-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Nq3GNNEoIv1Piv2fVrfz0ljzwuuK4CEjzHW9R6U5KeT7Kb8N2jPQSCmxq//e6hWm 3EY2Odesv9OP5Qbxd7wIaw== 0001427271-10-000005.txt : 20100812 0001427271-10-000005.hdr.sgml : 20100812 20100812122138 ACCESSION NUMBER: 0001427271-10-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100812 DATE AS OF CHANGE: 20100812 EFFECTIVENESS DATE: 20100812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Investors Capital Advisory Services CENTRAL INDEX KEY: 0001427271 IRS NUMBER: 043161577 STATE OF INCORPORATION: MA FISCAL YEAR END: 0308 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12993 FILM NUMBER: 101010264 BUSINESS ADDRESS: STREET 1: 230 BROADWAY CITY: LYNNFIELD STATE: MA ZIP: 019400 BUSINESS PHONE: 800-949-1422 MAIL ADDRESS: STREET 1: 230 BROADWAY CITY: LYNNFIELD STATE: MA ZIP: 019400 13F-HR 1 form13f063010.txt 13F 063010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F-HR Form 13F COVER PAGE Report for the Calendar Year of Quarter Ended: June 30, 2010 Check here if Amendment []; Amendment Number: This Amendment (Check only one.):[] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: INVESTORS CAPITAL ADVISORY SERVICES Address: 230 BROADWAY LYNNFIELD, MA 01940 Form 13F File Number: 028-12993 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements,schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Derek A. Anderson Title: CCO Phone: 800-949-1422 Signature, Place, and Date of Signing: /s/ Derek A. Anderson Lynnfield, MA 08/12/2010 - ------------------------ ------------ ------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Report Summary: Number of Other Included Managers: 11 ------------- Form 13F Information Table Entry Total: 663 Form 13F Information Table Value Total: 192952.67 (thousands) List of Other Included Managers: Form 13F File Number Manager Manager code 28-11543 Advisors Capital Management 1 28-03961 Forward Management 2 28-11448 Cambridge Financial Group 3 Frantzen Capital 7 28-03721 Fraser Management Associates 8 28-11952 Dividend Growth Advisors 11 Sentinel Advisory Corp. 12 28-11180 ValueWorks LLC 13 28-01317 Carret Asset Management 15 Wellesley Investment Advisors 19 Calvo Funds, LLC 21
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT INVSTMT OTHR VOTING AUTHORITY NAME OF ISSUER TITLE CUSIP (X$1000) PRN AMT PRN /CL DSCRETN MGRS SOLE SHARED NONE - -------------- ----- --------- -------- ------- --- --- ------- ---- ---- ------ ---- AAR CORP CONV NOTE 000361AH8 131.54 148000 SH SOLE 19 0 0 148000 A D A M INC COM 00088U108 111.17 34850 SH SOLE 0 0 0 34850 AFLAC INC COM 001055102 146.87 3442 SH SOLE 0 0 0 3442 AFLAC INC COM 001055102 1135.67 26615 SH SOLE 11 0 0 26615 AGCO CORP CONV NOTE 001084AM4 46.37 49000 SH SOLE 19 0 0 49000 AK STL HLDG COM 001547108 178.93 15011 SH SOLE 0 0 0 15011 AT&T INC COM 00206R102 2476.20 102364 SH SOLE 0 0 0 102364 AT&T INC COM 00206R102 3.27 135 SH SOLE 2 0 0 135 AVI BIOPHARMA COM 002346104 135.08 83902 SH SOLE 0 0 0 83902 AASTROM BIOSCI COM NEW 00253U305 60.14 40361 SH SOLE 0 0 0 40361 ABBOTT LABS COM 002824100 196.71 4205 SH SOLE 0 0 0 4205 ABBOTT LABS COM 002824100 57.59 1231 SH SOLE 11 0 0 1231 ADEPT TECHN COM 006854202 86.94 17250 SH SOLE 0 0 0 17250 ADVANTAGE OIL COM 00765F101 31.96 5500 SH SOLE 0 0 0 5500 ADVANCED MICRO COM 007903107 159.77 21826 SH SOLE 0 0 0 21826 AGFEED INDS INC COM 00846L101 43.95 15000 SH SOLE 0 0 0 15000 AGRIUM INC COM 008916108 60.04 1227 SH SOLE 0 0 0 1227 ALBANY INT CONV NOTE 012348AC2 8.48 10000 SH SOLE 19 0 0 10000 ALCOA INC COM 013817101 348.75 34667 SH SOLE 0 0 0 34667 ALCATEL LUCENT SP ADR 013904305 175.17 68964 SH SOLE 0 0 0 68964 ALLIANCEBERNSTE COM 01881E101 42.60 5234 SH SOLE 1 0 0 5234 ALLIANCEBERNSTE COM 01881E101 127.23 15631 SH SOLE 0 0 0 15631 ALPHA NAT CONV NOTE 02076XAA0 41.00 40000 SH SOLE 19 0 0 40000 ALPINE DYNAMIC COM SBI 021060108 79.55 16071 SH SOLE 0 0 0 16071 ALTRIA GROUP COM 02209S103 843.41 42086 SH SOLE 0 0 0 42086 ALTRIA GROUP COM 02209S103 2.00 100 SH SOLE 12 0 0 100 ALTRIA GROUP COM 02209S103 47.31 2361 SH SOLE 1 0 0 2361 ALTRIA GROUP COM 02209S103 23.45 1170 SH SOLE 7 0 0 1170 AMAZON COM INC COM 023135106 173.94 1592 SH SOLE 0 0 0 1592 AMAZON COM INC COM 023135106 50.26 460 SH SOLE 3 0 0 460 AMBAC FINANCIAL COM 023139108 2.81 4200 SH SOLE 0 0 0 4200 AMERICAN CAPIT COM 02503Y103 56.95 11815 SH SOLE 0 0 0 11815 AMERICAN EXPRES COM 025816109 251.29 6330 SH SOLE 0 0 0 6330 AMERICAN ORIENT COM 028731107 25.45 10100 SH SOLE 0 0 0 10100 AMERICAN STRATE COM 03009T101 277.03 30577 SH SOLE 0 0 0 30577 AMERIGROUP CONV NOTE 03073TAB8 155.73 154000 SH SOLE 19 0 0 154000 AMGEN INC COM 031162100 357.05 6788 SH SOLE 0 0 0 6788 AMGEN INC COM 031162100 53.65 1020 SH SOLE 3 0 0 1020 AMGEN INC DEB NOTE 031162AQ3 122.45 124000 SH SOLE 19 0 0 124000 ANIXTER INTL NOTE 035290AJ4 161.60 174000 SH SOLE 19 0 0 174000 ANNALY CAP MGT COM 035710409 2.74 160 SH SOLE 13 0 0 160 ANNALY CAP MGT COM 035710409 745.15 43449 SH SOLE 0 0 0 43449 ANWORTH MTG COM 037347101 325.03 45650 SH SOLE 0 0 0 45650 A123 SYS INC COM 03739T108 211.41 22419 SH SOLE 0 0 0 22419 APOLLO INVT COM 03761U106 168.17 18025 SH SOLE 0 0 0 18025 APOLLO INVT COM 03761U106 47.99 5144 SH SOLE 1 0 0 5144 APOLLO INVT COM 03761U106 20.99 2250 SH SOLE 7 0 0 2250 APPLE INC COM 037833100 25.91 103 SH SOLE 1 0 0 103 APPLE INC COM 037833100 3390.12 13478 