0001427271-15-000004.txt : 20151117
0001427271-15-000004.hdr.sgml : 20151117
20151117135644
ACCESSION NUMBER: 0001427271-15-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150930
FILED AS OF DATE: 20151117
DATE AS OF CHANGE: 20151117
EFFECTIVENESS DATE: 20151117
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Investors Capital Advisory Services
CENTRAL INDEX KEY: 0001427271
IRS NUMBER: 043161577
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0308
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12993
FILM NUMBER: 151237836
BUSINESS ADDRESS:
STREET 1: 6 KIMBALL LANE
CITY: LYNNFIELD
STATE: MA
ZIP: 01940
BUSINESS PHONE: 800-949-1422
MAIL ADDRESS:
STREET 1: 6 KIMBALL LANE
CITY: LYNNFIELD
STATE: MA
ZIP: 01940
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001427271
XXXXXXXX
09-30-2015
09-30-2015
Investors Capital Advisory Services
6 KIMBALL LANE
LYNNFIELD
MA
01940
13F HOLDINGS REPORT
028-12993
N
Chris Ginolfi
Compliance
800-949-1422
Chris Ginolfi
Lynnfield
MA
11-17-2015
10
1026
498443
false
14
028-06312
ABNER HERRMAN & BROCK, LLC
1
028-11543
ADVISORS CAPITAL MANAGEMENT, LLC
3
028-06432
CAMBRIDGE INVESTMENTS LTD
15
028-01317
CARRET ASSET MANAGEMENT, LLC
11
028-11952
DIVIDEND ASSET CAPITAL, LLC
13
028-11180
VALUEWORKS LLC
19
028-14868
WELLESLEY INVESTMENT ADVISORS
22
TIMECAPITAL INVESTOR ADVISORY SERVICES, INC.
12
028-03768
SENTINEL ADVISORS CO
8
028-03721
FRASER MANAGEMENT ASSOCIATES INC
INFORMATION TABLE
2
13F_2015_Q3.xml
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SELECT SECTOR SPDR TR CONSUMER DISCRETIONARY TRANSN TO 06/24/02COM81369Y4074125549SHSOLE0005549
SELECT SECTOR SPDR TR CONSUMER STAPLESCOM81369Y308205443539SHSOLE00043539
SELECT SECTOR SPDR TR ENERGYCOM81369Y506140622982SHSOLE00022982
SELECT SECTOR SPDR TR FINANCIALCOM81369Y605103645738SHSOLE00045738
SELECT SECTOR SPDR TR HEALTH CARECOM81369Y209277841956SHSOLE00041956
SELECT SECTOR SPDR TR INDLCOM81369Y70480916230SHSOLE00016230
SELECT SECTOR SPDR TR TECHNOLOGYCOM81369Y803159640421SHSOLE00040421
SELECT SECTOR SPDR TR UTILSCOM81369Y88685219682SHSOLE00019682
SENIOR HSG PPTYS TR SH BEN INTCOM81721M10919912303SHSOLE00012303
SENIOR HSG PPTYS TR SH BEN INTCOM81721M10940925276SHSOLE10025276
SENSATA TECHNOLOGIES HLDG BV ALMELO SHS ISIN#NL0009324904COMN7902X1062225018SHSOLE1005018
SENSATA TECHNOLOGIES HLDG BV ALMELO SHS ISIN#NL0009324904COMN7902X106370SHSOLE00070
SEQUENOM INC COM NEWCOM8173374059655050SHSOLE00055050
SHERWIN WILLIAMS COCOM824348106101455SHSOLE000455
