-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PY7hGrwCXkczMl7Hot4eb7iH0T3TE6mwIn9+KDgAE3lw8SAl9v/D6AtspdSaWJxv QBYnRfeXn1YQ+BwlNzGK1A== 0001427271-09-000002.txt : 20090203 0001427271-09-000002.hdr.sgml : 20090203 20090203114353 ACCESSION NUMBER: 0001427271-09-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090203 DATE AS OF CHANGE: 20090203 EFFECTIVENESS DATE: 20090203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Investors Capital Advisory Services CENTRAL INDEX KEY: 0001427271 IRS NUMBER: 043161577 STATE OF INCORPORATION: MA FISCAL YEAR END: 0308 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12993 FILM NUMBER: 09563636 BUSINESS ADDRESS: STREET 1: 230 BROADWAY CITY: LYNNFIELD STATE: MA ZIP: 019400 BUSINESS PHONE: 800-949-1422 MAIL ADDRESS: STREET 1: 230 BROADWAY CITY: LYNNFIELD STATE: MA ZIP: 019400 13F-HR 1 template7.txt SEC FORM 13F 12-31-2008 FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F-HR Form 13F COVER PAGE Report for the Calendar Year of Quarter Ended: September 30, 2008 Check here if Amendment []; This Amendment (Check only one.): [] is a restatement. adds new holdings entries. Institutional Investment Manager Filing this Report: Name: INVESTORS CAPITAL ADVISORY SERVICES Address: 230 BROADWAY LYNNFIELD, MA 01940 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements,schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Derek A. Anderson Title: CCO Phone: 800-949-1422 Signature, Place, and Date of Signing: /s/ Derek A. Anderson Lynnfield, MA 02/03/2009 - ------------------------ ------------ ------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Report Summary: Number of Other Included Managers: 19 ------------- Form 13F Information Table Entry Total: 250 Form 13F Information Table Value Total: 71470.46 (thousands) List of Other Included Managers: Form 13F File Number Manager Manager code 28-11543 Advisors Capital Management 1 28-03961 Berkeley Capital Management 2 28-11448 Cambridge Financial Group 3 28-02462 CH Dean 4 WE Donoghue 5 28-01666 Eagle Asset Management 6 Frantzen Capital 7 Fraser Management Associates 8 28-03099 Kopp Investment Advisors 9 28-6668 Oak Ridge Investments 10 28-11952 Dividend Growth Advisors 11 Sentinel Advisory Corp. 12 28-11180 ValueWorks LLC 13 28-06312 Abner, Herrman & Brock 14 28-01317 Carret Asset Management 15 28-03869 Rorer Asset Management 16 28-11973 Lockwood 17 28-11051 Cumberland Advisors 18 Wellesley Investment Advisors 19 2
FORM 13F INFORMATION TABLE INVEST- OTHER VOTING NAME OF TITLE CUSIP VALUE SHRS MENT DIS- MANA- AUTHORITY ISSUER CLASS (X$1000) CRETION GERS SOLE VALUE SHARES / SH/PRN INVSTMT OTHR VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PUT/CALL DSCRETN MGRS SOLE SHARED NONE ABB LTD SPONS COM 000375204 20.68 1378 SH SOLE 0 0 0 1378 ABB LTD SPONS COM 000375204 1.22 81 SH SOLE 1 81 0 0 AFLAC INC COM 001055102 68.65 1497 SH SOLE 0 0 0 1497 AFLAC INC COM 001055102 3.67 80 SH SOLE 9 80 0 0 AFLAC INC COM 001055102 4.03 88 SH SOLE 10 88 0 0 AFLAC INC COM 001055102 891.62 19450 SH SOLE 11 19450 0 0 ALBEMARLE CORP COM 012653101 15.54 697 SH SOLE 0 0 0 697 ALBEMARLE CORP COM 012653101 8.03 360 SH SOLE 2 360 0 0 ALBEMARLE CORP COM 012653101 749.10 33591 SH SOLE 11 33591 0 0 ALCOA INC COM 013817101 306.56 27404 SH SOLE 0 0 0 27404 ANNALY MTG MGMT COM 035710409 162.54 10242 SH SOLE 0 0 0 