SH SOLE 0 0 0 13478 APPLE INC COM 037833100 4.02 16 SH SOLE 7 0 0 16 APPLE INC COM 037833100 56.59 225 SH SOLE 3 0 0 225 APPLIED MATER COM 038222105 74.80 6223 SH SOLE 0 0 0 6223 APTARGROUP INC COM 038336103 289.06 7643 SH SOLE 11 0 0 7643 ARCHER DANIELS COM 039483102 719.30 27858 SH SOLE 11 0 0 27858 ARCHER DANIELS COM 039483102 140.23 5431 SH SOLE 0 0 0 5431 ARCHER DANIELS NOTE 039483AW2 56.55 60000 SH SOLE 19 0 0 60000 ARENA RES INC COM 040049108 334.95 10500 SH SOLE 0 0 0 10500 ARRIS GROUP CON NOTE 04269QAC4 57.95 61000 SH SOLE 19 0 0 61000 AUTOMATIC DATA COM 053015103 2.62 65 SH SOLE 7 0 0 65 AUTOMATIC DATA COM 053015103 323.56 8037 SH SOLE 0 0 0 8037 AUTOMATIC DATA COM 053015103 1044.22 25937 SH SOLE 11 0 0 25937 AUTOMATIC DATA COM 053015103 8.66 215 SH SOLE 12 0 0 215 BB & T CORP COM 054937107 122.95 4673 SH SOLE 0 0 0 4673 BB & T CORP COM 054937107 57.36 2180 SH SOLE 3 0 0 2180 BP PLC SPONS SP ADR 055622104 190.56 6598 SH SOLE 0 0 0 6598 BP PLC SPONS SP ADR 055622104 3.47 120 SH SOLE 13 0 0 120 BP PRUDHOE BAY UNIT 055630107 210.60 2362 SH SOLE 0 0 0 2362 BADGER METER COM 056525108 181.61 4694 SH SOLE 11 0 0 4694 BADGER METER COM 056525108 34.82 900 SH SOLE 0 0 0 900 BAIDU COM INC SP ADR 056752108 682.84 10030 SH SOLE 0 0 0 10030 BAIDU COM INC SP ADR 056752108 30.98 455 SH SOLE 1 0 0 455 BANK OF AMERICA COM 060505104 5.91 412 SH SOLE 11 0 0 412 BANK OF AMERICA COM 060505104 2.73 190 SH SOLE 12 0 0 190 BANK OF AMERICA COM 060505104 50.51 3515 SH SOLE 1 0 0 3515 BANK OF AMERICA COM 060505104 966.52 67260 SH SOLE 0 0 0 67260 BANK OF AMERICA COM 060505104 23.02 1602 SH SOLE 13 0 0 1602 BANK NEW YORK COM 064058100 233.49 9457 SH SOLE 0 0 0 9457 BANK NEW YORK COM 064058100 2.22 90 SH SOLE 2 0 0 90 BARNES GROUP NOTE 067806AD1 9.20 10000 SH SOLE 19 0 0 10000 BARRETT BILL NOTE 06846NAA2 132.00 133000 SH SOLE 19 0 0 133000 BEACON PWR CORP COM 073677106 3.93 12070 SH SOLE 0 0 0 12070 BECKMAN COULTER NOTE 075811AD1 32.70 30000 SH SOLE 19 0 0 30000 BECTON DICKINSN COM 075887109 115.11 1702 SH SOLE 0 0 0 1702 BECTON DICKINSN COM 075887109 485.63 7182 SH SOLE 11 0 0 7182 BERKSHIRE HATHA CLB NEW 084670702 1661.78 20853 SH SOLE 0 0 0 20853 BHP BILLITON SP ADR 088606108 265.35 4281 SH SOLE 0 0 0 4281 BLACKROCK INSD COM 092474105 72.60 7210 SH SOLE 0 0 0 7210 BLACKROCK INSD COM 092479104 357.78 24405 SH SOLE 0 0 0 24405 BLACKROCK MUN COM 09249N101 124.61 8732 SH SOLE 0 0 0 8732 BLACKROCK GLOBA COM 092501105 491.68 30596 SH SOLE 0 0 0 30596 BLACKROCK INTL COM 092524107 172.40 19635 SH SOLE 0 0 0 19635 BLACKROCK MUNIH COM BI 09253N104 242.22 15129 SH SOLE 0 0 0 15129 BLACKROCK MUNIH COM 09254C107 219.58 16350 SH SOLE 0 0 0 16350 BLACKROCK MUNIH COM 09254P108 194.86 14080 SH SOLE 0 0 0 14080 BLACKROCK DEBT COM 09255R103 43.45 11464 SH SOLE 0 0 0 11464 BLACKROCK ENHAN COM 09256A109 498.94 35818 SH SOLE 0 0 0 35818 BOEING CO COM 097023105 532.81 8491 SH SOLE 0 0 0 8491 BOEING CO COM 097023105 135.85 2165 SH SOLE 13 0 0 2165 BOEING CO COM 097023105 43.30 690 SH SOLE 3 0 0 690 BOSTON SCIENTIF COM 101137107 117.47 20253 SH SOLE 0 0 0 20253 BOSTON SCIENTIF COM 101137107 64.38 11100 SH SOLE 13 0 0 11100 BOULDER G&INC COM 101507101 220.79 39925 SH SOLE 0 0 0 39925 BRISTOL MYERS COM 110122108 17.86 716 SH SOLE 7 0 0 716 BRISTOL MYERS COM 110122108 685.53 27487 SH SOLE 0 0 0 27487 BRISTOW GROUP NOTE 110394AC7 164.26 205000 SH SOLE 19 0 0 205000 BUCYRUS INTL COM 118759109 151.22 3187 SH SOLE 0 0 0 3187 CBIZ INC CONV NOTE 124805AB8 9.65 10000 SH SOLE 19 0 0 10000 CSX CORPORATION COM 126408103 369.49 7445 SH SOLE 0 0 0 7445 CVS CAREMARK COM 126650100 5.86 200 SH SOLE 12 0 0 200 CVS CAREMARK COM 126650100 335.90 11456 SH SOLE 0 0 0 11456 CAL DIVE INTL NOTE 127914AB5 151.38 175000 SH SOLE 19 0 0 175000 CALAMOS GLOBAL COM 12811L107 119.26 17616 SH SOLE 0 0 0 17616 CALPINE CORP COM NEW 131347304 17.95 1411 SH SOLE 0 0 0 1411 CALPINE CORP COM NEW 131347304 153.91 12100 SH SOLE 13 0 0 12100 CAPITAL GOLD COM NEW 14018Y205 19.00 4750 SH SOLE 0 0 0 4750 CATERPILLAR INC COM 149123101 714.22 11890 SH SOLE 0 0 0 11890 CATERPILLAR INC COM 149123101 31.18 519 SH SOLE 1 0 0 519 CELL THERAPEUT COM 150934503 9.48 25270 SH SOLE 0 0 0 25270 CELGENE CORP COM 151020104 458.45 9021 SH SOLE 0 0 0 9021 CELSION CORP COM NEW 15117N305 94.06 30050 SH SOLE 0 0 0 30050 CENTRAL FD CDA CL A 153501101 218.52 14500 SH SOLE 0 0 0 14500 CENTURYLINK INC COM 156700106 77.03 2313 SH SOLE 0 0 0 2313 CENTURYLINK INC COM 156700106 259.34 7786 SH SOLE 11 0 0 7786 CERADYNE INC NOTE 156710AA3 47.50 50000 SH SOLE 19 0 0 50000 CHARLES RIV LAB NOTE 159864AB3 162.56 170000 SH SOLE 19 0 0 170000 CHARTWELL DIVID COM 16139P104 68.43 18346 SH SOLE 0 0 0 18346 CHEMED CORP NEW NOTE 16359RAC7 97.65 106000 SH SOLE 19 0 0 106000 CHESAPEAKE ENER COM 165167107 288.57 13774 SH SOLE 0 0 0 13774 CHESAPEAKE ENER COM 165167107 77.52 3700 SH SOLE 13 0 0 3700 CHESAPEAKE ENER COM 165167107 44.04 2102 SH SOLE 1 0 0 2102 CHESAPEAKE ENER NOTE 165167BW6 178.61 205000 SH SOLE 19 0 0 205000 CHESAPEAKE ENER NOTE 165167BW6 13.07 15000 SH SOLE 1 0 0 15000 CHEVRON CORP COM 166764100 694.24 10230 SH SOLE 0 0 0 10230 CHEVRON CORP COM 166764100 4.07 60 SH SOLE 2 0 0 60 CHEVRON CORP COM 166764100 41.26 608 SH SOLE 11 0 0 608 CHIMERA INVT COM 16934Q109 22.92 6350 SH SOLE 7 0 0 6350 CHIMERA INVT COM 16934Q109 208.25 57686 SH SOLE 0 0 0 57686 CHINA GRENTECH ADR 