-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KNWQ+vSvWXm6FooNtwyEjo5l9D9CUJOfEpMmdsHO9BOmYTOPkuC3qiDffUHyZH8S OWMdr4c14zedJPxoWjpyWA== 0001427271-10-000004.txt : 20100428 0001427271-10-000004.hdr.sgml : 20100428 20100428130246 ACCESSION NUMBER: 0001427271-10-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100428 DATE AS OF CHANGE: 20100428 EFFECTIVENESS DATE: 20100428 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Investors Capital Advisory Services CENTRAL INDEX KEY: 0001427271 IRS NUMBER: 043161577 STATE OF INCORPORATION: MA FISCAL YEAR END: 0308 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12993 FILM NUMBER: 10776085 BUSINESS ADDRESS: STREET 1: 230 BROADWAY CITY: LYNNFIELD STATE: MA ZIP: 019400 BUSINESS PHONE: 800-949-1422 MAIL ADDRESS: STREET 1: 230 BROADWAY CITY: LYNNFIELD STATE: MA ZIP: 019400 13F-HR 1 form13f033110.txt SEC FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F-HR Form 13F COVER PAGE Report for the Calendar Year of Quarter Ended: March 31, 2010 Check here if Amendment []; Amendment Number: This Amendment (Check only one.):[] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: INVESTORS CAPITAL ADVISORY SERVICES Address: 230 BROADWAY LYNNFIELD, MA 01940 Form 13F File Number: 028-12993 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements,schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Derek A. Anderson Title: CCO Phone: 800-949-1422 Signature, Place, and Date of Signing: /s/ Derek A. Anderson Lynnfield, MA 04/28/2010 - ------------------------ ------------ ------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Report Summary: Number of Other Included Managers: 10 ------------- Form 13F Information Table Entry Total: 691 Form 13F Information Table Value Total: 212026.67 (thousands) List of Other Included Managers: Form 13F File Number Manager Manager code 28-11543 Advisors Capital Management 1 28-03961 Forward Management 2 28-11448 Cambridge Financial Group 3 Frantzen Capital 7 28-03721 Fraser Management Associates 8 28-11952 Dividend Growth Advisors 11 Sentinel Advisory Corp. 12 28-11180 ValueWorks LLC 13 Wellesley Investment Advisors 19 Calvo Funds, LLC 21
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT INVSTMT OTHR VOTING AUTHORITY NAME OF ISSUER TITLE CUSIP (X$1000) PRN AMT PRN /CL DSCRETN MGRS SOLE SHARED NONE - -------------- ----- --------- -------- ------- --- --- ------- ---- ---- ------ ---- AAR CORPCONV NOTE 000361AH8 136.79 132000 SH SOLE 19 0 0 132000 A D A M INC COM 00088U108 149.20 37300 SH SOLE 0 0 0 37300 AFLAC INC COM 001055102 1411.16 25993 SH SOLE 11 0 0 25993 AFLAC INC COM 001055102 173.34 3192 SH SOLE 0 0 0 3192 AGCO CORP CONV NOTE 001084AM4 36.42 33000 SH SOLE 19 0 0 33000 AK STL HLDG COM 001547108 205.56 8992 SH SOLE 0 0 0 8992 AT&T INC COM 00206R102 2.74 106 SH SOLE 1 0 0 106 AT&T INC COM 00206R102 3.49 135 SH SOLE 2 0 0 135 AT&T INC COM 00206R102 2706.72 104749 SH SOLE 0 0 0 104749 AVI BIOPHARMA COM 002346104 98.27 82577 SH SOLE 0 0 0 82577 AASTROM BIOSci COM NEW 00253U305 62.93 38141 SH SOLE 0 0 0 38141 ABBOTT LABS COM 002824100 220.83 4192 SH SOLE 0 0 0 4192 ABBOTT LABS COM 002824100 64.85 1231 SH SOLE 11 0 0 1231 ADEPT TECHN COM 006854202 102.97 22050 SH SOLE 0 0 0 22050 ADVANTAGE OIL COM 00765F101 78.09 11500 SH SOLE 0 0 0 11500 ADVANCED MICRO COM 007903107 230.96 24915 SH SOLE 0 0 0 24915 AGFEED INDS INC COM 00846L101 64.97 14800 SH SOLE 0 0 0 14800 AGRIUM INC COM 008916108 291.05 4120 SH SOLE 0 0 0 4120 ALBANY INT CONV NOTE 012348AC2 8.69 10000 SH SOLE 19 0 0 10000 ALCOA INC COM COM 013817101 468.84 32924 SH SOLE 0 0 0 32924 ALCATEL LUCENT SP ADR 013904305 205.43 65842 SH SOLE 0 0 0 65842 ALLIANCEBERNSTE COM 01881E101 144.90 17800 SH SOLE 0 0 0 17800 ALLIANCEBERNSTE COM 01881E101 37.61 4621 SH SOLE 1 0 0 4621 ALLIED CAP CORP COM 01903Q108 54.04 10873 SH SOLE 0 0 0 10873 ALPHA NAT CONV NOTE 02076XAA0 46.85 40000 SH SOLE 19 0 0 40000 ALPINE DYNAMIC COM SBI 021060108 167.39 18496 SH SOLE 0 0 0 18496 ALTRIA GROUP COM 02209S103 2.05 100 SH SOLE 12 0 0 100 ALTRIA GROUP COM 02209S103 43.61 2125 SH SOLE 1 0 0 2125 ALTRIA GROUP COM 02209S103 714.21 34805 SH SOLE 0 0 0 34805 ALTRIA GROUP COM 02209S103 24.01 1170 SH SOLE 7 0 0 1170 AMAZON COM INC COM 023135106 259.52 1912 SH SOLE 0 0 0 1912 AMAZON COM INC COM 023135106 62.44 460 SH SOLE 3 0 0 460 AMBAC FINANCIAL COM 023139108 10.69 19200 SH SOLE 0 0 0 19200 AMERICAN CAPIT COM 02503Y103 51.25 10089 SH SOLE 0 0 0 10089 AMERICAN EXPRES COM 025816109 251.15 6087 SH SOLE 0 0 0 6087 AMERICAN MEDICA COM 027904101 110.68 16252 SH SOLE 0 0 0 16252 AMERICAN ORIEN COM 028731107 47.33 11600 SH SOLE 0 0 0 11600 AMERICAN STRAT COM 03009T101 291.13 31372 SH SOLE 0 0 0 31372 AMERIGROUP CONV NOTE 03073TAB8 156.31 154000 SH SOLE 19 0 0 154000 AMGEN INC COM 031162100 328.68 5500 SH SOLE 0 0 0 5500 AMGEN INC COM 031162100 60.96 1020 SH SOLE 3 0 0 1020 AMGEN INC DEB NOTE 031162AQ3 115.57 114000 SH SOLE 19 0 0 114000 ANIXTER INTL NOTE 035290AJ4 138.38 148000 SH SOLE 19 0 0 148000 ANNALY CAP MGT COM 035710409 575.17 33479 SH SOLE 0 0 0 33479 ANNALY CAP MGT COM 035710409 2.75 160 SH SOLE 13 0 0 160 ANWORTH MTG COM 037347101 140.10 20787 SH SOLE 0 0 0 20787 ANWORTH MTG COM 037347101 10.02 1487 SH SOLE 7 0 0 1487 A123 SYS INC COM 03739T108 174.76 12719 SH SOLE 0 0 0 12719 APOLLO GOLD COM 03761E102 7.79 23000 SH SOLE 0 0 0 23000 APOLLO INVT COM 03761U106 62.15 4882 SH SOLE 1 0 0 4882 APOLLO INVT COM 03761U106 28.64 2250 SH SOLE 7 0 0 2250 APOLLO INVT COM 03761U106 248.55 19525 SH SOLE 0 0 0 19525 APPLE INC COM 037833100 39.70 169 SH SOLE 1 0 0 169 