0001427271-12-000001.txt : 20120202
0001427271-12-000001.hdr.sgml : 20120202
20120202110807
ACCESSION NUMBER: 0001427271-12-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120202
DATE AS OF CHANGE: 20120202
EFFECTIVENESS DATE: 20120202
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Investors Capital Advisory Services
CENTRAL INDEX KEY: 0001427271
IRS NUMBER: 043161577
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0308
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12993
FILM NUMBER: 12564849
BUSINESS ADDRESS:
STREET 1: 230 BROADWAY
CITY: LYNNFIELD
STATE: MA
ZIP: 019400
BUSINESS PHONE: 800-949-1422
MAIL ADDRESS:
STREET 1: 230 BROADWAY
CITY: LYNNFIELD
STATE: MA
ZIP: 019400
13F-HR
1
form13f123111.txt
ICA 12-31-2011 13F
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F-HR
Form 13F COVER PAGE
Report for the Calendar Year of Quarter Ended: December 31, 2011
Check here if Amendment []; Amendment Number:
This Amendment (Check only one.):[] is a restatement.
[] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: INVESTORS CAPITAL ADVISORY SERVICES
Address: 230 BROADWAY
LYNNFIELD, MA 01940
Form 13F File Number: 028-12993
The institutional investment manager filing this report and the person
by whom it is signed hereby represent that the person signing the
report is authorized to submit it, that all information contained
herein is true, correct and complete, and that it is understood that
all required items, statements,schedules, lists, and tables, are
considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Christian P. Ginolfi
Title: Director of Compliance - AVP
Phone: 800-949-1422
Signature, Place, and Date of Signing:
/s/ Christian P. Ginolfi Lynnfield, MA 2/02/2012
------------------------ ------------ ------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
Report Summary:
Number of Other Included Managers: 10
-------------
Form 13F Information Table Entry Total: 681
Form 13F Information Table Value Total: 232975.67 (thousands)
List of Other Included Managers:
Form 13F File Number Manager Manager code
28-11543 Advisors Capital Management 1
28-11448 Cambridge Financial Group 3
Frantzen Capital 7
28-03721 Fraser Management Associates 8
28-11952 Dividend Growth Advisors 11
Sentinel Advisory Corp. 12
28-11180 ValueWorks LLC 13
28-11051 Cumberland Advisors 18
Wellesley Investment Advisors 19
Appleton Partners 20
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT INVSTMT OTHR VOTING AUTHORITY
NAME OF ISSUER TITLE CUSIP (X$1000) PRN AMT PRN /CL DSCRETN MGRS SOLE SHARED NONE
