Percent of class: 0.1%

 

  (b) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote -0-.

 

  (ii) Shared power to vote or to direct the vote 79,870.

 

  (iii) Sole power to dispose or to direct the disposition of -0-.

 

  (iv) Shared power to dispose or to direct the disposition of 79,870.

 

  L. COF

 

  (a) Amount beneficially owned: 796,908

Percent of class: 1.3%

 

  (b) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote -0-.

 

  (ii) Shared power to vote or to direct the vote 796,908.

 

  (iii) Sole power to dispose or to direct the disposition of -0-.

 

  (iv) Shared power to dispose or to direct the disposition of 796,908.

 

  M. COF GP

 

  (a) Amount beneficially owned: 796,908

Percent of class: 1.3%

 

  (b) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote -0-.

 

  (ii) Shared power to vote or to direct the vote 796,908.

 

  (iii) Sole power to dispose or to direct the disposition of -0-.

 

  (iv) Shared power to dispose or to direct the disposition of 796,908.


CUSIP No. 529771107   Schedule 13D   Page 25 of 33

 

  N. Kicking Horse

 

  (a) Amount beneficially owned: 51,757

Percent of class: 0.1%

 

  (b) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote -0-.

 

  (ii) Shared power to vote or to direct the vote 51,757.

 

  (iii) Sole power to dispose or to direct the disposition of -0-.

 

  (iv) Shared power to dispose or to direct the disposition of 51,757.

 

  O. Kicking Horse GP

 

  (a) Amount beneficially owned: 51,757

Percent of class: 0.1%

 

  (b) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote -0-.

 

  (ii) Shared power to vote or to direct the vote 51,757.

 

  (iii) Sole power to dispose or to direct the disposition of -0-.

 

  (iv) Shared power to dispose or to direct the disposition of 51,757.

 

  P. AAI

 

  (a) Amount beneficially owned: 42,647

Percent of class: 0.1%

 

  (b) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote -0-.

 

  (ii) Shared power to vote or to direct the vote 42,647.

 

  (iii) Sole power to dispose or to direct the disposition of -0-.

 

  (iv) Shared power to dispose or to direct the disposition of 42,647.


CUSIP No. 529771107   Schedule 13D   Page 26 of 33

 

  Q. Montenvers

 

  (a) Amount beneficially owned: 360,602

Percent of class: 0.6%

 

  (b) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote -0-.

 

  (ii) Shared power to vote or to direct the vote 360,602.

 

  (iii) Sole power to dispose or to direct the disposition of -0-.

 

  (iv) Shared power to dispose or to direct the disposition of 360,602.

 

  R. Montenvers GP

 

  (a) Amount beneficially owned: 360,602

Percent of class: 0.6%

 

  (b) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote -0-.

 

  (ii) Shared power to vote or to direct the vote 360,602.

 

  (iii) Sole power to dispose or to direct the disposition of -0-.

 

  (iv) Shared power to dispose or to direct the disposition of 360,602.

The Investment Manager, each General Partner and the Ultimate General Partner, each expressly declare that this filing shall not be construed as an admission that each is, for the purposes of sections 13(d) or 13(g) of the Act, the beneficial owner of any securities covered by this filing.

None of the Reporting Persons beneficially own any other shares of Common Stock of the Issuer.

(c) The following transactions in the Common Stock were effected by the Reporting Persons in the open market since the most recent filing of the Schedule 13D:

 

TradeDt

   InsType   

Fund

   Ticker    Ccy    Number     ExecPrc      EqyType    Cpty

1/9/2014

   Eqy    Strategic Credit    LXK    USD      (2,544     35.502511       Stock    BARCLN

1/9/2014

   Eqy    COF    LXK    USD      (12,598     35.502511       Stock    BARCLN

1/9/2014

   Eqy    Montenvers    LXK    USD      (5,150     35.502511       Stock    BARCLN

1/9/2014

   Eqy    Kicking Horse    LXK    USD      (1,351     35.502511       Stock    BARCLN

1/9/2014

   Eqy    Long/Short Credit    LXK    USD      (4,969     35.502511       Stock    BARCLN

1/9/2014

   Eqy    Timberline    LXK    USD      (1,283     35.502511       Stock    BARCLN

1/9/2014

   Eqy    Credit Alternatives    LXK    USD      (20,312     35.502511       Stock    BARCLN

1/9/2014

   Eqy    Distressed    LXK    USD      (1,283     35.502511       Stock    BARCLN

1/8/2014

   Eqy    Distressed    LXK    USD      (2,873     35.748817       Stock    BARCLN

1/8/2014

   Eqy    Credit Alternatives    LXK    USD      (51,348     35.748817       Stock    BARCLN