SHERWIN WILLIAMS COCOM824348106315SHSOLE10015
SHERWIN WILLIAMS COCOM8243481068813956SHSOLE11003956
SHIP FINANCE INTL LTD SHS ISIN#BMG810751062COMG8107510635621948SHSOLE10021948
SHIP FINANCE INTL LTD SHS ISIN#BMG810751062COMG8107510676847297SHSOLE00047297
SIGNAL GENETICS INC COMCOM8266401042022250SHSOLE00022250
SILVER WHEATON CORP COM ISIN#CA8283361076COM82833610734929094SHSOLE00029094
SIMON PPTY GROUP INC NEW COMCOM8288061093611965SHSOLE0001965
SIRIUS XM HLDGS INC COMCOM82968B1037921227SHSOLE00021227
SIX FLAGS ENTMT CORP NEW COMCOM83001A10240890SHSOLE000890
SIX FLAGS ENTMT CORP NEW COMCOM83001A10274316241SHSOLE10016241
SKYWORKS SOLUTIONS INC COMCOM83088M1021972343SHSOLE1002343
SKYWORKS SOLUTIONS INC COMCOM83088M10231380SHSOLE300380
SKYWORKS SOLUTIONS INC COMCOM83088M1024965896SHSOLE0005896
SOUTHERN CO COMCOM84258710777517346SHSOLE00017346
SOUTHWEST AIRLS CO COMCOM84474110846912340SHSOLE00012340
SOUTHWESTERN ENERGY CO COMCOM84546710915812523SHSOLE10012523
SOUTHWESTERN ENERGY CO COMCOM845467109171395SHSOLE0001395
SOUTHWESTERN ENERGY CO DEP SHS REPSTG 1/20TH INT MANATORY CONV PFD SER BCOM8454672083009678SHSOLE1009678
SOUTHWESTERN ENERGY CO DEP SHS REPSTG 1/20TH INT MANATORY CONV PFD SER BCOM845467208341111SHSOLE0001111
SPDR DOW JONES INDL AVERAGE ETF TR UNIT SER 1COM78467X1095223214SHSOLE0003214
SPDR GOLD TR GOLD SHSCOM78463V1074854540SHSOLE0004540
SPDR S&P 500 ETF TR TR UNITCOM78462F103736638442SHSOLE00038442
SPDR S&P MIDCAP 400 ETF TR UNIT SER 1 STANDARD & POORS DEP RCPTCOM78467Y10720598275SHSOLE0008275
SPDR SER TR BARCLAYS CONV SECS ETFCOM78464A35965614676SHSOLE00014676
SPDR SER TR BARCLAYS HIGH YIELD BD ETFCOM78464A41782323082SHSOLE00023082
SPDR SER TR DOW JONES REIT ETFCOM78464A6072452846SHSOLE0002846
SPDR SER TR RUSSELL 3000 ETFCOM78464A8055884134SHSOLE0004134
SPDR SER TR S&P 600 SMALL CAP GROWTH ETFCOM78464A2012881654SHSOLE0001654
SPDR SER TR S&P BIOTECH ETFCOM78464A8702263642SHSOLE0003642
SPDR SER TR S&P DIVID ETFCOM78464A763131718253SHSOLE00018253
SPDR SER TR S&P HOMEBUILDERS ETFCOM78464A88851715116SHSOLE00015116
SPDR SER TR S&P PHARMACEUTICALS ETFCOM78464A7224138818SHSOLE0008818
SPDR SER TR SPDR BARCLAYS SHORT TERM CORP BD ETFCOM78464A4742999804SHSOLE0009804
SPECTRA ENERGY CORP COMCOM84756010927710563SHSOLE00010563
SPIRIT RLTY CAP INC NEW COMCOM84860W10263068943SHSOLE00068943
STARBUCKS CORP COMCOM855244109134423646SHSOLE00023646
STARBUCKS CORP COMCOM85524410934605SHSOLE300605