16938P107 16.49 10500 SH SOLE 0 0 0 10500 CISCO SYSTEMS COM 17275R102 7.99 375 SH SOLE 12 0 0 375 CISCO SYSTEMS COM 17275R102 22.91 1075 SH SOLE 1 0 0 1075 CISCO SYSTEMS COM 17275R102 1157.86 54334 SH SOLE 0 0 0 54334 CISCO SYSTEMS COM 17275R102 131.59 6175 SH SOLE 13 0 0 6175 CITIGROUP INC COM 172967101 1401.54 372750 SH SOLE 0 0 0 372750 CITIGROUP INC COM 172967101 0.43 115 SH SOLE 12 0 0 115 CLAYMORE EXCH BNY 18383M100 212.12 5619 SH SOLE 0 0 0 5619 COCA COLA COMP COM 191216100 804.15 16045 SH SOLE 0 0 0 16045 COHEN & STEERS COM 19247L106 87.90 13887 SH SOLE 0 0 0 13887 COINSTAR INCE NOTE 19259PAF9 59.98 47000 SH SOLE 19 0 0 47000 COLGATE PALMOL COM 194162103 356.31 4524 SH SOLE 0 0 0 4524 COLGATE PALMOL COM 194162103 46.47 590 SH SOLE 3 0 0 590 COLGATE PALMOL COM 194162103 5.51 70 SH SOLE 11 0 0 70 COMCAST CORP CL A 20030N101 180.57 10395 SH SOLE 0 0 0 10395 CONMED CORP SR NOTE 207410AD3 127.23 131000 SH SOLE 19 0 0 131000 CONOCOPHILLIPS COM 20825C104 3.44 70 SH SOLE 2 0 0 70 CONOCOPHILLIPS COM 20825C104 44.18 900 SH SOLE 3 0 0 900 CONOCOPHILLIPS COM 20825C104 575.17 11717 SH SOLE 0 0 0 11717 CONOCOPHILLIPS COM 20825C104 0.98 20 SH SOLE 13 0 0 20 CORNING INC COM 219350105 298.57 18488 SH SOLE 0 0 0 18488 CORNING INC COM 219350105 146.16 9050 SH SOLE 13 0 0 9050 COVANTA HLDG DBCV 22282EAA0 150.26 162000 SH SOLE 19 0 0 162000 CREE INC COM 225447101 5.10 85 SH SOLE 8 0 0 85 CREE INC COM 225447101 495.25 8250 SH SOLE 0 0 0 8250 CROSSHAIR EXPL COM 22763R101 0.54 5000 SH SOLE 0 0 0 5000 CUBIST PHARMACE NOTE 229678AC1 150.80 160000 SH SOLE 19 0 0 160000 CYCLACEL PHARMA COM 23254L108 17.63 10250 SH SOLE 0 0 0 10250 CYTRX CORP COM NEW 232828301 7.70 10000 SH SOLE 0 0 0 10000 DNP SELECT INC COM 23325P104 91.02 10147 SH SOLE 0 0 0 10147 DWS STRATEGIC COM 23338T101 167.91 12700 SH SOLE 0 0 0 12700 DEERE & CO COM 244199105 281.33 5053 SH SOLE 0 0 0 5053 DEERE & CO COM 244199105 2.67 48 SH SOLE 7 0 0 48 DISNEY WALT COM 254687106 364.61 11575 SH SOLE 0 0 0 11575 DOW CHEM CO COM 260543103 526.85 22211 SH SOLE 0 0 0 22211 DOW CHEM CO COM 260543103 40.56 1710 SH SOLE 3 0 0 1710 DOW CHEM CO COM 260543103 102.00 4300 SH SOLE 13 0 0 4300 DOW CHEM CO COM 260543103 24.53 1034 SH SOLE 1 0 0 1034 DREYFUS HIGH YD SH B 26200S101 121.30 28813 SH SOLE 0 0 0 28813 DU PONT E I DE COM 263534109 433.19 12524 SH SOLE 0 0 0 12524 DUKE ENERGY COR COM 26441C105 287.86 17991 SH SOLE 0 0 0 17991 EMC CORP (MASS) COM 268648102 359.50 19645 SH SOLE 0 0 0 19645 EMC CORP (MASS) COM 268648102 53.80 2940 SH SOLE 3 0 0 2940 E M C CORP MASS NOTE 268648AM4 26.59 21000 SH SOLE 19 0 0 21000 EATON VANCE COR COM 278265103 11.59 420 SH SOLE 0 0 0 420 EATON VANCE COR COM 278265103 1693.59 61340 SH SOLE 11 0 0 61340 EATON VANCE MUN COM 27827K109 374.00 27480 SH SOLE 0 0 0 27480 EATON VANCE MUN COM 27827X101 267.46 20095 SH SOLE 0 0 0 20095 EATON VANCE SH COM 27828V104 398.44 23830 SH SOLE 0 0 0 23830 EATON VANCE TAX COM 27828Y108 283.28 21691 SH SOLE 0 0 0 21691 EATON VANCE TAX COM 27829F108 155.66 16282 SH SOLE 0 0 0 16282 EBAY INC COM 278642103 112.38 5731 SH SOLE 0 0 0 5731 ECHELON CORP COM 27874N105 236.39 32250 SH SOLE 0 0 0 32250 ECOLAB INC COM 278865100 619.80 13801 SH SOLE 11 0 0 13801 ECOLAB INC COM 278865100 3.86 86 SH SOLE 0 0 0 86 EMERSON ELECTR COM 291011104 336.81 7709 SH SOLE 0 0 0 7709 ENBRIDGE ENERGY COM 29250R106 332.52 6343 SH SOLE 0 0 0 6343 ENBRIDGE ENERGY COM 29250R106 1408.37 26867 SH SOLE 11 0 0 26867 ENERGY INCOME & COM 292697109 229.51 9664 SH SOLE 0 0 0 9664 ENERGY TRANSFER UT LP 29273R109 1492.54 32167 SH SOLE 11 0 0 32167 ENERGY TRANSFER UT LP 29273R109 274.26 5911 SH SOLE 0 0 0 5911 ENERGY TRANSFER UT LP 29273R109 11.65 251 SH SOLE 7 0 0 251 ENERPLUS RES FD UT TR 29274D604 199.95 9270 SH SOLE 0 0 0 9270 ENERSYS SR NT NOTE 29275YAA0 171.28 189000 SH SOLE 19 0 0 189000 ENTERPRISE PROD COM 293792107 1909.62 53990 SH SOLE 11 0 0 53990 ENTERPRISE PROD COM 293792107 710.90 20099 SH SOLE 0 0 0 20099 ENTREMED INC COM 29382F103 6.65 16500 SH SOLE 0 0 0 16500 EURONET WORLDW NOTE 298736AF6 9.30 10000 SH SOLE 19 0 0 10000 EVERGREEN INCOM COM SHS 30023Y105 217.12 22903 SH SOLE 0 0 0 22903 EVERGREEN GLOBA COM 30024H101 344.31 38600 SH SOLE 0 0 0 38600 EVERGREEN SOLAR COM 30033R108 16.32 23930 SH SOLE 0 0 0 23930 EXELON CORP COM 30161N101 397.43 10467 SH SOLE 0 0 0 10467 EXXON MOBIL COM 30231G102 4387.37 76877 SH SOLE 0 0 0 76877 EXXON MOBIL COM 30231G102 4.85 85 SH SOLE 12 0 0 85 EXXON MOBIL COM 30231G102 98.96 1734 SH SOLE 11 0 0 1734 FEI CO SUB NT NOTE 30241LAF6 12.82 13000 SH SOLE 19 0 0 13000 FREDDIE MAC COM 313400301 6.39 15470 SH SOLE 0 0 0 15470 FANNIE MAE COM 313586109 7.30 21325 SH SOLE 0 0 0 21325 FELCOR LODGING COM 31430F101 0.40 80 SH SOLE 0 0 0 80 FELCOR LODGING COM 31430F101 52.91 10603 SH SOLE 1 0 0 10603 FIFTH THIRD BAN COM 316773100 81.68 6646 SH SOLE 0 0 0 6646 FIFTH THIRD BAN COM 316773100 33.50 2726 SH SOLE 1 0 0 2726 FIRST SOLAR INC COM 336433107 235.17 2066 SH SOLE 0 0 0 2066 FIRST SOLAR INC COM 336433107 12.75 112 SH SOLE 12 0 0 112 FORD MOTOR CO COM PAR 345370860 2.60 258 SH SOLE 7 0 0 258 FORD MOTOR CO COM PAR 345370860 887.89 88084 SH SOLE 0 0 0 88084 FORD MOTOR CO COM PAR 345370860 46.57 4620 SH SOLE 3 0 0 4620 FREEPORT MCMORA COM 35671D857 680.87 11515 SH SOLE 0 0 0 11515 FRONTIER COMMUN COM 35906A108 46.67 6564 SH SOLE 1 0 0 6564 FRONTIER COMMUN COM 35906A108 29.09 