1/8/2014

   Eqy    Timberline    LXK    USD      (3,128     35.748817       Stock    BARCLN

1/8/2014

   Eqy    Long/Short Credit    LXK    USD      (11,793     35.748817       Stock    BARCLN

1/8/2014

   Eqy    Kicking Horse    LXK    USD      (1,792     35.748817       Stock    BARCLN

1/8/2014

   Eqy    Montenvers    LXK    USD      (14,537     35.748817       Stock    BARCLN

1/8/2014

   Eqy    COF    LXK    USD      (31,345     35.748817       Stock    BARCLN

1/8/2014

   Eqy    Strategic Credit    LXK    USD      (6,257     35.748817       Stock    BARCLN

1/7/2014

   Eqy    Strategic Credit    LXK    USD      (7,232     36.179968       Stock    BARCLN

1/7/2014

   Eqy    COF    LXK    USD      (36,229     36.179968       Stock    BARCLN

1/7/2014

   Eqy    Montenvers    LXK    USD      (16,802     36.179968       Stock    BARCLN

1/7/2014

   Eqy    Kicking Horse    LXK    USD      (2,071     36.179968       Stock    BARCLN

1/7/2014

   Eqy    Timberline    LXK    USD      (3,419     36.179968       Stock    BARCLN

1/7/2014

   Eqy    Credit Alternatives    LXK    USD      (59,348     36.179968       Stock    BARCLN

1/7/2014

   Eqy    Distressed    LXK    USD      (3,321     36.179968       Stock    BARCLN

1/6/2014

   Eqy    Kicking Horse    LXK    USD      (2,003     36.01455       Stock    BARCLN

1/6/2014

   Eqy    AAI    LXK    USD      (630     36.01455       Stock    BARCLN

1/6/2014

   Eqy    COF    LXK    USD      (27,166     36.01455       Stock    BARCLN

1/6/2014

   Eqy    Credit Alternatives    LXK    USD      (41,002     36.01455       Stock    BARCLN

1/6/2014

   Eqy    Distressed    LXK    USD      (1,218     36.01455       Stock    BARCLN

1/6/2014

   Eqy    Montenvers    LXK    USD      (11,253     36.01455       Stock    BARCLN

1/6/2014

   Eqy    Strategic Credit    LXK    USD      (4,923     36.01455       Stock    BARCLN

1/6/2014

   Eqy    Strategic Credit    LXK    USD      (675     35.749693       Stock    MSCSNY

1/6/2014

   Eqy    COF    LXK    USD      (3,581     35.749693       Stock    MSCSNY

1/6/2014

   Eqy    Montenvers    LXK    USD      (2,197     35.749693       Stock    MSCSNY

1/6/2014

   Eqy    AAI    LXK    USD      (158     35.749693       Stock    MSCSNY

1/6/2014

   Eqy    Credit Alternatives    LXK    USD      (6,030     35.749693       Stock    MSCSNY

1/6/2014

   Eqy    Distressed    LXK    USD      (164     35.749693       Stock    MSCSNY

1/3/2014

   Eqy    AAI    LXK    USD      (125     35.433987       Stock    MSCSNY

1/3/2014

   Eqy    Kicking Horse    LXK    USD      (166     35.433987       Stock    MSCSNY

1/3/2014

   Eqy    Distressed    LXK    USD      (239     35.433987       Stock    MSCSNY

1/3/2014

   Eqy    COF    LXK    USD      (2,614     35.433987       Stock    MSCSNY

1/3/2014

   Eqy    Credit Alternatives    LXK    USD      (4,260     35.433987       Stock    MSCSNY

1/3/2014

   Eqy    Montenvers    LXK    USD      (1,188     35.433987       Stock    MSCSNY

1/3/2014

   Eqy    Strategic Credit    LXK    USD      (521     35.433987       Stock    MSCSNY

1/3/2014

   Eqy    Montenvers    LXK    USD      (4,326     35.300029       Stock    BARCLN

1/3/2014

   Eqy    COF    LXK    USD      (33,581     35.300029       Stock    BARCLN

1/3/2014

   Eqy    Credit Alternatives    LXK    USD      (59,087     35.300029       Stock    BARCLN

1/3/2014

   Eqy    Strategic Credit    LXK    USD      (8,087     35.300029       Stock    BARCLN

1/3/2014

   Eqy    AAI    LXK    USD      (1,941     35.300029       Stock    BARCLN

1/3/2014

   Eqy    Distressed    LXK    USD      (3,747     35.300029       Stock    BARCLN

1/3/2014

   Eqy    Kicking Horse    LXK    USD      (11,474     35.300029       Stock    BARCLN

1/2/2014

   Eqy    Montenvers    LXK    USD      (10,505     35.11134       Stock    BARCLN


CUSIP No. 529771107   Schedule 13D   Page 27 of 33

 

ITEM 7. Material to be Filed as Exhibits.

