13F-HR 1 template.txt 12/31/2007 F FILING FOR ICAS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F-HR Form 13F COVER PAGE Report for the Calendar Year of Quarter Ended: DEC 31, 2007 Check here if Amendment []; This Amendment (Check only one.): [] is a restatement. adds new holdings entries. Institutional Investment Manager Filing this Report: Name: INVESTORS CAPITAL ADVISORY SERVICES Address: 230 BROADWAY LYNNFIELD, MA 01940 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements,schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: JAMES M. NESTOR Title: CCO Phone: 800-949-1422 Signature, Place, and Date of Signing: /s/ JAMES M. NESTOR MALDEN, MA 2/14/2008 ------------------------ ------------ ------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Report Summary: Number of Other Included Managers: 13 ------------- Form 13F Information Table Entry Total: 9147474.49 Form 13F Information Table Value Total: 142792 List of Other Included Managers: Form 13F File Number Manager Manager code 28-11543 Advisors Capital Management 1 28-03961 Berkeley Capital Management 2 28-06432 Cambridge Investments 3 28-02462 CH Dean 4 WE Donoghue 5 28-01666 Eagle Asset Management 6 Frantzen Capital 7 Fraser 8 28-03099 Kopp Investment Advisors 9 28-6668 Oakridge Investments 10 28-11952 Dividend Growth Advisors 11 Sentinel 12 28-11180 ValueWorks LLC 13 2
FORM 13F INFORMATION TABLE INVEST- OTHER VOTING NAME OF TITLE CUSIP VALUE SHRS MENT DIS- MANA- AUTHORITY ISSUER CLASS (X$1000) CRETION GERS SOLE VALUE SHARES / SH/PRN INVSTMT OTHR VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PUT/CALL DSCRETN MGRS SOLE SHARED NONE ING GLOBEQDIVM COM 45684 324 19168 SH SOLE 0 0 0 19168 TARGET CORP COM 876120 277 5468.48 SH SOLE 0 0 0 5468.48 TARGET CORP COM 876120 5 105 SH SOLE 10 105 0 0 TRAVELERS COM 894170 433 8004 SH SOLE 0 0 0 8004 AFLAC INC COM 1055102 63 604.32 SH SOLE 0 0 0 604.32 AFLAC INC COM 1055102 24 380 SH SOLE 9 380 0 0 AFLAC INC COM 1055102 3 45 SH SOLE 10 45 0 0 AFLAC INC COM 1055102 937 15057.41 SH SOLE 11 15057.41 0 0 AARONRENTS CL B COM 2535201 175 12000 SH SOLE 0 0 0 12000 AARONRENTS CL B COM 2535201 7 348 SH SOLE 1 348 0 0 AEGON COM 7924103 768 43087 SH SOLE 0 0 0 43087 ALBEMARLE CORP COM 12653101 24 578.71 SH SOLE 0 0 0 578.71 ALBEMARLE CORP COM 12653101 1068 25384.57 SH SOLE 11 25384.57 0 0 ALESCO COM 14485106 98 31700 SH SOLE 0 0 0 31700 ALLIANCE PHAR COM 18773309 0 10100 SH SOLE 0 0 0 10100 ALPINE DYNAM COM 21060108 419 22850 