-------------- ----- --------- -------- ------- --- --- ------- ---- ---- ------ ----
AAR CORP SR NT COM 000361AH8 116.42 117000 SH SOLE 19 0 0 117000
AFLAC INC COM COM 001055102 146.06 3376 SH SOLE 0 0 0 3376
AFLAC INC COM COM 001055102 878.68 20312 SH SOLE 11 0 0 20312
AGCO CORP SR SU COM 001084AM4 32.60 26000 SH SOLE 19 0 0 26000
AK STL HLDG COR COM 001547108 260.19 31500 SH SOLE 0 0 0 31500
ALPS ETF TR ALE COM 00162Q866 431.52 25964 SH SOLE 0 0 0 25964
ALPS ETF TR ALE COM 00162Q866 353.61 21276 SH SOLE 1 0 0 21276
AT&T INC COM COM 00206R102 2519.38 83313 SH SOLE 0 0 0 83313
AT&T INC COM COM 00206R102 36.41 1204 SH SOLE 1 0 0 1204
AVI BIOPHARMA I COM 002346104 45.46 61020 SH SOLE 0 0 0 61020
AASTROM BIOSCIE COM 00253U305 20.87 11468 SH SOLE 0 0 0 11468
ABBOTT LABS COM COM 002824100 592.95 10545 SH SOLE 0 0 0 10545
ABBOTT LABS COM COM 002824100 69.22 1231 SH SOLE 11 0 0 1231
ABERDEEN ASIA-P COM 003009107 1357.43 185188 SH SOLE 0 0 0 185188
ACACIA RESH COR COM 003881307 273.83 7500 SH SOLE 0 0 0 7500
ADEPT TECHNOLOG COM 006854202 35.88 14950 SH SOLE 0 0 0 14950
ADVANCED MICRO COM 007903107 117.32 21726 SH SOLE 0 0 0 21726
ADVANCED MICRO COM 007903AL1 171.82 176000 SH SOLE 19 0 0 176000
AIR PRODS & CHE COM 009158106 26.32 309 SH SOLE 0 0 0 309
AIR PRODS & CHE COM 009158106 325.60 3822 SH SOLE 11 0 0 3822
AKAMAI TECHNOLO COM 00971T101 317.96 9850 SH SOLE 0 0 0 9850
ALBANY INTL COR COM 012348AC2 16.79 18000 SH SOLE 19 0 0 18000
ALCOA INC COM COM 013817101 368.34 42582 SH SOLE 0 0 0 42582
ALCATEL LUCENT COM 013904305 127.03 81427 SH SOLE 0 0 0 81427
ALERE INC SR CO COM 01449JAA3 136.44 144000 SH SOLE 19 0 0 144000
ALLIANT TECHSYS COM 018804AK0 44.29 43000 SH SOLE 19 0 0 43000
ALTRIA GROUP IN COM 02209S103 1504.47 50741 SH SOLE 0 0 0 50741
ALTRIA GROUP IN COM 02209S103 327.16 11034 SH SOLE 1 0 0 11034
ALTRIA GROUP IN COM 02209S103 30.21 1019 SH SOLE 7 0 0 1019
ALTRIA GROUP IN COM 02209S103 2.97 100 SH SOLE 12 0 0 100
AMAZON COM INC COM 023135106 291.85 1686 SH SOLE 0 0 0 1686
AMERICAN CAP AG COM 02503X105 495.81 17657 SH SOLE 0 0 0 17657
AMERICAN CAP AG COM 02503X105 217.34 7740 SH SOLE 1 0 0 7740
AMERICAN CAP AG COM 02503X105 17.02 606 SH SOLE 7 0 0 606
AMERICAN ELECTR COM 025537101 308.79 7475 SH SOLE 0 0 0 7475
AMERICAN EXPRES COM 025816109 201.11 4263 SH SOLE 0 0 0 4263
AMERICAN EXPRES COM 025816109 106.13 2250 SH SOLE 13 0 0 2250
AMGEN INC COM COM 031162100 369.02 5747 SH SOLE 0 0 0 5747
AMGEN INC SR NT COM 031162AQ3 28.11 28000 SH SOLE 19 0 0 28000
ANIXTER INTL IN COM 035290AJ4 133.67 117000 SH SOLE 19 0 0 117000
ANNALY CAP MGMT COM 035710409 1427.01 89411 SH SOLE 0 0 0 89411