APPLE INC COM 037833100 10.10 43 SH SOLE 7 0 0 43 APPLE INC COM 037833100 2474.05 10531 SH SOLE 0 0 0 10531 APPLE INC COM 037833100 52.86 225 SH SOLE 3 0 0 225 APPLIED MATER COM 038222105 223.36 16569 SH SOLE 0 0 0 16569 APTARGROUP INC COM 038336103 326.68 8302 SH SOLE 11 0 0 8302 ARCHER DANIELS COM 039483102 194.84 6741 SH SOLE 0 0 0 6741 ARCHER DANIELS COM 039483102 847.50 29325 SH SOLE 11 0 0 29325 ARCHER DANIELS NOTE 039483AW2 33.70 34000 SH SOLE 19 0 0 34000 ARENA RES INC COM 040049108 561.12 16800 SH SOLE 0 0 0 16800 ARRIS GROUP CON NOTE 04269QAC4 45.45 45000 SH SOLE 19 0 0 45000 AUTOMATIC DATA COM 053015103 9.56 215 SH SOLE 12 0 0 215 AUTOMATIC DATA COM 053015103 1214.86 27318 SH SOLE 11 0 0 27318 AUTOMATIC DATA COM 053015103 6.18 139 SH SOLE 7 0 0 139 AUTOMATIC DATA COM 053015103 358.96 8071 SH SOLE 0 0 0 8071 BB & T CORP COM 054937107 70.61 2180 SH SOLE 3 0 0 2180 BB & T CORP COM 054937107 160.75 4963 SH SOLE 0 0 0 4963 BP PLC SPONS SP ADR 055622104 18.43 323 SH SOLE 11 0 0 323 BP PLC SPONS SP ADR 055622104 673.05 11793 SH SOLE 0 0 0 11793 BP PLC SPONS SP ADR 055622104 6.85 120 SH SOLE 13 0 0 120 BP PRUDHOE BAY UNIT 055630107 231.83 2347 SH SOLE 0 0 0 2347 BADGER METER COM 056525108 46.21 1200 SH SOLE 0 0 0 1200 BADGER METER COM 056525108 161.32 4189 SH SOLE 11 0 0 4189 BAIDU COM INC SP ADR 056752108 30.45 51 SH SOLE 1 0 0 51 BAIDU COM INC SP ADR 056752108 229.85 385 SH SOLE 0 0 0 385 BANK OF AMERICA COM 060505104 44.18 2475 SH SOLE 1 0 0 2475 BANK OF AMERICA COM 060505104 7.35 411 SH SOLE 11 0 0 411 BANK OF AMERICA COM 060505104 28.60 1602 SH SOLE 13 0 0 1602 BANK OF AMERICA COM 060505104 3.39 190 SH SOLE 12 0 0 190 BANK OF AMERICA COM 060505104 1352.13 75749 SH SOLE 0 0 0 75749 BANK NEW YORK COM 064058100 288.24 9334 SH SOLE 0 0 0 9334 BANK NEW YORK COM 064058100 2.78 90 SH SOLE 2 0 0 90 BARNES GROUP NOTE 067806AD1 9.33 10000 SH SOLE 19 0 0 10000 BARRETT BILL CV NOTE 06846NAA2 121.00 123000 SH SOLE 19 0 0 123000 BEACON PWR CORP COM 073677106 5.42 12070 SH SOLE 0 0 0 12070 BECKMAN COULTER NOTE 075811AD1 33.60 30000 SH SOLE 19 0 0 30000 BECTON DICKINSN COM 075887109 129.92 1650 SH SOLE 0 0 0 1650 BECTON DICKINSN COM 075887109 536.38 6812 SH SOLE 11 0 0 6812 BERKSHIRE HATHA CLB NEW 084670702 1607.93 19785 SH SOLE 0 0 0 19785 BHP BILLITON SP ADR 088606108 304.72 3793 SH SOLE 0 0 0 3793 BLACKROCK INSD COM 092474105 315.67 31410 SH SOLE 0 0 0 31410 BLACKROCK INSD COM 092479104 318.82 22405 SH SOLE 0 0 0 22405 BLACKROCK MUN COM 09249N101 159.79 11732 SH SOLE 0 0 0 11732 BLACKROCK GLOBA COM 092501105 603.15 30757 SH SOLE 0 0 0 30757 BLACKROCK INTL COM 092524107 247.22 21535 SH SOLE 0 0 0 21535 BLACKROCK MUNIH COM BI 09253N104 230.87 15129 SH SOLE 0 0 0 15129 BLACKROCK MUNIH COM 09254C107 189.71 14350 SH SOLE 0 0 0 14350 BLACKROCK MUNIH COM 09254P108 159.25 11805 SH SOLE 0 0 0 11805 BLACKROCK DEBT COM 09255R103 70.88 16837 SH SOLE 0 0 0 16837 BLACKROCK ENHAN COM 09256A109 595.25 37914 SH SOLE 0 0 0 37914 BOEING CO COM 097023105 59.76 823 SH SOLE 1 0 0 823 BOEING CO COM 097023105 604.73 8328 SH SOLE 0 0 0 8328 BOEING CO COM 097023105 69.34 955 SH SOLE 3 0 0 955 BOEING CO COM 097023105 164.10 2260 SH SOLE 13 0 0 2260 BOSTON SCIENTIF COM 101137107 76.53 10600 SH SOLE 13 0 0 10600 BOSTON SCIENTIF COM 101137107 131.90 18269 SH SOLE 0 0 0 18269 BOULDER G&IN FD COM 101507101 263.52 41565 SH SOLE 0 0 0 41565 BRISTOL MYERS COM 110122108 792.82 29693 SH SOLE 0 0 0 29693 BRISTOL MYERS COM 110122108 19.12 716 SH SOLE 7 0 0 716 BRISTOW GROUP NOTE 110394AC7 173.55 195000 SH SOLE 19 0 0 195000 BUCYRUS INTL COM 118759109 201.34 3051 SH SOLE 0 0 0 3051 CBIZ INC CONV NOTE 124805AB8 9.60 10000 SH SOLE 19 0 0 10000 CSX CORPORATION COM 126408103 345.45 6786 SH SOLE 0 0 0 6786 CVS CAREMARK COM 126650100 410.51 11228 SH SOLE 0 0 0 11228 CVS CAREMARK COM 126650100 7.31 200 SH SOLE 12 0 0 200 CAL DIVE INTL NOTE 127914AB5 157.28 175000 SH SOLE 19 0 0 175000 CALAMOS GLOBAL COM 12811L107 142.05 17616 SH SOLE 0 0 0 17616 CALPINE CORP COM NEW 131347304 17.53 1474 SH SOLE 0 0 0 1474 CALPINE CORP COM NEW 131347304 145.65 12250 SH SOLE 13 0 0 12250 CAPITAL GOLD COM NEW 14018Y205 149.65 43250 SH SOLE 0 0 0 43250 CATERPILLAR INC COM 149123101 811.26 12907 SH SOLE 0 0 0 12907 CATERPILLAR INC COM 149123101 29.48 469 SH SOLE 1 0 0 469 CELL THERAPEUT COM 150934503 8.52 15770 SH SOLE 0 0 0 15770 CELGENE CORP COM 151020104 305.65 4933 SH SOLE 0 0 0 4933 CELSION CORP COM NEW 15117N305 94.91 21969 SH SOLE 0 0 0 21969 CENTRAL FD CDA CL A 153501101 184.80 13200 SH SOLE 0 0 0 13200 CENTURYTEL INC COM 156700106 36.72 1035 SH SOLE 0 0 0 1035 CENTURYTEL INC COM 156700106 207.30 5846 SH SOLE 11 0 0 5846 CERADYNE INC NOTE 156710AA3 48.00 50000 SH SOLE 19 0 0 50000 CHARLES RIV LAB NOTE 159864AB3 88.63 87000 SH SOLE 19 0 0 87000 CHARTWELL DIVID COM 16139P104 75.22 18346 SH SOLE 0 0 0 18346 CHEMED CORP NEW NOTE 16359RAC7 9.14 10000 SH SOLE 19 0 0 10000 CHESAPEAKE ENER COM 165167107 325.91 13786 SH SOLE 0 0 0 13786 CHESAPEAKE ENER COM 165167107 86.29 3650 SH SOLE 13 0 0 3650 CHESAPEAKE ENER COM 165167107 44.68 1890 SH SOLE 1 0 0 1890 CHESAPEAKE ENER NOTE 165167BW6 9.21 10000 SH SOLE 19 0 0 10000 CHESAPEAKE ENER NOTE 165167BW6 13.82 15000 SH SOLE 1 0 0 15000 CHEVRON CORP COM 166764100 853.37 11253 SH SOLE 0 0 0 11253 CHEVRON CORP COM 166764100 1.44 19 SH SOLE 13 0 0 19 CHEVRON CORP COM 166764100 46.10 608 SH SOLE 11 0 0 608 CHEVRON CORP COM 166764100 4.55 60 SH SOLE 2 0 0 60 CHIMERA INVT COM 16934Q109 93.03 23915 SH SOLE 0 0 0 23915 CHINA GRENTECH ADR 16938P107 40.43 10500 SH SOLE 0 0 0 10500 CISCO SYSTEMS COM 17275R102 