-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WAGr6mU4ONDKRROvhKAB/ixlEuOqwt3b5PkyjMZbO76b+8NNYq5RoOh/2kJdX5cQ t65PP5AT2eWxPXUrSWyLlA== 0001427271-10-000006.txt : 20101112 0001427271-10-000006.hdr.sgml : 20101111 20101112085516 ACCESSION NUMBER: 0001427271-10-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101112 DATE AS OF CHANGE: 20101112 EFFECTIVENESS DATE: 20101112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Investors Capital Advisory Services CENTRAL INDEX KEY: 0001427271 IRS NUMBER: 043161577 STATE OF INCORPORATION: MA FISCAL YEAR END: 0308 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12993 FILM NUMBER: 101183023 BUSINESS ADDRESS: STREET 1: 230 BROADWAY CITY: LYNNFIELD STATE: MA ZIP: 019400 BUSINESS PHONE: 800-949-1422 MAIL ADDRESS: STREET 1: 230 BROADWAY CITY: LYNNFIELD STATE: MA ZIP: 019400 13F-HR 1 form13f093010.txt SEC FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F-HR Form 13F COVER PAGE Report for the Calendar Year of Quarter Ended: September 30, 2010 Check here if Amendment []; Amendment Number: This Amendment (Check only one.):[] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: INVESTORS CAPITAL ADVISORY SERVICES Address: 230 BROADWAY LYNNFIELD, MA 01940 Form 13F File Number: 028-12993 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements,schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Derek A. Anderson Title: AVP Phone: 800-949-1422 Signature, Place, and Date of Signing: /s/ Derek A. Anderson Lynnfield, MA 11/12/2010 - ------------------------ ------------ ------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Report Summary: Number of Other Included Managers: 11 ------------- Form 13F Information Table Entry Total: 681 Form 13F Information Table Value Total: 208947.73 (thousands) List of Other Included Managers: Form 13F File Number Manager Manager code 28-11543 Advisors Capital Management 1 28-03961 Forward Management 2 28-11448 Cambridge Financial Group 3 Frantzen Capital 7 28-03721 Fraser Management Associates 8 28-11952 Dividend Growth Advisors 11 Sentinel Advisory Corp. 12 28-11180 ValueWorks LLC 13 28-01317 Carret Asset Management 15 Wellesley Investment Advisors 19 Calvo Funds, LLC 21
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT INVSTMT OTHR VOTING AUTHORITY NAME OF ISSUER TITLE CUSIP (X$1000) PRN AMT PRN /CL DSCRETN MGRS SOLE SHARED NONE - -------------- ----- --------- -------- ------- --- --- ------- ---- ---- ------ ---- AAR CORP CONV NOTE 000361AH8 140.23 148000 SH SOLE 19 0 0 148000 AFLAC INC COM 001055102 1321.46 25555 SH SOLE 11 0 0 25555 AFLAC INC COM 001055102 212.00 4099 SH SOLE 0 0 0 4099 AGCO CORP CONV NOTE 001084AM4 56.90 49000 SH SOLE 19 0 0 49000 AK STL HLDG COM 001547108 244.99 17740 SH SOLE 0 0 0 17740 AMR CORP DELAW COM 001765106 64.85 10343 SH SOLE 0 0 0 10343 AT&T INC COM 00206R102 2786.26 97421 SH SOLE 0 0 0 97421 AT&T INC COM 00206R102 5.72 200 SH SOLE 11 0 0 200 AT&T INC COM 00206R102 3.861 135 SH SOLE 2 0 0 135 AVI BIOPHARMA COM 002346104 158.05 85902 SH SOLE 0 0 0 85902 AASTROM BIOSCI COM NEW 00253U305 60.23 38861 SH SOLE 0 0 0 38861 ABBOTT LABS COM 002824100 347.23 6647 SH SOLE 0 0 0 6647 ABBOTT LABS COM 002824100 64.30 1231 SH SOLE 11 0 0 1231 ABERDEEN ASIA COM 003009107 78.41 11267 SH SOLE 0 0 0 11267 ADEPT TECHN COM 006854202 92.85 15900 SH SOLE 0 0 0 15900 ADVANCED MICRO COM 007903107 170.82 24026 SH SOLE 0 0 0 24026 AETERNA ZENTARI COM 007975204 126.80 98300 SH SOLE 0 0 0 98300 AGFEED INDS INC COM 00846L101 42.054 16300 SH SOLE 0 0 0 16300 AIR PRODS&CHEM COM 009158106 64.62 780 SH SOLE 0 0 0 780 AIR PRODS&CHEMS COM 009158106 3.31 40 SH SOLE 2 0 0 40 AIR PRODS&CHEMS COM 009158106 323.51 3906 SH SOLE 11 0 0 3906 ALBANY INT CONV NOTE 012348AC2 18.3 20000 SH SOLE 19 0 0 20000 ALCOA INC COM 013817101 468.85 38716 SH SOLE 0 0 0 38716 ALCATEL LUCENT SP ADR 013904305 246.04 72795 SH SOLE 0 0 0 72795 ALLIANCEBERNSTE COM 01881E101 131.25 15662 SH SOLE 0 0 0 15662 ALPHA NAT RES NOTE 02076XAA0 44.7 40000 SH SOLE 19 0 0 40000 ALPINE DYNAMIC COM SBI 021060108 97.21 17871 SH SOLE 0 0 0 17871 ALTRIA GROUP COM 02209S103 1252.85 52158 SH SOLE 0 0 0 52158 ALTRIA GROUP COM 02209S103 2.40 100 SH SOLE 12 0 0 100 ALTRIA GROUP COM 02209S103 28.10 1170 SH SOLE 7 0 0 1170 ALTRIA GROUP COM 02209S103 86.15 3587 SH SOLE 1 0 0 3587 AMAZON COM INC COM 023135106 284.4 1811 SH SOLE 0 0 0 1811 AMAZON COM INC COM 023135106 49.47 315 SH SOLE 3 0 0 315 AMERICAN CAP AG COM 02503X105 157.19 5916 SH SOLE 0 0 0 5916 AMERICAN CAP AG COM 02503X105 82.87 3119 SH SOLE 1 0 0 3119 AMERICAN CAP AG COM 02503X105 18.49 696 SH SOLE 7 0 0 696 AMERICAN CAPIT COM 02503Y103 66.78 11495 SH SOLE 0 0 0 11495 AMERICAN ELECTR COM 025537101 208.30 5749 SH SOLE 0 0 0 5749 AMERICAN INTL UNIT 026874115 213.80 24890 SH SOLE 0 0 0 24890 AMERICAN ORIENT COM 028731107 24.34 10100 SH SOLE 0 0 0 10100 AMERICAN STRATE COM 03009T101 217.13 26577 SH SOLE 0 0 0 26577 AMERIGROUP CORP NOTE 03073TAB8 165.24 144000 SH SOLE 19 0 0 144000 AMGEN INC COM 031162100 364.00 6605 SH SOLE 0 0 0 6605 AMGEN INC SR CO NOTE 031162AQ3 113.00 114000 SH SOLE 19 0 0 114000 AMYLIN PHARMACE COM 032346108 257.28 12340 SH SOLE 0 0 0 12340 ANIXTER INTL NOTE 035290AJ4 196.56 189000 SH SOLE 19 0 0 189000 ANNALY CAP MGT COM 035710409 2.81 160 SH SOLE 13 0 0 160 ANNALY CAP MGT COM 035710409 930.81 52887 SH SOLE 0 0 0 52887 ANTIGENICS INC COM 037032109 46.92 47400 SH SOLE 0 0 0 47400 ANWORTH MTG AS COM 037347101 24.59 3450 SH SOLE 1 0 0 3450 ANWORTH MTG AS COM 037347101 407.47 57150 SH SOLE 0 