ANNALY CAP MGMT COM 035710409 17.49 1096 SH SOLE 7 0 0 1096
ANNALY CAP MGMT COM 035710409 2.55 160 SH SOLE 13 0 0 160
ANWORTH MTG ASS COM 037347101 439.60 70000 SH SOLE 0 0 0 70000
ANWORTH MTG ASS COM 037347101 82.27 13100 SH SOLE 1 0 0 13100
APOLLO INVT COR COM 03761U106 59.47 9235 SH SOLE 0 0 0 9235
APOLLO INVT COR COM 03761U106 12.62 1959 SH SOLE 7 0 0 1959
APPLE INC COM COM 037833100 4893.62 12083 SH SOLE 0 0 0 12083
APPLE INC COM COM 037833100 80.19 198 SH SOLE 1 0 0 198
APPLE INC COM COM 037833100 24.30 60 SH SOLE 3 0 0 60
APPLE INC COM COM 037833100 6.48 16 SH SOLE 7 0 0 16
ARCHER DANIELS COM 039483AW2 42.21 42000 SH SOLE 19 0 0 42000
ARES CAP CORP C COM 04010L103 338.90 21935 SH SOLE 0 0 0 21935
ARES CAP CORP C COM 04010L103 82.58 5345 SH SOLE 1 0 0 5345
ARRIS GROUP INC COM 04269QAC4 172.28 171000 SH SOLE 19 0 0 171000
ASHFORD HOSPITA COM 044103109 108.86 13608 SH SOLE 1 0 0 13608
ATLANTIC PWR CO COM 04878Q863 457.60 32000 SH SOLE 0 0 0 32000
AURIZON MINES L COM 05155P106 87.75 17800 SH SOLE 0 0 0 17800
AUTOMATIC DATA COM 053015103 68.10 1261 SH SOLE 0 0 0 1261
AUTOMATIC DATA COM 053015103 3.51 65 SH SOLE 7 0 0 65
AUTOMATIC DATA COM 053015103 1335.63 24729 SH SOLE 11 0 0 24729
AUTOMATIC DATA COM 053015103 11.61 215 SH SOLE 12 0 0 215
BGC PARTNERS IN COM 05541T101 216.39 36429 SH SOLE 1 0 0 36429
BP PLC SPONS AD COM 055622104 320.84 7507 SH SOLE 0 0 0 7507
BP PRUDHOE BAY COM 055630107 630.25 5530 SH SOLE 0 0 0 5530
BAIDU COM INC S COM 056752108 574.66 4934 SH SOLE 0 0 0 4934
BAIDU COM INC S COM 056752108 62.66 538 SH SOLE 1 0 0 538
BANK AMER CORP COM 060505104 432.56 77799 SH SOLE 0 0 0 77799
BANK AMER CORP COM 060505104 1.06 190 SH SOLE 12 0 0 190
BARNES GROUP IN COM 067806AD1 43.52 42000 SH SOLE 19 0 0 42000
BARRETT BILL CO COM 06846NAA2 161.20 161000 SH SOLE 19 0 0 161000
BECTON DICKINSO COM 075887109 62.69 839 SH SOLE 0 0 0 839
BECTON DICKINSO COM 075887109 99.45 1331 SH SOLE 1 0 0 1331
BECTON DICKINSO COM 075887109 46.18 618 SH SOLE 11 0 0 618
BERKSHIRE HATHA COM 084670702 681.59 8933 SH SOLE 0 0 0 8933
BLACKROCK MUNIC COM 092479104 326.55 22005 SH SOLE 0 0 0 22005
BLACKROCK GLOBA COM 092501105 411.72 31167 SH SOLE 0 0 0 31167
BLACKROCK INTL COM 092524107 324.92 45380 SH SOLE 0 0 0 45380
BLACKROCK ECOSO COM 092546100 157.77 20175 SH SOLE 0 0 0 20175
BLACKROCK MUNIH COM 09254C107 199.34 13940 SH SOLE 0 0 0 13940
BLACKROCK MUNIH COM 09254P108 179.15 12262 SH SOLE 0 0 0 12262
BLACKROCK CORPO COM 09255L106 73.94 10255 SH SOLE 0 0 0 10255
BLACKROCK ENHAN COM 09256A109 349.92 28449 SH SOLE 0 0 0 28449