4092 SH SOLE 7 0 0 4092 FRONTIER COMMUN COM 35906A108 258.81 36401 SH SOLE 0 0 0 36401 FUELCELL ENERGY COM 35952H106 25.41 21530 SH SOLE 0 0 0 21530 GENERAL CABLE NOTE 369300AD0 43.50 50000 SH SOLE 19 0 0 50000 GENERAL ELECTR COM 369604103 0.65 45 SH SOLE 13 0 0 45 GENERAL ELECTR COM 369604103 2998.08 207911 SH SOLE 0 0 0 207911 GENERAL ELECTR COM 369604103 33.74 2340 SH SOLE 1 0 0 2340 GENERAL ELECTR COM 369604103 3.53 245 SH SOLE 2 0 0 245 GENEREX BIOTECH COM 371485103 7.37 22000 SH SOLE 0 0 0 22000 GERON CORP COM 374163103 167.99 33465 SH SOLE 0 0 0 33465 GILEAD SCIENCES COM 375558103 259.57 7572 SH SOLE 0 0 0 7572 GILEAD SCIENCES COM 375558103 26.84 783 SH SOLE 1 0 0 783 GLOBAL INDS LTD DBCV 379336AE0 173.28 290000 SH SOLE 19 0 0 290000 GOLDEN STAR RES COM 38119T104 70.08 16000 SH SOLE 0 0 0 16000 GOLDMAN SACHS COM 38141G104 825.16 6286 SH SOLE 0 0 0 6286 GOLDMAN SACHS COM 38141G104 23.10 176 SH SOLE 1 0 0 176 GOOGLE INC CL A 38259P508 662.98 1490 SH SOLE 0 0 0 1490 GOOGLE INC CL A 38259P508 28.92 65 SH SOLE 1 0 0 65 GRUBB AND ELLIS COM PAR 400095204 18.13 18500 SH SOLE 0 0 0 18500 HRPT PPTYS TR COM BEN 40426W101 55.46 8930 SH SOLE 0 0 0 8930 HRPT PPTYS TR COM BEN 40426W101 3.84 618 SH SOLE 1 0 0 618 HANCOCK JOHN IN TAX ADV 41013P749 257.37 22696 SH SOLE 0 0 0 22696 HANCOCK JOHN TA COM 41013V100 240.35 18675 SH SOLE 0 0 0 18675 HANOVER COMPRES NOTE 410768AE5 19.03 20000 SH SOLE 0 0 0 20000 HANOVER COMPRES NOTE 410768AE5 143.64 151000 SH SOLE 19 0 0 151000 HASBRO INC COM 418056107 22.61 550 SH SOLE 0 0 0 550 HEALTH CARE REI COM 42217K106 184.66 4384 SH SOLE 0 0 0 4384 HEALTH CARE REI COM 42217K106 21.78 517 SH SOLE 7 0 0 517 HECLA MINING COM 422704106 71.31 13660 SH SOLE 0 0 0 13660 HEMISPHERX BIOP COM 42366C103 4.69 10000 SH SOLE 0 0 0 10000 HEWLETT PACKARD COM 428236103 334.52 7729 SH SOLE 0 0 0 7729 HEWLETT PACKARD COM 428236103 46.35 1071 SH SOLE 3 0 0 1071 HEWLETT PACKARD COM 428236103 98.03 2265 SH SOLE 13 0 0 2265 HEWLETT PACKARD COM 428236103 10.82 250 SH SOLE 12 0 0 250 HOME DEPOT INC COM 437076102 391.68 13954 SH SOLE 0 0 0 13954 HOME DEPOT INC COM 437076102 40.28 1435 SH SOLE 3 0 0 1435 HONEYWELL INTL COM 438516106 331.56 8495 SH SOLE 0 0 0 8495 HORNBECK OFFSH FRNT 440543AE6 155.53 206000 SH SOLE 19 0 0 206000 HUNTINGTON BANC COM 446150104 91.64 16541 SH SOLE 0 0 0 16541 HUNTINGTON BANC COM 446150104 17.46 3152 SH SOLE 12 0 0 3152 HUNTSMAN CORP COM 447011107 278.74 32150 SH SOLE 0 0 0 32150 ILLINOIS TOOL COM 452308109 654.53 15856 SH SOLE 11 0 0 15856 ILLINOIS TOOL COM 452308109 66.01 1599 SH SOLE 0 0 0 1599 IMPAC MTG HLDGS COM NEW 45254P508 29.03 10294 SH SOLE 0 0 0 10294 ING GLOBAL EQUI COM 45684E107 251.85 24193 SH SOLE 0 0 0 24193 INTEL CORP COM 458140100 819.15 42115 SH SOLE 0 0 0 42115 INTEL CORP COM 458140100 4.47 230 SH SOLE 2 0 0 230 IBM CORP COM 459200101 1461.24 11834 SH SOLE 11 0 0 11834 IBM CORP COM 459200101 1585.49 12840 SH SOLE 0 0 0 12840 IBM CORP COM 459200101 3.58 29 SH SOLE 7 0 0 29 INTUITIVE SUR COM NEW 46120E602 364.54 1155 SH SOLE 0 0 0 1155 INVERNESS MED COM 46126P106 189.95 7125 SH SOLE 0 0 0 7125 INVESTORS CAP COM 46147M108 2080.74 865171 SH SOLE 0 0 0 865171 ISHARES COMEX ISHARE 464285105 626.02 51440 SH SOLE 0 0 0 51440 ISHARES INC MSC MSCI 464286400 256.31 4145 SH SOLE 0 0 0 4145 ISHARES TR LARG LARGE 464287127 663.58 11177 SH SOLE 0 0 0 11177 ISHARES TR DOW JDJ SEL 464287168 656.73 15478 SH SOLE 0 0 0 15478 ISHARES TR BARC BARCLY 464287176 379.85 3553 SH SOLE 11 0 0 3553 ISHARES TR BARC BARCLY 464287176 4162.82 38938 SH SOLE 0 0 0 38938 ISHARES TR XINH FTSE 464287184 103.02 2633 SH SOLE 0 0 0 2633 ISHARES TR 500 S&P INX 464287200 436.93 4223 SH SOLE 0 0 0 4223 ISHARES TR AGGR BARCLY 464287226 1221.27 11387 SH SOLE 0 0 0 11387 ISHARES TR EMER MSCI 464287234 8.58 230 SH SOLE 1 0 0 230 ISHARES TR EMER MSCI 464287234 489.21 13109 SH SOLE 0 0 0 13109 ISHARES TR USD IBOXX 464287242 452.08 4168 SH SOLE 0 0 0 4168 ISHARES TR USD IBOXX 464287242 48.70 449 SH SOLE 1 0 0 449 ISHARES TR TELE S&P GBP 464287275 820.97 17168 SH SOLE 0 0 0 17168 ISHARES S&P GRO S&p 500 464287309 297.68 5623 SH SOLE 0 0 0 5623 ISHARES TR 150 S&P TPX 464287382 225.47 5665 SH SOLE 0 0 0 5665 ISHARES TR LATI S&P LTN 464287390 110.80 2675 SH SOLE 0 0 0 2675 ISHARES S&P VAL S&P 500 464287408 353.53 7119 SH SOLE 0 0 0 7119 ISHARES TR 7-10 BARCLY 464287440 459.69 4805 SH SOLE 0 0 0 4805 ISHARES TR 1-3 BARCLY 464287457 1840.43 21879 SH SOLE 0 0 0 21879 ISHARES TR EAFE MSCI 464287465 1256.44 27014 SH SOLE 0 0 0 27014 ISHARES TR MIDC RUSSEL 464287473 529.51 14531 SH SOLE 0 0 0 14531 ISHARES TR MIDC RUSSEL 464287481 212.91 4872 SH SOLE 0 0 0 4872 ISHARES TR MIDC RUSSEL 464287499 581.69 7232 SH SOLE 0 0 0 7232 ISHARES TR MIDC S&P MID 464287507 336.40 4730 SH SOLE 0 0 0 4730 ISHARES TR 1000 RUSSEL 464287598 975.51 17995 SH SOLE 0 0 0 17995 ISHARES 400 GRO S&P MC 464287606 383.61 4990 SH SOLE 0 0 0 4990 ISHARES TR 1000 RUSSEL 464287614 408.00 8902 SH SOLE 0 0 0 8902 ISHARES TR 1000 RUSSEL 464287622 207.53 3632 SH SOLE 0 0 0 3632 ISHARES TR 2000 RUSSEL 464287630 234.62 4113 SH SOLE 0 0 0 4113 ISHARES TR 2000 RUSSEL 464287630 21.45 376 SH SOLE 1 0 0 376 ISHARES TR 2000 RUSSEL 464287648 194.23 2918 SH SOLE 0 0 0 2918 ISHARES TR 2000 RUSSEL 464287655 10.39 170 SH SOLE 8 0 0 170 ISHARES TR 2000 RUSSEL 464287655 1045.41 17106 SH SOLE 0 0 0 17106 ISHARES S&P MID