SH SOLE 0 0 0 22850 AMELOT HLDGS COM 23475106 0 300000 SH SOLE 0 0 0 300000 AMERICAN CAP COM 24937104 897 27039 SH SOLE 0 0 0 27039 AMERICAN CAP COM 24937104 4 112 SH SOLE 1 112 0 0 AMERICAN CAP COM 24937104 78 2354 SH SOLE 12 2354 0 0 AMERICAN EXP COM 25816109 442 8700 SH SOLE 0 0 0 8700 AMERICAN EXP COM 25816109 10 200 SH SOLE 6 200 0 0 AMERICAN EXP COM 25816109 19 380 SH SOLE 9 380 0 0 AMERICAN INTL COM 26874107 169 2918 SH SOLE 0 0 0 2918 AMERICAN INTL COM 26874107 7 115 SH SOLE 1 115 0 0 AMERICAN INTL COM 26874107 23 390 SH SOLE 6 390 0 0 AMERICAN INTL COM 26874107 581 10027.1 SH SOLE 11 10027.1 0 0 AMERICAN INTL COM 26874107 3 60 SH SOLE 12 60 0 0 AMGEN INC COM 31162100 399 8468 SH SOLE 0 0 0 8468 AMGEN INC COM 31162100 17 370 SH SOLE 9 370 0 0 ANTHRACITE CAP COM 37023108 208 27005 SH SOLE 0 0 0 27005 APACHE CORP COM 37411105 184 1700.42 SH SOLE 0 0 0 1700.42 APACHE CORP COM 37411105 22 205 SH SOLE 4 205 0 0 APPLE INC COM COM 37833100 515 2652 SH SOLE 0 0 0 2652 APPLE INC COM COM 37833100 112 560 SH SOLE 3 560 0 0 APPLE INC COM COM 37833100 17 87 SH SOLE 10 87 0 0 ARBOR RLTY TR COM 38923108 177 10789 SH SOLE 0 0 0 10789 ARBOR RLTY TR COM 38923108 4 267 SH SOLE 1 267 0 0 ARCHER DANIELS COM 39483102 65 1372 SH SOLE 0 0 0 1372 ARCHER DANIELS COM 39483102 123 2620 SH SOLE 3 2620 0 0 ARCHER DANIELSO COM 39483102 1289 27478.65 SH SOLE 11 27478.65 0 0 ARENA RES INC COM 40049108 824 18800 SH SOLE 0 0 0 18800 AUTO DATA PROC COM 53015103 251 5607.85 SH SOLE 0 0 0 5607.85 AUTO DATA PROC COM 53015103 1 25 SH SOLE 4 25 0 0 AUTO DATA PROC COM 53015103 1338 29936.32 SH SOLE 11 29936.32 0 0 AUTO DATA PROC COM 53015103 10 215 SH SOLE 12 215 0 0 BP PRUDHOE BAYT COM 55630107 440 5590 SH SOLE 0 0 0 5590 BANK OF AMERICA COM 60505104 1010 24682.44 SH SOLE 0 0 0 24682.44 BANK OF AMERICA COM 60505104 4 97 SH SOLE 1 97 0 0 BANK OF AMERICA COM 60505104 2 41 SH SOLE 2 41 0 0 BANK OF AMERICA COM 60505104 2 60 SH SOLE 4 60 0 0 BANK OF AMERICA COM 60505104 20 475 SH SOLE 6 475 0 0 BANK OF AMERICA COM 60505104 16 400 SH SOLE 9 400 0 0 BANK OF AMERICA COM 60505104 1339 32571.59 SH SOLE 11 32571.59 0 0 BANK OF AMERICA COM 60505104 8 190 SH SOLE 12 190 0 0 BANK OF AMERICA COM 60505104 0 60 SH SOLE 13 60 0 0 BNY MELLON CORP COM 64058100 319 6575 SH SOLE 0 0 0 6575 BNY MELLON CORP COM 64058100 2 47 SH SOLE 4 47 0 0 BNY MELLON CORP COM 64058100 0 58 SH SOLE 13 58 0 0 BANKATLANTIC A COM 65908501 56 18000 SH SOLE 0 0 0 18000 BEHRINGER REIT COM 77997138 476 47618.44 