BOEING CO COM COM 097023105 761.00 10375 SH SOLE 0 0 0 10375
BOEING CO COM COM 097023105 28.61 390 SH SOLE 3 0 0 390
BOEING CO COM COM 097023105 107.09 1460 SH SOLE 13 0 0 1460
BOSTON PPTYS LT COM 10112RAK0 23.00 23000 SH SOLE 19 0 0 23000
BOSTON SCIENTIF COM 101137107 8.81 1649 SH SOLE 0 0 0 1649
BOSTON SCIENTIF COM 101137107 49.66 9300 SH SOLE 13 0 0 9300
BOULDER GROWTH COM 101507101 63.63 11085 SH SOLE 0 0 0 11085
BRISTOL MYERS S COM 110122108 1145.86 32516 SH SOLE 0 0 0 32516
BRISTOL MYERS S COM 110122108 25.37 720 SH SOLE 3 0 0 720
BRISTOW GROUP I COM 110394AC7 321.69 315000 SH SOLE 19 0 0 315000
CF INDS HLDGS I COM 125269100 368.79 2544 SH SOLE 0 0 0 2544
CSX CORPORATION COM 126408103 319.11 15153 SH SOLE 0 0 0 15153
CVS CAREMARK CO COM 126650100 294.20 7214 SH SOLE 0 0 0 7214
CVS CAREMARK CO COM 126650100 8.16 200 SH SOLE 12 0 0 200
CYS INVTS INC C COM 12673A108 357.80 27230 SH SOLE 0 0 0 27230
CAL DIVE INTL I COM 127914AB5 80.20 80000 SH SOLE 19 0 0 80000
CALAMOS GLOBAL COM 12811L107 73.92 10126 SH SOLE 0 0 0 10126
CANADIAN NATL R COM 136375102 39.28 500 SH SOLE 0 0 0 500
CANADIAN NATL R COM 136375102 591.29 7527 SH SOLE 11 0 0 7527
CANADIAN NATURA COM 136385101 40.21 1076 SH SOLE 0 0 0 1076
CANADIAN NATURA COM 136385101 236.37 6325 SH SOLE 11 0 0 6325
CAPSTONE TURBIN COM 14067D102 16.24 14000 SH SOLE 0 0 0 14000
CARBO CERAMICS COM 140781105 56.73 460 SH SOLE 0 0 0 460
CARBO CERAMICS COM 140781105 591.37 4795 SH SOLE 11 0 0 4795
CARDINAL HEALTH COM 14149Y108 337.32 8306 SH SOLE 0 0 0 8306
CARDINAL HEALTH COM 14149Y108 43.33 1067 SH SOLE 1 0 0 1067
CARDINAL HEALTH COM 14149Y108 26.60 655 SH SOLE 3 0 0 655
CARDINAL HEALTH COM 14149Y108 518.07 12757 SH SOLE 11 0 0 12757
CATERPILLAR INC COM 149123101 1320.09 14570 SH SOLE 0 0 0 14570
CATERPILLAR INC COM 149123101 42.22 466 SH SOLE 1 0 0 466
CELSION CORP CO COM 15117N305 37.07 21550 SH SOLE 0 0 0 21550
CENTURYLINK INC COM 156700106 69.64 1872 SH SOLE 0 0 0 1872
CENTURYLINK INC COM 156700106 981.82 26393 SH SOLE 11 0 0 26393
CHARLES RIV LAB COM 159864AB3 230.56 238000 SH SOLE 19 0 0 238000
CHART INDS INC COM 16115QAC4 294.69 279000 SH SOLE 19 0 0 279000
CHENIERE ENERGY COM 16411R208 157.29 18100 SH SOLE 0 0 0 18100
CHESAPEAKE ENER COM 165167107 321.89 14441 SH SOLE 0 0 0 14441
CHESAPEAKE ENER COM 165167107 52.34 2348 SH SOLE 1 0 0 2348
CHESAPEAKE ENER COM 165167107 58.51 2625 SH SOLE 13 0 0 2625
CHESAPEAKE ENER COM 165167BW6 14.66 15000 SH SOLE 1 0 0 15000
CHESAPEAKE ENER COM 165167BW6 176.93 181000 SH SOLE 19 0 0 181000
CHESAPEAKE ENER COM 165167BZ9 64.17 72000 SH SOLE 19 0 0 72000
CHEVRON CORP NE COM 166764100 1045.33 9824 SH SOLE 0 0 0 9824