S&P MC 464287705 465.40 7259 SH SOLE 0 0 0 7259 ISHARES TR SMAL S&P SC 464287804 367.00 6779 SH SOLE 0 0 0 6779 ISHARES TR SMAL S&P SC 464287887 331.45 5821 SH SOLE 0 0 0 5821 ISHARES TR INFR S&P GLO 464288372 225.49 7709 SH SOLE 0 0 0 7709 ISHARES TR NATL S&P NTL 464288414 733.47 7051 SH SOLE 0 0 0 7051 ISHARES TR IBOX HIGH YD 464288513 227.69 2682 SH SOLE 0 0 0 2682 ISHARES TR IBOX HIGH YD 464288513 96.87 1141 SH SOLE 1 0 0 1141 ISHARES TR 1-3 BARCLY 464288646 33.46 322 SH SOLE 1 0 0 322 ISHARES TR 1-3 BARCLY 464288646 845.75 8140 SH SOLE 0 0 0 8140 ISHARES TR US US PFD 464288687 49.88 1346 SH SOLE 1 0 0 1346 ISHARES TR US US PFD 464288687 667.77 18019 SH SOLE 0 0 0 18019 ISHARES TR 2015 S&P AMT 464289339 276.82 5345 SH SOLE 0 0 0 5345 ISHARES SILVER ISHARE 46428Q109 424.84 23330 SH SOLE 0 0 0 23330 JA SOLAR HLDGS SP ADR 466090107 28.48 6125 SH SOLE 0 0 0 6125 JDS UNIPHASE COM PAR 46612J507 107.05 10879 SH SOLE 0 0 0 10879 JDS UNIPHASE COM PAR 46612J507 47.92 4870 SH SOLE 3 0 0 4870 JP MORGAN CHASE COM 46625H100 726.59 19847 SH SOLE 0 0 0 19847 JOHNSON & JOHN COM 478160104 1095.80 18554 SH SOLE 0 0 0 18554 JOHNSON & JOHN COM 478160104 3.54 60 SH SOLE 2 0 0 60 JOHNSON & JOHN COM 478160104 67.51 1143 SH SOLE 11 0 0 1143 K V PHARMACEUT CL A 482740206 29.40 35000 SH SOLE 0 0 0 35000 KAYNE ANDERSON COM 486606106 146.54 5599 SH SOLE 0 0 0 5599 KAYNE ANDERSON COM 486606106 115.02 4395 SH SOLE 1 0 0 4395 KENDLE INTL INC NOTE 48880LAA5 36.80 40000 SH SOLE 19 0 0 40000 KEYCORP NEW COM 493267108 192.01 24969 SH SOLE 0 0 0 24969 KIMBERLY CLARK COM 494368103 306.32 5052 SH SOLE 0 0 0 5052 KINDER MORGAN UT LP 494550106 406.10 6242 SH SOLE 11 0 0 6242 KINDER MORGAN UT LP 494550106 20.10 309 SH SOLE 7 0 0 309 KINDER MORGAN UT LP 494550106 590.72 9080 SH SOLE 0 0 0 9080 KING PHARMACEUT NOTE 495582AJ7 65.84 76000 SH SOLE 19 0 0 76000 KINROSS GOLD COM NPR 496902404 174.84 10206 SH SOLE 0 0 0 10206 KINROSS GOLD NOTE 496902AD9 46.32 48000 SH SOLE 19 0 0 48000 KOHLBERG CAP COM 500233101 50.10 10000 SH SOLE 0 0 0 10000 KRAFT FOODS CL A 50075N104 502.87 17960 SH SOLE 0 0 0 17960 KULICKE & SOFFA COM 501242101 500.64 71316 SH SOLE 0 0 0 71316 LMP REAL ESTATE COM 50208C108 115.15 13975 SH SOLE 0 0 0 13975 LSI CORP COM 502161102 91.44 19878 SH SOLE 0 0 0 19878 LSI CORP COM 502161102 6.35 1380 SH SOLE 1 0 0 1380 LAS VEGAS SANDS COM 517834107 280.23 12657 SH SOLE 0 0 0 12657 LEVEL 3 COMMUN COM 52729N100 31.85 29218 SH SOLE 0 0 0 29218 LIFEPOINT HOSPS NOTE 53219LAH2 24.02 26000 SH SOLE 19 0 0 26000 LILLY ELI & CO COM 532457108 398.11 11884 SH SOLE 0 0 0 11884 LILLY ELI & CO COM 532457108 104.69 3125 SH SOLE 13 0 0 3125 LINEAR TECHNOL COM 535678106 1069.94 38473 SH SOLE 11 0 0 38473 LINEAR TECHNOL COM 535678106 122.09 4390 SH SOLE 0 0 0 4390 LINN ENERGY LLC UNIT 536020100 333.60 12565 SH SOLE 11 0 0 12565 LINN ENERGY LLC UNIT 536020100 370.23 13945 SH SOLE 0 0 0 13945 LOCAL COM CORP COM 53954R105 167.58 24500 SH SOLE 0 0 0 24500 MBIA INC COM 55262C100 18.79 3350 SH SOLE 0 0 0 3350 MBIA INC COM 55262C100 68.86 12275 SH SOLE 13 0 0 12275 MFS INTERMEDIAT SH BEN 55273C107 260.80 38353 SH SOLE 0 0 0 38353 MFS GOVT MKTS SH BEN 552939100 115.90 15150 SH SOLE 0 0 0 15150 MAGELLAN MIDSTR COM LP 559080106 54.05 1156 SH SOLE 0 0 0 1156 MAGELLAN MIDSTR COM LP 559080106 17.72 379 SH SOLE 7 0 0 379 MAGELLAN MIDSTR COM LP 559080106 1849.82 39568 SH SOLE 11 0 0 39568 MANAGED HIGH YL COM 561911108 22.47 10500 SH SOLE 0 0 0 10500 MANULIFE FINL COM 56501R106 217.80 14938 SH SOLE 0 0 0 14938 MARKET VECTORS GOLD 57060U100 627.16 12070 SH SOLE 0 0 0 12070 MASSEY ENERGY NOTE 576203AJ2 156.28 188000 SH SOLE 19 0 0 188000 MASSEY ENERGY NOTE 576203AJ2 14.96 18000 SH SOLE 1 0 0 18000 MCDONALDS CORP COM 580135101 5.27 80 SH SOLE 2 0 0 80 MCDONALDS CORP COM 580135101 1522.39 23112 SH SOLE 11 0 0 23112 MCDONALDS CORP COM 580135101 549.09 8336 SH SOLE 0 0 0 8336 MCGRAW HILL COM 580645109 134.82 4791 SH SOLE 0 0 0 4791 MCGRAW HILL COM 580645109 99.90 3550 SH SOLE 13 0 0 3550 MEDICAL PROPERT COM 58463J304 84.12 8912 SH SOLE 0 0 0 8912 MEDICAL PROPERT COM 58463J304 59.25 6276 SH SOLE 1 0 0 6276 MEDICIS PHARMAC NOTE 58470KAA2 154.25 156000 SH SOLE 19 0 0 156000 MEDTRONIC INC COM 585055106 214.40 5911 SH SOLE 0 0 0 5911 MEDTRONIC INC COM 585055106 390.22 10759 SH SOLE 11 0 0 10759 MEDTRONIC INC NOTE 585055AL0 49.69 50000 SH SOLE 15 0 0 50000 MEDTRONIC INC NOTE 585055AL0 42.73 43000 SH SOLE 19 0 0 43000 MEDTRONIC INC NOTE 585055AM8 22.06 22000 SH SOLE 19 0 0 22000 MELCO CROWN ADR 585464100 16.46 4401 SH SOLE 1 0 0 4401 MELCO CROWN ADR 585464100 82.65 22100 SH SOLE 0 0 0 22100 MERCK & CO INC COM 58933Y105 56.62 1619 SH SOLE 13 0 0 1619 MERCK & CO INC COM 58933Y105 557.94 15955 SH SOLE 0 0 0 15955 MERIDIAN BIOSCI COM 589584101 743.19 43717 SH SOLE 11 0 0 43717 MERIDIAN BIOSCI COM 589584101 25.57 1504 SH SOLE 0 0 0 1504 MFS HIGH YIELD SH BEN 59318E102 138.74 30900 SH SOLE 0 0 0 30900 MFS INTERMEDIAT SH BEN 59318T109 19.65 7251 SH SOLE 0 0 0 7251 MICROSOFT CORP COM 594918104 1128.20 49031 SH SOLE 0 0 0 49031 MICROSOFT CORP COM 594918104 39.81 1730 SH SOLE 3 0 0 1730 MICROVISION INC COM 594960106 208.27 70360 SH SOLE 0 0 0 70360 MICRON TECHNOL COM 595112103 65.87 7758 SH SOLE 0 0 0 7758 MICRON TECHNOL COM 595112103 148.15 17450 SH SOLE 13 0 0 17450 MICRON TECHNOL COM 595112103 48.48 5710 SH SOLE 3 0 0 5710 MIDWAY GOLD COM 598153104 