SH SOLE 0 0 0 47618.44 BEHRINGER REIT COM 77997195 640 64042.24 SH SOLE 0 0 0 64042.24 BLACKROCK INSD COM 92479104 196 13750 SH SOLE 0 0 0 13750 BLACKROCK INTL COM 92524107 371 19025 SH SOLE 0 0 0 19025 BLUEGREEN CORP COM 96231105 262 36589 SH SOLE 0 0 0 36589 BLUERIDGE BANK COM 96998935 105 105000 SH SOLE 0 0 0 105000 BOEING CO COM COM 97023105 376 4265.12 SH SOLE 0 0 0 4265.12 BOEING CO COM COM 97023105 89 1010 SH SOLE 3 1010 0 0 BOEING CO COM COM 97023105 7 82 SH SOLE 10 82 0 0 BOEING CO COM COM 97023105 341 3861 SH SOLE 13 3861 0 0 BOSTON SCIEN COM 101137107 10 849 SH SOLE 0 0 0 849 BOSTON SCIEN COM 101137107 217 18550 SH SOLE 13 18550 0 0 CPFL ENERG ADR COM 126153105 717 12533 SH SOLE 0 0 0 12533 CATERPILLAR INC COM 149123101 332 4533.19 SH SOLE 0 0 0 4533.19 CATERPILLAR INC COM 149123101 93 1275 SH SOLE 3 1275 0 0 CATERPILLAR INC COM 149123101 21 290 SH SOLE 9 290 0 0 CATERPILLAR INC COM 149123101 1621 22159.74 SH SOLE 11 22159.74 0 0 CHESAPEAKE ENG COM 165167107 504 12741 SH SOLE 0 0 0 12741 CHESAPEAKE ENG COM 165167107 314 7950 SH SOLE 13 7950 0 0 CHEVRON CORP COM 166764100 421 4441.17 SH SOLE 0 0 0 4441.17 CHEVRON CORP COM 166764100 2 25 SH SOLE 2 25 0 0 CHEVRON CORP COM 166764100 25 265 SH SOLE 4 265 0 0 CHEVRON CORP COM 166764100 0 25 SH SOLE 13 25 0 0 CITIGROUP INC COM 172967101 676 23069.52 SH SOLE 0 0 0 23069.52 CITIGROUP INC COM 172967101 5 172 SH SOLE 1 172 0 0 CITIGROUP INC COM 172967101 1 50 SH SOLE 2 50 0 0 CITIGROUP INC COM 172967101 13 450 SH SOLE 4 450 0 0 CITIGROUP INC COM 172967101 7 240 SH SOLE 11 240 0 0 CITIGROUP INC COM 172967101 3 115 SH SOLE 12 115 0 0 COCA COLA COM 191216100 715 11477.95 SH SOLE 0 0 0 11477.95 COLE CREDIT COM 193993227 240 24031.31 SH SOLE 0 0 0 24031.31 COLGATE PALM COM 194162103 316 4009 SH SOLE 0 0 0 4009 CONEXANT SYS COM 207142100 9 10372 SH SOLE 0 0 0 10372 CORNING INC COM 219350105 230 9531.11 SH SOLE 0 0 0 9531.11 CORNING INC COM 219350105 6 229 SH SOLE 10 229 0 0 CORUS ENTMT B COM 220874101 455 9207 SH SOLE 0 0 0 9207 CROCS INC COM COM 227046109 1127 29700 SH SOLE 0 0 0 29700 CYPRESS COM 232806109 13 350 SH SOLE 0 0 0 350 CYPRESS COM 232806109 475 12900 SH SOLE 13 12900 0 0 DHANOA MINERALS COM 252404207 2 10000 SH SOLE 0 0 0 10000 DIAMONDS SER 1 COM 252787106 762 5709.31 SH SOLE 0 0 0 5709.31 DISNEY COM 254687106 282 8703 SH SOLE 0 0 0 8703 DISNEY COM 254687106 21 660 SH SOLE 9 660 0 0 DISNEY COM 254687106 278 7937.62 SH SOLE 13 7937.62 0 0 DOW CHEM CO COM 260543103 50 1248 SH SOLE 