0001427271-15-000004.txt : 20151117 0001427271-15-000004.hdr.sgml : 20151117 20151117135644 ACCESSION NUMBER: 0001427271-15-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151117 DATE AS OF CHANGE: 20151117 EFFECTIVENESS DATE: 20151117 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Investors Capital Advisory Services CENTRAL INDEX KEY: 0001427271 IRS NUMBER: 043161577 STATE OF INCORPORATION: MA FISCAL YEAR END: 0308 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12993 FILM NUMBER: 151237836 BUSINESS ADDRESS: STREET 1: 6 KIMBALL LANE CITY: LYNNFIELD STATE: MA ZIP: 01940 BUSINESS PHONE: 800-949-1422 MAIL ADDRESS: STREET 1: 6 KIMBALL LANE CITY: LYNNFIELD STATE: MA ZIP: 01940 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001427271 XXXXXXXX 09-30-2015 09-30-2015 Investors Capital Advisory Services

6 KIMBALL LANE LYNNFIELD MA 01940

13F HOLDINGS REPORT 028-12993 N Chris Ginolfi 800-949-1422 Chris Ginolfi Lynnfield MA 11-17-2015 10 1026 498443 false 14 028-06312 ABNER HERRMAN & BROCK, LLC 1 028-11543 ADVISORS CAPITAL MANAGEMENT, LLC 3 028-06432 CAMBRIDGE INVESTMENTS LTD 15 028-01317 CARRET ASSET MANAGEMENT, LLC 11 028-11952 DIVIDEND ASSET CAPITAL, LLC 13 028-11180 VALUEWORKS LLC 19 028-14868 WELLESLEY INVESTMENT ADVISORS 22 TIMECAPITAL INVESTOR ADVISORY SERVICES, INC. 12 028-03768 SENTINEL ADVISORS CO 8 028-03721 FRASER MANAGEMENT ASSOCIATES INC INFORMATION TABLE 2 13F_2015_Q3.xml ICA 13F Q32015 22ND CENTY GROUP INC COMCOM90137F1031620000SHSOLE00020000 3D SYS CORP DEL COM NEWCOM88554D20518616155SHSOLE00016155 3M CO COMCOM88579Y1019696838SHSOLE0006838 AAR CORP SR NT CONV 2.250% 03/01/16 B/E DTD 02/11/08COM000361AM74851000SHSOLE190051000 ABBOTT LABS COMCOM0028241003669103SHSOLE0009103 ABBOTT LABS COMCOM002824100491231SHSOLE11001231 ABBOTT LABS COMCOM0028241008200SHSOLE1400200 ABBVIE INC 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COMCOM87182910735905SHSOLE300905 SYSCO CORP COMCOM8718291074120SHSOLE100120 SYSCO CORP COMCOM87182910741310604SHSOLE00010604 TARGET CORP COMCOM87612E10640510SHSOLE300510 TARGET CORP COMCOM87612E1064695970SHSOLE0005970 TASEKO MINES LTDCOM8765111061025600SHSOLE00025600 TEEKAY OFFSHORE PARTNERS L P. PARTNERSHIP UNITS ISIN#MHY8565J1010COMY8565J10123916672SHSOLE10016672 TEEKAY OFFSHORE PARTNERS L P. PARTNERSHIP UNITS ISIN#MHY8565J1010COMY8565J101342415SHSOLE0002415 TEKLA HEALTHCARE OPPORTUNITIES FD SHS BEN INTCOM87910510439924500SHSOLE00024500 TEKLA WORLD HEALTHCARE FD BEN INT SHSCOM87911L10817912500SHSOLE00012500 TELEFLEX INC SR SUB NT CONV 3.875% 08/01/17 B/E DTD 08/09/10COM879369AA43015000SHSOLE190015000 TESLA MTRS INC COMCOM88160R1016382572SHSOLE0002572 TESORO LOGISTICS LP COM UNIT LTD PARTNERSHIP INTCOM88160T107140SHSOLE10040 TESORO LOGISTICS LP COM UNIT LTD PARTNERSHIP INTCOM88160T1071743880SHSOLE11003880 TESORO LOGISTICS LP COM UNIT LTD PARTNERSHIP INTCOM88160T107245SHSOLE00045 TESORO LOGISTICS LP COM UNIT LTD PARTNERSHIP INTCOM88160T10742935SHSOLE2200935 TEVA PHARMACEUTICAL INDUSTRIES LTD ADR ISIN#US8816242098COM8816242094277565SHSOLE0007565 TEXAS PACIFIC LAND TRUST SUB SHARES CERTIFICATES OF PROP INTERESTCOM8826101082802000SHSOLE0002000 TIER REIT INC