12.08 26250 SH SOLE 0 0 0 26250 MINDSPEED TECHN COM NEW 602682205 106.61 14233 SH SOLE 0 0 0 14233 MOLINA HEALTHCA NOTE 60855RAA8 224.70 240000 SH SOLE 19 0 0 240000 MONSANTO CO NEW COM 61166W101 12.71 275 SH SOLE 1 0 0 275 MONSANTO CO NEW COM 61166W101 476.42 10308 SH SOLE 0 0 0 10308 MORGAN STANLEY COM NEW 617446448 164.52 7088 SH SOLE 0 0 0 7088 MOSAIC CO COM 61945A107 119.30 3061 SH SOLE 0 0 0 3061 MOTOROLA INC COM 620076109 74.05 11357 SH SOLE 0 0 0 11357 MUELLER WTR PRO COM SER 624758108 12.60 3397 SH SOLE 0 0 0 3397 MUELLER WTR PRO COM SER 624758108 36.62 9871 SH SOLE 1 0 0 9871 NII HLDGS INC NOTE 62913FAF9 19.98 20000 SH SOLE 19 0 0 20000 NII HLDGS INC NOTE 62913FAJ1 28.31 30000 SH SOLE 19 0 0 30000 NANOPHASE TECH COM 630079101 57.32 49415 SH SOLE 0 0 0 49415 NASDAQ STK NALC NOTE 631103AA6 14.23 15000 SH SOLE 1 0 0 15000 NASH-FINCH CO FRNT 631158AD4 167.96 385000 SH SOLE 19 0 0 385000 NATIONAL RETAIL NOTE 637417AC0 50.10 48000 SH SOLE 19 0 0 48000 NATURAL RESOUR COM LP 63900P103 1048.20 44340 SH SOLE 11 0 0 44340 NATURAL RESOUR COM LP 63900P103 38.90 1645 SH SOLE 0 0 0 1645 NEVADA GOLD COM NEW 64126Q206 14.96 17000 SH SOLE 0 0 0 17000 NEUBERGER BERM COM 64190A103 70.63 21146 SH SOLE 0 0 0 21146 NEWMONT MNG COR NOTE 651639AH9 28.50 20000 SH SOLE 19 0 0 20000 NICHOLAS APPLEG COM 65370F101 244.57 26671 SH SOLE 0 0 0 26671 NOKIA CORP SP ADR 654902204 95.49 11716 SH SOLE 0 0 0 11716 NORDSTROM INC COM 655664100 289.46 8992 SH SOLE 0 0 0 8992 NORTH AMERICAN COM 656912102 457.48 147100 SH SOLE 0 0 0 147100 NOVAGOLD RES COM NEW 66987E206 94.93 13600 SH SOLE 0 0 0 13600 NOVAVAX INC COM 670002104 57.94 26700 SH SOLE 0 0 0 26700 NOVO NORDISK A. ADR 670100205 1045.73 12907 SH SOLE 11 0 0 12907 NOVO NORDISK A. ADR 670100205 10.29 127 SH SOLE 0 0 0 127 NUCOR CORP COM 670346105 140.24 3664 SH SOLE 0 0 0 3664 NUCOR CORP COM 670346105 2.18 57 SH SOLE 7 0 0 57 NUCOR CORP COM 670346105 41.15 1075 SH SOLE 1 0 0 1075 NUCOR CORP COM 670346105 547.10 14292 SH SOLE 11 0 0 14292 NUSTAR ENERGY UNIT 67058H102 10.16 177 SH SOLE 0 0 0 177 NUSTAR ENERGY UNIT 67058H102 1394.81 24304 SH SOLE 11 0 0 24304 NUSTAR GP HLDGS UNIT 67059L102 132.27 4300 SH SOLE 11 0 0 4300 NUSTAR GP HLDGS UNIT 67059L102 123.04 4000 SH SOLE 0 0 0 4000 NUVEEN INSURED COM 67062N103 175.56 12200 SH SOLE 0 0 0 12200 NVIDIA CORP COM 67066G104 139.02 13616 SH SOLE 0 0 0 13616 NUVEEN EQUITY COM 6706ER101 166.03 13733 SH SOLE 0 0 0 13733 NUVEEN QUALITY COM 67071S101 145.77 20359 SH SOLE 0 0 0 20359 NUVEEN QUALITY COM 67072C105 241.63 32175 SH SOLE 0 0 0 32175 NUVEEN ENHANCED COM 67074M101 229.76 16400 SH SOLE 0 0 0 16400 ORACLE CORP COM 68389X105 40.90 1906 SH SOLE 3 0 0 1906 ORACLE CORP COM 68389X105 311.89 14534 SH SOLE 0 0 0 14534 ORACLE CORP COM 68389X105 3.13 146 SH SOLE 7 0 0 146 ORBITAL SCIENC NOTE 685564AN6 150.45 159000 SH SOLE 19 0 0 159000 PNC FINL SVCS COM 693475105 204.15 3613 SH SOLE 0 0 0 3613 PACCAR INC COM 693718108 355.16 8908 SH SOLE 0 0 0 8908 PACIFIC ETHANOL COM 69423U107 36.29 56700 SH SOLE 0 0 0 56700 PALM INC COM 696643105 1.19 210 SH SOLE 0 0 0 210 PALOMAR MED TEC COM NEW 697529303 4.48 400 SH SOLE 0 0 0 400 PARKER DRILLING COM 701081101 105.17 26625 SH SOLE 0 0 0 26625 PAYCHEX INC COM 704326107 395.27 15220 SH SOLE 11 0 0 15220 PAYCHEX INC COM 704326107 123.22 4745 SH SOLE 0 0 0 4745 PENGROWTH ENERG TR UNIT 706902509 4.58 500 SH SOLE 8 0 0 500 PENGROWTH ENERG TR UNIT 706902509 148.57 16219 SH SOLE 0 0 0 16219 PENN WEST ENERG TR UNIT 707885109 620.49 32623 SH SOLE 0 0 0 32623 PEPCO HLDGS INC COM 713291102 14.47 923 SH SOLE 1 0 0 923 PEPCO HLDGS INC COM 713291102 212.26 13537 SH SOLE 0 0 0 13537 PEPSICO INC COM 713448108 678.02 11124 SH SOLE 0 0 0 11124 PEPSICO INC COM 713448108 1190.74 19536 SH SOLE 11 0 0 19536 PETROLEO BRASIL SP ADR 71654V408 257.71 7509 SH SOLE 0 0 0 7509 PETROLEO BRASIL SP ADR 71654V408 12.01 350 SH SOLE 1 0 0 350 PFIZER INC COM 717081103 1462.00 102524 SH SOLE 0 0 0 102524 PFIZER INC COM 717081103 97.89 6865 SH SOLE 13 0 0 6865 PFIZER INC COM 717081103 3.18 223 SH SOLE 2 0 0 223 PFIZER INC COM 717081103 28.38 1990 SH SOLE 11 0 0 1990 PHILIP MORRIS COM 718172109 45.06 983 SH SOLE 1 0 0 983 PHILIP MORRIS COM 718172109 23.88 521 SH SOLE 7 0 0 521 PHILIP MORRIS COM 718172109 734.99 16034 SH SOLE 0 0 0 16034 PHILIP MORRIS COM 718172109 4.58 100 SH SOLE 12 0 0 100 PIEDMONT OFFICE COM CLA 720190206 337.03 17994 SH SOLE 0 0 0 17994 PIEDMONT OFFICE COM CLA 720190206 6.11 326 SH SOLE 11 0 0 326 PIMCO MUN INC COM 72200W106 375.78 33108 SH SOLE 0 0 0 33108 PIMCO HIGH INC COM SHS 722014107 227.14 18897 SH SOLE 0 0 0 18897 PIMCO MUN INC COM 72201A103 115.66 10543 SH SOLE 0 0 0 10543 PIMCO CORPORATE COM 72201B101 180.65 10475 SH SOLE 0 0 0 10475 PIMCO CORPORATE COM 72201B101 55.14 3197 SH SOLE 1 0 0 3197 PLAINS ALL AME UNIT LP 726503105 200.79 3421 SH SOLE 0 0 0 3421 PLAINS ALL AME UNIT LP 726503105 1557.85 26539 SH SOLE 11 0 0 26539 PLUG PWR INC COM 72919P103 29.59 64335 SH SOLE 0 0 0 64335 POTASH CORP OF COM 73755L107 779.78 9042 SH SOLE 0 0 0 9042 POWERSHARES QQQ UNIT 73935A104 1210.44 28341 SH SOLE 0 0 0 28341 POWERSHARES DB UNIT BI 73935S105 308.76 14315 SH SOLE 0 0 0 14315 POWERSHARES EXC FINL 73935X229 915.18 56632 SH SOLE 0 0 0 56632 POWERSHARES EXC FINL 73935X229 33.10 2048 SH SOLE 1 0 0 2048 POWERSHARES EXC CLEANT 73935X278 320.54 15242 SH SOLE 0 0 0 15242 POWERSHARES