CHEVRON CORP NE COM 166764100 36.28 341 SH SOLE 1 0 0 341
CHEVRON CORP NE COM 166764100 236.74 2225 SH SOLE 11 0 0 2225
CHIMERA INVT CO COM 16934Q109 89.18 35529 SH SOLE 0 0 0 35529
CHIMERA INVT CO COM 16934Q109 13.88 5529 SH SOLE 7 0 0 5529
CHIPOTLE MEXICA COM 169656105 403.60 1195 SH SOLE 0 0 0 1195
CHIQUITA BRANDS COM 170032AT3 296.26 346000 SH SOLE 19 0 0 346000
CISCO SYSTEMS I COM 17275R102 495.92 27429 SH SOLE 0 0 0 27429
CISCO SYSTEMS I COM 17275R102 6.78 375 SH SOLE 12 0 0 375
CISCO SYSTEMS I COM 17275R102 85.43 4725 SH SOLE 13 0 0 4725
CITIGROUP INC C COM 172967424 399.65 15190 SH SOLE 0 0 0 15190
CITIGROUP INC C COM 172967424 0.29 11 SH SOLE 12 0 0 11
CLEARWIRE CORP COM 18538Q105 33.37 17200 SH SOLE 0 0 0 17200
COCA COLA COMPA COM 191216100 1117.06 15965 SH SOLE 0 0 0 15965
COCA COLA COMPA COM 191216100 547.95 7831 SH SOLE 11 0 0 7831
COGENT COMMUNIC COM 19239VAB0 11.55 13000 SH SOLE 19 0 0 13000
COHEN & STEERS COM 19247L106 107.63 12708 SH SOLE 0 0 0 12708
COINSTAR INC SR COM 19259PAF9 40.42 31000 SH SOLE 19 0 0 31000
COLGATE PALMOLI COM 194162103 332.50 3599 SH SOLE 0 0 0 3599
COMMVAULT SYS I COM 204166102 208.17 4873 SH SOLE 0 0 0 4873
COMTECH TELECOM COM 205826AF7 52.69 50000 SH SOLE 19 0 0 50000
CONOCOPHILLIPS COM 20825C104 1435.47 19699 SH SOLE 0 0 0 19699
CONOCOPHILLIPS COM 20825C104 58.66 805 SH SOLE 1 0 0 805
CONOCOPHILLIPS COM 20825C104 26.60 365 SH SOLE 3 0 0 365
CONSOLIDATED CO COM 209034107 304.32 15975 SH SOLE 1 0 0 15975
CONSOLIDATED ED COM 209115104 401.33 6470 SH SOLE 0 0 0 6470
CORNING INC COM COM 219350105 401.82 30957 SH SOLE 0 0 0 30957
CORNING INC COM COM 219350105 80.48 6200 SH SOLE 13 0 0 6200
COSTCO WHOLESAL COM 22160K105 205.40 2465 SH SOLE 0 0 0 2465
COSTCO WHOLESAL COM 22160K105 24.58 295 SH SOLE 3 0 0 295
CREE INC COM COM 225447101 170.81 7750 SH SOLE 0 0 0 7750
CREE INC COM COM 225447101 1.21 55 SH SOLE 8 0 0 55
CREE INC COM COM 225447101 66.67 3025 SH SOLE 13 0 0 3025
CREDIT SUISSE H COM 22544F103 94.02 32646 SH SOLE 0 0 0 32646
CROWN HLDGS INC COM 228368106 132.17 3936 SH SOLE 0 0 0 3936
CROWN HLDGS INC COM 228368106 89.19 2656 SH SOLE 1 0 0 2656
CUBIST PHARMACE COM 229678AD9 362.40 242000 SH SOLE 19 0 0 242000
CUMMINS INC COM 231021106 485.72 5518 SH SOLE 0 0 0 5518
CUSHING MLP TOT COM 231631102 176.22 19800 SH SOLE 0 0 0 19800
CYCLACEL PHARMA COM 23254L108 10.18 17250 SH SOLE 0 0 0 17250
DDI CORP COM PA COM 233162502 219.11 23484 SH SOLE 0 0 0 23484
D R HORTON INC COM 23331ABB4 43.20 37000 SH SOLE 19 0 0 37000
DEERE & CO COM 244199105 394.11 5095 SH SOLE 0 0 0 5095