STATE STR CORP COMCOM8574771031011513SHSOLE1001513
STATE STR CORP COMCOM85747710394414048SHSOLE00014048
STONEMOR PARTNERS L P COM UNITSCOM86183Q1001635995SHSOLE1005995
STONEMOR PARTNERS L P COM UNITSCOM86183Q1001646022SHSOLE0006022
STRATEGIC GLOBAL INCOME FD INCCOM86271910110212915SHSOLE00012915
STRYKER CORPCOM8636671012222364SHSOLE0002364
STUDENT TRANSN INC COM ISIN#CA86388A1084COM86388A1085112684SHSOLE00012684
SUNOCO LOGISTICS PARTNERS LP COM UNITSCOM86764L1081886580SHSOLE0006580
SUNOCO LOGISTICS PARTNERS LP COM UNITSCOM86764L108281298140SHSOLE110098140
SUNOCO LOGISTICS PARTNERS LP COM UNITSCOM86764L1083115SHSOLE100115
SUNOCO LOGISTICS PARTNERS LP COM UNITSCOM86764L108883080SHSOLE22003080
SUNPOWER CORP SR DEB CONV 0.875% 06/01/21 B/E DTD 06/11/14COM867652AJ8126151000SHSOLE1900151000
SUNTRUST BKS INC COMCOM8679141032135578SHSOLE1005578
SUNTRUST BKS INC COMCOM8679141034115SHSOLE000115
SUNTRUST BKS INC COMCOM8679141038225SHSOLE1400225
SYMANTEC CORPCOM87150310829315075SHSOLE00015075
SYSCO CORP COMCOM87182910735905SHSOLE300905
SYSCO CORP COMCOM8718291074120SHSOLE100120
SYSCO CORP COMCOM87182910741310604SHSOLE00010604
TARGET CORP COMCOM87612E10640510SHSOLE300510
TARGET CORP COMCOM87612E1064695970SHSOLE0005970
TASEKO MINES LTDCOM8765111061025600SHSOLE00025600
TEEKAY OFFSHORE PARTNERS L P. PARTNERSHIP UNITS ISIN#MHY8565J1010COMY8565J10123916672SHSOLE10016672
TEEKAY OFFSHORE PARTNERS L P. PARTNERSHIP UNITS ISIN#MHY8565J1010COMY8565J101342415SHSOLE0002415
TEKLA HEALTHCARE OPPORTUNITIES FD SHS BEN INTCOM87910510439924500SHSOLE00024500
TEKLA WORLD HEALTHCARE FD BEN INT SHSCOM87911L10817912500SHSOLE00012500
TELEFLEX INC SR SUB NT CONV 3.875% 08/01/17 B/E DTD 08/09/10COM879369AA43015000SHSOLE190015000
TESLA MTRS INC COMCOM88160R1016382572SHSOLE0002572
TESORO LOGISTICS LP COM UNIT LTD PARTNERSHIP INTCOM88160T107140SHSOLE10040
TESORO LOGISTICS LP COM UNIT LTD PARTNERSHIP INTCOM88160T1071743880SHSOLE11003880
TESORO LOGISTICS LP COM UNIT LTD PARTNERSHIP INTCOM88160T107245SHSOLE00045
TESORO LOGISTICS LP COM UNIT LTD PARTNERSHIP INTCOM88160T10742935SHSOLE2200935
TEVA PHARMACEUTICAL INDUSTRIES LTD ADR ISIN#US8816242098COM8816242094277565SHSOLE0007565
TEXAS PACIFIC LAND TRUST SUB SHARES CERTIFICATES OF PROP INTERESTCOM8826101082802000SHSOLE0002000
TIER REIT INC COM NEWCOM88650V20814979SHSOLE1100979
TIER REIT INC COM NEWCOM88650V208181249SHSOLE22001249
TIER REIT INC COM NEWCOM88650V20827218541SHSOLE00018541
TIFFANY & COMPANYCOM886547108120SHSOLE10020
