0001427271-12-000001.txt : 20120202 0001427271-12-000001.hdr.sgml : 20120202 20120202110807 ACCESSION NUMBER: 0001427271-12-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120202 DATE AS OF CHANGE: 20120202 EFFECTIVENESS DATE: 20120202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Investors Capital Advisory Services CENTRAL INDEX KEY: 0001427271 IRS NUMBER: 043161577 STATE OF INCORPORATION: MA FISCAL YEAR END: 0308 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12993 FILM NUMBER: 12564849 BUSINESS ADDRESS: STREET 1: 230 BROADWAY CITY: LYNNFIELD STATE: MA ZIP: 019400 BUSINESS PHONE: 800-949-1422 MAIL ADDRESS: STREET 1: 230 BROADWAY CITY: LYNNFIELD STATE: MA ZIP: 019400 13F-HR 1 form13f123111.txt ICA 12-31-2011 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F-HR Form 13F COVER PAGE Report for the Calendar Year of Quarter Ended: December 31, 2011 Check here if Amendment []; Amendment Number: This Amendment (Check only one.):[] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: INVESTORS CAPITAL ADVISORY SERVICES Address: 230 BROADWAY LYNNFIELD, MA 01940 Form 13F File Number: 028-12993 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements,schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Christian P. Ginolfi Title: Director of Compliance - AVP Phone: 800-949-1422 Signature, Place, and Date of Signing: /s/ Christian P. Ginolfi Lynnfield, MA 2/02/2012 ------------------------ ------------ ------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Report Summary: Number of Other Included Managers: 10 ------------- Form 13F Information Table Entry Total: 681 Form 13F Information Table Value Total: 232975.67 (thousands) List of Other Included Managers: Form 13F File Number Manager Manager code 28-11543 Advisors Capital Management 1 28-11448 Cambridge Financial Group 3 Frantzen Capital 7 28-03721 Fraser Management Associates 8 28-11952 Dividend Growth Advisors 11 Sentinel Advisory Corp. 12 28-11180 ValueWorks LLC 13 28-11051 Cumberland Advisors 18 Wellesley Investment Advisors 19 Appleton Partners 20
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT INVSTMT OTHR VOTING AUTHORITY NAME OF ISSUER TITLE CUSIP (X$1000) PRN AMT PRN /CL DSCRETN MGRS SOLE SHARED NONE -------------- ----- --------- -------- ------- --- --- ------- ---- ---- ------ ---- AAR CORP SR NT COM 000361AH8 116.42 117000 SH SOLE 19 0 0 117000 AFLAC INC COM COM 001055102 146.06 3376 SH SOLE 0 0 0 3376 AFLAC INC COM COM 001055102 878.68 20312 SH SOLE 11 0 0 20312 AGCO CORP SR SU COM 001084AM4 32.60 26000 SH SOLE 19 0 0 26000 AK STL HLDG COR COM 001547108 260.19 31500 SH SOLE 0 0 0 31500 ALPS ETF TR ALE COM 00162Q866 431.52 25964 SH SOLE 0 0 0 25964 ALPS ETF TR ALE COM 00162Q866 353.61 21276 