0 0 57150 A123 SYS INC COM 03739T108 157.36 17544 SH SOLE 0 0 0 17544 APOLLO INVT COM 03761U106 129.37 12647 SH SOLE 0 0 0 12647 APOLLO INVT COM 03761U106 62.05 6066 SH SOLE 1 0 0 6066 APOLLO INVT COM 03761U106 23.01 2250 SH SOLE 7 0 0 2250 APPLE INC COM 037833100 20.99 74 SH SOLE 1 0 0 74 APPLE INC COM 037833100 28.37 100 SH SOLE 11 0 0 100 APPLE INC COM 037833100 3508.85 12366 SH SOLE 0 0 0 12366 APPLE INC COM 037833100 4.54 16 SH SOLE 7 0 0 16 APPLE INC COM 037833100 28.37 100 SH SOLE 3 0 0 100 APTARGROUP INC COM 038336103 334.44 7323 SH SOLE 11 0 0 7323 ARCADIA RES INC COM 039209101 95.27 239675 SH SOLE 0 0 0 239675 ARCHER DANIELS COM 039483102 156.15 4891 SH SOLE 0 0 0 4891 ARCHER DANIELS COM 039483102 924.98 28978 SH SOLE 11 0 0 28978 ARCHER DANIELS NOTE 039483AW2 62.77 60000 SH SOLE 19 0 0 60000 ARRIS GROUP CON NOTE 04269QAC4 59.70 61000 SH SOLE 19 0 0 61000 ASTRAZENECA PLC SP ADR 046353108 211.29 4167 SH SOLE 0 0 0 4167 ATMEL CORP COM 049513104 140.89 17700 SH SOLE 0 0 0 17700 AUTOMATIC DATA COM 053015103 1072.08 25507 SH SOLE 11 0 0 25507 AUTOMATIC DATA COM 053015103 9.03 215 SH SOLE 12 0 0 215 AUTOMATIC DATA COM 053015103 2.73 65 SH SOLE 7 0 0 65 AUTOMATIC DATA COM 053015103 316.27 7525 SH SOLE 0 0 0 7525 AVANIR PHARMACE CLA NEW 05348P401 62.68 19650 SH SOLE 0 0 0 19650 BGC PARTNERS CL A 05541T101 81.32 13622 SH SOLE 1 0 0 13622 BP PLC SPONs SP ADR 055622104 296.84 7210 SH SOLE 0 0 0 7210 BP PRUDHOE BAY UNIT 055630107 303.17 2933 SH SOLE 0 0 0 2933 BADGER METER COM 056525108 219.98 5434 SH SOLE 11 0 0 5434 BADGER METER COM 056525108 36.43 900 SH SOLE 0 0 0 900 BAIDU COM INC SP ADR 056752108 758.15 7388 SH SOLE 0 0 0 7388 BAIDU COM INC SP ADR 056752108 38.99 380 SH SOLE 1 0 0 380 BANK OF AMERICA COM 060505104 5.39 411 SH SOLE 11 0 0 411 BANK OF AMERICA COM 060505104 2.48 190 SH SOLE 12 0 0 190 BANK OF AMERICA COM 060505104 51.29 3915 SH SOLE 1 0 0 3915 BANK OF AMERICA COM 060505104 938.74 71646 SH SOLE 0 0 0 71646 BANK OF AMERICA COM 060505104 20.99 1602 SH SOLE 13 0 0 1602 BANK NEW YORK COM 064058100 252.30 9655 SH SOLE 0 0 0 9655 BANK NEW YORK COM 064058100 2.35 90 SH SOLE 2 0 0 90 BARNES GROUP NOTE 067806AD1 9.63 10000 SH SOLE 19 0 0 10000 BARRETT BILL NOTE 06846NAA2 159.35 157000 SH SOLE 19 0 0 157000 BEACON PWR CORP COM 073677106 3.50 12070 SH SOLE 0 0 0 12070 BECKMAN COULTER NOTE 075811AD1 30.48 30000 SH SOLE 19 0 0 30000 BECTON DICKINSN COM 075887109 105.51 1424 SH SOLE 0 0 0 1424 BECTON DICKINSN COM 075887109 565.56 7632 SH SOLE 11 0 0 7632 BERKSHIRE HATHA CLB NEW 084670702 1399.19 16923 SH SOLE 0 0 0 16923 BERKSHIRE HATHA CLB NEW 084670702 26.45 320 SH SOLE 3 0 0 320 BHP BILLITON LT SP ADR 088606108 327.88 4296 SH SOLE 0 0 0 4296 BLACKROCK INSD COM 092479104 330.02 22405 SH SOLE 0 0 0 22405 BLACKROCK GLOBA COM 092501105 560.91 30418 SH SOLE 0 0 0 30418 BLACKROCK INTL COM 092524107 192.49 18315 SH SOLE 0 0 0 18315 BLACKROCK MUNIH COM 09253N104 254.16 15129 SH SOLE 0 0 0 15129 BLACKSTONE GROU COM UT 09253U108 147.40 11616 SH SOLE 0 0 0 11616 BLACKROCK MUNIH COM 09254C107 207.50 14350 SH SOLE 0 0 0 14350 BLACKROCK MUNIH COM 09254P108 206.19 14103 SH SOLE 0 0 0 14103 BLACKROCK ENHAN COM 09256A109 521.13 35548 SH SOLE 0 0 0 35548 BOEING CO COM 097023105 1459.31 21931 SH SOLE 0 0 0 21931 BOEING CO COM 097023105 124.09 1865 SH SOLE 13 0 0 1865 BOEING CO COM 097023105 25.95 390 SH SOLE 3 0 0 390 BOSTON SCIENTIF COM 101137107 134.75 21983 SH SOLE 0 0 0 21983 BOSTON SCIENTIF COM 101137107 60.68 9900 SH SOLE 13 0 0 9900 BOULDER G&iNC COM 101507101 247.55 39925 SH SOLE 0 0 0 39925 BRISTOL MYERS COM 110122108 19.41 716 SH SOLE 7 0 0 716 BRISTOL MYERS COM 110122108 724.80 26735 SH SOLE 0 0 0 26735 BRISTOW GROUP NOTE 110394AC7 201.25 223000 SH SOLE 19 0 0 223000 CBIZ INC CONV NOTE 124805AB8 9.97 10000 SH SOLE 19 0 0 10000 CSX CORPORATION COM 126408103 400.83 7245 SH SOLE 0 0 0 7245 CVS CAREMARK COM 126650100 6.29 200 SH SOLE 12 0 0 200 CVS CAREMARK COM 126650100 362.09 11505 SH SOLE 0 0 0 11505 CALAMOS GLOBAL COM 12811L107 118.32 14626 SH SOLE 0 0 0 14626 CALPINE CORP COM NEW 131347304 19.48 1565 SH SOLE 0 0 0 1565 CALPINE CORP COM NEW 131347304 132.59 10650 SH SOLE 13 0 0 10650 CATERPILLAR INC COM 149123101 822.29 10451 SH SOLE 0 0 0 10451 CATERPILLAR INC COM 149123101 48.70 619 SH SOLE 1 0 0 619 CELL THERAPEUTI COM 150934503 8.52174 22020 SH SOLE 0 0 0 22020 CELGENE CORP COM 151020104 508.17 8821 SH SOLE 0 0 0 8821 CELSION CORP COM NEW 15117N305 89.376 29400 SH SOLE 0 0 0 29400 CEMEX S A B DE SP ADR 151290889 6.409 754 SH SOLE 8 0 0 754 CEMEX S A B DE SP ADR 151290889 80.6395 9487 SH SOLE 0 0 0 9487 CENTRAL FD CDA CL A 153501101 194.22 11700 SH SOLE 0 0 0 11700 CENTURYLINK INC COM 156700106 121.76 3085 SH SOLE 0 0 0 3085 CENTURYLINK INC COM 156700106 293.38 7435 SH SOLE 11 0 0 7435 CHARLES RIV LAB NOTE 159864AB3 174.21 178000 SH SOLE 19 0 0 178000 CHARTWELL DIVID COM 16139P104 75.95 18346 SH SOLE 0 0 0 18346 CHEMED CORP NEW NOTE 16359RAC7 109.15 114000 SH SOLE 19 0 0 114000 CHESAPEAKE ENER COM 165167107 291.61 12874 SH SOLE 0 0 0 12874 CHESAPEAKE ENER COM 165167107 74.17 3275 SH SOLE 13 0 0 3275 CHESAPEAKE ENER COM 165167107 39.09 1726 SH SOLE 1 0 0 1726 CHESAPEAKE ENER NOTE 165167BW6 194.49 205000 SH SOLE 19 0 0 205000 CHESAPEAKE ENER NOTE 165167BW6 14.23 15000 SH SOLE 1 0 0 15000 CHEVRON CORP COM 166764100 733.88 9054 SH SOLE 0 0 0 9054 CHEVRON CORP COM 166764100 4.86 60 SH SOLE 2 0 0 60 CHEVRON CORP COM 166764100 49.27 608 SH SOLE 11 0 0 608 CHIMERA INVT COM 16934Q109 25.08 6350 SH SOLE 7 0 0 6350 CHIMERA