DEERE & CO COM 244199105 3.71 48 SH SOLE 7 0 0 48
DELUXE CORP COM 248019101 250.99 11028 SH SOLE 0 0 0 11028
DISNEY WALT CO COM 254687106 316.24 8433 SH SOLE 0 0 0 8433
DIRECTV COM CL COM 25490A101 222.39 5201 SH SOLE 0 0 0 5201
DIRECTV COM CL COM 25490A101 4.49 105 SH SOLE 7 0 0 105
DOMINION RES IN COM 25746U109 278.35 5244 SH SOLE 0 0 0 5244
DOW CHEM CO COM 260543103 276.51 9615 SH SOLE 0 0 0 9615
DOW CHEM CO COM 260543103 56.77 1974 SH SOLE 1 0 0 1974
DOW CHEM CO COM 260543103 87.00 3025 SH SOLE 13 0 0 3025
DRYSHIPS INC SR COM 262498AB4 6.88 10000 SH SOLE 0 0 0 10000
DRYSHIPS INC SR COM 262498AB4 17.19 25000 SH SOLE 1 0 0 25000
DU PONT E I DE COM 263534109 775.79 16946 SH SOLE 0 0 0 16946
DUKE ENERGY COR COM 26441C105 651.06 29594 SH SOLE 0 0 0 29594
EMC CORP (MASS) COM 268648102 295.87 13736 SH SOLE 0 0 0 13736
EMC CORP (MASS) COM 268648102 22.94 1065 SH SOLE 3 0 0 1065
E M C CORP MASS COM 268648AM4 30.14 21000 SH SOLE 19 0 0 21000
EASTMAN KODAK C COM 277461109 11.38 17517 SH SOLE 0 0 0 17517
EATON VANCE COR COM 278265103 7.19 304 SH SOLE 0 0 0 304
EATON VANCE COR COM 278265103 379.66 16060 SH SOLE 11 0 0 16060
EATON VANCE MUN COM 27827K109 332.26 23955 SH SOLE 0 0 0 23955
EATON VANCE MUN COM 27827X101 196.35 15485 SH SOLE 0 0 0 15485
EATON VANCE TAX COM 27828S101 281.73 23055 SH SOLE 0 0 0 23055
EATON VANCE SHO COM 27828V104 294.22 18162 SH SOLE 0 0 0 18162
EATON VANCE TAX COM 27829F108 120.23 14573 SH SOLE 0 0 0 14573
EATON VANCE RIS COM 27829G106 297.72 28490 SH SOLE 0 0 0 28490
ECHELON CORP OC COM 27874N105 154.14 31650 SH SOLE 0 0 0 31650
EL PASO PIPELIN COM 283702108 169.64 4900 SH SOLE 0 0 0 4900
EL PASO PIPELIN COM 283702108 82.05 2370 SH SOLE 11 0 0 2370
EL PASO PIPELIN COM 283702108 28.63 827 SH SOLE 20 0 0 827
EMERSON ELEC CO COM 291011104 219.97 4721 SH SOLE 0 0 0 4721
ENBRIDGE ENERGY COM 29250R106 516.13 15551 SH SOLE 0 0 0 15551
ENBRIDGE ENERGY COM 29250R106 76.34 2300 SH SOLE 1 0 0 2300
ENBRIDGE ENERGY COM 29250R106 1590.54 47922 SH SOLE 11 0 0 47922
ENBRIDGE ENERGY COM 29250R106 18.42 555 SH SOLE 20 0 0 555
ENERGY INCOME & COM 292697109 240.13 8500 SH SOLE 0 0 0 8500
ENERGY TRANSFER COM 29273R109 401.24 8751 SH SOLE 0 0 0 8751
ENERGY TRANSFER COM 29273R109 10.04 219 SH SOLE 7 0 0 219
ENERGY TRANSFER COM 29273R109 1465.10 31954 SH SOLE 11 0 0 31954
ENERGY TRANSFER COM 29273R109 39.89 870 SH SOLE 20 0 0 870
ENERGY TRANSFER COM 29273V100 34.47 849 SH SOLE 0 0 0 849
ENERGY TRANSFER COM 29273V100 74.06 1825 SH SOLE 1 0 0 1825
ENERGY TRANSFER COM 29273V100 418.13 10304 SH SOLE 11 0 0 10304
ENERGY TRANSFER COM 29273V100 76.29 1880 SH SOLE 20 0 0 1880