SH SOLE 1 0 0 21276 AT&T INC COM COM 00206R102 2519.38 83313 SH SOLE 0 0 0 83313 AT&T INC COM COM 00206R102 36.41 1204 SH SOLE 1 0 0 1204 AVI BIOPHARMA I COM 002346104 45.46 61020 SH SOLE 0 0 0 61020 AASTROM BIOSCIE COM 00253U305 20.87 11468 SH SOLE 0 0 0 11468 ABBOTT LABS COM COM 002824100 592.95 10545 SH SOLE 0 0 0 10545 ABBOTT LABS COM COM 002824100 69.22 1231 SH SOLE 11 0 0 1231 ABERDEEN ASIA-P COM 003009107 1357.43 185188 SH SOLE 0 0 0 185188 ACACIA RESH COR COM 003881307 273.83 7500 SH SOLE 0 0 0 7500 ADEPT TECHNOLOG COM 006854202 35.88 14950 SH SOLE 0 0 0 14950 ADVANCED MICRO COM 007903107 117.32 21726 SH SOLE 0 0 0 21726 ADVANCED MICRO COM 007903AL1 171.82 176000 SH SOLE 19 0 0 176000 AIR PRODS & CHE COM 009158106 26.32 309 SH SOLE 0 0 0 309 AIR PRODS & CHE COM 009158106 325.60 3822 SH SOLE 11 0 0 3822 AKAMAI TECHNOLO COM 00971T101 317.96 9850 SH SOLE 0 0 0 9850 ALBANY INTL COR COM 012348AC2 16.79 18000 SH SOLE 19 0 0 18000 ALCOA INC COM COM 013817101 368.34 42582 SH SOLE 0 0 0 42582 ALCATEL LUCENT COM 013904305 127.03 81427 SH SOLE 0 0 0 81427 ALERE INC SR CO COM 01449JAA3 136.44 144000 SH SOLE 19 0 0 144000 ALLIANT TECHSYS COM 018804AK0 44.29 43000 SH SOLE 19 0 0 43000 ALTRIA GROUP IN COM 02209S103 1504.47 50741 SH SOLE 0 0 0 50741 ALTRIA GROUP IN COM 02209S103 327.16 11034 SH SOLE 1 0 0 11034 ALTRIA GROUP IN COM 02209S103 30.21 1019 SH SOLE 7 0 0 1019 ALTRIA GROUP IN COM 02209S103 2.97 100 SH SOLE 12 0 0 100 AMAZON COM INC COM 023135106 291.85 1686 SH SOLE 0 0 0 1686 AMERICAN CAP AG COM 02503X105 495.81 17657 SH SOLE 0 0 0 17657 AMERICAN CAP AG COM 02503X105 217.34 7740 SH SOLE 1 0 0 7740 AMERICAN CAP AG COM 02503X105 17.02 606 SH SOLE 7 0 0 606 AMERICAN ELECTR COM 025537101 308.79 7475 SH SOLE 0 0 0 7475 AMERICAN EXPRES COM 025816109 201.11 4263 SH SOLE 0 0 0 4263 AMERICAN EXPRES COM 025816109 106.13 2250 SH SOLE 13 0 0 2250 AMGEN INC COM COM 031162100 369.02 5747 SH SOLE 0 0 0 5747 AMGEN INC SR NT COM 031162AQ3 28.11 28000 SH SOLE 19 0 0 28000 ANIXTER INTL IN COM 035290AJ4 133.67 117000 SH SOLE 19 0 0 117000 ANNALY CAP MGMT COM 035710409 1427.01 89411 SH SOLE 0 0 0 89411 ANNALY CAP MGMT COM 035710409 17.49 1096 SH SOLE 7 0 0 1096 ANNALY CAP MGMT COM 035710409 2.55 160 SH SOLE 13 0 0 160 ANWORTH MTG ASS COM 037347101 439.60 70000 SH SOLE 0 0 0 70000 ANWORTH MTG ASS COM 037347101 82.27 13100 SH SOLE 1 0 0 13100 APOLLO INVT COR COM 03761U106 59.47 9235 SH SOLE 0 0 0 9235 APOLLO INVT COR COM 03761U106 12.62 1959 SH SOLE 7 0 0 1959 APPLE INC COM COM 037833100 4893.62 12083 SH SOLE 0 0 0 12083 APPLE INC COM COM 037833100 80.19 198 SH SOLE 1 0 0 198 APPLE INC COM COM 037833100 24.30 60 SH SOLE 3 0 0 60 APPLE INC COM COM 037833100 6.48 16 SH SOLE 7 0 0 16 ARCHER DANIELS COM 039483AW2 