INVT COM 16934Q109 183.89 46556 SH SOLE 0 0 0 46556 CHINA GRENTECH ADR 16938P107 23.62 10500 SH SOLE 0 0 0 10500 CHIPOTLE MEXICA COM 169656105 203.82 1185 SH SOLE 0 0 0 1185 CIENA CORP COM COM NEW 171779309 173.06 11115 SH SOLE 0 0 0 11115 CISCO SYSTEMS COM 17275R102 23.54 1075 SH SOLE 1 0 0 1075 CISCO SYSTEMS COM 17275R102 1156.36 52802 SH SOLE 0 0 0 52802 CISCO SYSTEMS COM 17275R102 118.80 5425 SH SOLE 13 0 0 5425 CISCO SYSTEMS COM 17275R102 8.21 375 SH SOLE 12 0 0 375 CITIGROUP INC COM 172967101 1488.29 380639 SH SOLE 0 0 0 380639 CITIGROUP INC COM 172967101 0.44 115 SH SOLE 12 0 0 115 CLAYMORE EXCHAN BNY 18383M100 232.27 5194 SH SOLE 0 0 0 5194 CLAYMORE EXCHAN BNY ETF 18383Q838 267.43 11750 SH SOLE 0 0 0 11750 COCA COLA COMP COM 191216100 1000.95 17104 SH SOLE 0 0 0 17104 COHEN & STEERS COM 19247L106 101.51 12915 SH SOLE 0 0 0 12915 COINSTAR INCE NOTE 19259PAF9 60.9825 47000 SH SOLE 19 0 0 47000 COLGATE PALMOL COM 194162103 319.73 4160 SH SOLE 0 0 0 4160 COLGATE PALMOL COM 194162103 23.82 310 SH SOLE 3 0 0 310 COLGATE PALMOL COM 194162103 16.90 220 SH SOLE 11 0 0 220 CONMED CORP SR NOTE 207410AD3 78.6 80000 SH SOLE 19 0 0 80000 CONOCOPHILLIPS COM 20825C104 4.02 70 SH SOLE 2 0 0 70 CONOCOPHILLIPS COM 20825C104 27.85 485 SH SOLE 3 0 0 485 CONOCOPHILLIPS COM 20825C104 654.68 11399 SH SOLE 0 0 0 11399 CONOCOPHILLIPS COM 20825C104 1.14 20 SH SOLE 13 0 0 20 CONSOLIDATED ED COM 209115104 222.11 4606 SH SOLE 0 0 0 4606 CONVERTED ORGAN W EXP 21254S131 2.51 81000 SH SOLE 0 0 0 81000 CORNING INC COM 219350105 357.16 19538 SH SOLE 0 0 0 19538 CORNING INC COM 219350105 152.18 8325 SH SOLE 13 0 0 8325 COVANTA HLDG DBCV 22282EAA0 154.6 160000 SH SOLE 19 0 0 160000 CREE INC COM 225447101 3.80 70 SH SOLE 8 0 0 70 CREE INC COM 225447101 476.39 8775 SH SOLE 0 0 0 8775 CREDIT SUISSE SH BEN 22544F103 36.85 12842 SH SOLE 0 0 0 12842 CUBIST PHARMACE NOTE 229678AC1 170.94 168000 SH SOLE 19 0 0 168000 CUSHING MLP TOT COM SHS 231631102 151.38 18000 SH SOLE 0 0 0 18000 CYCLACEL PHARMA COM 23254L108 56.33 32750 SH SOLE 0 0 0 32750 CYTRX CORP COM NEW 232828301 7.49 10000 SH SOLE 0 0 0 10000 DNP SELECT INC COM 23325P104 105.62 10767 SH SOLE 0 0 0 10767 DWS STRATEGIC COM 23338T101 189.74 13700 SH SOLE 0 0 0 13700 DEERE & CO COM 244199105 358.60 5139 SH SOLE 0 0 0 5139 DEERE & CO COM 244199105 3.34 48 SH SOLE 7 0 0 48 DENDREON CORP COM 24823Q107 300.61 7300 SH SOLE 0 0 0 7300 DISNEY WALT COM 254687106 379.25 11457 SH SOLE 0 0 0 11457 DOMINION RES IN COM 25746U109 204.32 4680 SH SOLE 0 0 0 4680 DOW CHEM CO COM 260543103 583.32 21242 SH SOLE 0 0 0 21242 DOW CHEM CO COM 260543103 26.91 980 SH SOLE 3 0 0 980 DOW CHEM CO COM 260543103 102.28 3725 SH SOLE 13 0 0 03725 DOW CHEM CO COM 260543103 28.39 1034 SH SOLE 1 0 0 01034 DREYFUS HIGH YD SH B 26200S101 128.79 28813 SH SOLE 0 0 0 28813 DU PONT E I DE COM 263534109 608.78 13643 SH SOLE 0 0 0 13643 DU PONT E I DE COM 263534109 90.35 2025 SH SOLE 1 0 0 2025 DUKE ENERGY COR COM 26441C105 323.80 18283 SH SOLE 0 0 0 18283 EMC CORP (MASS) COM 268648102 478.23 23547 SH SOLE 0 0 0 23547 EMC CORP (MASS) COM 268648102 25.59 1260 SH SOLE 3 0 0 1260 E M C CORP MASS NOTE 268648AM4 28.90 21000 SH SOLE 19 0 0 21000 EATON VANCE COR COM 278265103 15.94 548 SH SOLE 0 0 0 548 EATON VANCE COR COM 278265103 1700.69 58563 SH SOLE 11 0 0 58563 EATON VANCE MUN COM 27827K109 356.97 25480 SH SOLE 0 0 0 25480 EATON VANCE MUN COM 27827X101 251.52 18095 SH SOLE 0 0 0 18095 EATON VANCE TAX COM 27828N102 149.37 12800 SH SOLE 0 0 0 12800 EATON VANCE TAX COM 27828S101 193.23 13763 SH SOLE 0 0 0 13763 EATON VANCE SH COM 27828V104 402.27 23000 SH SOLE 0 0 0 23000 EATON VANCE TAX COM 27828Y108 468.67 34436 SH SOLE 0 0 0 34436 EATON VANCE TAX COM 27829F108 178.13 16282 SH SOLE 0 0 0 16282 EATON VANCE RSK COM 27829G106 144.11 10353 SH SOLE 0 0 0 10353 ECHELON CORP COM 27874N105 275.73 32250 SH SOLE 0 0 0 32250 ECOLAB INC COM 278865100 580.69 11444 SH SOLE 11 0 0 11444 ECOLAB INC COM 278865100 2.38 47 SH SOLE 0 0 0 47 EMERSON ELECTRI COM 291011104 366.06 6951 SH SOLE 0 0 0 6951 ENBRIDGE ENERGY COM 29250R106 365.77 6541 SH SOLE 0 0 0 6541 ENBRIDGE ENERGY COM 29250R106 1490.77 26659 SH SOLE 11 0 0 26659 ENERGY INCOME & COM 292697109 224.99 8653 SH SOLE 0 0 0 8653 ENERGY TRANSFER UT LP 29273R109 300.65 6227 SH SOLE 0 0 0 6227 ENERGY TRANSFER UT LP 29273R109 1552.05 32146 SH SOLE 11 0 0 32146 ENERGY TRANSFER UT LP 29273R109 12.11 251 SH SOLE 7 0 0 251 ENERGY TRANSFER UT LP 29273V100 8.35 225 SH SOLE 0 0 0 225 ENERGY TRANSFER UT LP 29273V100 20.41 550 SH SOLE 1 0 0 550 ENERGY TRANSFER UT LP 29273V100 236.89 6382 SH SOLE 11 0 0 6382 ENERPLUS RES FD UT TR 29274D604 213.43 8288 SH SOLE 0 0 0 8288 ENERSYS SR NT NOTE 29275YAA0 188.40 187000 SH SOLE 19 0 0 187000 ENPRO INDS INC DBCV 29355XAB3 11.37 10000 SH SOLE 19 0 0 10000 ENTERPRISE GP UT LP 293716106 283.50 4828 SH SOLE 11 0 0 4828 ENTERPRISE GP UT LP 293716106 5.87 100 SH SOLE 0 0 0 100 ENTERPRISE PROD COM 293792107 2122.28 53498 SH SOLE 11 0 0 53498 ENTERPRISE PROD COM 293792107 800.60 20181 SH SOLE 0 0 0 20181 EQUINIX INC SUB NOTE 29444UAG1 162.25 147000 SH SOLE 19 0 0 147000 EURONET WORLDW NOTE 298736AF6 9.76 10000 SH SOLE 19 0 0 10000 EVERGREEN SOLAR COM 30033R108 17.09 23295 SH SOLE 0 0 0 23295 EXACT SCIENCES COM 30063P105 108.6 15000 SH SOLE 0 0 0 15000 EXELON CORP COM 30161N101 454 10665 SH SOLE 0 0 0 10665 EXPRESS SCRIPTS COM 302182100 3.89 80 SH SOLE 7 0 0 80 EXPRESS SCRIPTS COM 302182100 238.92 4906 SH SOLE 0 0 0 4906 EXTREME NETWORK COM 30226D106 38.09 12250 SH SOLE 0 0 0 12250 