39.70 1525 SH SOLE 1 0 0 1525 CISCO SYSTEMS COM 17275R102 9.76 375 SH SOLE 12 0 0 375 CISCO SYSTEMS COM 17275R102 1024.33 39352 SH SOLE 0 0 0 39352 CISCO SYSTEMS COM 17275R102 164.64 6325 SH SOLE 13 0 0 6325 CITIGROUP INC COM 172967101 0.47 115 SH SOLE 12 0 0 115 CITIGROUP INC COM 172967101 1280.00 316050 SH SOLE 0 0 0 316050 CLAYMORE EXCH BNY 18383M100 235.92 5525 SH SOLE 0 0 0 5525 COCA COLA COMP COM 191216100 987.30 17950 SH SOLE 0 0 0 17950 COHEN & STEERS COM 19247L106 42.54 5966 SH SOLE 1 0 0 5966 COHEN & STEERS COM 19247L106 98.89 13869 SH SOLE 0 0 0 13869 COINSTAR INCE NOTE 19259PAF9 69.71 65000 SH SOLE 19 0 0 65000 COLGATE PALMOL COM 194162103 5.97 70 SH SOLE 11 0 0 70 COLGATE PALMOL COM 194162103 368.24 4319 SH SOLE 0 0 0 4319 COLGATE PALMOL COM 194162103 50.30 590 SH SOLE 3 0 0 590 COMCAST CORP CL A 20030N101 212.11 11270 SH SOLE 0 0 0 11270 CONMED CORP SR NOTE 207410AD3 126.74 131000 SH SOLE 19 0 0 131000 CONOCOPHILLIPS COM 20825C104 658.34 12865 SH SOLE 0 0 0 12865 CONOCOPHILLIPS COM 20825C104 46.05 900 SH SOLE 3 0 0 900 CONOCOPHILLIPS COM 20825C104 3.58 70 SH SOLE 2 0 0 70 CONOCOPHILLIPS COM 20825C104 1.02 20 SH SOLE 13 0 0 20 CORNING INC COM 219350105 739.54 36592 SH SOLE 0 0 0 36592 COVANTA HLDG DBCV 22282EAA0 127.67 136000 SH SOLE 19 0 0 136000 CREE INC COM 225447101 5.97 85 SH SOLE 8 0 0 85 CREE INC COM 225447101 481.01 6850 SH SOLE 0 0 0 6850 CROSSHAIR EXPL COM 22763R101 3.61 19000 SH SOLE 0 0 0 19000 CUBIST PHARMACE NOTE 229678AC1 132.83 134000 SH SOLE 19 0 0 134000 CYCLACEL PHARMA COM 23254L108 24.37 11336 SH SOLE 0 0 0 11336 CYTRX CORP COM NEW 232828301 11.10 10000 SH SOLE 0 0 0 10000 DNP SELECT INC COM 23325P104 94.06 10147 SH SOLE 0 0 0 10147 DWS STRATEGIC COM 23338T101 165.10 12700 SH SOLE 0 0 0 12700 DEERE & CO COM 244199105 465.77 7833 SH SOLE 0 0 0 7833 DISNEY WALT COM 254687106 496.89 14233 SH SOLE 0 0 0 14233 DOW CHEM CO COM 260543103 697.21 23578 SH SOLE 0 0 0 23578 DOW CHEM CO COM 260543103 50.56 1710 SH SOLE 3 0 0 1710 DOW CHEM CO COM 260543103 133.07 4500 SH SOLE 13 0 0 4500 DOW CHEM CO COM 260543103 27.77 939 SH SOLE 1 0 0 939 DREYFUS HIGH YD SH B 26200S101 142.41 32813 SH SOLE 0 0 0 32813 DU PONT E I DE COM 263534109 450.18 12088 SH SOLE 0 0 0 12088 DUKE ENERGY COR COM 26441C105 247.01 15135 SH SOLE 0 0 0 15135 EMC CORP (MASS) COM 268648102 307.09 17023 SH SOLE 0 0 0 17023 EMC CORP (MASS) COM 268648102 53.04 2940 SH SOLE 3 0 0 2940 E M C CORP MASS NOTE 268648AM4 56.25 45000 SH SOLE 19 0 0 45000 E TRADE FINANCI COM 269246104 108.57 65800 SH SOLE 0 0 0 65800 EATON VANCE COR COM 278265103 2683.84 80019 SH SOLE 11 0 0 80019 EATON VANCE COR COM 278265103 13.68 407 SH SOLE 0 0 0 407 EATON VANCE MUN COM 27827K109 345.38 25480 SH SOLE 0 0 0 25480 EATON VANCE MUN COM 27827X101 233.97 18095 SH SOLE 0 0 0 18095 EATON VANCE SH COM 27828V104 414.09 24430 SH SOLE 0 0 0 24430 EATON VANCE TAX COM 27828Y108 280.51 19426 SH SOLE 0 0 0 19426 EATON VANCE TAX COM 27829F108 257.35 21304 SH SOLE 0 0 0 21304 EBAY INC COM 278642103 205.25 7616 SH SOLE 0 0 0 7616 ECHELON CORP COM 27874N105 259.68 28950 SH SOLE 0 0 0 28950 ECOLAB INC COM 278865100 606.77 13805 SH SOLE 11 0 0 13805 ECOLAB INC COM 278865100 8.17 186 SH SOLE 0 0 0 186 EMERSON ELECTR COM 291011104 421.71 8377 SH SOLE 0 0 0 8377 ENBRIDGE ENERGY COM 29250R106 306.84 6067 SH SOLE 0 0 0 6067 ENBRIDGE ENERGY COM 29250R106 1369.39 27079 SH SOLE 11 0 0 27079 ENERGY INCOME & COM 292697109 236.28 9663 SH SOLE 0 0 0 9663 ENERGY TRANSFER UT LP 29273R109 162.52 3468 SH SOLE 0 0 0 3468 ENERGY TRANSFER UT LP 29273R109 11.76 251 SH SOLE 7 0 0 251 ENERGY TRANSFER UT LP 29273R109 1517.01 32373 SH SOLE 11 0 0 32373 ENERPLUS RES FD UT TR 29274D604 222.00 9363 SH SOLE 0 0 0 9363 ENERSYS SR NT NOTE 29275YAA0 173.68 186000 SH SOLE 19 0 0 186000 ENTERPRISE PROD COM 293792107 1872.06 54137 SH SOLE 11 0 0 54137 ENTERPRISE PROD COM 293792107 532.88 15410 SH SOLE 0 0 0 15410 ENTREMED INC COM 29382F103 11.22 16500 SH SOLE 0 0 0 16500 EURONET WORLDW NOTE 298736AF6 9.40 10000 SH SOLE 19 0 0 10000 EVERGREEN INCOM COM SHS 30023Y105 330.88 34503 SH SOLE 0 0 0 34503 EVERGREEN GLOBA COM 30024H101 317.63 30600 SH SOLE 0 0 0 30600 EVERGREEN SOLAR COM 30033R108 16.40 14510 SH SOLE 0 0 0 14510 EXELON CORP COM 30161N101 455.05 10386 SH SOLE 0 0 0 10386 EXXON MOBIL COM 30231G102 5.69 85 SH SOLE 12 0 0 85 EXXON MOBIL COM 30231G102 116.14 1734 SH SOLE 11 0 0 1734 EXXON MOBIL COM 30231G102 4072.16 60796 SH SOLE 0 0 0 60796 FEI CO SUB NT NOTE 30241LAF6 13.34 13000 SH SOLE 19 0 0 13000 FPL GROUP INC COM 302571104 302.07 6250 SH SOLE 0 0 0 6250 FREDDIE MAC COM 313400301 23.46 18470 SH SOLE 0 0 0 18470 FANNIE MAE COM 313586109 23.44 22325 SH SOLE 0 0 0 22325 FELCOR LODGING COM 31430F101 0.92 161 SH SOLE 0 0 0 161 FELCOR LODGING COM 31430F101 62.80 11018 SH SOLE 1 0 0 11018 FIFTH THIRD BAN COM 316773100 33.16 2440 SH SOLE 1 0 0 2440 FIFTH THIRD BAN COM 316773100 137.20 10095 SH SOLE 0 0 0 10095 FIRST SOLAR INC COM 336433107 16.44 134 SH SOLE 12 0 0 134 FIRST SOLAR INC COM 336433107 271.30 2212 SH SOLE 0 0 0 2212 FORD MOTOR CO COM PAR 345370860 1111.33 88411 SH SOLE 0 0 0 88411 FORD MOTOR CO COM PAR 345370860 58.07 4620 SH SOLE 3 0 0 4620 FREEPORT MCMORA COM 35671D857 782.80 9370 SH SOLE 0 0 0 9370 FRONTIER COMMUN COM 35906A108 225.87 30359 SH SOLE 0 0 0 30359 FRONTIER COMMUN COM 35906A108 35.58 4782 SH SOLE 1 0 0 4782 FUELCELL ENERGY COM 35952H106 44.78 15880 SH SOLE 0 0 0 15880 GENERAL CABLE NOTE 369300AD0 34.55 40000 SH SOLE 19 0 0 40000 GENERAL ELECTR COM 369604103 0.82 45 SH SOLE 13 0 0 45 GENERAL ELECTR COM 369604103 3806.75 209162 SH