EXC WNDRHL 73935X500 72.56 8785 SH SOLE 0 0 0 8785 POWERSHARES EXC WATER 73935X575 13.55 900 SH SOLE 8 0 0 900 POWERSHARES EXC WATER 73935X575 913.09 60630 SH SOLE 0 0 0 60630 POWERSHARES EXC DYNM 73935X708 556.32 35367 SH SOLE 0 0 0 35367 POWERSHARSE GLO S&P 500 73936G308 223.42 11576 SH SOLE 0 0 0 11576 PRAXAIR INC COM 74005P104 2.96 39 SH SOLE 7 0 0 39 PRAXAIR INC COM 74005P104 113.26 1490 SH SOLE 0 0 0 1490 PRAXAIR INC COM 74005P104 1236.17 16268 SH SOLE 11 0 0 16268 PRICELINE COM NEW 741503403 173.19 981 SH SOLE 0 0 0 981 PRICELINE COM NEW 741503403 1.41 8 SH SOLE 7 0 0 8 PROCTER & GAMBL COM 742718109 1261.28 21028 SH SOLE 0 0 0 21028 PROCTER & GAMBL COM 742718109 1213.37 20230 SH SOLE 11 0 0 20230 PROSHARES ULTR PSHS 74347R313 90.68 2077 SH SOLE 0 0 0 2077 PROSHARES SHORT PSHS 74347R503 3380.58 61454 SH SOLE 0 0 0 61454 PROSHARES ULTRA PSHS 74347R628 231.26 9900 SH SOLE 0 0 0 9900 PROSHARES SHORT PSHS 74347R701 1627.54 30134 SH SOLE 0 0 0 30134 PROSHARES TR OI PSHS 74347R719 695.54 27744 SH SOLE 0 0 0 27744 PROSHARES ULTRA PSHS 74347R883 219.92 5833 SH SOLE 0 0 0 5833 PROSHARES TR SHRT 20 74347X849 96.41 2252 SH SOLE 0 0 0 2252 PROSPECT CAP COM 74348T102 297.97 30878 SH SOLE 0 0 0 30878 PROVIDENT ENERG TR UNIT 74386K104 293.11 42665 SH SOLE 0 0 0 42665 PUTNAM PREMIER SH BEN 746853100 109.25 16859 SH SOLE 0 0 0 16859 QUALCOMM INC COM 747525103 3.38 103 SH SOLE 2 0 0 103 QUALCOMM INC COM 747525103 385.31 11733 SH SOLE 0 0 0 11733 QUALCOMM INC COM 747525103 1.38 42 SH SOLE 13 0 0 42 QUANTUM FUEL SY COM 74765E109 25.81 48150 SH SOLE 0 0 0 48150 QWEST COMMUNICA COM 749121109 15.54 2960 SH SOLE 0 0 0 2960 RAIT FINL TR COM 749227104 8.42 4500 SH SOLE 0 0 0 4500 RF MICRO DEVICE NOTE 749941AJ9 53.40 60000 SH SOLE 19 0 0 60000 RAYONIER TRS NOTE 75508AAB2 38.25 37000 SH SOLE 19 0 0 37000 RAYTHEON CO COM NEW 755111507 123.02 2542 SH SOLE 0 0 0 2542 RAYTHEON CO COM NEW 755111507 2.32 48 SH SOLE 7 0 0 48 RENTECH INC COM 760112102 20.79 21000 SH SOLE 0 0 0 21000 RESEARCH IN MOT COM 760975102 191.33 3884 SH SOLE 0 0 0 3884 RITE AID COM 767754104 35.66 36385 SH SOLE 0 0 0 36385 ROYAL BK SCOTLA ADR PR 780097770 11.16 1000 SH SOLE 0 0 0 1000 RUBICON MINERAL COM 780911103 104.01 30500 SH SOLE 0 0 0 30500 SAIC INC COM 78390X101 529.25 31616 SH SOLE 0 0 0 31616 SEI INVESTMENTS COM 784117103 316.21 15531 SH SOLE 11 0 0 15531 SESI L L C GTD NOTE 78412FAH7 114.69 125000 SH SOLE 19 0 0 125000 SPDR S&P 500 UNIT 78462F103 1898.26 18390 SH SOLE 0 0 0 18390 SPDR S&P 500 UNIT 78462F103 20.64 200 SH SOLE 8 0 0 200 SPDR GOLD TR GOLD 78463V107 2798.27 22997 SH SOLE 0 0 0 22997 SPDR SER TR LEH BRCLY 78464A417 55.41 1465 SH SOLE 0 0 0 1465 SPDR SER TR LEH BRCLY 78464A417 17.67 467 SH SOLE 1 0 0 467 SPDR SER TR NUV BRCLY 78464A425 265.15 11002 SH SOLE 0 0 0 11002 SPDR SER TR NUV BRCLY 78464A458 284.80 12415 SH SOLE 0 0 0 12415 SPDR SER TR TRE BRCLY 78464A516 45.96 855 SH SOLE 21 0 0 855 SPDR SER TR TRE BRCLY 78464A516 408.77 7605 SH SOLE 0 0 0 7605 SPDR SER TR DOW DJ RT 78464A607 309.58 6069 SH SOLE 0 0 0 6069 SPDR SER TR DOW DJ TIL 78464A805 211.37 2754 SH SOLE 0 0 0 2754 SPDR DOW JONES UTSER1 78467X109 509.16 5210 SH SOLE 0 0 0 5210 SPDR S&P MIDCAP UTSER1 78467Y107 1208.48 9356 SH SOLE 0 0 0 9356 SPDR S&P MIDCAP UTSER1 78467Y107 16.15 125 SH SOLE 8 0 0 125 SANDISK CORP COM 80004C101 139.25 3310 SH SOLE 0 0 0 3310 SANDISK CORP SR NOTE 80004CAC5 175.97 198000 SH SOLE 19 0 0 198000 SATCON TECHNOL COM 803893106 154.01 53850 SH SOLE 0 0 0 53850 SCHEIN HENRY NOTE 806407AB8 8.33 7000 SH SOLE 19 0 0 7000 SELECT SECTOR SBI 81369Y506 386.27 7775 SH SOLE 0 0 0 7775 SECTOR SPDR TR SBI 81369Y605 243.51 17633 SH SOLE 0 0 0 17633 SECTOR SPDR TR SBI 81369Y886 201.94 7146 SH SOLE 0 0 0 7146 SILVER WHEATON COM 828336107 219.25 10908 SH SOLE 0 0 0 10908 SIRIUS XM RADIO COM 82967N108 122.54 129121 SH SOLE 0 0 0 129121 SMART BALANCE COM 83169Y108 3.76 920 SH SOLE 0 0 0 920 SMART BALANCE COM 83169Y108 34.97 8551 SH SOLE 1 0 0 8551 SMITH & WESSON NOTE 831756AB7 80.54 84000 SH SOLE 19 0 0 84000 SONOSIGHT INC E NOTE 83568GAA2 176.56 177000 SH SOLE 19 0 0 177000 SOTHEBYS SR NT NOTE 835898AC1 153.26 158000 SH SOLE 19 0 0 158000 SOUTHERN CO COM 842587107 477.39 14345 SH SOLE 0 0 0 14345 SOUTHERN COPPER COM 84265V105 18.10 682 SH SOLE 1 0 0 682 SOUTHERN COPPER COM 84265V105 230.21 8674 SH SOLE 0 0 0 8674 SOUTHERN COPPER COM 84265V105 3.08 116 SH SOLE 7 0 0 116 SPRINT NEXTEL COM SER 852061100 52.63 12412 SH SOLE 0 0 0 12412 SPRINT NEXTEL COM SER 852061100 49.93 11775 SH SOLE 13 0 0 11775 STAAR SURGICAL COM PAR 852312305 63.03 11020 SH SOLE 0 0 0 11020 STARBUCKS CORP COM 855244109 212.55 8747 SH SOLE 0 0 0 8747 STEMCELLS INC COM 85857R105 86.08 91570 SH SOLE 0 0 0 91570 SUNOCO LOGISTI COM UT 86764L108 371.13 5155 SH SOLE 0 0 0 5155 SUNOCO LOGISTI COM UT 86764L108 22.46 312 SH SOLE 7 0 0 312 SUNOCO LOGISTI COM UT 86764L108 1873.57 26022 SH SOLE 11 0 0 26022 SUNPOWER CORP DBCV 867652AA7 133.38 156000 SH SOLE 19 0 0 156000 SUNPOWER CORP DBCV 867652AC3 59.44 75000 SH SOLE 19 0 0 75000 TECO ENERGY INC COM 872375100 132.84 8815 SH SOLE 0 0 0 8815 TECO ENERGY INC COM 872375100 109.63 7275 SH SOLE 13 0 0 7275 TTM TECHNOLOGIE NOTE 87305RAC3 130.14 145000 SH SOLE 19 0 0 145000 TAIWAN SEMICOND SP ADR 874039100 42.94 4400 SH SOLE 0 0 0 4400 TAIWAN SEMICOND SP ADR 874039100 94.10 9641 SH SOLE 1 0 0 9641 TAIWAN SEMICOND SP