42.21 42000 SH SOLE 19 0 0 42000 ARES CAP CORP C COM 04010L103 338.90 21935 SH SOLE 0 0 0 21935 ARES CAP CORP C COM 04010L103 82.58 5345 SH SOLE 1 0 0 5345 ARRIS GROUP INC COM 04269QAC4 172.28 171000 SH SOLE 19 0 0 171000 ASHFORD HOSPITA COM 044103109 108.86 13608 SH SOLE 1 0 0 13608 ATLANTIC PWR CO COM 04878Q863 457.60 32000 SH SOLE 0 0 0 32000 AURIZON MINES L COM 05155P106 87.75 17800 SH SOLE 0 0 0 17800 AUTOMATIC DATA COM 053015103 68.10 1261 SH SOLE 0 0 0 1261 AUTOMATIC DATA COM 053015103 3.51 65 SH SOLE 7 0 0 65 AUTOMATIC DATA COM 053015103 1335.63 24729 SH SOLE 11 0 0 24729 AUTOMATIC DATA COM 053015103 11.61 215 SH SOLE 12 0 0 215 BGC PARTNERS IN COM 05541T101 216.39 36429 SH SOLE 1 0 0 36429 BP PLC SPONS AD COM 055622104 320.84 7507 SH SOLE 0 0 0 7507 BP PRUDHOE BAY COM 055630107 630.25 5530 SH SOLE 0 0 0 5530 BAIDU COM INC S COM 056752108 574.66 4934 SH SOLE 0 0 0 4934 BAIDU COM INC S COM 056752108 62.66 538 SH SOLE 1 0 0 538 BANK AMER CORP COM 060505104 432.56 77799 SH SOLE 0 0 0 77799 BANK AMER CORP COM 060505104 1.06 190 SH SOLE 12 0 0 190 BARNES GROUP IN COM 067806AD1 43.52 42000 SH SOLE 19 0 0 42000 BARRETT BILL CO COM 06846NAA2 161.20 161000 SH SOLE 19 0 0 161000 BECTON DICKINSO COM 075887109 62.69 839 SH SOLE 0 0 0 839 BECTON DICKINSO COM 075887109 99.45 1331 SH SOLE 1 0 0 1331 BECTON DICKINSO COM 075887109 46.18 618 SH SOLE 11 0 0 618 BERKSHIRE HATHA COM 084670702 681.59 8933 SH SOLE 0 0 0 8933 BLACKROCK MUNIC COM 092479104 326.55 22005 SH SOLE 0 0 0 22005 BLACKROCK GLOBA COM 092501105 411.72 31167 SH SOLE 0 0 0 31167 BLACKROCK INTL COM 092524107 324.92 45380 SH SOLE 0 0 0 45380 BLACKROCK ECOSO COM 092546100 157.77 20175 SH SOLE 0 0 0 20175 BLACKROCK MUNIH COM 09254C107 199.34 13940 SH SOLE 0 0 0 13940 BLACKROCK MUNIH COM 09254P108 179.15 12262 SH SOLE 0 0 0 12262 BLACKROCK CORPO COM 09255L106 73.94 10255 SH SOLE 0 0 0 10255 BLACKROCK ENHAN COM 09256A109 349.92 28449 SH SOLE 0 0 0 28449 BOEING CO COM COM 097023105 761.00 10375 SH SOLE 0 0 0 10375 BOEING CO COM COM 097023105 28.61 390 SH SOLE 3 0 0 390 BOEING CO COM COM 097023105 107.09 1460 SH SOLE 13 0 0 1460 BOSTON PPTYS LT COM 10112RAK0 23.00 23000 SH SOLE 19 0 0 23000 BOSTON SCIENTIF COM 101137107 8.81 1649 SH SOLE 0 0 0 1649 BOSTON SCIENTIF COM 101137107 49.66 9300 SH SOLE 13 0 0 9300 BOULDER GROWTH COM 101507101 63.63 11085 SH SOLE 0 0 0 11085 BRISTOL MYERS S COM 110122108 1145.86 32516 SH SOLE 0 0 0 32516 BRISTOL MYERS S COM 110122108 25.37 720 SH SOLE 3 0 0 720 BRISTOW GROUP I COM 110394AC7 321.69 315000 SH SOLE 19 0 0 315000 CF INDS HLDGS I COM 125269100 368.79 2544 SH SOLE 0 0 0 2544 CSX CORPORATION COM 126408103 319.11 15153 SH SOLE 0 0 0 15153 CVS CAREMARK CO COM 126650100 294.20 7214 SH SOLE 0 0 0 7214 