TIFFANY & COMPANYCOM88654710824319SHSOLE000319
TIFFANY & COMPANYCOM8865471084415723SHSOLE11005723
TIME WARNER CABLE INC COMCOM88732J2074112294SHSOLE0002294
TIME WARNER INC NEW COM NEWCOM8873173034897116SHSOLE0007116
TIME WARNER INC NEW COM NEWCOM8873173037110SHSOLE1400110
TJX COS INC NEW COMCOM872540109119716768SHSOLE110016768
TJX COS INC NEW COMCOM872540109240SHSOLE10040
TJX COS INC NEW COMCOM8725401092623678SHSOLE0003678
TOLL BROS FIN CORP GTD NT 0.500% 09/15/32 B/E DTD 09/11/12 CLB PUTCOM88947EAM21616000SHSOLE190016000
TORCHLIGHT ENERGY RES INC COMCOM89102U1032213500SHSOLE00013500
TOTAL S A SPONSORED ADRCOM89151E1092535670SHSOLE0005670
TRANSOCEAN LTD REG SHS ISIN#CH0048265513COMH8817H10024118698SHSOLE00018698
TRINITY INDS INC COMCOM89652210926111543SHSOLE00011543
TRIUMPH BANCORP INC COMCOM89679E30088252517SHSOLE00052517
TTM TECHNOLOGIES INC SR NT CONV 1.750% 12/15/20 B/E DTD 12/20/13COM87305RAD1581664000SHSOLE1900664000
TWITTER INC COMCOM90184L10240014884SHSOLE00014884
TYSON FOODS INC CL ACOM9024941032606045SHSOLE1006045
TYSON FOODS INC CL ACOM90249410327646SHSOLE000646
UBS AG LONDON BRH CALLABLE EXCH SEC LKD COM STK GOOGLE ISIN#US90270KAW99 0.000% 02/15/21 B/E DTD 02/19/14 CLBCOM90270KAW9496503000SHSOLE1900503000
UBS GROUP AG SHS ISIN#CH0244767585COMH4209710742523000SHSOLE00023000
UNDER ARMOUR INC CL A COMCOM9043111074494641SHSOLE0004641
UNILEVER NV NEW YORK SHS NEWCOM90478470979519787SHSOLE00019787
UNION PACIFIC CORP COMCOM907818108100611379SHSOLE00011379
UNITED DEV FDG IV COMCOM9101871032040115955SHSOLE000115955
UNITED DEV FDG IV COMCOM91018710330917600SHSOLE110017600
UNITED PARCEL SVC INC CL BCOM9113121063743791SHSOLE0003791
UNITED STS OIL FD LP UNITSCOM91232N10817111694SHSOLE00011694
UNITED TECHNOLOGIES CORP COMCOM913017109115SHSOLE10015
UNITED TECHNOLOGIES CORP COMCOM91301710915170SHSOLE1200170
UNITED TECHNOLOGIES CORP COMCOM913017109780SHSOLE140080
UNITED TECHNOLOGIES CORP COMCOM91301710980905SHSOLE1100905
UNITED TECHNOLOGIES CORP COMCOM9130171098299316SHSOLE0009316
UNITEDHEALTH GROUP INC COMCOM91324P1023593094SHSOLE0003094
UNITEDHEALTH GROUP INC COMCOM91324P10237325SHSOLE300325
UNWIRED PLANET INC NEW COMCOM91531F1035575900SHSOLE00075900
US BANCORP DEL COMCOM9029733042305615SHSOLE0005615
V F CORP COMCOM918204108230SHSOLE10030
V F CORP COMCOM9182041084025904SHSOLE0005904
V F CORP COMCOM9182041086169038SHSOLE11009038
VALE S A ADR ISIN#US91912E1055COM91912E1057919008SHSOLE00019008
VALERO ENERGY CORP NEW COMCOM91913Y10011195SHSOLE1200195