SOLE 0 0 0 209162 GENERAL ELECTR COM 369604103 4.46 245 SH SOLE 2 0 0 245 GENERAL ELECTR COM 369604103 28.30 1555 SH SOLE 1 0 0 1555 GENEREX BIOTECH COM 371485103 11.84 22000 SH SOLE 0 0 0 22000 GERON CORP COM 374163103 190.08 33465 SH SOLE 0 0 0 33465 GILEAD SCIENCES COM 375558103 335.05 7367 SH SOLE 0 0 0 7367 GILEAD SCIENCES COM 375558103 32.75 720 SH SOLE 1 0 0 720 GLOBAL INDS LTD DBCV 379336AE0 187.78 290000 SH SOLE 19 0 0 290000 GOLDEN STAR RES COM 38119T104 58.05 15000 SH SOLE 0 0 0 15000 GOLDMAN SACHS COM 38141G104 873.88 5121 SH SOLE 0 0 0 5121 GOLDMAN SACHS COM 38141G104 6.65 39 SH SOLE 7 0 0 39 GOOGLE INC CL A 38259P508 7.37 13 SH SOLE 7 0 0 13 GOOGLE INC CL A 38259P508 671.91 1185 SH SOLE 0 0 0 1185 GRUBB AND ELLIS COM PAR 400095204 40.70 18500 SH SOLE 0 0 0 18500 HRPT PPTYS TR COM BEN 40426W101 73.37 9430 SH SOLE 0 0 0 9430 HRPT PPTYS TR COM BEN 40426W101 43.64 5609 SH SOLE 1 0 0 5609 HANCOCK JOHN IN TAX ADV 41013P749 292.47 22466 SH SOLE 0 0 0 22466 HANCOCK JOHN TA COM 41013V100 260.89 18675 SH SOLE 0 0 0 18675 HANOVER COMPRES NOTE 410768AE5 19.03 20000 SH SOLE 0 0 0 20000 HANOVER COMPRES NOTE 410768AE5 109.39 115000 SH SOLE 19 0 0 115000 HASBRO INC COM 418056107 223.67 5843 SH SOLE 0 0 0 5843 HEALTH CARE REI COM 42217K106 182.37 4032 SH SOLE 0 0 0 4032 HEALTH CARE REI COM 42217K106 23.38 517 SH SOLE 7 0 0 517 HECLA MINING COM 422704106 63.45 11600 SH SOLE 0 0 0 11600 HEMISPHERX BIOP COM 42366C103 7.40 10000 SH SOLE 0 0 0 10000 HEWLETT PACKARD COM 428236103 13.29 250 SH SOLE 12 0 0 250 HEWLETT PACKARD COM 428236103 338.66 6371 SH SOLE 0 0 0 6371 HEWLETT PACKARD COM 428236103 56.92 1071 SH SOLE 3 0 0 1071 HEWLETT PACKARD COM 428236103 120.92 2275 SH SOLE 13 0 0 2275 HOME DEPOT INC COM 437076102 457.65 14146 SH SOLE 0 0 0 14146 HOME DEPOT INC COM 437076102 46.42 1435 SH SOLE 3 0 0 1435 HOME DEPOT INC COM 437076102 29.83 922 SH SOLE 1 0 0 922 HONEYWELL INTL COM 438516106 383.18 8464 SH SOLE 0 0 0 8464 HORNBECK OFFSH FRNT 440543AE6 148.28 176000 SH SOLE 19 0 0 176000 HUNTINGTON BANC COM 446150104 92.05 17141 SH SOLE 0 0 0 17141 HUNTINGTON BANC COM 446150104 20.19 3760 SH SOLE 12 0 0 3760 HUNTSMAN CORP COM 447011107 375.36 31150 SH SOLE 0 0 0 31150 ILLINOIS TOOL COM 452308109 712.69 15048 SH SOLE 11 0 0 15048 ILLINOIS TOOL COM 452308109 75.73 1599 SH SOLE 0 0 0 1599 IMPAC MTG HLDGS COM NEW 45254P508 40.66 10294 SH SOLE 0 0 0 10294 ING GLOBAL EQUI COM 45684E107 283.73 21825 SH SOLE 0 0 0 21825 INTEL CORP COM 458140100 885.51 39780 SH SOLE 0 0 0 39780 INTEL CORP COM 458140100 5.12 230 SH SOLE 2 0 0 230 IBM CORP COM 459200101 1735.55 13532 SH SOLE 0 0 0 13532 IBM CORP COM 459200101 7.95 62 SH SOLE 7 0 0 62 IBM CORP COM 459200101 1469.11 11455 SH SOLE 11 0 0 11455 INTUITIVE SUR COM NEW 46120E602 306.01 879 SH SOLE 0 0 0 879 INVERNESS MED COM 46126P106 384.16 9863 SH SOLE 0 0 0 9863 INVESTORS CAP COM 46147M108 1217.28 828085 SH SOLE 0 0 0 828085 ISHARES COMEX ISHARE 464285105 390.00 3577 SH SOLE 0 0 0 3577 ISHARES INC MSC MSCI 464286400 479.65 6513 SH SOLE 0 0 0 6513 ISHARES TR LARG LARGE 464287127 784.58 11691 SH SOLE 0 0 0 11691 ISHARES TR DOW JDJ SEL 464287168 635.63 13811 SH SOLE 0 0 0 13811 ISHARES TR BARC BARCLY 464287176 3954.90 38064 SH SOLE 0 0 0 38064 ISHARES TR BARC BARCLY 464287176 316.17 3043 SH SOLE 11 0 0 3043 ISHARES TR XINH FTSE 464287184 200.04 4751 SH SOLE 0 0 0 4751 ISHARES TR 500 S&P INX 464287200 552.60 4709 SH SOLE 0 0 0 4709 ISHARES TR US BARCLY 464287226 1329.15 12755 SH SOLE 0 0 0 12755 ISHARES TR EMER MSCI 464287234 9.69 230 SH SOLE 1 0 0 230 ISHARES TR EMER MSCI 464287234 1174.99 27894 SH SOLE 0 0 0 27894 ISHARES TR USD IBOXX 464287242 454.20 4294 SH SOLE 0 0 0 4294 ISHARES TR USD IBOXX 464287242 42.63 403 SH SOLE 1 0 0 403 ISHARES TR TELE S&P GBP 464287275 885.11 16665 SH SOLE 0 0 0 16665 ISHARES S&P GRO S&P 500 464287309 426.93 7125 SH SOLE 0 0 0 7125 ISHARES TR 150 S&P TPX 464287382 258.55 5665 SH SOLE 0 0 0 5665 ISHARES TR LATI S&P LTN 464287390 216.54 4486 SH SOLE 0 0 0 4486 ISHARES S&P VAL S&P 500 464287408 446.32 7905 SH SOLE 0 0 0 7905 ISHARES TR 7 10 BARCLY 464287440 440.88 4926 SH SOLE 0 0 0 4926 ISHARES TR 1 3 BARCLY 464287457 1965.00 23569 SH SOLE 0 0 0 23569 ISHARES TR EAFE MSCI 464287465 1582.16 28262 SH SOLE 0 0 0 28262 ISHARES TR MIDC RUSSEL 464287473 579.91 14379 SH SOLE 0 0 0 14379 ISHARES TR MID RUSSEL 464287481 262.30 5406 SH SOLE 0 0 0 5406 ISHARES TR MIDC RUSSEL 464287499 637.00 7137 SH SOLE 0 0 0 7137 ISHARES TR MIDC S&P MID 464287507 282.14 3585 SH SOLE 0 0 0 3585 ISHARES TR 1000 RUSSEL 464287598 1014.18 16606 SH SOLE 0 0 0 16606 ISHARES 400 GRO S&P MC 464287606 474.23 5589 SH SOLE 0 0 0 5589 ISHARES TR 1000 RUSSEL 464287614 437.51 8421 SH SOLE 0 0 0 8421 ISHARES TR 1000 RUSSEL 464287622 234.70 3632 SH SOLE 0 0 0 3632 ISHARES TR 2000 RUSSEL 464287630 274.33 4297 SH SOLE 0 0 0 4297 ISHARES TR 2000 RUSSEL 464287630 11.24 176 SH SOLE 1 0 0 176 ISHARES TR 2000 RUSSEL 464287648 236.21 3225 SH SOLE 0 0 0 3225 ISHARES TR 2000 RUSSEL 464287655 11.53 170 SH SOLE 8 0 0 170 ISHARES TR 2000 RUSSEL 464287655 1104.11 16284 SH SOLE 0 0 0 16284 ISHARES S&P MID S&P MC 464287705 567.38 7954 SH SOLE 0 0 0 7954 ISHARES TR SMAL S&P SC 464287804 402.98 6778 SH SOLE 0 0 0 6778 ISHARES S&P SMA S&P SC 464287887 393.35 6421 SH SOLE 0 0 0 6421 ISHARES TR INFR S&P GLO 464288372 256.34 7493 SH SOLE 0 0 0 7493 ISHARES TR S&P S&P NTL 464288414 728.07 7048 SH SOLE 0 0 0 7048 ISHARES TR IBOX HIGH YD 464288513 197.18 2231 SH SOLE 0 0 0 2231 ISHARES TR IBOX HIGH YD 464288513 82.54 934 SH SOLE 1 0 0 934 ISHARES TR 1-3 BARCLY 464288646 33.68 322 