ENERSYS SR NT C COM 29275YAA0 320.17 317000 SH SOLE 19 0 0 317000
ENNIS INC COM COM 293389102 182.15 13665 SH SOLE 0 0 0 13665
ENTERPRISE PROD COM 293792107 1041.21 22450 SH SOLE 0 0 0 22450
ENTERPRISE PROD COM 293792107 2718.78 58620 SH SOLE 11 0 0 58620
ENTERPRISE PROD COM 293792107 143.55 3095 SH SOLE 20 0 0 3095
EQUINIX INC SUB COM 29444UAG1 237.18 212000 SH SOLE 19 0 0 212000
EXELON CORP COM COM 30161N101 200.27 4618 SH SOLE 0 0 0 4618
EXIDE TECHNOLOG COM 302051AL1 8.96 12000 SH SOLE 19 0 0 12000
EXTREME NETWORK COM 30226D106 34.31 11750 SH SOLE 0 0 0 11750
EXXON MOBIL COR COM 30231G102 3377.83 39852 SH SOLE 0 0 0 39852
EXXON MOBIL COR COM 30231G102 6.36 75 SH SOLE 1 0 0 75
EXXON MOBIL COR COM 30231G102 270.05 3186 SH SOLE 11 0 0 3186
EXXON MOBIL COR COM 30231G102 7.20 85 SH SOLE 12 0 0 85
FEI CO SUB NT C COM 30241LAF6 14.66 10000 SH SOLE 19 0 0 10000
FIFTH THIRD BAN COM 316773100 85.15 6694 SH SOLE 0 0 0 6694
FIFTH THIRD BAN COM 316773100 77.06 6058 SH SOLE 1 0 0 6058
FIFTH ST FIN CO COM 31678A103 22.01 2300 SH SOLE 0 0 0 2300
FIFTH ST FIN CO COM 31678A103 119.18 12453 SH SOLE 1 0 0 12453
FIRST TR / ABER COM 337319107 331.91 21060 SH SOLE 0 0 0 21060
FIRSTENERGY COR COM 337932107 120.58 2722 SH SOLE 0 0 0 2722
FIRSTENERGY COR COM 337932107 242.41 5472 SH SOLE 1 0 0 5472
FORD MOTOR CO D COM 345370860 1119.47 104040 SH SOLE 0 0 0 104040
FORD MOTOR CO D COM 345370860 7.16 665 SH SOLE 1 0 0 665
FORD MOTOR CO D COM 345370860 2.78 258 SH SOLE 7 0 0 258
FORD MOTOR CO D COM 345370860 15.06 1400 SH SOLE 11 0 0 1400
FREEPORT-MCMORA COM 35671D857 640.49 17409 SH SOLE 0 0 0 17409
FRONTIER COMMUN COM 35906A108 212.72 41305 SH SOLE 0 0 0 41305
FRONTIER COMMUN COM 35906A108 176.18 34210 SH SOLE 1 0 0 34210
FRONTIER COMMUN COM 35906A108 18.35 3563 SH SOLE 7 0 0 3563
FUELCELL ENERGY COM 35952H106 30.91 35450 SH SOLE 0 0 0 35450
GENCO SHIPPING COM 36869MAA3 168.96 264000 SH SOLE 19 0 0 264000
GENERAL CABLE C COM 369300AD0 234.60 255000 SH SOLE 19 0 0 255000
GENERAL ELECTRI COM 369604103 2602.76 145325 SH SOLE 0 0 0 145325
GENERAL ELECTRI COM 369604103 85.61 4780 SH SOLE 1 0 0 4780
GENERAL ELECTRI COM 369604103 0.81 45 SH SOLE 13 0 0 45
GENERAL MILLS I COM 370334104 355.84 8806 SH SOLE 0 0 0 8806
GENESIS ENERGY COM 371927104 159.83 5700 SH SOLE 0 0 0 5700
GENESIS ENERGY COM 371927104 116.65 4160 SH SOLE 11 0 0 4160
GENESIS ENERGY COM 371927104 29.58 1055 SH SOLE 20 0 0 1055
GILEAD SCIENCES COM 375558103 186.07 4546 SH SOLE 0 0 0 4546
GILEAD SCIENCES COM 375558103 111.74 2730 SH SOLE 1 0 0 2730
GOLDMAN SACHS G COM 38143UTC5 335.85 347000 SH SOLE 19 0 0 347000