VALERO ENERGY CORP NEW COMCOM91913Y1001622695SHSOLE0002695
VALERO ENERGY CORP NEW COMCOM91913Y1002073458SHSOLE1003458
VALSPAR CORPCOM920355104125SHSOLE10025
VALSPAR CORPCOM9203551047100SHSOLE000100
VALSPAR CORPCOM92035510474510366SHSOLE110010366
VANGUARD BD INDEX FD INC INTERMEDIATE TERM BD ETFCOM9219378192062431SHSOLE0002431
VANGUARD BD INDEX FD INC SHORT TERM BD ETFCOM9219378272212761SHSOLE0002761
VANGUARD BD INDEX FD INC TOTAL BD MARKET ETFCOM92193783591111125SHSOLE00011125
VANGUARD INDEX FDS MID-CAP VALUE INDEX VIPER SHSCOM9229085124235088SHSOLE0005088
VANGUARD INDEX FDS S&P 500 ETF SHS NEWCOM92290836312106888SHSOLE0006888
VANGUARD INDEX FDS VANGUARD GROWTH ETFCOM922908736261526084SHSOLE00026084
VANGUARD INDEX FDS VANGUARD LARGE-CAP ETFCOM92290863727317SHSOLE100317
VANGUARD INDEX FDS VANGUARD LARGE-CAP ETFCOM9229086373924455SHSOLE0004455
VANGUARD INDEX FDS VANGUARD MID-CAP ETFCOM922908629142112186SHSOLE00012186
VANGUARD INDEX FDS VANGUARD MID-CAP ETFCOM922908629768SHSOLE10068
VANGUARD INDEX FDS VANGUARD REIT ETFCOM9229085537049320SHSOLE0009320
VANGUARD INDEX FDS VANGUARD SMALL-CAP ETFCOM922908751219220309SHSOLE00020309
VANGUARD INDEX FDS VANGUARD SMALL-CAP ETFCOM922908751443SHSOLE10043
VANGUARD INDEX FDS VANGUARD SMALL-CAP GROWTH ETFCOM922908595133911370SHSOLE00011370
VANGUARD INDEX FDS VANGUARD SMALL-CAP VALUE ETFCOM922908611105110860SHSOLE00010860
VANGUARD INDEX FDS VANGUARD TOTAL STK MKT ETFCOM92290876934348SHSOLE1400348
VANGUARD INDEX FDS VANGUARD TOTAL STK MKT ETFCOM922908769482748903SHSOLE00048903
VANGUARD INDEX FDS VANGUARD VALUE ETFCOM922908744168321932SHSOLE00021932
VANGUARD INTL EQUITY INDEX FD INC FTSE ALL WORLD EX US INDEX FD ETFS SHSCOM922042775011SHSOLE110011
VANGUARD INTL EQUITY INDEX FD INC FTSE ALL WORLD EX US INDEX FD ETFS SHSCOM9220427753798909SHSOLE0008909
VANGUARD INTL EQUITY INDEX FDS FTSE EMERGING MKTS ETFCOM9220428583108SHSOLE100108
VANGUARD INTL EQUITY INDEX FDS FTSE EMERGING MKTS ETFCOM92204285888626793SHSOLE00026793
VANGUARD INTL EQUITY INDEX FDS FTSE EUROPE ETFCOM92204287417363SHSOLE100363
VANGUARD INTL EQUITY INDEX FDS FTSE EUROPE ETFCOM9220428743677466SHSOLE0007466
VANGUARD INTL EQUITY INDEX FDS FTSE PACIFIC ETFCOM9220428662063852SHSOLE0003852
VANGUARD MALVERN FDS SHORT-TERM INFLATION PROTECTED SECS INDEX FD ETF SHSCOM922020805144029765SHSOLE00029765
VANGUARD NAT RES LLC COM UNIT REPSTG LTD LIABLITY CO INTSCOM92205F10635046128SHSOLE00046128
