0001144204-13-021054.txt : 20130410 0001144204-13-021054.hdr.sgml : 20130410 20130410150131 ACCESSION NUMBER: 0001144204-13-021054 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130410 DATE AS OF CHANGE: 20130410 EFFECTIVENESS DATE: 20130410 FILER: COMPANY DATA: COMPANY CONFORMED NAME: POLARIS EQUITY MANAGEMENT INC CENTRAL INDEX KEY: 0001427424 IRS NUMBER: 943307033 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13000 FILM NUMBER: 13753547 BUSINESS ADDRESS: STREET 1: 601 MONTGOMERY STREET STREET 2: SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415 263 5600 MAIL ADDRESS: STREET 1: 601 MONTGOMERY STREET STREET 2: SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 v341045_13fhr.txt 13F-HR ------------------------------ OMB APPROVAL ------------ OMB Number: 3235-0006 Expires: July 31, 2015 Estimated average burden hours per response. . . . . . 23.8 ------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13 F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [ ]; Amendment Number: _______ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Polaris Equity Management, Inc. Address: 601 Montgomery Street Suite 700 San Francisco, California 94111 Form 13F File Number: 28-13000 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeffrey Powell Title: Chief Executive Officer Phone: (415) 263-5600 Signature, Place, and Date of Signing: /s/ Jeffrey Powell San Francisco, California April 10, 2013 ------------------- ------------------------- -------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDING REPORT. (Check here if all holdings of this reporting manager are reported for this report.) [ ] 13F NOTICE. (Check here if all holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. FORM 13 F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 160 ----------- Form 13F Information Table Value Total: 310,053.062 (thousands) ----------- List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 3/31/2013
(ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) NAME TITLE FAIR SHARES OR OF OF CUSIP MARKET PRINCIPAL INVESTMENT OTHER VOTING AUTHORITY ISSUER CLASS NUMBER VALUE AMOUNT DISCRETION MANAGER SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ COVIDIEN LTD COMMON G2554F113 17,774 262 X 0 262 0 ALPHA & OMEGA SEMICONDUCTOR SH COMMON G6331P104 310,800 35,000 X 0 35,000 0 AFLAC INC COMMON 001055102 265,302 5,100 X 0 5,100 0 AES CORP COMMON 00130H105 215,827 17,170 X 0 17,170 0 AOL INC COMMON STOCK COMMON 00184X105 154 4 X 0 4 0 AT&T INC COMMON 00206R102 22,454 612 X 0 612 0 ABBOTT LABORATORIES INC COMMON 002824100 363,090 10,280 X 0 10,280 0 ACACIA RESEARCH CORPORATION COMMON 003881307 1,454,797 48,220 X 0 48,220 0 ADVANCED MICRO DEVICES INC COMMON 007903107 1,785 700 X 0 700 0 AETNA INC NEW COMMON 00817Y108 325,698 6,370 X 0 6,370 0 ALLERGAN INC COMMON 018490102 14,958 134 X 0 134 0 ALLSTATE CORPORATION COMMON 020002101 355,758 7,250 X 0 7,250 0 AMERICAN CAPITAL AGENCY CORP COMMON 02503X105 361 11 X 0 11 0 AMERICAN EXPRESS COMPANY COMMON 025816109 18,349 272 X 0 272 0 APPLE COMPUTER INC COMMON 037833100 791,476 1,788 X 0 1,788 0 APPLIED MATERIALS