CVS CAREMARK CO COM 126650100 8.16 200 SH SOLE 12 0 0 200 CYS INVTS INC C COM 12673A108 357.80 27230 SH SOLE 0 0 0 27230 CAL DIVE INTL I COM 127914AB5 80.20 80000 SH SOLE 19 0 0 80000 CALAMOS GLOBAL COM 12811L107 73.92 10126 SH SOLE 0 0 0 10126 CANADIAN NATL R COM 136375102 39.28 500 SH SOLE 0 0 0 500 CANADIAN NATL R COM 136375102 591.29 7527 SH SOLE 11 0 0 7527 CANADIAN NATURA COM 136385101 40.21 1076 SH SOLE 0 0 0 1076 CANADIAN NATURA COM 136385101 236.37 6325 SH SOLE 11 0 0 6325 CAPSTONE TURBIN COM 14067D102 16.24 14000 SH SOLE 0 0 0 14000 CARBO CERAMICS COM 140781105 56.73 460 SH SOLE 0 0 0 460 CARBO CERAMICS COM 140781105 591.37 4795 SH SOLE 11 0 0 4795 CARDINAL HEALTH COM 14149Y108 337.32 8306 SH SOLE 0 0 0 8306 CARDINAL HEALTH COM 14149Y108 43.33 1067 SH SOLE 1 0 0 1067 CARDINAL HEALTH COM 14149Y108 26.60 655 SH SOLE 3 0 0 655 CARDINAL HEALTH COM 14149Y108 518.07 12757 SH SOLE 11 0 0 12757 CATERPILLAR INC COM 149123101 1320.09 14570 SH SOLE 0 0 0 14570 CATERPILLAR INC COM 149123101 42.22 466 SH SOLE 1 0 0 466 CELSION CORP CO COM 15117N305 37.07 21550 SH SOLE 0 0 0 21550 CENTURYLINK INC COM 156700106 69.64 1872 SH SOLE 0 0 0 1872 CENTURYLINK INC COM 156700106 981.82 26393 SH SOLE 11 0 0 26393 CHARLES RIV LAB COM 159864AB3 230.56 238000 SH SOLE 19 0 0 238000 CHART INDS INC COM 16115QAC4 294.69 279000 SH SOLE 19 0 0 279000 CHENIERE ENERGY COM 16411R208 157.29 18100 SH SOLE 0 0 0 18100 CHESAPEAKE ENER COM 165167107 321.89 14441 SH SOLE 0 0 0 14441 CHESAPEAKE ENER COM 165167107 52.34 2348 SH SOLE 1 0 0 2348 CHESAPEAKE ENER COM 165167107 58.51 2625 SH SOLE 13 0 0 2625 CHESAPEAKE ENER COM 165167BW6 14.66 15000 SH SOLE 1 0 0 15000 CHESAPEAKE ENER COM 165167BW6 176.93 181000 SH SOLE 19 0 0 181000 CHESAPEAKE ENER COM 165167BZ9 64.17 72000 SH SOLE 19 0 0 72000 CHEVRON CORP NE COM 166764100 1045.33 9824 SH SOLE 0 0 0 9824 CHEVRON CORP NE COM 166764100 36.28 341 SH SOLE 1 0 0 341 CHEVRON CORP NE COM 166764100 236.74 2225 SH SOLE 11 0 0 2225 CHIMERA INVT CO COM 16934Q109 89.18 35529 SH SOLE 0 0 0 35529 CHIMERA INVT CO COM 16934Q109 13.88 5529 SH SOLE 7 0 0 5529 CHIPOTLE MEXICA COM 169656105 403.60 1195 SH SOLE 0 0 0 1195 CHIQUITA BRANDS COM 170032AT3 296.26 346000 SH SOLE 19 0 0 346000 CISCO SYSTEMS I COM 17275R102 495.92 27429 SH SOLE 0 0 0 27429 CISCO SYSTEMS I COM 17275R102 6.78 375 SH SOLE 12 0 0 375 CISCO SYSTEMS I COM 17275R102 85.43 4725 SH SOLE 13 0 0 4725 CITIGROUP INC C COM 172967424 399.65 15190 SH SOLE 0 0 0 15190 CITIGROUP INC C COM 172967424 0.29 11 SH SOLE 12 0 0 11 CLEARWIRE CORP COM 18538Q105 33.37 17200 SH SOLE 0 0 0 17200 COCA COLA COMPA COM 191216100 1117.06 15965 SH SOLE 0 0 0 15965 COCA COLA COMPA COM 191216100 547.95 7831 SH SOLE 11 0 0 7831 COGENT COMMUNIC COM 19239VAB0 