The following shall be added to the end of Item 7.

10. Joint Filing Agreement dated January 10, 2014, attached as Exhibit 10 hereto.


CUSIP No. 529771107   Schedule 13D   Page 28 of 33

 

SIGNATURES

After reasonable inquiry and to the best of the undersigned’s knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.

 

DATED: January 10, 2014
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC
By:   /s/ PAUL FRIEDMAN
Paul Friedman, Chief Compliance Officer
BLUEMOUNTAIN GP HOLDINGS, LLC
By:   /s/ PAUL FRIEDMAN
Paul Friedman, Chief Compliance Officer
BLUE MOUNTAIN CREDIT ALTERNATIVES MASTER FUND L.P.
BY:   BLUE MOUNTAIN CA MASTER FUND GP, LTD.
By:   /s/ ANDREW FELDSTEIN
Andrew Feldstein, Director
BLUE MOUNTAIN CA MASTER FUND GP, LTD.
By:   /s/ ANDREW FELDSTEIN
Andrew Feldstein, Director
BLUEMOUNTAIN LONG/SHORT CREDIT MASTER FUND L.P.
BY:   BLUEMOUNTAIN LONG/SHORT CREDIT GP, LLC
BY:   BLUEMOUNTAIN GP HOLDINGS, LLC
By:   /s/ PAUL FRIEDMAN
Paul Friedman, Chief Compliance Officer
BLUEMOUNTAIN LONG/SHORT CREDIT GP, LLC
BY:   BLUEMOUNTAIN GP HOLDINGS, LLC
By:   /s/ PAUL FRIEDMAN
Paul Friedman, Chief Compliance Officer
BLUEMOUNTAIN DISTRESSED MASTER FUND L.P.
BY:   BLUEMOUNTAIN DISTRESSED GP, LLC
BY:   BLUEMOUNTAIN GP HOLDINGS, LLC
By:   /s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer

 

BLUEMOUNTAIN DISTRESSED GP, LLC

BY:   BLUEMOUNTAIN GP HOLDINGS, LLC
By:   /s/ PAUL FRIEDMAN
Paul Friedman, Chief Compliance Officer


CUSIP No. 529771107   Schedule 13D   Page 29 of 33

 

BLUEMOUNTAIN STRATEGIC CREDIT MASTER FUND L.P.
BY:   BLUEMOUNTAIN STRATEGIC CREDIT GP, LLC
BY:   BLUEMOUNTAIN GP HOLDINGS, LLC
By:   /s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer

 

BLUEMOUNTAIN STRATEGIC CREDIT GP, LLC

BY:   BLUEMOUNTAIN GP HOLDINGS, LLC
By:   /s/ PAUL FRIEDMAN
Paul Friedman, Chief Compliance Officer
BLUEMOUNTAIN TIMBERLINE LTD.
By:   /s/ ANDREW FELDSTEIN
Andrew Feldstein, Director
BLUEMOUNTAIN CREDIT OPPORTUNITIES MASTER FUND I L.P.
BY:   BLUEMOUNTAIN CREDIT OPPORTUNITIES GP I, LLC
BY:   BLUEMOUNTAIN GP HOLDINGS, LLC
By:   /s/ PAUL FRIEDMAN
Paul Friedman, Chief Compliance Officer
BLUEMOUNTAIN CREDIT OPPORTUNITIES GP I, LLC
BY:   BLUEMOUNTAIN GP HOLDINGS, LLC
By:   /s/ PAUL FRIEDMAN
Paul Friedman, Chief Compliance Officer
BLUEMOUNTAIN KICKING HORSE FUND L.P.
BY:   BLUEMOUNTAIN KICKING HORSE FUND GP, LLC
BY:   BLUEMOUNTAIN GP HOLDINGS, LLC
By:   /s/ PAUL FRIEDMAN
Paul Friedman, Chief Compliance Officer
BLUEMOUNTAIN KICKING HORSE FUND GP, LLC
BY:   BLUEMOUNTAIN GP HOLDINGS, LLC
By:   /s/ PAUL FRIEDMAN
Paul Friedman, Chief Compliance Officer
BLUEMOUNTAIN LONG/SHORT CREDIT AND DISTRESSED REFLECTION FUND,
A SUB-FUND OF AAI BLUEMOUNTAIN FUND PLC
BY:   BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC
By:   /s/ PAUL FRIEDMAN
Paul Friedman, Chief Compliance Officer


CUSIP No. 529771107   Schedule 13D   Page 30 of 33

 

BLUEMOUNTAIN MONTENVERS MASTER FUND SCA SICAV-SIF
BY:   BLUEMOUNTAIN MONTENVERS GP S.à r.l.
By:  

/s/ PAUL FRIEDMAN

Paul Friedman, Authorized Person
BLUEMOUNTAIN MONTENVERS GP S.à r.l.
By:  

/s/ PAUL FRIEDMAN

Paul Friedman, Authorized Person

The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative (other than an executive officer or general partner of the filing person), evidence of the representative’s authority to sign on behalf of such person shall be filed with the statement; provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.

ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001)

EX-10 2 d659036dex10.htm EX-10 EX-10
CUSIP No. 529771107   Schedule 13D   Page 31 of 33

 

EXHIBIT 10

JOINT FILING AGREEMENT

The undersigned agree that the Amendment No. 9 to the Schedule 13D with respect to the Common Stock, par value $0.01 per share, of Lexmark International, Inc., dated as of January 10, 2014, is, and any amendments thereto (including amendments on Schedule 13G) signed by each of the undersigned shall be, filed on behalf of each of them pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended.

 

DATED: January 10, 2014
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC
By:  

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer
BLUEMOUNTAIN GP HOLDINGS, LLC
By:  

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer
BLUE MOUNTAIN CREDIT ALTERNATIVES MASTER FUND L.P.
BY:   BLUE MOUNTAIN CA MASTER FUND GP, LTD.
By:  

/s/ ANDREW FELDSTEIN

Andrew Feldstein, Director
BLUE MOUNTAIN CA MASTER FUND GP, LTD.
By:  

/s/ ANDREW FELDSTEIN

Andrew Feldstein, Director
BLUEMOUNTAIN LONG/SHORT CREDIT MASTER FUND L.P.
BY:   BLUEMOUNTAIN LONG/SHORT CREDIT GP, LLC
BY: BLUEMOUNTAIN GP HOLDINGS, LLC
By:  

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer
BLUEMOUNTAIN LONG/SHORT CREDIT GP, LLC
BY: BLUEMOUNTAIN GP HOLDINGS, LLC
By:  

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer
BLUEMOUNTAIN DISTRESSED MASTER FUND L.P.
BY:   BLUEMOUNTAIN DISTRESSED GP, LLC
BY:   BLUEMOUNTAIN GP HOLDINGS, LLC
By:  

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer


CUSIP No. 529771107   Schedule 13D   Page 32 of 33

 

BLUEMOUNTAIN DISTRESSED GP, LLC
BY:   BLUEMOUNTAIN GP HOLDINGS, LLC
By:  

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer
BLUEMOUNTAIN STRATEGIC CREDIT MASTER FUND L.P.
BY:   BLUEMOUNTAIN STRATEGIC CREDIT GP, LLC
BY:   BLUEMOUNTAIN GP HOLDINGS, LLC
By:  

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer

 

BLUEMOUNTAIN STRATEGIC CREDIT GP, LLC

BY:   BLUEMOUNTAIN GP HOLDINGS, LLC
By:  

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer
BLUEMOUNTAIN TIMBERLINE LTD.
By:  

/s/ ANDREW FELDSTEIN

Andrew Feldstein, Director
BLUEMOUNTAIN CREDIT OPPORTUNITIES MASTER FUND I L.P.
BY:   BLUEMOUNTAIN CREDIT OPPORTUNITIES GP I, LLC
BY:   BLUEMOUNTAIN GP HOLDINGS, LLC
By:  

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer
BLUEMOUNTAIN CREDIT OPPORTUNITIES GP I, LLC
BY:   BLUEMOUNTAIN GP HOLDINGS, LLC
By:  

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer
BLUEMOUNTAIN KICKING HORSE FUND L.P.
BY:   BLUEMOUNTAIN KICKING HORSE FUND GP, LLC
BY:   BLUEMOUNTAIN GP HOLDINGS, LLC
By:  

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer
BLUEMOUNTAIN KICKING HORSE FUND GP, LLC
BY:   BLUEMOUNTAIN GP HOLDINGS, LLC
By:  

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer


CUSIP No. 529771107   Schedule 13D   Page 33 of 33

 

BLUEMOUNTAIN LONG/SHORT CREDIT AND DISTRESSED REFLECTION FUND,
A SUB-FUND OF AAI BLUEMOUNTAIN FUND PLC
BY:   BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC
By:  

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer
BLUEMOUNTAIN MONTENVERS MASTER FUND SCA SICAV-SIF
BY:   BLUEMOUNTAIN MONTENVERS GP S.à r.l.
By:  

/s/ PAUL FRIEDMAN

Paul Friedman, Authorized Person
BLUEMOUNTAIN MONTENVERS GP S.à r.l.
By:  

/s/ PAUL FRIEDMAN

Paul Friedman, Authorized Person