COM NEWCOM88650V20814979SHSOLE1100979 TIER REIT INC COM NEWCOM88650V208181249SHSOLE22001249 TIER REIT INC COM NEWCOM88650V20827218541SHSOLE00018541 TIFFANY & COMPANYCOM886547108120SHSOLE10020 TIFFANY & COMPANYCOM88654710824319SHSOLE000319 TIFFANY & COMPANYCOM8865471084415723SHSOLE11005723 TIME WARNER CABLE INC COMCOM88732J2074112294SHSOLE0002294 TIME WARNER INC NEW COM NEWCOM8873173034897116SHSOLE0007116 TIME WARNER INC NEW COM NEWCOM8873173037110SHSOLE1400110 TJX COS INC NEW COMCOM872540109119716768SHSOLE110016768 TJX COS INC NEW COMCOM872540109240SHSOLE10040 TJX COS INC NEW COMCOM8725401092623678SHSOLE0003678 TOLL BROS FIN CORP GTD NT 0.500% 09/15/32 B/E DTD 09/11/12 CLB PUTCOM88947EAM21616000SHSOLE190016000 TORCHLIGHT ENERGY RES INC COMCOM89102U1032213500SHSOLE00013500 TOTAL S A SPONSORED ADRCOM89151E1092535670SHSOLE0005670 TRANSOCEAN LTD REG SHS ISIN#CH0048265513COMH8817H10024118698SHSOLE00018698 TRINITY INDS INC COMCOM89652210926111543SHSOLE00011543 TRIUMPH BANCORP INC COMCOM89679E30088252517SHSOLE00052517 TTM TECHNOLOGIES INC SR NT CONV 1.750% 12/15/20 B/E DTD 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VANGUARD BD INDEX FD INC TOTAL BD MARKET ETFCOM92193783591111125SHSOLE00011125 VANGUARD INDEX FDS MID-CAP VALUE INDEX VIPER SHSCOM9229085124235088SHSOLE0005088 VANGUARD INDEX FDS S&P 500 ETF SHS NEWCOM92290836312106888SHSOLE0006888 VANGUARD INDEX FDS VANGUARD GROWTH ETFCOM922908736261526084SHSOLE00026084 VANGUARD INDEX FDS VANGUARD LARGE-CAP ETFCOM92290863727317SHSOLE100317 VANGUARD INDEX FDS VANGUARD LARGE-CAP ETFCOM9229086373924455SHSOLE0004455 VANGUARD INDEX FDS VANGUARD MID-CAP ETFCOM922908629142112186SHSOLE00012186 VANGUARD INDEX FDS VANGUARD MID-CAP ETFCOM922908629768SHSOLE10068 VANGUARD INDEX FDS VANGUARD REIT ETFCOM9229085537049320SHSOLE0009320 VANGUARD INDEX FDS VANGUARD SMALL-CAP ETFCOM922908751219220309SHSOLE00020309 VANGUARD INDEX FDS VANGUARD SMALL-CAP ETFCOM922908751443SHSOLE10043 VANGUARD INDEX FDS VANGUARD SMALL-CAP GROWTH ETFCOM922908595133911370SHSOLE00011370 VANGUARD INDEX FDS VANGUARD SMALL-CAP VALUE ETFCOM922908611105110860SHSOLE00010860 VANGUARD INDEX FDS VANGUARD TOTAL STK MKT ETFCOM92290876934348SHSOLE1400348 VANGUARD INDEX FDS VANGUARD TOTAL STK MKT ETFCOM922908769482748903SHSOLE00048903 VANGUARD INDEX FDS VANGUARD VALUE ETFCOM922908744168321932SHSOLE00021932 VANGUARD INTL EQUITY INDEX FD INC FTSE ALL WORLD EX US INDEX FD ETFS SHSCOM922042775011SHSOLE110011 VANGUARD INTL EQUITY INDEX FD INC FTSE ALL WORLD EX US INDEX FD ETFS SHSCOM9220427753798909SHSOLE0008909 VANGUARD INTL EQUITY INDEX FDS FTSE EMERGING MKTS ETFCOM9220428583108SHSOLE100108 VANGUARD INTL EQUITY INDEX FDS FTSE EMERGING MKTS ETFCOM92204285888626793SHSOLE00026793 VANGUARD INTL EQUITY INDEX FDS FTSE EUROPE ETFCOM92204287417363SHSOLE100363 VANGUARD INTL EQUITY INDEX FDS FTSE EUROPE ETFCOM9220428743677466SHSOLE0007466 VANGUARD INTL EQUITY INDEX FDS FTSE PACIFIC ETFCOM9220428662063852SHSOLE0003852 VANGUARD MALVERN FDS SHORT-TERM INFLATION PROTECTED SECS INDEX FD ETF SHSCOM922020805144029765SHSOLE00029765 VANGUARD NAT RES LLC COM UNIT REPSTG LTD LIABLITY CO 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