SH SOLE 1 0 0 322 ISHARES TR 1-3 BARCLY 464288646 845.51 8084 SH SOLE 0 0 0 8084 ISHARES TR U S US PFD 464288687 660.80 17065 SH SOLE 0 0 0 17065 ISHARES TR U S US PFD 464288687 46.12 1191 SH SOLE 1 0 0 1191 ISHARES TR 2015 S&P AMT 464289339 201.37 3895 SH SOLE 0 0 0 3895 ISHARES SILVER ISHARE 46428Q109 319.13 18619 SH SOLE 0 0 0 18619 JA SOLAR HLDGS SP ADR 466090107 146.56 26125 SH SOLE 0 0 0 26125 JDS UNIPHASE COM PAR 46612J507 133.49 10654 SH SOLE 0 0 0 10654 JP MORGAN CHASE COM 46625H100 908.23 20295 SH SOLE 0 0 0 20295 JP MORGAN CHASE COM 46625H100 1.34 30 SH SOLE 13 0 0 30 JOHNSON & JOHN COM 478160104 1173.07 17991 SH SOLE 0 0 0 17991 JOHNSON & JOHN COM 478160104 68.46 1050 SH SOLE 11 0 0 1050 JOHNSON & JOHN COM 478160104 3.91 60 SH SOLE 2 0 0 60 K V PHARMACEUT CL A 482740206 34.32 19500 SH SOLE 0 0 0 19500 KAYNE ANDERSON COM 486606106 135.81 5056 SH SOLE 0 0 0 5056 KAYNE ANDERSON COM 486606106 96.62 3597 SH SOLE 1 0 0 3597 KENDLE INTL INC NOTE 48880LAA5 37.80 40000 SH SOLE 19 0 0 40000 KEYCORP NEW COM 493267108 191.68 24733 SH SOLE 0 0 0 24733 KIMBERLY CLARK COM 494368103 287.11 4566 SH SOLE 0 0 0 4566 KINDER MORGAN UT LP 494550106 342.28 5232 SH SOLE 11 0 0 5232 KINDER MORGAN UT LP 494550106 20.21 309 SH SOLE 7 0 0 309 KINDER MORGAN UT LP 494550106 365.54 5587 SH SOLE 0 0 0 5587 KING PHARMACEUT NOTE 495582AJ7 69.83 76000 SH SOLE 19 0 0 76000 KINROSS GOLD COM NPR 496902404 319.97 18684 SH SOLE 0 0 0 18684 KINROSS GOLD NOTE 496902AD9 32.12 32000 SH SOLE 19 0 0 32000 KOHLBERG CAP COM 500233101 56.60 10000 SH SOLE 0 0 0 10000 KRAFT FOODS CL A 50075N104 520.79 17221 SH SOLE 0 0 0 17221 KULICKE & SOFFA COM 501242101 379.07 52286 SH SOLE 0 0 0 52286 LMP REAL ESTATE COM 50208C108 175.46 19452 SH SOLE 0 0 0 19452 LSI CORP COM COM 502161102 158.43 25888 SH SOLE 0 0 0 25888 LSI CORP COM COM 502161102 3.42 559 SH SOLE 1 0 0 559 LSI CORP INC NOTE 502161AJ1 10.00 10000 SH SOLE 0 0 0 10000 LAS VEGAS SANDS COM 517834107 220.02 10403 SH SOLE 0 0 0 10403 LEVEL 3 COMMUN COM 52729N100 42.47 26218 SH SOLE 0 0 0 26218 LIFEPOINT HOSPS NOTE 53219LAH2 9.98 10000 SH SOLE 19 0 0 10000 LILLY ELI & CO COM 532457108 390.05 10769 SH SOLE 0 0 0 10769 LILLY ELI & CO COM 532457108 110.47 3050 SH SOLE 13 0 0 3050 LINEAR TECHNOL COM 535678106 121.32 4290 SH SOLE 0 0 0 4290 LINEAR TECHNOL COM 535678106 1074.99 38012 SH SOLE 11 0 0 38012 LINN ENERGY LLC UNIT 536020100 211.16 8210 SH SOLE 11 0 0 8210 LINN ENERGY LLC UNIT 536020100 292.15 11359 SH SOLE 0 0 0 11359 LOCAL COM CORP COM 53954R105 110.06 16500 SH SOLE 0 0 0 16500 MBIA INC COM 55262C100 46.08 7350 SH SOLE 0 0 0 7350 MBIA INC COM 55262C100 81.04 12925 SH SOLE 13 0 0 12925 MFS INTERMEDIAT SH BEN 55273C107 264.64 38803 SH SOLE 0 0 0 38803 MFS GOVT MKTS SH BEN 552939100 90.80 11900 SH SOLE 0 0 0 11900 MAGELLAN MIDSTR COM LP 559080106 54.56 1147 SH SOLE 0 0 0 1147 MAGELLAN MIDSTR COM LP 559080106 26.43 556 SH SOLE 7 0 0 556 MAGELLAN MIDSTR COM LP 559080106 1909.72 40179 SH SOLE 11 0 0 40179 MANAGED HIGH YL COM 561911108 23.84 10500 SH SOLE 0 0 0 10500 MANULIFE FINL COM 56501R106 293.64 14912 SH SOLE 0 0 0 14912 MARKET VECTORS GOLD 57060U100 522.04 11755 SH SOLE 0 0 0 11755 MASSEY ENERGY NOTE 576203AJ2 182.36 188000 SH SOLE 19 0 0 188000 MCDONALDS CORP COM 580135101 5.34 80 SH SOLE 2 0 0 80 MCDONALDS CORP COM 580135101 1712.96 25673 SH SOLE 11 0 0 25673 MCDONALDS CORP COM 580135101 522.05 7824 SH SOLE 0 0 0 7824 MCGRAW HILL COM 580645109 169.02 4741 SH SOLE 0 0 0 4741 MCGRAW HILL COM 580645109 131.01 3675 SH SOLE 13 0 0 3675 MEDICAL PROPERT COM 58463J304 139.71 13330 SH SOLE 0 0 0 13330 MEDICAL PROPERT COM 58463J304 37.51 3579 SH SOLE 1 0 0 3579 MEDICIS PHARMA NOTE 58470KAA2 156.75 152000 SH SOLE 19 0 0 152000 MEDTRONIC INC COM 585055106 442.49 9826 SH SOLE 11 0 0 9826 MEDTRONIC INC COM 585055106 271.43 6027 SH SOLE 0 0 0 6027 MEDTRONIC INC NOTE 585055AL0 43.70 43000 SH SOLE 19 0 0 43000 MEDTRONIC INC NOTE 585055AM8 23.27 22000 SH SOLE 19 0 0 22000 MELCO CROWN ADR 585464100 75.19 15600 SH SOLE 0 0 0 15600 MELCO CROWN ADR 585464100 26.40 5478 SH SOLE 1 0 0 5478 MERCK & CO INC COM 58933Y105 562.91 15071 SH SOLE 0 0 0 15071 MERCK & CO INC COM 58933Y105 60.47 1619 SH SOLE 13 0 0 1619 MERIDIAN BIOSCI COM 589584101 845.44 41504 SH SOLE 11 0 0 41504 MERIDIAN BIOSCI COM 589584101 23.65 1160 SH SOLE 0 0 0 1160 MFS HIGH YIELD SH BEN 59318E102 145.15 31900 SH SOLE 0 0 0 31900 MFS INTERMEDIAT SH BEN 59318T109 92.40 33001 SH SOLE 0 0 0 33001 MICROSOFT CORP COM 594918104 1549.96 52953 SH SOLE 0 0 0 52953 MICROSOFT CORP COM 594918104 50.64 1730 SH SOLE 3 0 0 1730 MICROSOFT CORP COM 594918104 1.61 55 SH SOLE 13 0 0 55 MICROVISION INC COM 594960106 210.68 74710 SH SOLE 0 0 0 74710 MICROMET INC COM 59509C105 126.63 15672 SH SOLE 0 0 0 15672 MICRON TECHNOL COM 595112103 60.86 5858 SH SOLE 0 0 0 5858 MICRON TECHNOL COM 595112103 59.33 5710 SH SOLE 3 0 0 5710 MICRON TECHNOL COM 595112103 183.90 17700 SH SOLE 13 0 0 17700 MIDWAY GOLD COM 598153104 16.80 26250 SH SOLE 0 0 0 26250 MINDSPEED TECHN COM NEW 602682205 133.23 16633 SH SOLE 0 0 0 16633 MOLINA HEALTHC COM 60855RAA8 205.35 222000 SH SOLE 19 0 0 222000 MONOLITHIC PWR NOTE 609839105 338.69 15188 SH SOLE 0 0 0 15188 MONSANTO CO NEW COM 61166W101 10.71 150 SH SOLE 1 0 0 150 MONSANTO CO NEW COM 61166W101 419.04 5867 SH SOLE 0 0 0 5867 MORGAN STANLEY COM NEW 617446448 198.42 6774 SH SOLE 0 0 0 6774 MORGAN STANLEY COM NEW 617446448 6.97 238 SH SOLE 7 0 0 238 MORGAN STANLEY INSD M 61745P791 145.60 10400 SH SOLE 0 0 0 10400 MORGAN STANLEY INSD M 61745P866 158.24 11601 SH SOLE 0 0 0 11601 MOSAIC CO COM COM 61945A107 