INC COMMON 038222105 1,348 100 X 0 100 0 ARCELORMITTAL SA LUXEMBOURGN Y COMMON 03938L104 13,030 1,000 X 0 1,000 0 BAIDU.COM INC - ADS COMMON 056752108 35,080 400 X 0 400 0 BERKSHIRE HATH HLD B COMMON 084670702 346,465 3,325 X 0 3,325 0 BROADRIDGE FINANCIAL SOLUTIONS COMMON 11133T103 199,341 8,025 X 0 8,025 0 CF IND HLDGS INC COMMON 125269100 266,518 1,400 X 0 1,400 0 CSX CORP COMMON 126408103 351,716 14,280 X 0 14,280 0 CVS CAREMARK CP COMMON 126650100 318,942 5,800 X 0 5,800 0 CA INC COMMON 12673P105 278,743 11,070 X 0 11,070 0 CADENCE DESIGN SYSTEMS INC COMMON 127387108 2,786 200 X 0 200 0 CHEVRON CORPORATION COMMON 166764100 556,078 4,680 X 0 4,680 0 CHINA INTELLIGENCE INFO SYSTCO COMMON 16950N105 480 10,000 X 0 10,000 0 CISCO SYSTEMS INC COMMON 17275R102 41,727 1,997 X 0 1,997 0 CIRRUS LOGIC INC COMMON 172755100 3,799 167 X 0 167 0 CLEAN COAL TECHNOLOGIES INC CO COMMON 18450P101 8,500 170,000 X 0 170,000 0 COMBIMATRIX CORPORATION COM COMMON 20009T303 904 269 X 0 269 0 DELUXE CORP COMMON 248019101 356,040 8,600 X 0 8,600 0 THE WALT DISNEY CO COMMON 254687106 34,307 604 X 0 604 0 DISCOVER FINL SVCS COM COMMON 254709108 1,166 26 X 0 26 0 EMC CORPORATION COMMON 268648102 10,751 450 X 0 450 0 EDISON INTERNATIONAL COMMON 281020107 20,128 400 X 0 400 0 ELAN PLC ADR COMMON 284131208 5,074 430 X 0 430 0 EMPIRE ENERGY CORP INTL COM COMMON 291648103 850 100,000 X 0 100,000 0 ENTERTAINMENT GAMES INC COMMON 29382Q109 4,852 47,799 X 0 47,799 0 EXXON-MOBIL CORPORATION COMMON 30231G102 765,845 8,499 X 0 8,499 0 FEDERAL HOME LN MTG CORP COM COMMON 313400301 339 500 X 0 500 0 FEDEX CORP COM COMMON 31428X106 29,460 300 X 0 300 0 FORD MOTOR CO NEW COMMON 345370860 81,925 6,230 X 0 6,230 0 GENERAL ELECTRIC CO COMMON 369604103 29,432 1,273 X 0 1,273 0 GOOGLE INC COMMON 38259P508 46,857 59 X 0 59 0 HELMERICH & PAYNE INC COMMON 423452101 302,286 4,980 X 0 4,980 0 HOLLYFRONTIER CORPORATION COMMON 436106108 328,251 6,380 X 0 6,380 0 HOME DEPOT INCORPORATED COMMON 437076102 330,059 4,730 X 0 4,730 0 IHS INC COMMON 451734107 10,472 100 X 0 100 0 ILLINOIS TOOL WORKS COMMON 452308109 335,170 5,500 X 0 5,500 0 INTEL CORP COMMON 458140100 318,049 14,566 X 0 14,566 0 INTL BUSINESS MACHINES INC COMMON 459200101 395,245 1,853 X 0 1,853 0 JP MORGAN CHASE & CO COMMON 46625H100 423,913 8,932 X 0 8,932 0 JOHNSON & JOHNSON COMMON 478160104 109,984 1,349 X 0 1,349 0 J2 GBL COMMUNICATIONS INC COMMON 48123V102 315,444 8,045 X 0 8,045 0 LIFE PARTNERS HOLDINGS INC COMMON 53215T106 29,325 7,500 X 0 7,500 0 MARATHON PETROLEUM CORPORATION COMMON 56585A102 467,712 5,220 X 0 5,220 0 MATTEL INC COMMON 577081102 13,131 300 X 0 300 0 MCKESSON CORPORATION COMMON 58155Q103 86,692 803 X 0 803 0 MEDTRONIC INC CM COMMON 585055106 306,179 6,520 X 0 6,520 0 MICROSOFT CORP COMMON 594918104 534,856 18,698 X 0 18,698 0 MONSANTO CO NEW COMMON 61166W101 3,591 34 X 0 34 0 MORGAN STANLEY COMMON 617446448 81,854 3,724 X 0 3,724 0 NATIONAL OILWELL VARCO COM COMMON 637071101 21,367 302 X 0 302 0 NORTEL NETWORKS(HLDG CO) COMMON 656568508 0 40 X 0 40 0 NVIDIA CORP COMMON 67066G104 3,849 300 X 0 300 0 OCCIDENTAL PETE CORP COMMON 674599105 