EXXON MOBIL COM 30231G102 4363.44 70617 SH SOLE 0 0 0 70617 EXXON MOBIL COM 30231G102 116.16 1880 SH SOLE 11 0 0 1880 EXXON MOBIL COM 30231G102 5.25 85 SH SOLE 12 0 0 85 FEI CO SUB NT NOTE 30241LAF6 29.68 29000 SH SOLE 19 0 0 29000 FEDERAL HOME LN COM 313400301 4.43 14970 SH SOLE 0 0 0 14970 FEDERAL NATL MT COM 313586109 5.68 20825 SH SOLE 0 0 0 20825 FIRST MARINER COM 320795107 17.93 23910 SH SOLE 0 0 0 23910 FIRST SOLAR INC COM 336433107 16.50 112 SH SOLE 12 0 0 112 FIRST SOLAR INC COM 336433107 481.24 3266 SH SOLE 0 0 0 3266 FIRST STATE BAN COM 336453105 2.9 20000 SH SOLE 0 0 0 20000 FORD MOTOR CO COM PAR 345370860 1029.00 84069 SH SOLE 0 0 0 84069 FORD MOTOR CO COM PAR 345370860 27.78 2270 SH SOLE 3 0 0 2270 FORD MOTOR CO COM PAR 345370860 3.15 258 SH SOLE 7 0 0 258 FREEPORT MCMORA COM 35671D857 832.77 9752 SH SOLE 0 0 0 9752 FRONTIER COMMUN COM 35906A108 92.74 11352 SH SOLE 1 0 0 11352 FRONTIER COMMUN COM 35906A108 33.43 4092 SH SOLE 7 0 0 4092 FRONTIER COMMUN COM 35906A108 388.95 47607 SH SOLE 0 0 0 47607 FUELCELL ENERGY COM 35952H106 26.48 21530 SH SOLE 0 0 0 21530 GENERAL CABLE NOTE 369300AD0 58.25 65000 SH SOLE 19 0 0 65000 GENERAL DYNAMIC COM 369550108 156.84 2497 SH SOLE 0 0 0 2497 GENERAL DYNAMIC COM 369550108 57.34 913 SH SOLE 11 0 0 913 GENERAL ELECTRI COM 369604103 3.98 245 SH SOLE 2 0 0 245 GENERAL ELECTRI COM 369604103 49.4 3040 SH SOLE 1 0 0 3040 GENERAL ELECTRI COM 369604103 0.73 45 SH SOLE 13 0 0 45 GENERAL ELECTRI COM 369604103 3523.72 216844 SH SOLE 0 0 0 216844 GENEREX BIOTECH COM 371485103 8.33 17000 SH SOLE 0 0 0 17000 GERON CORP COM 374163103 193.49 34990 SH SOLE 0 0 0 34990 GILEAD SCIENCES COM 375558103 269.28 7562 SH SOLE 0 0 0 7562 GILEAD SCIENCES COM 375558103 25.28 710 SH SOLE 1 0 0 710 GLIMCHER RLTY SH BEN 379302102 33.82 5500 SH SOLE 0 0 0 5500 GLIMCHER RLTY SH BEN 379302102 80.12 13028 SH SOLE 1 0 0 13028 GLOBAL INDS LTD DBCV 379336AE0 213.94 304000 SH SOLE 19 0 0 304000 GOLDEN STAR RES COM 38119T104 98.6 20000 SH SOLE 0 0 0 20000 GOLDMAN SACHS COM 38141G104 776.75 5372 SH SOLE 0 0 0 5372 GOLDMAN SACHS COM 38141G104 18.21 126 SH SOLE 1 0 0 126 GOOGLE INC CL A 38259P508 768.17 1461 SH SOLE 0 0 0 1461 GOOGLE INC CL A 38259P508 42.06 80 SH SOLE 1 0 0 80 GRUBB AND ELLIS COM PAR 400095204 22.2 18500 SH SOLE 0 0 0 18500 HCC INS HLDGS COM 404132102 631.75 24214 SH SOLE 11 0 0 24214 HANCOCK JOHN IN TAX ADV 41013P749 342.66 26522 SH SOLE 0 0 0 26522 HANCOCK JOHN TA COM 41013V100 284.79 18675 SH SOLE 0 0 0 18675 HANOVER COMPRES NOTE 410768AE5 19.2 20000 SH SOLE 0 0 0 20000 HANOVER COMPRES NOTE 410768AE5 159.36 166000 SH SOLE 19 0 0 166000 HEALTH CARE REI COM 42217K106 198.26 4188 SH SOLE 0 0 0 4188 HEALTH CARE REI COM 42217K106 24.47 517 SH SOLE 7 0 0 517 HECLA MINING CO COM 422704106 100.48 15900 SH SOLE 0 0 0 15900 HEMISPHERX BIOP COM 42366C103 5.62 10000 SH SOLE 0 0 0 10000 HEWLETT PACKARD COM 428236103 384.99 9151 SH SOLE 0 0 0 9151 HEWLETT PACKARD COM 428236103 23.18 551 SH SOLE 3 0 0 551 HEWLETT PACKARD COM 428236103 81.61 1940 SH SOLE 13 0 0 1940 HEWLETT PACKARD COM 428236103 10.51 250 SH SOLE 12 0 0 250 HOLOGIC INC SR FRNT 436440AA9 13.87 15000 SH SOLE 1 0 0 15000 HOME DEPOT INC COM 437076102 391.75 12365 SH SOLE 0 0 0 12365 HOME DEPOT INC COM 437076102 27.56 870 SH SOLE 3 0 0 870 HONEYWELL INTL COM 438516106 347.06 7898 SH SOLE 0 0 0 7898 HORNBECK OFFSHO FRNT 440543AE6 179.50 206000 SH SOLE 19 0 0 206000 HUMAN GENOME SC COM 444903108 224.16 7525 SH SOLE 0 0 0 7525 HUNTINGTON BANC COM 446150104 17.87 3152 SH SOLE 12 0 0 3152 HUNTINGTON BANC COM 446150104 79.61 14041 SH SOLE 0 0 0 14041 HUNTSMAN CORP COM 447011107 383.21 33150 SH SOLE 0 0 0 33150 IAMGOLD CORP COM 450913108 195.51 11040 SH SOLE 0 0 0 11040 ILLINOIS TOOL W COM 452308109 722.09 15357 SH SOLE 11 0 0 15357 ILLINOIS TOOL W COM 452308109 71.047 1511 SH SOLE 0 0 0 1511 IMPAC MTG HLDGS COM NEW 45254P508 28.51 10294 SH SOLE 0 0 0 10294 ING GLOBAL EQUI COM 45684E107 212.65 18348 SH SOLE 0 0 0 18348 INLAND REAL EST COM NEW 457461200 103.45 12450 SH SOLE 0 0 0 12450 INTEL CORP COM 458140100 685.53 35649 SH SOLE 0 0 0 35649 INTEL CORP COM 458140100 4.42 230 SH SOLE 2 0 0 230 IBM CORP COM 459200101 1593.34 11878 SH SOLE 11 0 0 11878 IBM CORP COM 459200101 1794.19 13375 SH SOLE 0 0 0 13375 IBM CORP COM 459200101 3.89 29 SH SOLE 7 0 0 29 INTEROIL CORP COM 460951106 259.72 3795 SH SOLE 0 0 0 3795 INTUITIVE SURGI COM NEW 46120E602 327.71 1155 SH SOLE 0 0 0 1155 INVESTORS CAP COM 46147M108 153.38 36961 SH SOLE 0 0 0 36961 ISHARES COMEX ISHARE 464285105 639.74 49980 SH SOLE 0 0 0 49980 ISHARES INC MSC MSCI 464286400 336.30 4370 SH SOLE 0 0 0 4370 ISHARES INC MSC MSCI 464286624 200.70 3234 SH SOLE 0 0 0 3234 ISHARES TR LARG LARGE 464287127 720.88 11177 SH SOLE 0 0 0 11177 ISHARES TR DOW JDJ SEL 464287168 640.78 13680 SH SOLE 0 0 0 13680 ISHARES TR BARC BARCLY 464287176 406.57 3728 SH SOLE 11 0 0 3728 ISHARES TR BARC BARCLY 464287176 4138.95 37951 SH SOLE 0 0 0 37951 ISHARES TR BARC BARCLY 464287176 0.98 9 SH SOLE 13 0 0 9 ISHARES TR S&P S&P INX 464287200 470.62 4110 SH SOLE 0 0 0 4110 ISHARES TR AGGR BARCLY 464287226 1270.00 11688 SH SOLE 0 0 0 11688 ISHARES TR AGGR BARCLY 464287226 2.17 20 SH SOLE 13 0 0 20 ISHARES TR EMER MSCI 464287234 10.29 230 SH SOLE 1 0 0 230 ISHARES TR EMER MSCI 464287234 609.96 13624 SH SOLE 0 0 0 13624 ISHARES TR USD IBOXX 464287242 968.24 8561 SH SOLE 0 0 0 8561 ISHARES TR USD IBOXX 464287242 52.58 465 SH SOLE 1 0 0 465 ISHARES TR TELE S&P GBP 464287275 970.22 16967 SH SOLE 0 0 0 16967 ISHARES TR GRO S&P 500 