11.55 13000 SH SOLE 19 0 0 13000 COHEN & STEERS COM 19247L106 107.63 12708 SH SOLE 0 0 0 12708 COINSTAR INC SR COM 19259PAF9 40.42 31000 SH SOLE 19 0 0 31000 COLGATE PALMOLI COM 194162103 332.50 3599 SH SOLE 0 0 0 3599 COMMVAULT SYS I COM 204166102 208.17 4873 SH SOLE 0 0 0 4873 COMTECH TELECOM COM 205826AF7 52.69 50000 SH SOLE 19 0 0 50000 CONOCOPHILLIPS COM 20825C104 1435.47 19699 SH SOLE 0 0 0 19699 CONOCOPHILLIPS COM 20825C104 58.66 805 SH SOLE 1 0 0 805 CONOCOPHILLIPS COM 20825C104 26.60 365 SH SOLE 3 0 0 365 CONSOLIDATED CO COM 209034107 304.32 15975 SH SOLE 1 0 0 15975 CONSOLIDATED ED COM 209115104 401.33 6470 SH SOLE 0 0 0 6470 CORNING INC COM COM 219350105 401.82 30957 SH SOLE 0 0 0 30957 CORNING INC COM COM 219350105 80.48 6200 SH SOLE 13 0 0 6200 COSTCO WHOLESAL COM 22160K105 205.40 2465 SH SOLE 0 0 0 2465 COSTCO WHOLESAL COM 22160K105 24.58 295 SH SOLE 3 0 0 295 CREE INC COM COM 225447101 170.81 7750 SH SOLE 0 0 0 7750 CREE INC COM COM 225447101 1.21 55 SH SOLE 8 0 0 55 CREE INC COM COM 225447101 66.67 3025 SH SOLE 13 0 0 3025 CREDIT SUISSE H COM 22544F103 94.02 32646 SH SOLE 0 0 0 32646 CROWN HLDGS INC COM 228368106 132.17 3936 SH SOLE 0 0 0 3936 CROWN HLDGS INC COM 228368106 89.19 2656 SH SOLE 1 0 0 2656 CUBIST PHARMACE COM 229678AD9 362.40 242000 SH SOLE 19 0 0 242000 CUMMINS INC COM 231021106 485.72 5518 SH SOLE 0 0 0 5518 CUSHING MLP TOT COM 231631102 176.22 19800 SH SOLE 0 0 0 19800 CYCLACEL PHARMA COM 23254L108 10.18 17250 SH SOLE 0 0 0 17250 DDI CORP COM PA COM 233162502 219.11 23484 SH SOLE 0 0 0 23484 D R HORTON INC COM 23331ABB4 43.20 37000 SH SOLE 19 0 0 37000 DEERE & CO COM 244199105 394.11 5095 SH SOLE 0 0 0 5095 DEERE & CO COM 244199105 3.71 48 SH SOLE 7 0 0 48 DELUXE CORP COM 248019101 250.99 11028 SH SOLE 0 0 0 11028 DISNEY WALT CO COM 254687106 316.24 8433 SH SOLE 0 0 0 8433 DIRECTV COM CL COM 25490A101 222.39 5201 SH SOLE 0 0 0 5201 DIRECTV COM CL COM 25490A101 4.49 105 SH SOLE 7 0 0 105 DOMINION RES IN COM 25746U109 278.35 5244 SH SOLE 0 0 0 5244 DOW CHEM CO COM 260543103 276.51 9615 SH SOLE 0 0 0 9615 DOW CHEM CO COM 260543103 56.77 1974 SH SOLE 1 0 0 1974 DOW CHEM CO COM 260543103 87.00 3025 SH SOLE 13 0 0 3025 DRYSHIPS INC SR COM 262498AB4 6.88 10000 SH SOLE 0 0 0 10000 DRYSHIPS INC SR COM 262498AB4 17.19 25000 SH SOLE 1 0 0 25000 DU PONT E I DE COM 263534109 775.79 16946 SH SOLE 0 0 0 16946 DUKE ENERGY COR COM 26441C105 651.06 29594 SH SOLE 0 0 0 29594 EMC CORP (MASS) COM 268648102 295.87 13736 SH SOLE 0 0 0 13736 EMC CORP (MASS) COM 268648102 22.94 1065 SH SOLE 3 0 0 1065 E M C CORP MASS COM 268648AM4 30.14 21000 SH SOLE 19 0 0 21000 EASTMAN KODAK C COM 277461109 11.38 17517 SH SOLE 0 0 0 17517 EATON VANCE COR COM 278265103 7.19 304 SH SOLE 0 0 0 304 