ADR 874039100 11.85 1214 SH SOLE 2 0 0 1214 TARGET CORP COM 87612E106 185.91 3781 SH SOLE 0 0 0 3781 TECH DATA CORP DBCV 878237AE6 63.16 63000 SH SOLE 19 0 0 63000 TELECOM CORP OF SP ADR 879278208 25.52 3962 SH SOLE 0 0 0 3962 TELEFLEX INC COM 879369106 707.87 13041 SH SOLE 11 0 0 13041 TELEFLEX INC COM 879369106 4.21 78 SH SOLE 0 0 0 78 TEVA PHARMACEUT ADR 881624209 391.90 7538 SH SOLE 0 0 0 7538 TEVA PHARMACEUT ADR 881624209 71.95 1384 SH SOLE 1 0 0 1384 TEVA PHARMACEUT ADR 881624209 1089.22 20951 SH SOLE 11 0 0 20951 TEVA PHARMACEUT DBCV 88163VAE9 34.95 30000 SH SOLE 19 0 0 30000 TEXAS INSTRUMEN COM 882508104 217.09 9325 SH SOLE 0 0 0 9325 3M CO COM 88579Y101 890.60 11275 SH SOLE 0 0 0 11275 3M CO COM 88579Y101 3.55 45 SH SOLE 2 0 0 45 3M CO COM 88579Y101 2.92 37 SH SOLE 7 0 0 37 3M CO COM 88579Y101 148.11 1875 SH SOLE 13 0 0 1875 3M CO LIQUID NOTE 88579YAB7 36.05 40000 SH SOLE 19 0 0 40000 TITANIUM METALS COM NEW 888339207 282.34 16051 SH SOLE 0 0 0 16051 TRANSOCEAN INC NOTE 893830AV1 17.77 20000 SH SOLE 19 0 0 20000 TRANSOCEAN INC NOTE 893830AW9 49.27 59000 SH SOLE 19 0 0 59000 TRANSOCEAN INC NOTE 893830AW9 25.05 30000 SH SOLE 1 0 0 30000 TRAVELERS COS COM 89417E109 389.68 7912 SH SOLE 0 0 0 7912 USEC INC COM 90333E108 91.39 19200 SH SOLE 0 0 0 19200 U S CONCRETE COM 90333L102 25.45 110665 SH SOLE 0 0 0 110665 UNION PACIFIC COM 907818108 170.24 2449 SH SOLE 0 0 0 2449 UNION PACIFIC COM 907818108 3.20 46 SH SOLE 7 0 0 46 UNISOURCE ENER NOTE 909205AB2 208.32 217000 SH SOLE 19 0 0 217000 UNITED PARCEL CL B 911312106 827.09 14538 SH SOLE 0 0 0 14538 UNITED STS NAT UNIT 912318102 797.75 102935 SH SOLE 0 0 0 102935 UNITED STS OIL UNIT 91232N108 317.42 9347 SH SOLE 0 0 0 9347 UNITED STS STL COM 912909108 204.06 5293 SH SOLE 0 0 0 5293 UNITED TECHNOLO COM 913017109 1106.78 17051 SH SOLE 11 0 0 17051 UNITED TECHNOLO COM 913017109 11.03 170 SH SOLE 12 0 0 170 UNITED TECHNOLO COM 913017109 380.25 5858 SH SOLE 0 0 0 5858 UNITED TECHNOLO COM 913017109 29.34 452 SH SOLE 1 0 0 452 UNIVERSAL TRAVE COM NEW 91388Q202 64.09 10900 SH SOLE 0 0 0 10900 UROLOGIX INC COM 917273104 20.79 19250 SH SOLE 0 0 0 19250 UTSTARCOM INC COM 918076100 19.32 10500 SH SOLE 0 0 0 10500 VALENCE TECHNOL COM 918914102 12.13 16850 SH SOLE 0 0 0 16850 VALERO ENERGY COM 91913Y100 20.50 1140 SH SOLE 1 0 0 1140 VALERO ENERGY COM 91913Y100 3.51 195 SH SOLE 12 0 0 195 VALERO ENERGY COM 91913Y100 279.04 15519 SH SOLE 0 0 0 15519 VANGUARD SPECIA DIV ETR 921908844 236.99 5382 SH SOLE 0 0 0 5382 VANGUARD BD IND TOTL BD 921937835 806.68 9912 SH SOLE 0 0 0 9912 VANGUARD EMERGI EMR ETR 922042858 954.29 25119 SH SOLE 0 0 0 25119 VANGUARD INTL EUR ETF 922042874 251.75 6264 SH SOLE 0 0 0 6264 VANGUARD INDEX SML ETF 922908595 579.66 9846 SH SOLE 0 0 0 9846 VANGUARD INDEX SML ETF 922908611 431.15 7999 SH SOLE 0 0 0 7999 VANGUARD INDEX GRW ETF 922908736 552.47 11358 SH SOLE 0 0 0 11358 VANGUARD INDEX VAL ETF 922908744 549.21 12303 SH SOLE 0 0 0 12303 VANGUARD INDEX SML ETF 922908751 602.39 10643 SH SOLE 0 0 0 10643 VANGUARD INDEX STK ETF 922908769 296.70 5645 SH SOLE 0 0 0 5645 VERIZON COMMUN COM 92343V104 1603.04 57210 SH SOLE 0 0 0 57210 VISA INC COM COM CLA 92826C839 599.14 8468 SH SOLE 0 0 0 8468 VISA INC COM COM CLA 92826C839 2.76 39 SH SOLE 7 0 0 39 VODAFONE GROUP SP ADR 92857W209 127.53 6170 SH SOLE 0 0 0 6170 WAL MART STORES COM 931142103 682.35 14195 SH SOLE 0 0 0 14195 WAL MART STORES COM 931142103 41.82 870 SH SOLE 3 0 0 870 WAL MART STORES COM 931142103 531.60 11059 SH SOLE 11 0 0 11059 WALGREEN COM 931422109 183.91 6888 SH SOLE 11 0 0 6888 WALGREEN COM 931422109 219.23 8211 SH SOLE 0 0 0 8211 WALGREEN COM 931422109 32.71 1225 SH SOLE 3 0 0 1225 WAVE SYSTEMS COM NEW 943526301 133.98 41352 SH SOLE 0 0 0 41352 WELLS FARGO COM 949746101 608.06 23752 SH SOLE 0 0 0 23752 WESTERN ASSET COM 95766A101 758.29 43756 SH SOLE 0 0 0 43756 WESTERN DIGITAL COM 958102105 88.76 2943 SH SOLE 0 0 0 2943 WESTERN DIGITAL COM 958102105 46.75 1550 SH SOLE 3 0 0 1550 WILLIAMS COS COM 969457100 7.31 400 SH SOLE 11 0 0 400 WILLIAMS COS COM 969457100 66.72 3650 SH SOLE 0 0 0 3650 WILLIAMS COS COM 969457100 105.11 5750 SH SOLE 13 0 0 5750 WILLIAMS PARTN COM LP 96950F104 109.05 2500 SH SOLE 0 0 0 2500 WILLIAMS PARTNE COM LP 96950F104 623.64 14297 SH SOLE 11 0 0 14297 WINDSTREAM CORP COM 97381W104 180.11 17056 SH SOLE 0 0 0 17056 WINDSTREAM CORP COM 97381W104 1.11 105 SH SOLE 13 0 0 105 WINDSTREAM CORP COM 97381W104 27.09 2565 SH SOLE 7 0 0 2565 WISDOMTREE TR SMLCAP 97717W562 207.06 5075 SH SOLE 0 0 0 5075 WRIGHT MED GROU NOTE 98235TAA5 166.70 193000 SH SOLE 19 0 0 193000 XEROX CORPORAT COM 984121103 84.64 10528 SH SOLE 0 0 0 10528 XEROX CORPORAT COM 984121103 31.37 3902 SH SOLE 1 0 0 3902 YAMANA GOLD INC COM 98462Y100 208.88 20280 SH SOLE 0 0 0 20280 ZWEIG TOTAL RET COM 989837109 59.23 16139 SH SOLE 0 0 0 16139 EURO TECH HOLD ORD G32030101 17.78 12700 SH SOLE 0 0 0 12700 SEAGATE TECHNOL SHS G7945J104 136.16 10442 SH SOLE 0 0 0 10442 SEAGATE TECHNOL SHS G7945J104 2.57 197 SH SOLE 7 0 0 197 SEAGATE TECHNOL SHS G7945J104 75.20 5767 SH SOLE 12 0 0 5767 XOMA LTD SHS COM G9825R107 8.66 20633 SH SOLE 0 0 0 20633 FOSTER WHEELER COM H27178104 20.07 953 SH SOLE 0 0 0 953 TOWER SEMICOND ORD M87915100 13.11 9000 SH SOLE 0 0 0 9000 DRYSHIPS INC SHS Y2109Q101 71.63 20064 SH SOLE 0 0 0 20064
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