464287309 333.83 5623 SH SOLE 0 0 0 5623 ISHARES TR 150 S&P TPX 464287382 244.10 5665 SH SOLE 0 0 0 5665 ISHARES TR 500 S&P 500 464287408 368.46 6792 SH SOLE 0 0 0 6792 ISHARES TR 20+ BARCLY 464287432 488.78 4632 SH SOLE 0 0 0 4632 ISHARES TR 7-10 BARCLY 464287440 455.14 4597 SH SOLE 0 0 0 4597 ISHARES TR 1-3 BARCLY 464287457 1348.87 15987 SH SOLE 0 0 0 15987 ISHARES TR EAFE MSCI 464287465 1371.71 24976 SH SOLE 0 0 0 24976 ISHARES TR EAFE MSCI 464287465 0.71 13 SH SOLE 13 0 0 13 ISHARES TR MIDC RUSSEL 464287473 571.59 14159 SH SOLE 0 0 0 14159 ISHARES TR MIDC RUSSEL 464287481 242.72 4872 SH SOLE 0 0 0 4872 ISHARES TR MIDC RUSSEL 464287499 531.94 5886 SH SOLE 0 0 0 5886 ISHARES TR 400 S&P MID 464287507 406.88 5081 SH SOLE 0 0 0 5081 ISHARES TR 1000 RUSSEL 464287598 962.28 16312 SH SOLE 0 0 0 16312 ISHARES TR 1000 RUSSEL 464287598 1.00 17 SH SOLE 13 0 0 17 ISHARES TR 400 S&P MC 464287606 438.10 4975 SH SOLE 0 0 0 4975 ISHARES TR 1000 RUSSEL 464287614 330.96 6442 SH SOLE 0 0 0 6442 ISHARES TR 1000 RUSSEL 464287614 1.28 25 SH SOLE 13 0 0 25 ISHARES TR 2000 RUSSEL 464287630 23.30 376 SH SOLE 1 0 0 376 ISHARES TR 2000 RUSSEL 464287630 242.15 3906 SH SOLE 0 0 0 3906 ISHARES TR 2000 RUSSEL 464287648 213.80 2860 SH SOLE 0 0 0 2860 ISHARES TR 2000 RUSSEL 464287655 9.11 135 SH SOLE 8 0 0 135 ISHARES TR 2000 RUSSEL 464287655 1156.80 17137 SH SOLE 0 0 0 17137 ISHARES TR 2000 RUSSEL 464287655 0.47 7 SH SOLE 13 0 0 7 ISHARES TR 400 S&P MC 464287705 510.07 7173 SH SOLE 0 0 0 7173 ISHARES TR 600 S&P SC 464287804 396.48 6709 SH SOLE 0 0 0 6709 ISHARES TR SMAL S&P SC 464287887 378.31 6056 SH SOLE 0 0 0 6056 ISHARES TR NATL S&P NTL 464288414 753.05 7053 SH SOLE 0 0 0 7053 ISHARES TR IBOX HIGH YD 464288513 252.13 2811 SH SOLE 0 0 0 2811 ISHARES TR IBOX HIGH YD 464288513 138.12 1540 SH SOLE 1 0 0 1540 ISHARES TR 1-3 BARCLY 464288646 24.16 230 SH SOLE 1 0 0 230 ISHARES TR 1-3 BARCLY 464288646 806.01 7673 SH SOLE 0 0 0 7673 ISHARES TR US US PFD 464288687 76.09 1913 SH SOLE 1 0 0 1913 ISHARES TR US US PFD 464288687 786.60 19773 SH SOLE 0 0 0 19773 ISHARES TR 2015 S&P AMT 464289339 282.85 5345 SH SOLE 0 0 0 5345 ISHARES SILVER ISHARE 46428Q109 423.42 19870 SH SOLE 0 0 0 19870 JP MORGAN CHASE COM 46625H100 729.08 19156 SH SOLE 0 0 0 19156 JOHNSON & JOHNS COM 478160104 1191.40 19228 SH SOLE 0 0 0 19228 JOHNSON & JOHNS COM 478160104 3.71 60 SH SOLE 2 0 0 60 JOHNSON & JOHNS COM 478160104 70.82 1143 SH SOLE 11 0 0 1143 K V PHARMACEUT CL A 482740206 39.54 16900 SH SOLE 0 0 0 16900 KAYNE ANDERSON COM 486606106 131.66 5021 SH SOLE 0 0 0 5021 KAYNE ANDERSON COM 486606106 71.89 2742 SH SOLE 1 0 0 2742 KENDLE INTL INC NOTE 48880LAA5 36.95 40000 SH SOLE 19 0 0 40000 KEYCORP NEW COM 493267108 193.10 24260 SH SOLE 0 0 0 24260 KIMBERLY CLARK COM 494368103 302.51 4650 SH SOLE 0 0 0 4650 KINDER MORGAN UT LP 494550106 432.02 6307 SH SOLE 11 0 0 6307 KINDER MORGAN UT LP 494550106 21.16 309 SH SOLE 7 0 0 309 KINDER MORGAN UT LP 494550106 588.54 8591 SH SOLE 0 0 0 8591 KING PHARMACEUT NOTE 495582AJ7 57.03 61000 SH SOLE 19 0 0 61000 KINROSS GOLD NOTE 496902AD9 48.9 48000 SH SOLE 19 0 0 48000 KOHLBERG CAP CO COM 500233101 66.9 10000 SH SOLE 0 0 0 10000 KRAFT FOODS INC CL A 50075N104 536.48 17384 SH SOLE 0 0 0 17384 KULICKE & SOFFA COM 501242101 371.80 60066 SH SOLE 0 0 0 60066 LMP REAL ESTATE COM 50208C108 112.92 12090 SH SOLE 0 0 0 12090 LSI CORP COM 502161102 100.69 22130 SH SOLE 0 0 0 22130 LSI CORP COM 502161102 14.24 3130 SH SOLE 1 0 0 3130 LAS VEGAS SANDS COM 517834107 550.90 15808 SH SOLE 0 0 0 15808 LEVEL 3 COMMUN COM 52729N100 27.37 29218 SH SOLE 0 0 0 29218 LEVEL 3 COMMUN NOTE 52729NBF6 10 10000 SH SOLE 0 0 0 10000 LEXICON PHARMAC COM 528872104 20 12500 SH SOLE 0 0 0 12500 LIFEPOINT HOSPS NOTE 53219LAH2 50.74 51000 SH SOLE 19 0 0 51000 LILLY ELI & CO COM 532457108 337.17 9230 SH SOLE 0 0 0 9230 LILLY ELI & CO COM 532457108 102.28 2800 SH SOLE 13 0 0 2800 LIMELIGHT NETW COM 53261M104 267.54 45500 SH SOLE 0 0 0 45500 LINEAR TECHNOL COM 535678106 1129.42 36753 SH SOLE 11 0 0 36753 LINEAR TECHNOL COM 535678106 94.95 3090 SH SOLE 0 0 0 3090 LINN ENERGY LLC UNIT 536020100 429.98 13453 SH SOLE 11 0 0 13453 LINN ENERGY LLC UT LP 536020100 404.65 12661 SH SOLE 0 0 0 12661 LOCAL COM CORP COM 53954R105 59.67 13500 SH SOLE 0 0 0 13500 MBIA INC COM 55262C100 18.59 1850 SH SOLE 0 0 0 1850 MBIA INC COM 55262C100 101.25 10075 SH SOLE 13 0 0 10075 MFA FINL INC COM 55272X102 78.58 10300 SH SOLE 0 0 0 10300 MFA FINL INC COM 55272X102 17.68 2318 SH SOLE 7 0 0 2318 MFS INTERMEDIAT SH BEN 55273C107 236.69 34353 SH SOLE 0 0 0 34353 MFS GOVT MKTS SH BEN 552939100 90.44 11900 SH SOLE 0 0 0 11900 MAGELLAN MIDSTR COM LP 559080106 22.43 436 SH SOLE 0 0 0 436 MAGELLAN MIDSTR COM LP 559080106 19.49 379 SH SOLE 7 0 0 379 MAGELLAN MIDSTR COM LP 559080106 2020.15 39264 SH SOLE 11 0 0 39264 MANAGED HIGH YL COM 561911108 23.62 10500 SH SOLE 0 0 0 10500 MANULIFE FINL COM 56501R106 188.68 14939 SH SOLE 0 0 0 14939 MARKET VECTORS GOLD 57060U100 1391.31 24876 SH SOLE 0 0 0 24876 MARKWEST ENERGY UT LP 570759100 25.14 700 SH SOLE 1 0 0 700 MARKWEST ENERGY UT LP 570759100 249.63 6949 SH SOLE 0 0 0 6949 MASSEY ENERGY NOTE 576203AJ2 166.85 188000 SH SOLE 19 0 0 188000 MASSEY ENERGY NOTE 576203AJ2 23.07 26000 SH SOLE 1 0 0 26000 MAUI LD & PINEA COM 577345101 69.95 15108 SH SOLE 13 0 0 15108 MCDONALDS CORP COM 580135101 5.96 80 SH SOLE 2 0 0 80 MCDONALDS CORP COM 580135101 630.78 8465 SH SOLE 0 0 0 8465 MCDONALDS CORP COM 580135101 1708.37 22928 SH SOLE 11 0 0 22928 MCGRAW HILL COM 580645109 158.39 