0 0 0 1248 DOW CHEM CO COM 260543103 13 330 SH SOLE 4 330 0 0 DOW CHEM CO COM 260543103 20 505 SH SOLE 9 505 0 0 DOW CHEM CO COM 260543103 297 7406 SH SOLE 13 7406 0 0 EMC CORP (MASS) COM 268648102 254 13892 SH SOLE 0 0 0 13892 EMC CORP (MASS) COM 268648102 88 4780 SH SOLE 3 4780 0 0 EMC CORP (MASS) COM 268648102 0 120 SH SOLE 13 120 0 0 E TRADE COM 269246104 202 46030 SH SOLE 0 0 0 46030 E TRADE COM 269246104 2 651 SH SOLE 1 651 0 0 EATON VANCE COM 278265103 36 807.13 SH SOLE 0 0 0 807.13 EATON VANCE COM 278265103 8789 194456.71 SH SOLE 11 194456.71 0 0 EBAY INC COM COM 278642103 411 12325 SH SOLE 0 0 0 12325 ECOLAB INC COM 278865100 5 87 SH SOLE 0 0 0 87 ECOLAB INC COM 278865100 7 132 SH SOLE 10 132 0 0 ECOLAB INC COM 278865100 324 6229.96 SH SOLE 11 6229.96 0 0 EMERSON ELE COM 291011104 177 3121 SH SOLE 0 0 0 3121 EMERSON ELE COM 291011104 109 1905 SH SOLE 3 1905 0 0 EMERSON ELE COM 291011104 5 80 SH SOLE 13 80 0 0 ENTERPRISE PD COM 293792107 107 3364.96 SH SOLE 0 0 0 3364.96 ENTERPRISE PD COM 293792107 5 154 SH SOLE 1 154 0 0 ENTERPRISE PD COM 293792107 1463 46082.75 SH SOLE 11 46082.75 0 0 ETERNAL IMAGES COM 297595100 5 2600000 SH SOLE 0 0 0 2600000 EXTR@CT INC COM COM 302258108 0 27523 SH SOLE 0 0 0 27523 FINOVA GRP INC COM 317928109 1 50000 SH SOLE 0 0 0 50000 FORD MOTOR CO COM 345370860 68 10176 SH SOLE 0 0 0 10176 GENERAL DYNAM COM 369550108 332 3722.87 SH SOLE 0 0 0 3722.87 GENERAL ELECT COM 369604103 1523 40791.86 SH SOLE 0 0 0 40791.86 GENERAL ELECT COM 369604103 3 74 SH SOLE 2 74 0 0 GENERAL ELECT COM 369604103 82 2195 SH SOLE 3 2195 0 0 GENERAL ELECT COM 369604103 3 75 SH SOLE 4 75 0 0 GENERAL ELECT COM 369604103 30 810 SH SOLE 6 810 0 0 GENERAL ELECT COM 369604103 9 242 SH SOLE 10 242 0 0 GENERAL ELECT COM 369604103 1853 49633.12 SH SOLE 11 49633.12 0 0 GENERAL MTRS COM 370442105 24 967 SH SOLE 0 0 0 967 GENERAL MTRS COM 370442105 272 10750 SH SOLE 13 10750 0 0 GERDAU ADR COM 373737105 360 12252 SH SOLE 0 0 0 12252 GLOBAL IND COM 379336100 255 11574 SH SOLE 0 0 0 11574 GOLDCORP INC COM 380956409 372 10645.55 SH SOLE 0 0 0 10645.55 GRAMERCY CAP COM 384871109 256 10844 SH SOLE 0 0 0 10844 GREY WOLF INC COM 397888108 168 31114 SH SOLE 0 0 0 31114 HALLIBURTON CO COM 406216101 304 7987 SH SOLE 0 0 0 7987 HALLIBURTON CO COM 406216101 23 615 SH SOLE 9 615 0 0 HATHOR EXPL LTD COM 419018106 10 13000 SH SOLE 0 0 0 13000 HEARTLAND EXP COM 422347104 740 51166 SH SOLE 0 0 0 51166 HEARTLAND EXP COM 422347104 5 365 SH SOLE 4 365 0 