EATON VANCE COR COM 278265103 379.66 16060 SH SOLE 11 0 0 16060 EATON VANCE MUN COM 27827K109 332.26 23955 SH SOLE 0 0 0 23955 EATON VANCE MUN COM 27827X101 196.35 15485 SH SOLE 0 0 0 15485 EATON VANCE TAX COM 27828S101 281.73 23055 SH SOLE 0 0 0 23055 EATON VANCE SHO COM 27828V104 294.22 18162 SH SOLE 0 0 0 18162 EATON VANCE TAX COM 27829F108 120.23 14573 SH SOLE 0 0 0 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2997 SH SOLE 0 0 0 2997 RYDEX ETF TR S& COM 78355W106 490.64 10602 SH SOLE 0 0 0 10602 SPDR S&P 500 ET COM 78462F103 1988.14 15842 SH SOLE 0 0 0 15842 SPDR S&P 500 ET COM 78462F103 17.57 140 SH SOLE 8 0 0 140 SPDR GOLD TR GO COM 78463V107 4083.82 26869 SH SOLE 0 0 0 26869 SPDR SER TR BAR COM 78464A359 226.97 6275 SH SOLE 0 0 0 6275 SPDR SER TR BAR COM 78464A417 424.61 11043 SH SOLE 0 0 0 11043 SPDR SER TR BAR COM 78464A417 57.79 1503 SH SOLE 1 0 0 1503 SPDR SER TR DOW COM 78464A607 201.67 3132 SH SOLE 0 0 0 3132 SPDR SER TR S&P COM 78464A763 808.94 15017 SH SOLE 0 0 0 15017 SPDR SER TR DOW COM 78464A805 297.83 3184 SH SOLE 0 0 0 3184 SPDR DOW JONES COM 78467X109 881.58 7235 SH SOLE 0 0 0 7235 SPDR S&P MIDCAP COM 78467Y107 1408.42 8831 SH SOLE 0 0 0 8831 SPDR S&P MIDCAP COM 78467Y107 15.15 95 SH SOLE 8 0 0 95 SPDR S&P MIDCAP COM 78467Y107 67.78 425 SH SOLE 12 0 0 425 SALIX PHARMACEU COM 795435AC0 363.54 281000 SH SOLE 19 0 0 281000 SANDISK CORP SR COM 80004CAC5 96.40 99000 SH SOLE 19 0 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13658 SOTHEBYS SR NT COM 835898AC1 71.27 63000 SH SOLE 19 0 0 63000 SOUTHERN CO COM COM 842587107 690.02 14906 SH SOLE 0 0 0 14906 SOUTHERN COPPER COM 84265V105 552.37 18302 SH SOLE 0 0 0 18302 SOUTHERN COPPER COM 84265V105 7.55 250 SH SOLE 1 0 0 250 SOUTHERN COPPER COM 84265V105 3.50 116 SH SOLE 7 0 0 116 SPARTAN STORES COM 846822AE4 72.88 79000 SH SOLE 19 0 0 79000 SPECTRA ENERGY COM 847560109 225.49 7333 SH SOLE 0 0 0 7333 SPRINT NEXTEL C COM 852061100 15.09 6448 SH SOLE 0 0 0 6448 SPRINT NEXTEL C COM 852061100 26.79 11450 SH SOLE 13 0 0 11450 STEMCELLS INC C COM 85857R204 13.51 16395 SH SOLE 0 0 0 16395 STEWART ENTERPR COM 860370AK1 60.78 65000 SH SOLE 19 0 0 65000 STILLWATER MNG COM 86074QAF9 109.97 115000 SH SOLE 19 0 0 115000 STUDENT TRANSN COM 86388A108 222.02 34000 SH SOLE 0 0 0 34000 SUN CMNTYS INC COM 866674104 34.34 940 SH SOLE 0 0 0 940 SUN CMNTYS INC COM 866674104 286.18 7834 SH SOLE 1 0 0 7834 SUNOCO LOGISTIC COM 86764L108 200.54 5090 SH SOLE 0 0 0 5090 SUNOCO LOGISTIC COM 86764L108 32.15 816 SH SOLE 7 0 0 816 SUNOCO LOGISTIC COM 86764L108 2909.58 73847 SH SOLE 11 0 0 73847 SUNOCO LOGISTIC COM 86764L108 41.37 1050 SH SOLE 20 0 0 1050 SYSCO CORP COM 871829107 227.42 7754 SH SOLE 0 0 0 7754 SYSCO CORP COM 871829107 71.92 