4791 SH SOLE 0 0 0 4791 MCGRAW HILL COM 580645109 104.13 3150 SH SOLE 13 0 0 3150 MEDICAL PROPERT COM 58463J304 98.17 9682 SH SOLE 0 0 0 9682 MEDICAL PROPERT COM 58463J304 93.39 9211 SH SOLE 1 0 0 9211 MEDICIS PHARMAC NOTE 58470KAA2 169.06 156000 SH SOLE 19 0 0 156000 MEDTRONIC INC COM 585055106 227.69 6780 SH SOLE 0 0 0 6780 MEDTRONIC INC COM 585055106 340.56 10141 SH SOLE 11 0 0 10141 MEDTRONIC INC S NOTE 585055AL0 80.1 80000 SH SOLE 15 0 0 80000 MELCO CROWN ENT ADR 585464100 79.40 15600 SH SOLE 0 0 0 15600 MELCO CROWN ENT ADR 585464100 22.40 4401 SH SOLE 1 0 0 4401 MERCK & CO INC COM 58933Y105 572.61 15555 SH SOLE 0 0 0 15555 MERCK & CO INC COM 58933Y105 51.16 1390 SH SOLE 13 0 0 1390 MERIDIAN BIOSCI COM 589584101 38.72 1769 SH SOLE 0 0 0 1769 MERIDIAN BIOSCI COM 589584101 896.88 40991 SH SOLE 11 0 0 40991 MESABI TR CO CTF BEN 590672101 100.18 2760 SH SOLE 0 0 0 2760 MESABI TR CO CTF BEN 590672101 165.16 4550 SH SOLE 13 0 0 4550 MFS HIGH YIELD SH BEN 59318E102 176.01 36900 SH SOLE 0 0 0 36900 MICROSOFT CORP COM 594918104 20.44 835 SH SOLE 11 0 0 835 MICROSOFT CORP COM 594918104 1089.20 44475 SH SOLE 0 0 0 44475 MICROVISION INC COM 594960106 154.63 70610 SH SOLE 0 0 0 70610 MICRON TECHNOL COM 595112103 70.50 9779 SH SOLE 0 0 0 9779 MICRON TECHNOL COM 595112103 109.23 15150 SH SOLE 13 0 0 15150 MICRON TECHNOL COM 595112103 31.21 4330 SH SOLE 3 0 0 4330 MICRON TECHNOL NOTE 595112AH6 52.43 59000 SH SOLE 19 0 0 59000 MIDWAY GOLD COR COM 598153104 6.66 11250 SH SOLE 0 0 0 11250 MINDSPEED TECHN COM NEW 602682205 91.16 11733 SH SOLE 0 0 0 11733 MOLINA HEALTHCA NOTE 60855RAA8 250.26 258000 SH SOLE 19 0 0 258000 MONSANTO CO NEW COM 61166W101 485.44 10128 SH SOLE 0 0 0 10128 MOTOROLA INC COM 620076109 123.42 14470 SH SOLE 0 0 0 14470 MUELLER WTR PRO COM SER 624758108 12.18 4033 SH SOLE 0 0 0 4033 MUELLER WTR PRO COM SER 624758108 29.81 9871 SH SOLE 1 0 0 9871 NANOPHASE TECHN COM 630079101 49.12 48165 SH SOLE 0 0 0 48165 NASDAQ STK MKT NOTE 631103AA6 14.79 15000 SH SOLE 1 0 0 15000 NASH-FINCH CO FRNT 631158AD4 200.47 405000 SH SOLE 19 0 0 405000 NATIONAL RETAIL NOTE 637417AC0 53.94 48000 SH SOLE 19 0 0 48000 NATURAL RESOURC COM LP 63900P103 1180.59 44084 SH SOLE 11 0 0 44084 NATURAL RESOURC COM LP 63900P103 30.00 1120 SH SOLE 0 0 0 1120 NEUBERGER BERM COM 64190A103 67.18 18356 SH SOLE 0 0 0 18356 NEWMONT MNG COR NOTE 651639AH9 29.12 20000 SH SOLE 19 0 0 20000 NOKIA CORP SP ADR 654902204 110.54 11021 SH SOLE 0 0 0 11021 NORDSTROM INC COM 655664100 467.93 12579 SH SOLE 0 0 0 12579 NORTH AMERICAN COM 656912102 563.454 136100 SH SOLE 0 0 0 136100 NOVAGOLD RES IN COM NEW 66987E206 216.752 24800 SH SOLE 0 0 0 24800 NOVARTIS AG SP ADR 66987V109 16.03 278 SH SOLE 2 0 0 278 NOVARTIS AG SP ADR 66987V109 1242.78 21550 SH SOLE 11 0 0 21550 NOVARTIS AG SP ADR 66987V109 118.05 2047 SH SOLE 0 0 0 2047 NOVAVAX INC COM 670002104 61.75 28200 SH SOLE 0 0 0 28200 NOVO NORDISK A. ADR 670100205 1219.37 12387 SH SOLE 11 0 0 12387 NOVO NORDISK A. ADR 670100205 62.01 630 SH SOLE 0 0 0 630 NUSTAR ENERGY UNIT 67058H102 1493.28 24190 SH SOLE 11 0 0 24190 NUSTAR ENERGY UNIT 67058H102 8.16 132 SH SOLE 0 0 0 132 NUSTAR GP HLDGS UNIT 67059L102 219.80 6480 SH SOLE 11 0 0 6480 NUSTAR GP HLDGS UNIT 67059L102 135.68 4000 SH SOLE 0 0 0 4000 NUVEEN MASS PRE COM 67061E104 165.27 10760 SH SOLE 0 0 0 10760 NUVEEN INSURED COM 67062N103 148.30 10200 SH SOLE 0 0 0 10200 NVIDIA CORP COM 67066G104 174.32 14925 SH SOLE 0 0 0 14925 NUVEEN EQUITY COM 6706ER101 212.17 15953 SH SOLE 0 0 0 15953 NUVEEN QUALITY COM 67071S101 164.70 20359 SH SOLE 0 0 0 20359 NUVEEN QUALITY COM 67072C105 271.34 31515 SH SOLE 0 0 0 31515 NUVEEN ENHANCED COM 67074M101 244.36 16400 SH SOLE 0 0 0 16400 ON SEMICONDUCT NOTE 682189AG0 33.28 33000 SH SOLE 19 0 0 33000 ONEOK PARTNERS UNIT LP 68268N103 7.49 100 SH SOLE 1 0 0 100 ONEOK PARTNERS UNIT LP 68268N103 14.98 200 SH SOLE 11 0 0 200 ONEOK PARTNERS UNIT LP 68268N103 206.77 2760 SH SOLE 0 0 0 2760 ORACLE CORP COM 68389X105 266.35 9920 SH SOLE 0 0 0 9920 ORACLE CORP COM 68389X105 3.92 146 SH SOLE 7 0 0 146 ORACLE CORP COM 68389X105 28.21 1051 SH SOLE 3 0 0 1051 ORBITAL SCIENC NOTE 685564AN6 155.23 157000 SH SOLE 19 0 0 157000 PACCAR INC COM 693718108 394.01 8183 SH SOLE 0 0 0 8183 PACIFIC ETHANOL COM 69423U107 55.61 62350 SH SOLE 0 0 0 62350 PARKER DRILLING COM 701081101 111.03 25525 SH SOLE 0 0 0 25525 PENGROWTH ENERG TR UNIT 706902509 161.05 14561 SH SOLE 0 0 0 14561 PENGROWTH ENERG TR UNIT 706902509 2.76 250 SH SOLE 8 0 0 250 PENN WEST ENERG TR UNIT 707885109 632.06 31492 SH SOLE 0 0 0 31492 PEPCO HLDGS INC COM 713291102 56.74 3051 SH SOLE 1 0 0 3051 PEPCO HLDGS INC COM 713291102 194.12 10437 SH SOLE 0 0 0 10437 PEPSICO INC COM 713448108 715.24 10765 SH SOLE 0 0 0 10765 PEPSICO INC COM 713448108 1268.73 19095 SH SOLE 11 0 0 19095 PETROLEO BRASIL SP ADR 71654V408 222.77 6142 SH SOLE 0 0 0 6142 PETROLEO BRASIL SP ADR 71654V408 30.82 850 SH SOLE 1 0 0 850 PFIZER INC COM 717081103 1745.23 101644 SH SOLE 0 0 0 101644 PFIZER INC COM 717081103 109.28 6365 SH SOLE 13 0 0 6365 PFIZER INC COM 717081103 3.82 223 SH SOLE 2 0 0 223 PFIZER INC COM 717081103 34.16 1990 SH SOLE 11 0 0 1990 PHILIP MORRIS COM 718172109 860.43 15359 SH SOLE 0 0 0 15359 PHILIP MORRIS COM 718172109 5.60 100 SH SOLE 12 0 0 100 PIEDMONT OFFICE COM CLA 720190206 690.97 36540 SH SOLE 0 0 0 36540 PIEDMONT OFFICE COM CLA 720190206 12.32 652 SH SOLE 11 0 0 652 PIMCO MUN INCOM COM 72200W106 377.26 32108 SH SOLE 0 0 0 32108 PIMCO HIGH INC COM SHS 722014107 226.13 17367 SH SOLE 0 0 0 17367 