481.36 7921 SH SOLE 0 0 0 7921 MOSAIC CO COM COM 61945A107 7.84 129 SH SOLE 7 0 0 129 MOTOROLA INC COM 620076109 92.92 13237 SH SOLE 0 0 0 13237 MUELLER WTR PRO COM SER 624758108 16.22 3392 SH SOLE 0 0 0 3392 MUELLER WTR PRO COM SER 624758108 43.94 9192 SH SOLE 1 0 0 9192 NII HLDGS INC NOTE 62913FAF9 20.30 20000 SH SOLE 19 0 0 020000 NII HLDGS INC NOTE 62913FAJ1 28.31 30000 SH SOLE 19 0 0 30000 NANOPHASE TECH COM 630079101 88.85 46765 SH SOLE 0 0 0 46765 NASDAQ QMX GRO NOTE 631103AA6 14.44 15000 SH SOLE 1 0 0 15000 NASH-FINCH CO FRNT 631158AD4 150.75 335000 SH SOLE 19 0 0 335000 NATIONAL RETAIL NOTE 637417AC0 52.32 48000 SH SOLE 19 0 0 48000 NATURAL RESOUR COM LP 63900P103 29.52 1125 SH SOLE 0 0 0 1125 NATURAL RESOUR COM LP 63900P103 1204.79 45949 SH SOLE 11 0 0 45949 NEVADA GOLD COM NEW 64126Q206 13.11 17000 SH SOLE 0 0 0 17000 NEUBERGER BERM COM 64190A103 127.18 36972 SH SOLE 0 0 0 36972 NEWMONT MNG COR NOTE 651639AH9 44.93 35000 SH SOLE 19 0 0 35000 NICHOLAS APPLEG COM 65370F101 265.99 27003 SH SOLE 0 0 0 27003 NOKIA CORP SP ADR 654902204 155.42 10001 SH SOLE 0 0 0 10001 NORDSTROM INC COM 655664100 394.90 9667 SH SOLE 0 0 0 9667 NORTH AMERICAN COM 656912102 380.26 93200 SH SOLE 0 0 0 93200 NOVAGOLD RES COM NEW 66987E206 107.81 15100 SH SOLE 0 0 0 15100 NOVAVAX INC COM 670002104 57.06 24700 SH SOLE 0 0 0 24700 NOVO NORDISK A. ADR 670100205 1049.53 13609 SH SOLE 11 0 0 13609 NOVO NORDISK A. ADR 670100205 8.17 106 SH SOLE 0 0 0 106 NUCOR CORP COM 670346105 28.45 627 SH SOLE 1 0 0 627 NUCOR CORP COM 670346105 744.80 16412 SH SOLE 11 0 0 16412 NUCOR CORP COM 670346105 144.30 3179 SH SOLE 0 0 0 3179 NUCOR CORP COM 670346105 5.58 123 SH SOLE 7 0 0 123 NUSTAR ENERGY UNIT 67058H102 1417.54 23449 SH SOLE 11 0 0 23449 NUSTAR ENERGY UNIT 67058H102 20.89 345 SH SOLE 0 0 0 345 NUSTAR GP HLDGS UNIT 67059L102 118.52 4000 SH SOLE 0 0 0 4000 NUSTAR GP HLDGS UNIT 67059L102 111.11 3750 SH SOLE 11 0 0 3750 NUVEEN INSURED COM 67062N103 146.27 10200 SH SOLE 0 0 0 10200 NVIDIA CORP COM 67066G104 246.64 14191 SH SOLE 0 0 0 14191 NUVEEN EQUITY COM 6706ER101 177.41 13450 SH SOLE 0 0 0 13450 NUVEEN QUALITY COM 67071S101 147.81 20359 SH SOLE 0 0 0 20359 NUVEEN QUALITY COM 67072C105 253.86 32175 SH SOLE 0 0 0 32175 NUVEEN ENHANCED COM 67074M101 228.65 16400 SH SOLE 0 0 0 16400 OSI PHARMACEUT NOTE 671040AD5 88.43 74000 SH SOLE 19 0 0 74000 ONSTREAM MEDIA COM 682875109 11.32 37000 SH SOLE 0 0 0 37000 ORACLE CORP COM 68389X105 8.07 314 SH SOLE 7 0 0 314 ORACLE CORP COM 68389X105 364.70 14196 SH SOLE 0 0 0 14196 ORACLE CORP COM 68389X105 48.97 1906 SH SOLE 3 0 0 1906 ORBITAL SCIENC NOTE 685564AN6 137.85 134000 SH SOLE 19 0 0 134000 PNC FINL SVCS COM 693475105 210.68 3529. SH SOLE 0 0 0 3529 PACCAR INC COM 693718108 429.07 9900 SH SOLE 0 0 0 9900 PACIFIC ETHANOL COM 69423U107 70.71 63700 SH SOLE 0 0 0 63700 PALM INC NEW COM 696643105 47.44 12616 SH SOLE 0 0 0 12616 PALOMAR MED TEC COM NEW 697529303 438.74 40400 SH SOLE 0 0 0 40400 PARKER DRILLING COM 701081101 67.84 13760 SH SOLE 0 0 0 13760 PAYCHEX INC COM 704326107 134.76 4389 SH SOLE 0 0 0 4389 PAYCHEX INC COM 704326107 569.79 18559 SH SOLE 11 0 0 18559 PENGROWTH ENERG TR UNIT 706902509 182.74 15672 SH SOLE 0 0 0 15672 PENGROWTH ENERG TR UNIT 706902509 5.83 500 SH SOLE 8 0 0 500 PENN WEST ENERG TR UNIT 707885109 659.83 31242 SH SOLE 0 0 0 31242 PEPCO HLDGS INC COM 713291102 13.02 759 SH SOLE 1 0 0 759 PEPCO HLDGS INC COM 713291102 286.18 16687 SH SOLE 0 0 0 16687 PEPSICO INC COM 713448108 1380.36 20863 SH SOLE 11 0 0 20863 PEPSICO INC COM 713448108 764.80 11559 SH SOLE 0 0 0 11559 PETROLEO BRASIL SP ADR 71654V408 276.43 6212 SH SOLE 0 0 0 6212 PFIZER INC COM 717081103 1673.21 97563 SH SOLE 0 0 0 97563 PFIZER INC COM 717081103 120.31 7015 SH SOLE 13 0 0 7015 PFIZER INC COM 717081103 3.82 223 SH SOLE 2 0 0 223 PFIZER INC COM 717081103 42.50 2478 SH SOLE 11 0 0 2478 PHILIP MORRIS COM 718172109 757.95 14531 SH SOLE 0 0 0 14531 PHILIP MORRIS COM 718172109 5.22 100 SH SOLE 12 0 0 100 PHILIP MORRIS COM 718172109 45.59 874 SH SOLE 1 0 0 874 PHILIP MORRIS COM 718172109 27.18 521 SH SOLE 7 0 0 521 PIEDMONT OFFICE COM CLA 720190206 6.47 326 SH SOLE 11 0 0 326 PIEDMONT OFFICE COM CLA 720190206 320.44 16143 SH SOLE 0 0 0 16143 PIMCO MUN INC COM 72200W106 338.30 31008 SH SOLE 0 0 0 31008 PIMCO STRATEGIC COM 72200X104 288.96 28000 SH SOLE 0 0 0 28000 PIMCO HIGH INC COM SHS 722014107 262.14 21416 SH SOLE 0 0 0 21416 PIMCO MUN INC COM 72201A103 114.92 10543 SH SOLE 0 0 0 10543 PIMCO CORPORATE COM 72201B101 192.00 11615 SH SOLE 0 0 0 11615 PIMCO CORPORATE COM 72201B101 47.66 2883 SH SOLE 1 0 0 2883 PLAINS ALL AME UNIT LP 726503105 1555.41 27335 SH SOLE 11 0 0 27335 PLAINS ALL AME UNIT LP 726503105 157.16 2762 SH SOLE 0 0 0 2762 PLUG PWR INC COM 72919P103 44.52 64335 SH SOLE 0 0 0 64335 POTASH CORP OF COM 73755L107 1698.35 14230 SH SOLE 0 0 0 14230 POWER ONE INC COM 739308104 109.72 26000 SH SOLE 0 0 0 26000 POWERSHARES QQQ UNIT 73935A104 1278.56 26537 SH SOLE 0 0 0 26537 POWERSHARES DB UNIT BI 73935S105 336.44 14304 SH SOLE 0 0 0 14304 POWERSHARES EXC FINL 73935X229 31.77 1833 SH SOLE 1 0 0 1833 POWERSHARES EXC FINL 73935X229 925.68 53415 SH SOLE 0 0 0 53415 POWERSHARES EXC CLEANT 73935X278 474.63 19429 SH SOLE 0 0 0 19429 POWERSHARES EXC WNDRHL 73935X500 101.79 10220 SH SOLE 0 0 0 10220 POWERSHARES EXC WATER 73935X575 15.69 900 SH SOLE 8 0 0 900 POWERSHARES EXC WATER 73935X575 958.32 54981 SH SOLE 0 0 0 54981 POWERSHARES EXC DYNM 73935X708 587.01 33127 SH SOLE 0 0 0 33127 POWERSHARSE GLO S&P 500 73936G308 222.61 10287 SH SOLE 0 0 0 10287 PRAXAIR INC COM 74005P104 