VANGUARD SCOTTSDALE FDS VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX ETF SHSCOM92206C8702402816SHSOLE0002816
VANGUARD SCOTTSDALE FDS VANGUARD SHORT-TERM CORPORATE BD INDEX FDCOM92206C409687SHSOLE110087
VANGUARD SCOTTSDALE FDS VANGUARD SHORT-TERM CORPORATE BD INDEX FDCOM92206C40980210071SHSOLE00010071
VANGUARD SPECIALIZED PORTFOLIOS DIVIDEND APPRECIATION INDEX FD ETFCOM921908844165522447SHSOLE00022447
VANGUARD TAX-MANAGED INTL FD FTSE DEVELOPED MKTS ETFCOM92194385845212684SHSOLE00012684
VANGUARD WHITEHALL FDS HIGH DIVIDEND YIELD ETF SHSCOM921946406142022673SHSOLE00022673
VANGUARD WORLD FD VANGUARD MEGA CAP ETFCOM921910873309047343SHSOLE00047343
VANGUARD WORLD FD VANGUARD MEGA CAP ETFCOM9219108737109SHSOLE1100109
VANGUARD WORLD FD VANGUARD MEGA CAP GROWTH ETFCOM9219108163234161SHSOLE0004161
VANGUARD WORLD FDS VANGUARD CONSUMER DISCRETIONARY ETFCOM92204A1082702294SHSOLE0002294
VANGUARD WORLD FDS VANGUARD CONSUMER STAPLES ETFCOM92204A2072301900SHSOLE0001900
VANGUARD WORLD FDS VANGUARD HEALTH CARE ETFCOM92204A5042071689SHSOLE0001689
VANGUARD WORLD FDS VANGUARD INFORMATION TECHNOLOGY ETFCOM92204A7023673671SHSOLE0003671
VANGUARD WORLD FDS VANGUARD UTILS ETFCOM92204A8762863078SHSOLE0003078
VECTOR GROUP LTD COMCOM92240M10838116882SHSOLE00016882
VENTAS INC COMCOM92276F1004467971SHSOLE0007971
VEREIT INC COMCOM92339V1001530198220SHSOLE000198220
VERINT SYS INC SR NT CONV 1.500% 06/01/21 B/E DTD 06/18/14COM92343XAA8272286000SHSOLE1900286000
VERIZON COMMUNICATIONS INC COMCOM92343V1041383182SHSOLE1003182
VERIZON COMMUNICATIONS INC COMCOM92343V104341378447SHSOLE00078447
VICOR CORPCOM92581510212011850SHSOLE00011850
VISA INC COM CL ACOM92826C839327346987SHSOLE00046987
VODAFONE GROUP PLC NEW SPONSORED ADR NO PARCOM92857W3082136714SHSOLE0006714
VODAFONE GROUP PLC NEW SPONSORED ADR NO PARCOM92857W30839512466SHSOLE10012466
VOYA GLOBAL EQUITY DIVID & PREM OPPORTUNITY FD COMCOM92912T10058884607SHSOLE00084607
VOYA INFRASTRUCTURE INDUSTRIALS & MATLS FD COMCOM92912X10115712862SHSOLE00012862
VOYA NAT RES EQUITY INCOME FD COMCOM92913C1069315487SHSOLE00015487
VOYA PRIME RATE TR SH BEN INTCOM92913A10012625064SHSOLE00025064
WABASH NATL CORP SR NT CONV 3.375% 05/01/18 B/E DTD 04/23/12COM929566AH08676000SHSOLE190076000
WAL MART STORES INC COMCOM931142103124119153SHSOLE00019153
WAL MART STORES INC COMCOM9311421032513880SHSOLE1003880
WAL MART STORES INC COMCOM93114210330470SHSOLE300470
WALGREENS BOOTS ALLIANCE INC COMCOM93142710810125SHSOLE1400125
WALGREENS BOOTS ALLIANCE INC COMCOM93142710835430SHSOLE300430