0 HEWLETT PACK COM 428236103 170 3314.63 SH SOLE 0 0 0 3314.63 HEWLETT PACK COM 428236103 2 33 SH SOLE 2 33 0 0 HEWLETT PACK COM 428236103 100 1955 SH SOLE 3 1955 0 0 HEWLETT PACK COM 428236103 8 151 SH SOLE 10 151 0 0 HEWLETT PACK COM 428236103 13 250 SH SOLE 12 250 0 0 HEWLETT PACK COM 428236103 12 234 SH SOLE 13 234 0 0 HONEYWELL INTL COM 438516106 295 4820 SH SOLE 0 0 0 4820 ILLINOIS TOOL COM 452308109 73 1357 SH SOLE 0 0 0 1357 ILLINOIS TOOL COM 452308109 536 9921.79 SH SOLE 11 9921.79 0 0 ING GROEP ADR COM 456837103 693 17643 SH SOLE 0 0 0 17643 ING GROEP ADR COM 456837103 39 995 SH SOLE 2 995 0 0 INLAND AMERICAN COM 457997294 575 57538.34 SH SOLE 0 0 0 57538.34 INTEL CORP COM COM 458140100 615 22988.57 SH SOLE 0 0 0 22988.57 INTEL CORP COM COM 458140100 3 101 SH SOLE 2 101 0 0 INTEL CORP COM COM 458140100 23 870 SH SOLE 9 870 0 0 INTEL CORP COM COM 458140100 2 93 SH SOLE 10 93 0 0 INTEL CORP COM COM 458140100 11 396 SH SOLE 13 396 0 0 IBM COM 459200101 454 4128 SH SOLE 0 0 0 4128 IBM COM 459200101 94 855 SH SOLE 3 855 0 0 IBM COM 459200101 23 210 SH SOLE 9 210 0 0 IBM COM 459200101 1070 9720.48 SH SOLE 11 9720.48 0 0 ISHARES DJSEL COM 464287168 436 6716 SH SOLE 0 0 0 6716 ISHARES LEHMAN COM 464287226 962 9515 SH SOLE 0 0 0 9515 ISHARES TR COM 464287234 410 2697 SH SOLE 0 0 0 2697 ISHARES S&P COM 464287408 368 4781.84 SH SOLE 0 0 0 4781.84 ISHARES TR 20 D COM 464287432 240 2600 SH SOLE 0 0 0 2600 ISHARES TR 7 10 COM 464287440 237 2740 SH SOLE 0 0 0 2740 ISHARES TR MSCI COM 464287465 1271 16087.83 SH SOLE 0 0 0 16087.83 ISHARES TR MSCI COM 464287465 6 80 SH SOLE 2 80 0 0 ISHARES TR RUS COM 464287473 798 5692.3 SH SOLE 0 0 0 5692.3 ISHARES TR RUS COM 464287499 1010 9686.22 SH SOLE 0 0 0 9686.22 ISHARES TR C&S COM 464287564 284 3617 SH SOLE 0 0 0 3617 ISHARES TR RUS COM 464287598 522 6454.13 SH SOLE 0 0 0 6454.13 ISHARES TR RUS COM 464287614 653 10637.25 SH SOLE 0 0 0 10637.25 ISHARES TR RUS COM 464287630 680 9547.62 SH SOLE 0 0 0 9547.62 ISHARES TR RUS COM 464287648 375 4446.2 SH SOLE 0 0 0 4446.2 ISHARES TR RUS COM 464287655 611 7990.01 SH SOLE 0 0 0 7990.01 ISHARES S&P MID COM 464287705 261 3262.81 SH SOLE 0 0 0 3262.81 ISHARES TR DJ COM 464287762 210 2951 SH SOLE 0 0 0 2951 ISHARES TR MID COM 464288406 202 2559 SH SOLE 0 0 0 2559 JACOBS ENG COM 469814107 32 324 SH SOLE 0 0 0 324 JACOBS ENG COM 469814107 246 2506 SH SOLE 12 2506 0 0 JOHNSON & JOHN COM 478160104 771 11447.14 SH 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