47,335 604 X 0 604 0 ORACLE CORP COMMON 68389X105 15,939 493 X 0 493 0 PDL BIOPHARMA INC. COMMON 69329Y104 266,961 36,570 X 0 36,570 0 PG & E CORP COMMON 69331C108 26,451 594 X 0 594 0 PNM RES INC COMMON 69349H107 211,007 9,060 X 0 9,060 0 PARKER HANNIFIN CORPORATION COMMON 701094104 259,629 2,835 X 0 2,835 0 PEPSICO INCORPORATED COMMON 713448108 28,163 356 X 0 356 0 PFIZER INC COMMON 717081103 25,483 883 X 0 883 0 PHILIP MORRIS INTERNATIONAL IN COMMON 718172109 9,271 100 X 0 100 0 PROCTER & GAMBLE COMPANY COMMON 742718109 252,372 3,275 X 0 3,275 0 READ-RITE CO NON-TRANSFERABLE COMMON 755246204 0 100 X 0 100 0 RELIANCE STL & ALMN COMMON 759509102 319,553 4,490 X 0 4,490 0 ROCKWOOD HLDGS INC COMMON 774415103 363,846 5,560 X 0 5,560 0 SMUCKER J M CO COM NEW COMMON 832696405 198 2 X 0 2 0 SOLUTIA INC COMMON 834376105 0 20 X 0 20 0 SUTTER GOLD MINING INC COM COMMON 86944A105 1,924 6,790 X 0 6,790 0 SYMANTEC CORP COMMON 871503108 19,398 786 X 0 786 0 TAIWAN SEMICONDUCTOR MFG ADS COMMON 874039100 5,157 300 X 0 300 0 TARGET CORP COMMON 87612E106 301,865 4,410 X 0 4,410 0 THERMO ELECTRON CP COMMON 883556102 20,270 265 X 0 265 0 3M COMPANY COMMON 88579Y101 22,538 212 X 0 212 0 TIME WARNER INC COMMON 887317303 2,823 49 X 0 49 0 TIME WARNER CABLE INC A COMMON 88732J207 1,153 12 X 0 12 0 THE TRAVELERS COMPANIES INC CO COMMON 89417E109 356,966 4,240 X 0 4,240 0 TYSON FOODS INC CLASS A COMMON 902494103 349,217 14,070 X 0 14,070 0 URS CORP COMMON 903236107 338,128 7,132 X 0 7,132 0 UNITEDHEALTH GROUP INC COMMON 91324P102 403,903 7,060 X 0 7,060 0 VALERO ENERGY CORPORATION COMMON 91913Y100 353,685 7,775 X 0 7,775 0 VARIAN MEDICAL SYSTEMS INC COMMON 92220P105 17,136 238 X 0 238 0 VISA INC COMMON 92826C839 20,551 121 X 0 121 0 WAL-MART STORES INC COMMON 931142103 355,517 4,751 X 0 4,751 0 WALGREEN CO COMMON 931422109 361,891 7,590 X 0 7,590 0 WELLPOINT INC COMMON 94973V107 329,825 4,980 X 0 4,980 0 WELLS FARGO & CO COMMON 949746101 248,610 6,721 X 0 6,721 0 WESTERN DIGITAL CORP COMMON 958102105 494,351 9,830 X 0 9,830 0 WESTERN UNION COMPAN COMMON 959802109 452,102 30,060 X 0 30,060 0 ZYNGA INC CL A COMMON 98986T108 3,360 1,000 X 0 1,000 0 BARCLAYS BK PLC IPATH DYNM VIX ETF - E 06741L609 4,105 100 X 0 100 0 ISHARES INC MSCI CDA INDEX ETF - E 464286509 4,989 175 X 0 175 0 ISHARES INC MSCI PACIFIC EX ETF - E 464286665 11,396,707 229,310 X 0 229,310 0 ISHARES TR DOW JONES SELECT DI ETF - E 464287168 12,680 200 X 0 200 0 ISHARES TR INDEX FUND MSCI EME ETF - E 464287234 10,348,116 241,948 X 0 241,948 0 ISHARES TR INDEX FUND S&P 500/ ETF - E 464287309 4,119 50 X 0 50 0 ISHARES TR INDEX FUND S&P 500/ ETF - E 464287408 30,212,023 409,377 X 0 409,377 0 ISHARES MSCI EAFE INDEX FUND ETF - E 464287465 11,229,556 190,396 X 0 190,396 0 ISHARES TR RUSSELL MIDCAP VALU ETF - E 464287473 21,589,605 378,765 X 0 378,765 0 ISHARES TR RUSSELL MIDCAP GROW ETF - E 464287481 11,557,127 165,409 X 0 165,409 0 ISHARE DJ CSS IDX FD ETF - E 464287580 3,927,534 40,237 X 0 40,237 0 ISHARES S&P MIDCAP 400 GROWTH ETF - E 464287606 6,407 50 X 0 50 0 ISHARES TR RUSSELL 1000 GROWTH ETF - E 464287614 13,887,246 194,581 X 0 