PIMCO MUN INCOM COM 72201A103 120.71 10543 SH SOLE 0 0 0 10543 PIMCO CORPORATE COM 72201B101 184.68 10517 SH SOLE 0 0 0 10517 PIMCO CORPORATE COM 72201B101 56.63 3225 SH SOLE 1 0 0 3225 PIONEER HIGH IN COM 72369H106 172.48 10700 SH SOLE 0 0 0 10700 PLAINS ALL AMER UNIT LP 726503105 1662.37 26424 SH SOLE 11 0 0 26424 PLAINS ALL AMER UNIT LP 726503105 164.32 2612 SH SOLE 0 0 0 2612 PLUG PWR INC COM 72919P103 24.57 64335 SH SOLE 0 0 0 64335 POWERSHARES QQQ UNIT 73935A104 1197.64 24401 SH SOLE 0 0 0 24401 POWERSHARES DB UNIT BI 73935S105 249.11 10332 SH SOLE 0 0 0 10332 POWERSHARES EXC FINL 73935X229 1036.28 56954 SH SOLE 0 0 0 56954 POWERSHARES EXC FINL 73935X229 37.26 2048 SH SOLE 1 0 0 2048 POWERSHARES EXC CLEANT 73935X278 261.90 10940 SH SOLE 0 0 0 10940 POWERSHARES EXC WATER 73935X575 785.66 47472 SH SOLE 0 0 0 47472 POWERSHARES EXC WATER 73935X575 11.99 725 SH SOLE 8 0 0 725 POWERSHARES EXC DYNM 73935X708 701.34 40470 SH SOLE 0 0 0 40470 POWERWAVE TECHN COM 739363109 48.41 26600 SH SOLE 0 0 0 26600 POWERSHARES DB DOLL ID 73936D107 267.15 11697 SH SOLE 0 0 0 11697 POZEN INC COM 73941U102 116.82 16500 SH SOLE 0 0 0 16500 PRAXAIR INC COM 74005P104 119.58 1324 SH SOLE 0 0 0 1324 PRAXAIR INC COM 74005P104 3.52 39 SH SOLE 7 0 0 39 PRAXAIR INC COM 74005P104 1408.43 15604 SH SOLE 11 0 0 15604 PROCTER & GAMBL COM 742718109 1190.88 19857 SH SOLE 0 0 0 19857 PROCTER & GAMBL COM 742718109 1137.44 18966 SH SOLE 11 0 0 18966 PROSHARES ULTRA PSHS 74347R107 208.99 5308 SH SOLE 0 0 0 5308 PROSHARES SHORT PSHS 74347R503 1829.39 37411 SH SOLE 0 0 0 37411 PROSHARES SHORT PSHS 74347R701 253.22 5258 SH SOLE 0 0 0 5258 PROSHARES TR PR PSHS 74347R719 840.57 26685 SH SOLE 0 0 0 26685 PROSHARES TR PR PSHS 74347R826 306.43 8079 SH SOLE 0 0 0 8079 PROSHARES ULTRA PSHS 74347R883 234.58 7928 SH SOLE 0 0 0 7928 PROSPECT CAP COM 74348T102 297.61 30650 SH SOLE 0 0 0 30650 PROVIDENT ENERG TR UNIT 74386K104 229.52 32510 SH SOLE 0 0 0 32510 PUBLIC SVC ENTE COM 744573106 203.24 6144 SH SOLE 0 0 0 6144 QUALCOMM INC COM 747525103 4.64 103 SH SOLE 2 0 0 103 QUALCOMM INC COM 747525103 459.19 10177 SH SOLE 0 0 0 10177 QUALCOMM INC COM 747525103 1.89 42 SH SOLE 13 0 0 42 QUANTUM FUEL SY COM 74765E109 16.95 33900 SH SOLE 0 0 0 33900 RF MICRO DEVICE NOTE 749941AJ9 67.81 70000 SH SOLE 19 0 0 70000 RAYONIER TRS HL NOTE 75508AAB2 40.46 37000 SH SOLE 19 0 0 37000 REALTY INCOME COM 756109104 200.46 5944 SH SOLE 0 0 0 5944 RED HAT INC COM 756577102 552.55 13477 SH SOLE 0 0 0 13477 RENTECH INC COM 760112102 15.77 16000 SH SOLE 0 0 0 16000 RESEARCH IN MOT COM 760975102 431.88 8870 SH SOLE 0 0 0 8870 RICHMONT MINES COM 76547T106 53.34 10500 SH SOLE 0 0 0 10500 RITE AID CORP COM 767754104 33.36 35385 SH SOLE 0 0 0 35385 ROYAL BK SCOTLA SP ADR 780097804 215.34 8995 SH SOLE 0 0 0 8995 RUBICON MINERAL COM 780911103 129.78 31500 SH SOLE 0 0 0 31500 SAIC INC COM 78390X101 470.56 29447 SH SOLE 0 0 0 29447 SEI INVESTMENTS COM 784117103 275.72 13556 SH SOLE 11 0 0 13556 SPDR S&P 500 UNIT 78462F103 19.97 175 SH SOLE 8 0 0 175 SPDR S&P 500 UNIT 78462F103 1898.37 16633 SH SOLE 0 0 0 16633 SPDR GOLD TR GOLD 78463V107 2607.95 20389 SH SOLE 0 0 0 20389 SPDR SER TR LEH BRCLY 78464A417 193.87 4845 SH SOLE 0 0 0 4845 SPDR SER TR LEH BRCLY 78464A417 59.17 1479 SH SOLE 1 0 0 1479 SPDR SER TR NUV BRCLY 78464A425 232.66 9567 SH SOLE 0 0 0 9567 SPDR SER TR NUV BRCLY 78464A458 292.37 12415 SH SOLE 0 0 0 12415 SPDR SER TR TRE BRCLY 78464A516 51.26 855 SH SOLE 21 0 0 855 SPDR SER TR TRE BRCLY 78464A516 262.92 4385 SH SOLE 0 0 0 4385 SPDR SER TR DOW DJ RT 78464A607 304.87 5317 SH SOLE 0 0 0 5317 SPDR SER TR DOW DJ RT 78464A607 0.57 10 SH SOLE 13 0 0 10 SPDR SER TR DOW DJ TIL 78464A805 234.44 2754 SH SOLE 0 0 0 2754 SPDR DOW JONES UTSER1 78467X109 558.17 5172 SH SOLE 0 0 0 5172 SPDR S&P MIDCAP UTSER1 78467Y107 1299.72 8927 SH SOLE 0 0 0 8927 SPDR S&P MIDCAP UTSER1 78467Y107 0.58 4 SH SOLE 13 0 0 4 SPDR S&P MIDCAP UTSER1 78467Y107 16.01 110 SH SOLE 8 0 0 110 SANDRIDGE ENERG COM 80007P307 427.05 75185 SH SOLE 0 0 0 75185 SATCON TECHNOL COM 803893106 220.52 58650 SH SOLE 0 0 0 58650 SELECT SECTOR SBI 81369Y506 1107.63 19758 SH SOLE 0 0 0 19758 SECTOR SPDR TR SBI 81369Y605 244.32 17032 SH SOLE 0 0 0 17032 SECTOR SPDR TR SBI 81369Y886 282.11 8990 SH SOLE 0 0 0 8990 SILICON IMAGE COM 82705T102 106.35 22250 SH SOLE 0 0 0 22250 SILVER WHEATON COM 828336107 281.37 10558 SH SOLE 0 0 0 10558 SILVERCORP META COM 82835P103 130.82 15800 SH SOLE 0 0 0 15800 SIRIUS XM RADIO COM 82967N108 146.76 122303 SH SOLE 0 0 0 122303 SMART BALANCE COM 83169Y108 0.07 20 SH SOLE 0 0 0 20 SMART BALANCE COM 83169Y108 38.99 10051 SH SOLE 1 0 0 10051 SMITH & WESSON NOTE 831756AB7 97 100000 SH SOLE 19 0 0 100000 SOLARFUN PWR SP ADR 83415U108 191.99 14600 SH SOLE 0 0 0 14600 SONOSIGHT INC E NOTE 83568GAA2 206.50 185000 SH SOLE 19 0 0 185000 SOTHEBYS PTIST NOTE 835898AC1 179.64 143000 SH SOLE 19 0 0 143000 SOUTHERN CO COM 842587107 1.86 50 SH SOLE 11 0 0 50 SOUTHERN CO COM 842587107 562.92 15116 SH SOLE 0 0 0 15116 SOUTHERN COPPER COM 84265V105 32.73 932 SH SOLE 1 0 0 932 SOUTHERN COPPER COM 84265V105 4.07 116 SH SOLE 7 0 0 116 SOUTHERN COPPER COM 84265V105 262.57 7476 SH SOLE 0 0 0 7476 SPARTAN STORES NOTE 846822AE4 25.27 28000 SH SOLE 19 0 0 28000 SPRINT NEXTEL COM SER 852061100 37.62 8127 SH SOLE 0 0 0 8127 SPRINT NEXTEL COM 852061100 50.58 10925 SH SOLE 13 0 0 10925 STARBUCKS CORP COM 855244109 234.02 9148 SH SOLE 0 0 0 9148 STEMCELLS INC COM 85857R105 70.40 84820 SH SOLE 0 0 0 84820 SUBURBAN PROPAN UNIT LP 864482104 267.75 