101.93 1228 SH SOLE 0 0 0 1228.0352 PRAXAIR INC COM 74005P104 6.97 84 SH SOLE 7 0 0 84 PRAXAIR INC COM 74005P104 1196.89 14420 SH SOLE 11 0 0 14420 PRECISION DRILL TR UNIT 740215108 77.37 10087 SH SOLE 0 0 0 10087 PRICELINE COM NEW 741503403 0.00 0 SH SOLE 7 0 0 0 PRICELINE COM NEW 741503403 228.48 896 SH SOLE 0 0 0 896 PROCTER & GAMBL COM 742718109 1441.89 22789 SH SOLE 0 0 0 22789 PROCTER & GAMBL COM 742718109 1416.63 22390 SH SOLE 11 0 0 23390 PROSHARES ULTRA PSHS 74347R313 201.50 3908 SH SOLE 0 0 0 3908 PROSHARES ULTRA PSHS 74347R321 83.96 10682 SH SOLE 0 0 0 10682 PROSHARES SHORT PSHS 74347R503 1200.91 24256 SH SOLE 0 0 0 24256 PROSHARES TR PSHS 74347R552 79.28 13125 SH SOLE 0 0 0 13125 PROSHARES ULTRA PSHS 74347R628 443.25 23050 SH SOLE 0 0 0 23050 PROSHARES SHORT PSHS 74347R701 305.16 6150 SH SOLE 0 0 0 6150 PROSHARES TR PSHS 74347R719 1027.89 29994 SH SOLE 0 0 0 29994 PROSHARES ULTRA PSHS 74347R743 241.95 35633 SH SOLE 0 0 0 35633 PROSHARES ULTRA PSHS 74347R883 255.42 8242 SH SOLE 0 0 0 8242 PROSHARES TR SHRT 20 74347X849 306.75 6146 SH SOLE 0 0 0 6146 PROSPECT CAP COM 74348T102 329.61 27128 SH SOLE 0 0 0 27128 PROVIDENT ENER TR UNIT 74386K104 295.79 38365 SH SOLE 0 0 0 38365 PUTNAM PREMIER SH BEN 746853100 90.22 13859 SH SOLE 0 0 0 13859 QUALCOMM INC COM 747525103 37.16 885 SH SOLE 3 0 0 885 QUALCOMM INC COM 747525103 844.25 20106 SH SOLE 0 0 0 20106 QUALCOMM INC COM 747525103 1.76 42 SH SOLE 13 0 0 42 QUALCOMM INC COM 747525103 4.32 103 SH SOLE 2 0 0 103 QUANTUM FUEL COM 74765E109 38.02 56740 SH SOLE 0 0 0 56740 QWEST COMMUNIC COM 749121109 52.72 10099 SH SOLE 0 0 0 10099 RAIT FINL TR COM 749227104 130.88 66100 SH SOLE 0 0 0 66100 RF MICRO DEVICE NOTE 749941AJ9 55.95 60000 SH SOLE 19 0 0 60000 RAYONIER TRS NOTE 75508AAB2 40.38 37000 SH SOLE 19 0 0 37000 RAYTHEON CO COM NEW 755111507 5.88 103 SH SOLE 7 0 0 103 RAYTHEON CO COM NEW 755111507 347.17 6077 SH SOLE 0 0 0 6077 RENTECH INC COM 760112102 22.66 22000 SH SOLE 0 0 0 22000 RESEARCH IN MOT COM 760975102 667.10 9021 SH SOLE 0 0 0 9021 RITE AID CORP COM 767754104 68.85 45900 SH SOLE 0 0 0 45900 ROYAL BK SCOTL ADR PR 780097770 139.08 11000 SH SOLE 0 0 0 11000 RUBICON MINERAL COM 780911103 91.92 24000 SH SOLE 0 0 0 24000 SAIC INC COM 78390X101 587.37 33185 SH SOLE 0 0 0 33185 SEI INVESTMENTS COM 784117103 409.02 18617 SH SOLE 11 0 0 18617 SESI L L C GTD NOTE 78412FAH7 106.81 115000 SH SOLE 19 0 0 115000 SPDR S&P 500 UNIT 78462F103 23.40 200 SH SOLE 8 0 0 200 SPDR S&P 500 UNIT 78462F103 2434.01 20803 SH SOLE 0 0 0 20803 SPDR GOLD TR GOLD 78463V107 2039.00 18715 SH SOLE 0 0 0 18715 SPDR SER TR LEH BRCLY 78464A417 216.79 5448 SH SOLE 0 0 0 5448 SPDR SER TR LEH BRCLY 78464A417 15.92 400 SH SOLE 1 0 0 400 SPDR SER TR NUV BRCLY 78464A425 269.84 11262 SH SOLE 0 0 0 11262 SPDR SER TR NUV BRCLY 78464A458 259.23 11415 SH SOLE 0 0 0 11415 SPDR SER TR LEH BRCLY 78464A516 566.04 10115 SH SOLE 0 0 0 10115 SPDR SER TR LEH BRCLY 78464A516 47.85 855 SH SOLE 21 0 0 855 SPDR SER TR DOW DJ RT 78464A607 310.95 5784 SH SOLE 0 0 0 5784 SPDR SER TR DOW DJ TIL 78464A805 240.39 2754 SH SOLE 0 0 0 2754 SPDR DOW JONES UTSER1 78467X109 553.97 5100 SH SOLE 0 0 0 5100 SPDR S&P MIDCAP UTSER1 78467Y107 1236.85 8639 SH SOLE 0 0 0 8639 SPDR S&P MIDCAP UTSER1 78467Y107 17.90 125 SH SOLE 8 0 0 125 ST MARY LAND & NOTE 792228AD0 51.00 51000 SH SOLE 19 0 0 51000 SANDISK CORP COM 80004C101 209.58 6052 SH SOLE 0 0 0 6052 SANDISK CORP SR NOTE 80004CAC5 141.66 164000 SH SOLE 19 0 0 164000 SATCON TECHNOL COM 803893106 133.29 54850 SH SOLE 0 0 0 54850 SCHEIN HENRY NOTE 806407AB8 12.91 10000 SH SOLE 19 0 0 10000 SELECT SECTOR SBI 81369Y506 343.18 5966 SH SOLE 0 0 0 5966 SECTOR SPDR TR SBI 81369Y605 293.66 18411 SH SOLE 0 0 0 18411 SECTOR SPDR TR SBI 81369Y886 223.55 7537 SH SOLE 0 0 0 7537 SILVER WHEATON COM 828336107 173.89 11090 SH SOLE 0 0 0 11090 SIRIUS XM RADIO COM 82967N108 125.69 144469 SH SOLE 0 0 0 144469 SMART BALANCE COM 83169Y108 62.93 9712 SH SOLE 1 0 0 9712 SMART BALANCE COM 83169Y108 6.29 970 SH SOLE 0 0 0 970 SMITH & WESSON NOTE 831756AB7 80.85 84000 SH SOLE 19 0 0 84000 SONOSIGHT INC E NOTE 83568GAA2 186.96 177000 SH SOLE 19 0 0 177000 SOTHEBYS SR NT NOTE 835898AC1 178.15 158000 SH SOLE 19 0 0 158000 SOUTHERN CO COM 842587107 285.67 8614 SH SOLE 0 0 0 8614 SOUTHERN COPPER COM 84265V105 18.75 592 SH SOLE 1 0 0 592 SOUTHERN COPPER COM 84265V105 7.92 250 SH SOLE 7 0 0 250 SOUTHERN COPPER COM 84265V105 269.89 8522 SH SOLE 0 0 0 8522 SPRINT NEXTEL COM SER 852061100 47.41 12477 SH SOLE 0 0 0 12477 SPRINT NEXTEL COM SER 852061100 42.28 11125 SH SOLE 13 0 0 11125 STAAR SURGICAL COM PAR 852312305 42.10 11020 SH SOLE 0 0 0 11020 STARBUCKS CORP COM 855244109 208.87 8606 SH SOLE 0 0 0 8606 STEMCELLS INC COM 85857R105 108.28 93345 SH SOLE 0 0 0 93345 SUNOCO LOGISTI COM UT 86764L108 1851.53 27029 SH SOLE 11 0 0 27029 SUNOCO LOGISTI COM UT 86764L108 21.37 312 SH SOLE 7 0 0 312 SUNOCO LOGISTI COM UT 86764L108 383.80 5602 SH SOLE 0 0 0 5602 SUNPOWER CORP DBCV 867652AA7 140.40 156000 SH SOLE 19 0 0 156000 SUNPOWER CORP DBCV 867652AC3 52.32 55000 SH SOLE 19 0 0 55000 SWEDISH EXPT CR ROG TTL 870297801 76.10 10000 SH SOLE 0 0 0 10000 TECO ENERGY INC COM 872375100 152.78 9615 SH SOLE 0 0 0 9615 TECO ENERGY INC COM 872375100 117.03 7365 SH SOLE 13 0 0 7365 TTM TECHNOLOG NOTE 87305RAC3 105.61 119000 SH SOLE 19 0 0 119000 TAIWAN SEMICOND SP ADR 874039100 41.30 3937 SH SOLE 0 0 0 3937 TAIWAN SEMICOND SP ADR 874039100 78.66 7499 SH SOLE 1 0 0 7499 TAIWAN SEMICOND SP ADR 874039100 22.15 2112 SH SOLE 2 0 0 2112 TARGET CORP COM 87612E106 205.82 3913 SH SOLE 0 0 0 