2452 SH SOLE 1 0 0 2452 SYSCO CORP COM 871829107 28.30 965 SH SOLE 3 0 0 965 TECO ENERGY INC COM 872375100 241.76 12631 SH SOLE 0 0 0 12631 TECO ENERGY INC COM 872375100 96.01 5016 SH SOLE 13 0 0 5016 TJX COMPANIES I COM 872540109 80.60 1249 SH SOLE 0 0 0 1249 TJX COMPANIES I COM 872540109 124.90 1935 SH SOLE 11 0 0 1935 TTM TECHNOLOGIE COM 87305RAC3 125.10 120000 SH SOLE 19 0 0 120000 TASEKO MINES LT COM 876511106 60.06 22000 SH SOLE 0 0 0 22000 TELECOM ARGENTI COM 879273209 182.50 10207 SH SOLE 0 0 0 10207 TELEFLEX INC SR COM 879369AA4 275.37 229000 SH SOLE 19 0 0 229000 TERRA NITROGEN COM 881005201 462.79 2756 SH SOLE 0 0 0 2756 TEVA PHARMACEUT COM 881624209 319.07 7906 SH SOLE 0 0 0 7906 TEVA PHARMACEUT COM 881624209 68.61 1700 SH SOLE 1 0 0 1700 TEVA PHARMACEUT COM 881624209 850.61 21076 SH SOLE 11 0 0 21076 TEXAS INSTRUMEN COM 882508104 206.42 7091 SH SOLE 0 0 0 7091 3M CO COM COM 88579Y101 611.59 7483 SH SOLE 0 0 0 7483 3M CO COM COM 88579Y101 3.02 37 SH SOLE 7 0 0 37 3M CO COM COM 88579Y101 78.05 955 SH SOLE 13 0 0 955 TITANIUM METALS COM 888339207 223.60 14926 SH SOLE 0 0 0 14926 TORTOISE ENERGY COM 89147L100 5.00 125 SH SOLE 0 0 0 125 TORTOISE ENERGY COM 89147L100 282.65 7068 SH SOLE 1 0 0 7068 TOTAL S A SPONS COM 89151E109 300.16 5873 SH SOLE 0 0 0 5873 TRINITY INDS IN COM 896522AF6 330.40 338000 SH SOLE 19 0 0 338000 TWO HBRS INVT C COM 90187B101 110.19 11925 SH SOLE 0 0 0 11925 USEC INC COM COM 90333E108 13.34 11700 SH SOLE 0 0 0 11700 UNION PACIFIC C COM 907818108 305.90 2888 SH SOLE 0 0 0 2888 UNION PACIFIC C COM 907818108 4.87 46 SH SOLE 7 0 0 46 UNITED PARCEL S COM 911312106 389.53 5322 SH SOLE 0 0 0 5322 UNITED STS NAT COM 912318110 212.64 32916 SH SOLE 0 0 0 32916 UNITED TECHNOLO COM 913017109 255.67 3498 SH SOLE 0 0 0 3498 UNITED TECHNOLO COM 913017109 49.48 677 SH SOLE 1 0 0 677 UNITED TECHNOLO COM 913017109 1373.92 18798 SH SOLE 11 0 0 18798 UNITED TECHNOLO COM 913017109 12.43 170 SH SOLE 12 0 0 170 UROLOGIX INC CO COM 917273104 15.55 14400 SH SOLE 0 0 0 14400 V F CORP COM 918204108 211.27 1664 SH SOLE 0 0 0 1664 V F CORP COM 918204108 126.36 995 SH SOLE 11 0 0 995 VALERO ENERGY C COM 91913Y100 180.81 8590 SH SOLE 0 0 0 8590 VALERO ENERGY C COM 91913Y100 42.16 2003 SH SOLE 1 0 0 2003 VALERO ENERGY C COM 91913Y100 4.10 195 SH SOLE 12 0 0 195 VANGUARD SPECIA COM 921908844 703.54 12874 SH SOLE 0 0 0 12874 VANGUARD BD IND COM 921937835 824.94 9875 SH SOLE 0 0 0 9875 VANGUARD INTL E COM 922042858 1143.17 29918 SH SOLE 0 0 0 29918 VANGUARD SCOTTS COM 92206C409 4426.11 56847 SH SOLE 0 0 0 56847 VANGUARD SCOTTS COM 92206C409 3.50 45 SH SOLE 11 0 0 45 VANGUARD INDEX COM 922908595 804.18 10531 SH SOLE 0 0 0 10531 VANGUARD INDEX COM 922908611 513.27 8190 SH SOLE 0 0 0 8190 