WALGREENS BOOTS ALLIANCE INC COMCOM9314271088269947SHSOLE0009947
WASTE MGMT INC DEL COMCOM94106L1093466963SHSOLE0006963
WAVE SYS CORP CL A PAR $0.01COM9435264001278712SHSOLE00078712
WELLS FARGO & CO MEDIUM TERM NOTES CONV 0.000% 06/05/20 B/E DTD 06/06/13 CLBCOM94986RQF1436400000SHSOLE1900400000
WELLS FARGO & CO MEDIUM TERM NTS 0.000% 06/10/20 B/E DTD 06/17/13 CLBCOM94986RQH7327361000SHSOLE1900361000
WELLS FARGO & CO NEW COMCOM949746101139727221SHSOLE00027221
WELLS FARGO & CO NEW COMCOM94974610119375SHSOLE1400375
WELLS FARGO ADV INCOME OPP FD COM SHSCOM94987B105894118167SHSOLE000118167
WELLS FARGO ADV MULTI SECTOR INCOME FD COM SHSCOM94987D10117315262SHSOLE00015262
WELLS FARGO ADVANTAGE GLOBAL DIVID OPPORTUNITY FD COM ISIN#US94987C1036COM94987C10313723186SHSOLE00023186
WELLTOWER INC COM STKCOM95040Q104100514843SHSOLE00014843
WESTELL TECHNOLOGIES INC CL ACOM9575411053934482SHSOLE00034482
WESTERN ASSET EMERGING MKTS DEBT FD INC COMCOM95766A10122316780SHSOLE00016780
WESTERN ASSET INCOME FD II INCCOM95766J1028713480SHSOLE00013480
WESTERN ASSET MANAGED HIGH INCOME FD INCCOM95766L107519116279SHSOLE000116279
WEYERHAEUSER COCOM96216610452119070SHSOLE00019070
WHITING USA TR II TR UNITCOM9663881001814053SHSOLE00014053
WHOLE FOODS MKT INC COMCOM9668371062166852SHSOLE0006852
WILLIAMS COS INC COMCOM9694571001473997SHSOLE0003997
WILLIAMS COS INC COMCOM9694571002486749SHSOLE1006749
WILLIAMS PARTNERS LP NEW COM UNIT LTD PARTNERSHIP INTCOM96949L1051454568SHSOLE1004568
WILLIAMS PARTNERS LP NEW COM UNIT LTD PARTNERSHIP INTCOM96949L1051956117SHSOLE11006117
WILLIAMS PARTNERS LP NEW COM UNIT LTD PARTNERSHIP INTCOM96949L10521670SHSOLE2200670
WILLIAMS PARTNERS LP NEW COM UNIT LTD PARTNERSHIP INTCOM96949L10525799SHSOLE1300799
WILLIAMS PARTNERS LP NEW COM UNIT LTD PARTNERSHIP INTCOM96949L1052788735SHSOLE0008735
WISDOMTREE TR EMERGING MKTS SMALL CAPCOM97717W2812035714SHSOLE0005714
WISDOMTREE TR EUROPE HEDGED EQUITY FDCOM97717X7012384370SHSOLE0004370
WISDOMTREE TR INTL EQUITY FDCOM97717W703119626346SHSOLE00026346
WISDOMTREE TR LARGECAP DIVID FDCOM97717W3072513736SHSOLE0003736
WISDOMTREE TR MIDCAP DIVID FDCOM97717W5052212855SHSOLE0002855
WISDOMTREE TR SMALLCAP DIVID FDCOM97717W60475612003SHSOLE00012003
WISDOMTREE TR TOTAL DIVID FDCOM97717W109206430414SHSOLE00030414
YAMANA GOLD INC COM ISIN#CA98462Y1007COM98462Y1002414282SHSOLE00014282
YUM BRANDS INC COMCOM9884981012643310SHSOLE0003310
ZIX CORP COMCOM98974P1004210150SHSOLE00010150