4919 SH SOLE 0 0 0 4919 SUBURBAN PROPAN UNIT LP 864482104 19.15 352 SH SOLE 7 0 0 352 SUNOCO LOGISTI COM UT 86764L108 299.68 3810 SH SOLE 0 0 0 3810 SUNOCO LOGISTI COM UT 86764L108 24.53 312 SH SOLE 7 0 0 312 SUNOCO LOGISTI COM UT 86764L108 2011.78 25578 SH SOLE 11 0 0 25578 SUNPOWER CORP DBCV 867652AA7 133.95 146000 SH SOLE 19 0 0 146000 SUNPOWER CORP DBCV 867652AC3 88.87 97000 SH SOLE 19 0 0 97000 TECO ENERGY INC COM 872375100 159.88 9231 SH SOLE 0 0 0 9231 TECO ENERGY INC COM 872375100 112.56 6499 SH SOLE 13 0 0 6499 TTM TECHNOLOGI NOTE 87305RAC3 156.68 163000 SH SOLE 19 0 0 163000 TAIWAN SEMICOND SP ADR 874039100 37.59 3708 SH SOLE 0 0 0 3708 TAIWAN SEMICOND SP ADR 874039100 99.33 9796 SH SOLE 1 0 0 9796 TAIWAN SEMICOND SP ADR 874039100 10.26 1012 SH SOLE 2 0 0 1012 TARGA RES PARTN COM UT 87611X105 269.46 9700 SH SOLE 0 0 0 9700 TECH DATA CORP DBCV 878237AE6 64.18 63000 SH SOLE 19 0 0 63000 TEVA PHARMACEUT ADR 881624209 80.65 1529 SH SOLE 1 0 0 01529 TEVA PHARMACEUT ADR 881624209 1132.67 21472 SH SOLE 11 0 0 21472 TEVA PHARMACEUT ADR 881624209 315.24 5976 SH SOLE 0 0 0 5976 TEVA PHARMACEUT DBCV 88163VAE9 36.37 30000 SH SOLE 19 0 0 30000 TEXAS INSTRUMEN COM 882508104 239.37 8820 SH SOLE 0 0 0 8820 3M CO COM 88579Y101 851.75 9823 SH SOLE 0 0 0 9823 3M CO COM 88579Y101 3.90 45 SH SOLE 2 0 0 45 3M CO COM 88579Y101 3.46 40 SH SOLE 11 0 0 40 3M CO COM 88579Y101 3.20 37 SH SOLE 7 0 0 37 3M CO COM 88579Y101 130.06 1500 SH SOLE 13 0 0 1500 3M CO LIQUID NOTE 88579YAB7 36.7 40000 SH SOLE 19 0 0 40000 TITANIUM METALS COM NEW 888339207 231.55 11601 SH SOLE 0 0 0 11601 TRANSOCEAN INC NOTE 893830AV1 19.7 20000 SH SOLE 19 0 0 20000 TRANSOCEAN INC NOTE 893830AW9 56.71 59000 SH SOLE 19 0 0 59000 TRANSOCEAN INC NOTE 893830AW9 36.52 38000 SH SOLE 1 0 0 38000 TRAVELERS COS COM 89417E109 413.16 7930 SH SOLE 0 0 0 7930 TRIQUINT SEMICO COM 89674K103 213.79 22270 SH SOLE 0 0 0 22270 USEC INC COM 90333E108 104.83 20200 SH SOLE 0 0 0 20200 UNISOURCE ENER NOTE 909205AB2 225.28 225000 SH SOLE 19 0 0 225000 UNITED PARCEL CL B 911312106 989.94 14843 SH SOLE 0 0 0 14843 UNITED STS NAT UNIT 912318102 513.56 83262 SH SOLE 0 0 0 83262 UNITED STS STL COM 912909108 227.10 5180 SH SOLE 0 0 0 5180 UNITED TECHNOLO COM 913017109 1180.98 16579 SH SOLE 11 0 0 16579 UNITED TECHNOLO COM 913017109 12.10 170 SH SOLE 12 0 0 170 UNITED TECHNOLO COM 913017109 402.87 5655 SH SOLE 0 0 0 5655 UNITED TECHNOLO COM 913017109 41.09 577 SH SOLE 1 0 0 577 UNIVERSAL TRAVE COM NEW 91388Q202 46.176 10400 SH SOLE 0 0 0 10400 UROLOGIX INC COM 917273104 16.905 17250 SH SOLE 0 0 0 17250 UTSTARCOM INC COM 918076100 22.785 10500 SH SOLE 0 0 0 10500 VALENCE TECHNOL COM 918914102 19.3775 16850 SH SOLE 0 0 0 16850 VALERO ENERGY COM 91913Y100 27.40 1565 SH SOLE 1 0 0 1565 VALERO ENERGY COM 91913Y100 3.41445 195 SH SOLE 12 0 0 195 VALERO ENERGY COM 91913Y100 283.99 16219 SH SOLE 0 0 0 16219 VANGUARD SPECIA DIV ETR 921908844 271.59 5574 SH SOLE 0 0 0 5574 VANGUARD BD IND SHRT BD 921937827 325.85 3986 SH SOLE 0 0 0 3986 VANGUARD BD IND TOTL BD 921937835 817.95 9895 SH SOLE 0 0 0 9895 VANGUARD EMERGI EMR ETF 922042858 1353.04 29763 SH SOLE 0 0 0 29763 VANGUARD INDEX SML ETF 922908595 668.99 10016 SH SOLE 0 0 0 10016 VANGUARD INDEX SML ETF 922908611 483.98 8107 SH SOLE 0 0 0 8107 VANGUARD INDEX GRW ETF 922908736 588.64 10707 SH SOLE 0 0 0 10707 VANGUARD INDEX VAL ETF 922908744 604.36 12409 SH SOLE 0 0 0 12409 VANGUARD INDEX SML ETF 922908751 765.40 12065 SH SOLE 0 0 0 12065 VANGUARD INDEX STK ETF 922908769 277.68 4757 SH SOLE 0 0 0 4757 VERIZON COMMUNI COM 92343V104 1864.74 57218 SH SOLE 0 0 0 57218 VERTEX PHARMACE COM 92532F100 240.26 6950 SH SOLE 0 0 0 6950 VISA INC COM CLA 92826C839 606.65 8169 SH SOLE 0 0 0 8169 VISA INC COM CLA 92826C839 2.89 39 SH SOLE 7 0 0 39 VMWARE INC CLA COM 928563402 388.34 4572 SH SOLE 0 0 0 4572 WAL MART STORES COM 931142103 522.45 9761 SH SOLE 11 0 0 9761 WAL MART STORES COM 931142103 775.38 14487 SH SOLE 0 0 0 14487 WAL MART STORES COM 931142103 25.15 470 SH SOLE 3 0 0 470 WALGREEN CO COM 931422109 28.47 850 SH SOLE 3 0 0 850 WALGREEN CO COM 931422109 217.04 6479 SH SOLE 11 0 0 6479 WALGREEN CO COM 931422109 222.79 6650 SH SOLE 0 0 0 6650 WALTER INVT COM 93317W102 170.59 9754 SH SOLE 0 0 0 9754 WALTER INVT COM 93317W102 30.25 1730 SH SOLE 7 0 0 1730 WAVE SYSTEMS COM NEW 943526301 97.33 43452 SH SOLE 0 0 0 43452 WELLS FARGO COM 949746101 463.27 18446 SH SOLE 0 0 0 18446 WESTERN ASSET COM 95766A101 748.61 39255 SH SOLE 0 0 0 39255 WEYERHAEUSER CO COM 962166104 226.42 14367 SH SOLE 0 0 0 14367 WILLIAMS PARTN COM LP 96950F104 644.35 15197 SH SOLE 11 0 0 15197 WILLIAMS PARTN COM LP 96950F104 127.87 3016 SH SOLE 0 0 0 3016 WINDSTREAM CORP COM 97381W104 31.52 2565 SH SOLE 7 0 0 2565 WINDSTREAM CORP COM 97381W104 181.10 14736 SH SOLE 0 0 0 14736 WINDSTREAM CORP COM 97381W104 1.29045 105 SH SOLE 13 0 0 105 WISDOMTREE TR SMLCAP 97717W562 202.46 4475 SH SOLE 0 0 0 4475 WRIGHT MED GRO NOTE 98235TAA5 191.08 215000 SH SOLE 19 0 0 215000 XEROX CORPORAT COM 984121103 123.47 11930 SH SOLE 0 0 0 11930 XEROX CORPORAT COM 984121103 40.38 3902 SH SOLE 1 0 0 3902 YRC WORLDWIDE COM 984249102 8.37 33500 SH SOLE 0 0 0 33500 YAMANA GOLD COM 98462Y100 219.73 19275 SH SOLE 0 0 0 19275 ZWEIG TOTAL RET COM 989837109 78.88 20705 SH SOLE 0 0 0 20705 A POWER ENERGY COM G04136100 82.88 10000 SH SOLE 0 0 0 10000 EURO TECH HOLD ORD G32030101 19.17 12700 SH SOLE 0 0 0 12700 DRYSHIPS INC SHS Y2109Q101 145.32 30214 SH SOLE 0 0 0 30214
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