VANGUARD INDEX COM 922908736 621.15 10057 SH SOLE 0 0 0 10057 VANGUARD INDEX COM 922908744 625.26 11912 SH SOLE 0 0 0 11912 VANGUARD INDEX COM 922908751 1059.04 15201 SH SOLE 0 0 0 15201 VANGUARD INDEX COM 922908769 213.70 3324 SH SOLE 0 0 0 3324 VERIZON COMMUNI COM 92343V104 2417.01 60245 SH SOLE 0 0 0 60245 VERIZON COMMUNI COM 92343V104 59.54 1484 SH SOLE 1 0 0 1484 VERIZON COMMUNI COM 92343V104 9.47 236 SH SOLE 11 0 0 236 VERTEX PHARMACE COM 92532FAN0 295.75 282000 SH SOLE 19 0 0 282000 VISA INC COM CL COM 92826C839 494.37 4869 SH SOLE 0 0 0 4869 VISA INC COM CL COM 92826C839 60.92 600 SH SOLE 1 0 0 600 VISA INC COM CL COM 92826C839 3.96 39 SH SOLE 7 0 0 39 VMWARE INC CL A COM 928563402 668.43 8035 SH SOLE 0 0 0 8035 VODAFONE GROUP COM 92857W209 646.06 23049 SH SOLE 0 0 0 23049 VODAFONE GROUP COM 92857W209 187.13 6676 SH SOLE 1 0 0 6676 VODAFONE GROUP COM 92857W209 1048.04 37390 SH SOLE 11 0 0 37390 WAL MART STORES COM 931142103 774.50 12960 SH SOLE 0 0 0 12960 WAL MART STORES COM 931142103 48.35 809 SH SOLE 1 0 0 809 WAL MART STORES COM 931142103 28.68 480 SH SOLE 3 0 0 480 WALGREEN CO COM 931422109 310.73 9399 SH SOLE 0 0 0 9399 WALGREEN CO COM 931422109 22.81 690 SH SOLE 3 0 0 690 WASTE MGMT INC COM 94106L109 388.72 11884 SH SOLE 0 0 0 11884 WASTE MGMT INC COM 94106L109 4.09 125 SH SOLE 7 0 0 125 WAVE SYSTEMS CO COM 943526301 153.85 70900 SH SOLE 0 0 0 70900 WELLS FARGO & C COM 949746101 466.68 16933 SH SOLE 0 0 0 16933 WELLS FARGO ADV COM 94987C103 233.39 30750 SH SOLE 0 0 0 30750 WESTERN ASSET I COM 95766J102 174.97 18150 SH SOLE 0 0 0 18150 WEYERHAEUSER CO COM 962166104 257.62 13798 SH SOLE 0 0 0 13798 WILLIAMS PARTNE COM 96950F104 150.71 2512 SH SOLE 0 0 0 2512 WILLIAMS PARTNE COM 96950F104 992.62 16546 SH SOLE 11 0 0 16546 WILLIAMS PARTNE COM 96950F104 42.59 710 SH SOLE 20 0 0 710 WINDSTREAM CORP COM 97381W104 181.37 15449 SH SOLE 0 0 0 15449 WINDSTREAM CORP COM 97381W104 26.23 2234 SH SOLE 7 0 0 2234 XEROX CORPORATI COM 984121103 72.79 9144 SH SOLE 0 0 0 9144 XEROX CORPORATI COM 984121103 42.93 5393 SH SOLE 1 0 0 5393 YAHOO INC COM COM 984332106 183.41 11371 SH SOLE 0 0 0 11371 YAMANA GOLD INC COM 98462Y100 591.02 40233 SH SOLE 0 0 0 40233 ZWEIG TOTAL RET COM 989837109 45.99 15178 SH SOLE 0 0 0 15178 ENERGY XXI BERM COM G10082140 204.03 6400 SH SOLE 0 0 0 6400 DRYSHIPS INC CO COM Y2109Q101 82.37 41183 SH SOLE 0 0 0 41183 NAVIOS MARITIME COM Y62267102 22.10 1499 SH SOLE 0 0 0 1499 NAVIOS MARITIME COM Y62267102 220.45 14956 SH SOLE 1 0 0 14956 SEASPAN CORP CO COM Y75638109 221.63 16201 SH SOLE 0 0 0 16201 TEEKAY OFFSHORE COM Y8565J101 240.36 9036 SH SOLE 1 0 0 9036 TEEKAY TANKERS COM Y8565N102 30.35 8623 SH SOLE 0 0 0 8623 TEEKAY TANKERS COM Y8565N102 5.54 1573 SH SOLE 7 0 0 1573