3913 TECH DATA CORP DBCV 878237AE6 65.68 63000 SH SOLE 19 0 0 63000 TELECOM CORP OF SP ADR 879278208 500.06 64774 SH SOLE 0 0 0 64774 TELEFLEX INC COM 879369106 1045.92 16324 SH SOLE 11 0 0 16324 TELEFLEX INC COM 879369106 3.35 52 SH SOLE 0 0 0 52 TEVA PHARMACEUT ADR 881624209 1344.36 21312 SH SOLE 11 0 0 21312 TEVA PHARMACEUT ADR 881624209 47.18 748 SH SOLE 1 0 0 748 TEVA PHARMACEUT ADR 881624209 546.97 8671 SH SOLE 0 0 0 8671 TEVA PHARMACEUT DBCV 88163VAE9 40.69 30000 SH SOLE 19 0 0 30000 TEXAS INSTRUMEN COM 882508104 220.43 9008 SH SOLE 0 0 0 9008 3M CO COM 88579Y101 802.58 9603 SH SOLE 0 0 0 9603 3M CO COM 88579Y101 162.96 1950 SH SOLE 13 0 0 1950 3M CO COM 88579Y101 6.69 80 SH SOLE 7 0 0 80 3M CO COM 88579Y101 3.76 45 SH SOLE 2 0 0 45 3M CO LIQUID NOTE 88579YAB7 36.75 40000 SH SOLE 19 0 0 40000 TITANIUM METALS COM NEW 888339207 369.13 22250 SH SOLE 0 0 0 22250 TRANSOCEAN INC NOTE 893830AV1 9.78 10000 SH SOLE 19 0 0 10000 TRANSOCEAN INC NOTE 893830AW9 13.65 15000 SH SOLE 1 0 0 15000 TRANSOCEAN INC NOTE 893830AW9 44.59 49000 SH SOLE 19 0 0 49000 TRAVELERS COS COM 89417E109 230.46 4272 SH SOLE 0 0 0 4272 TRAVELERS COS COM 89417E109 1.40 26 SH SOLE 13 0 0 26 USEC INC COM 90333E108 110.78 19200 SH SOLE 0 0 0 19200 U S CONCRETE COM 90333L102 64.91 170815 SH SOLE 0 0 0 170815 UNION PACIFIC COM 907818108 249.51 3403 SH SOLE 0 0 0 3403 UNION PACIFIC COM 907818108 9.31 127 SH SOLE 7 0 0 127 UNISOURCE ENER NOTE 909205AB2 197.01 199000 SH SOLE 19 0 0 199000 UNITED PARCEL CL B 911312106 1046.52 16247 SH SOLE 0 0 0 16247 UNITED STS NAT UNIT 912318102 500.80 72475 SH SOLE 0 0 0 72475 UNITED STS OIL UNIT 91232N108 257.74 6397 SH SOLE 0 0 0 6397 UNITED STS STL COM 912909108 220.25 3467 SH SOLE 0 0 0 3467 UNITED TECHNOL COM 913017109 1334.48 18129 SH SOLE 11 0 0 18129 UNITED TECHNOL COM 913017109 29.52 401 SH SOLE 1 0 0 401 UNITED TECHNOL COM 913017109 12.51 170 SH SOLE 12 0 0 170 UNITED TECHNOL COM 913017109 335.53 4558 SH SOLE 0 0 0 4558 UNIVERSAL TRAV COM NEW 91388Q202 229.91 23200 SH SOLE 0 0 0 23200 UROLOGIX INC COM 917273104 35.49 21250 SH SOLE 0 0 0 21250 UTSTARCOM INC COM 918076100 29.30 10500 SH SOLE 0 0 0 10500 VALENCE TECHNOL COM 918914102 14.66 17250 SH SOLE 0 0 0 17250 VALERO ENERGY COM 91913Y100 3.84 195 SH SOLE 12 0 0 195 VALERO ENERGY COM 91913Y100 430.48 21851 SH SOLE 0 0 0 21851 VALERO ENERGY COM 91913Y100 19.72 1001 SH SOLE 1 0 0 1001 VAN KAMPEN AMER COM 920928108 199.07 14990 SH SOLE 0 0 0 14990 VANGUARD SPECIA DIV ETR 921908844 259.45 5313 SH SOLE 0 0 0 5313 VANGUARD BD IND TOTL BD 921937835 766.83 9682 SH SOLE 0 0 0 9682 VANGUARD EMERGI EMR ETR 922042858 854.36 20269 SH SOLE 0 0 0 20269 VANGUARD INTL EUR ETF 922042874 443.47 9214 SH SOLE 0 0 0 9214 VANGUARD INTL EUR ETF 922042874 10.59 220 SH SOLE 1 0 0 220 VANGUARD INDEX SML ETF 922908595 604.77 9261 SH SOLE 0 0 0 9261 VANGUARD INDEX SML ETF 922908611 455.49 7589 SH SOLE 0 0 0 7589 VANGUARD INDEX GRW ETF 922908736 609.81 10978 SH SOLE 0 0 0 10978 VANGUARD INDEX VAL ETF 922908744 631.30 12508 SH SOLE 0 0 0 12508 VANGUARD INDEX SML ETF 922908751 547.57 8693 SH SOLE 0 0 0 8693 VANGUARD INDEX STK ETF 922908769 416.78 6994 SH SOLE 0 0 0 6994 VERIZON COMMUN COM 92343V104 10.17 328 SH SOLE 7 0 0 328 VERIZON COMMUN COM 92343V104 1572.27 50685 SH SOLE 0 0 0 50685 VISA INC COM COM CLA 92826C839 7.65 84 SH SOLE 7 0 0 84 VISA INC COM COM CLA 92826C839 979.37 10758 SH SOLE 0 0 0 10758 VODAFONE GROUP SP ADR 92857W209 515.29 22125 SH SOLE 0 0 0 22125 WAL MART STORES COM 931142103 615.94 11078 SH SOLE 11 0 0 11078 WAL MART STORES COM 931142103 777.48 13983 SH SOLE 0 0 0 13983 WAL MART STORES COM 931142103 38.09 685 SH SOLE 3 0 0 685 WALGREEN CO COM 931422109 228.25 6154 SH SOLE 11 0 0 6154 WALGREEN CO COM 931422109 701.12 18903 SH SOLE 0 0 0 18903 WALGREEN CO COM 931422109 45.44 1225 SH SOLE 3 0 0 1225 WAVE SYSTEMS COM NEW 943526301 125.81 31452 SH SOLE 0 0 0 31452 WELLS FARGO & COM 949746101 756.30 24302 SH SOLE 0 0 0 24302 WESTERN ASSET COM 95766A101 746.27 41117 SH SOLE 0 0 0 41117 WESTERN DIGITAL COM 958102105 248.60 6376 SH SOLE 0 0 0 6376 WESTERN DIGITAL COM 958102105 60.43 1550 SH SOLE 3 0 0 1550 WILLIAMS COS COM 969457100 9.24 400 SH SOLE 11 0 0 400 WILLIAMS COS COM 969457100 84.32 3650 SH SOLE 0 0 0 3650 WILLIAMS COS COM 969457100 133.98 5800 SH SOLE 13 0 0 5800 WILLIAMS PART COM LP 96950F104 489.88 12177 SH SOLE 11 0 0 12177 WILLIAMS PART COM LP 96950F104 100.58 2500 SH SOLE 0 0 0 2500 WINDSTREAM CORP COM 97381W104 27.93 2565 SH SOLE 7 0 0 2565 WINDSTREAM CORP COM 97381W104 195.36 17939 SH SOLE 0 0 0 17939 WINDSTREAM CORP COM 97381W104 1.14 105 SH SOLE 13 0 0 105 WISDOMTREE TR SMLCAP 97717W562 217.85 4900 SH SOLE 0 0 0 4900 WRIGHT MED GRO NOTE 98235TAA5 147.59 167000 SH SOLE 19 0 0 167000 XEROX CORPORAT COM 984121103 21.68 2224 SH SOLE 1 0 0 2224 XEROX CORPORAT COM 984121103 102.65 10527 SH SOLE 0 0 0 10527 YAMANA GOLD INC COM 98462Y100 319.63 32450 SH SOLE 0 0 0 32450 ZWEIG TOTAL RET COM 989837109 68.35 17570 SH SOLE 0 0 0 17570 EURO TECH HOLD ORD G32030101 25.53 12700 SH SOLE 0 0 0 12700 SEAGATE TECHNOL SHS G7945J104 7.74 424 SH SOLE 7 0 0 424 SEAGATE TECHNOL SHS G7945J104 455.28 24933 SH SOLE 0 0 0 24933 SEAGATE TECHNOL SHS G7945J104 122.73 6721 SH SOLE 12 0 0 6721 XOMA LTD SHS COM G9825R107 15.89 27633 SH SOLE 0 0 0 27633 ACE LIMITED ORD H0023R105 215.89 4128 SH SOLE 0 0 0 4128 FOSTER WHEELER COM H27178104 312.22 11504 SH SOLE 0 0 0 11504 TOWER SEMICOND ORD M87915100 20.95 12000 SH SOLE 0 0 0 12000 DRYSHIPS INC SHS Y2109Q101 131.29 22482 SH SOLE 0 0 0 22482
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