194,581 0 ISHARES TR RUSSELL 2000 GROWTH ETF - E 464287648 7,865,793 73,075 X 0 73,075 0 ISHARES TR INDEX FUND S&P MDCP ETF - E 464287705 5,045 50 X 0 50 0 ISHARES DOW JONES US TELECOMMU ETF - E 464287713 1,701 70 X 0 70 0 ISHARES S&P SMALLCAP 600 ETF - E 464287804 6,530 75 X 0 75 0 ISHARES TR INDEX FUND S&P SCP ETF - E 464287879 15,002,123 166,820 X 0 166,820 0 ISHARES TRUST FTSE KLD 400 SOC ETF - E 464288570 161,685 2,780 X 0 2,780 0 ISHARES KLD INDX FD ETF - E 464288802 158,911 2,390 X 0 2,390 0 ISHARES S&P MODERATE ALLOCATIO ETF - E 464289875 21,471 654 X 0 654 0 POWERSHARES DB AGRICULTURE ETF - E 73936B408 5,180 200 X 0 200 0 POWERSHARES ETF TRUST II CEF I ETF - E 73936Q843 26 1 X 0 1 0 SPDR DJ WILSHIRE INTERNATIONAL ETF - E 78463X863 4,245,001 98,698 X 0 98,698 0 SECTOR SPDR - HEALTH FUND ETF - E 81369Y209 4,657,905 101,239 X 0 101,239 0 SECTOR SPDR - CONSUMER STAPLES ETF - E 81369Y308 1,591 40 X 0 40 0 SECTOR SPDR TR SBI FINANCIAL ETF - E 81369Y605 3,813,147 209,410 X 0 209,410 0 VANGUARD MEGACP GR ETF - E 921910816 83,530 1,391 X 0 1,391 0 VANGUARD CONSUMER DISCRETIONAR ETF - E 92204A108 32,235 380 X 0 380 0 VANGUARD CONSUMER STAPLES VIPE ETF - E 92204A207 31,226 310 X 0 310 0 VANGUARD HLTH CR ETF ETF - E 92204A504 43,118 520 X 0 520 0 VANGUARD INFORMATION TECHNOLOG ETF - E 92204A702 2,187 30 X 0 30 0 VANGUARD UTILITIES ETF ETF - E 92204A876 30,934 365 X 0 365 0 VANGUARD EMERGING MARKETS VIPE ETF - E 922042858 610,310 14,228 X 0 14,228 0 VANGRD PACIFIC STOCK INDEX VIP ETF - E 922042866 57,740 995 X 0 995 0 VANGUARD MID-CAP VAL ETF - E 922908512 130,214 1,938 X 0 1,938 0 VANGUARD MID-CAP GROWTH ETF ETF - E 922908538 73,795 958 X 0 958 0 VANGUARD SMALL-CAP GROWTH VIPE ETF - E 922908595 60,152 602 X 0 602 0 VANGUARD SMALL-CAP VALUE VIPER ETF - E 922908611 90,036 1,096 X 0 1,096 0 VANGUARD VALUE ETF ETF - E 922908744 186,761 2,850 X 0 2,850 0 ISHARES TR BARCLYS TIPS BD ETF - F 464287176 12,127 100 X 0 100 0 ISHARES TR BARCLYS US AGG B ETF - F 464287226 27,683 250 X 0 250 0 ISHARES TR BARCLYS 1-3 YR ETF - F 464287457 6,463,560 76,519 X 0 76,519 0 ISHARES TR S&P CAL AMTFR ETF - F 464288356 10,851,288 94,530 X 0 94,530 0 ISHARES IBOXX HIGH YIELD BD ETF - F 464288513 25,170,882 266,782 X 0 266,782 0 ISHARES S&P US PREFERRED STOCK ETF - F 464288687 16,989,631 419,290 X 0 419,290 0 ISHARES TR FLTG RATE NT ETF - F 46429B655 17,277,319 340,910 X 0 340,910 0 MARKET VECTORS EMERGING MARKET ETF - F 57060U522 24,514,870 906,615 X 0 906,615 0 MARKET VECTORS HIGH YIELD MUNI ETF - F 57060U878 15,136,637 460,360 X 0 460,360 0 POWERSHARES EMERGING MKTS SOVE ETF - F 73936T573 14,890 500 X 0 500 0 SPDR SERIES TRUST BRCLYS YLD E ETF - F 78464A417 1,387,380 33,748 X 0 33,748 0 SPDR DB INT GOV BD ETF - F 78464A490 21,549,576 347,070 X 0 347,070 0 VANGUARD ST BOND ETF ETF - F 921937827 77,750 960 X 0 960 0 VANGUARD TOTAL BOND MARKET ETF ETF - F 921937835 127,133 1,520 X 0 1,520 0 VANGUARD SHORT-TERM CORPORATE ETF - F 92206C409 41,694 519 X 0 519 0 VANGUARD LONG-TERM CORPORATE B ETF - F 92206C813 77,319 867 X 0 867 0 VANGUARD INTERMEDIATE-TERM COR ETF - F 92206C870 99,689 1,141 X 0 1,141 0