GOOGLE INC CL A COM 38259P508 578.08 895 SH SOLE 0 0 0 895
GOOGLE INC CL A COM 38259P508 96.24 149 SH SOLE 1 0 0 149
GREAT PANTHER S COM 39115V101 49.73 25500 SH SOLE 0 0 0 25500
GREATBATCH INC COM 39153LAB2 209.01 213000 SH SOLE 19 0 0 213000
GROUP 1 AUTOMOT COM 398905AE9 294.35 280000 SH SOLE 19 0 0 280000
HCC INS HLDGS I COM 404132102 712.21 25898 SH SOLE 11 0 0 25898
HANCOCK JOHN IN COM 41013P749 312.96 25361 SH SOLE 0 0 0 25361
HANCOCK JOHN TA COM 41013V100 1166.66 67282 SH SOLE 0 0 0 67282
HATTERAS FINL C COM 41902R103 319.74 12125 SH SOLE 0 0 0 12125
HEALTH CARE REI COM 42217K106 648.90 11900 SH SOLE 0 0 0 11900
HEALTH CARE REI COM 42217K106 24.54 450 SH SOLE 7 0 0 450
HEALTH CARE REI COM 42217KAR7 17.16 15000 SH SOLE 19 0 0 15000
HECLA MINING CO COM 422704106 118.43 22645 SH SOLE 0 0 0 22645
HEMISPHERX BIOP COM 42366C103 3.32 17000 SH SOLE 0 0 0 17000
HEWLETT PACKARD COM 428236103 181.06 7029 SH SOLE 0 0 0 7029
HEWLETT PACKARD COM 428236103 43.53 1690 SH SOLE 13 0 0 1690
HOLOGIC INC SR COM 436440AA9 14.31 15000 SH SOLE 1 0 0 15000
HOLOGIC INC SR COM 436440AA9 185.03 194000 SH SOLE 19 0 0 194000
HOME DEPOT INC COM 437076102 546.83 13007 SH SOLE 0 0 0 13007
HOME DEPOT INC COM 437076102 4.20 100 SH SOLE 1 0 0 100
HOME DEPOT INC COM 437076102 32.58 775 SH SOLE 3 0 0 775
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SUNOCO LOGISTIC COM 86764L108 32.15 816 SH SOLE 7 0 0 816
SUNOCO LOGISTIC COM 86764L108 2909.58 73847 SH SOLE 11 0 0 73847
SUNOCO LOGISTIC COM 86764L108 41.37 1050 SH SOLE 20 0 0 1050
SYSCO CORP COM 871829107 227.42 7754 SH SOLE 0 0 0 7754
SYSCO CORP COM 871829107 71.92 2452 SH SOLE 1 0 0 2452
SYSCO CORP COM 871829107 28.30 965 SH SOLE 3 0 0 965
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TECO ENERGY INC COM 872375100 96.01 5016 SH SOLE 13 0 0 5016
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TJX COMPANIES I COM 872540109 124.90 1935 SH SOLE 11 0 0 1935
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TASEKO MINES LT COM 876511106 60.06 22000 SH SOLE 0 0 0 22000
TELECOM ARGENTI COM 879273209 182.50 10207 SH SOLE 0 0 0 10207
TELEFLEX INC SR COM 879369AA4 275.37 229000 SH SOLE 19 0 0 229000
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3M CO COM COM 88579Y101 78.05 955 SH SOLE 13 0 0 955
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TORTOISE ENERGY COM 89147L100 282.65 7068 SH SOLE 1 0 0 7068
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UNITED TECHNOLO COM 913017109 49.48 677 SH SOLE 1 0 0 677
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