10242 ANNALY MTG MGMT COM 035710409 54.40 3428 SH SOLE 7 3428 0 0 ARCHER DANIELS COM 039483102 219.80 7624 SH SOLE 0 0 0 7624 ARCHER DANIELS COM 039483102 84.04 2915 SH SOLE 3 2915 0 0 ARCHER DANIELS COM 039483102 582.87 20217 SH SOLE 11 20217 0 0 ARENA RES INC COM 040049108 456.15 16250 SH SOLE 0 0 0 16250 AUTOMATIC DATA COM 053015103 297.62 7565 SH SOLE 0 0 0 7565 AUTOMATIC DATA COM 053015103 8.22 209 SH SOLE 7 209 0 0 AUTOMATIC DATA COM 053015103 1173.97 29841 SH SOLE 11 29841 0 0 AUTOMATIC DATA COM 053015103 8.46 215 SH SOLE 12 215 0 0 BANK OF AMERICA COM 060505104 427.30 30347 SH SOLE 0 0 0 30347 BANK OF AMERICA COM 060505104 14.63 1039 SH SOLE 1 1039 0 0 BANK OF AMERICA COM 060505104 2.11 150 SH SOLE 2 150 0 0 BANK OF AMERICA COM 060505104 5.91 420 SH SOLE 4 420 0 0 BANK OF AMERICA COM 060505104 2.60 185 SH SOLE 6 185 0 0 BANK OF AMERICA COM 060505104 7.63 541 SH SOLE 9 541 0 0 BANK OF AMERICA COM 060505104 2.68 190 SH SOLE 12 190 0 0 BLACKROCK INSD COM 092479104 202.64 19135 SH SOLE 0 0 0 19135 BLACKROCK GLOBALCOM 092501105 371.61 23010 SH SOLE 0 0 0 23010 BOEING COMPANY COM 097023105 301.98 7077 SH SOLE 0 0 0 7077 BOEING COMPANY COM 097023105 152.80 3581 SH SOLE 13 3581 0 0 BRISTOL-MYERS COM 110122108 625.51 26903 SH SOLE 0 0 0 26903 BRISTOL-MYERS COM 110122108 3.84 165 SH SOLE 13 165 0 0 CATERPILLAR INC COM 149123101 582.50 13040 SH SOLE 0 0 0 13040 CATERPILLAR INC COM 149123101 35.51 795 SH SOLE 3 795 0 0 CATERPILLAR INC COM 149123101 4.02 90 SH SOLE 9 90 0 0 CATERPILLAR INC COM 149123101 896.42 20067 SH SOLE 11 20067 0 0 CHESAPEAKE ENG COM 165167107 247.89 15330 SH SOLE 0 0 0 15330 CHESAPEAKE ENG COM 165167107 0.55 34 SH SOLE 1 34 0 0 CHESAPEAKE ENG COM 165167107 92.57 5725 SH SOLE 13 5725 0 0 CHEVRONTEXACO COM 166764100 671.61 9079 SH SOLE 0 0 0 9079 CHEVRONTEXACO COM 166764100 4.44 60 SH SOLE 2 60 0 0 CHEVRONTEXACO COM 166764100 14.79 200 SH SOLE 4 200 0 0 CHEVRONTEXACO COM 166764100 4.07 55 SH SOLE 9 55 0 0 CHEVRONTEXACO COM 166764100 59.77 808 SH SOLE 11 808 0 0 CITIGROUP INC COM 172967101 359.43 53566 SH SOLE 0 0 0 53566 CITIGROUP INC COM 172967101 0.62 93 SH SOLE 1 93 0 0 CITIGROUP INC COM 172967101 0.77 115 SH SOLE 12 115 0 0 COCA COLA COM 191216100 531.38 11738 SH SOLE 0 0 0 11738 DEERE & CO COM 244199105 598.32 15622 SH SOLE 0 0 0 15622 DOW CHEM CO COM 260543103 214.82 14236 SH SOLE 0 0 0 14236 DOW CHEM CO COM 260543103 3.55 235 SH SOLE 4 235 0 0 DOW CHEM CO COM 260543103 1.89 125 SH SOLE 9 125 0 0 DOW CHEM CO COM 260543103 108.74 7206 SH SOLE 13 7206 0 0 EMC CORP COM COM 268648102 207.98 19864 SH SOLE 0 0 0 19864 EATON VANCE COM 278265103 35.61 1694 SH SOLE 0 0 0 1694 EATON VANCE COM 278265103 2557.91 121747 SH SOLE 11 121747 0 0 ECOLAB INC COM 278865100 7.52 214 SH SOLE 0 0 0 214 ECOLAB INC COM 278865100 3.13 89 SH SOLE 10 89 0 0 ECOLAB INC COM 278865100 461.60 13132 SH SOLE 11 13132 0 0 ENTERPRISE PROD COM 293792107 79.52 3836 SH SOLE 0 0 0 3836 ENTERPRISE PROD COM 293792107 1073.00 51760 SH SOLE 11 51760 0 0 GENERAL ELECT COM 369604103 1838.52 113488 SH SOLE 0 0 0 113488 GENERAL ELECT COM 369604103 4.78 295 SH SOLE 2 295 0 0 GENERAL ELECT COM 369604103 29.40 1815 SH SOLE 3 1815 0 0 GENERAL ELECT COM 369604103 1.62 100 SH SOLE 4 100 0 0 GENERAL ELECT COM 369604103 5.75 355 SH SOLE 6 355 0 0 GENERAL ELECT COM 369604103 918.84 56718 SH SOLE 11 56718 0 0 ILLINOIS TOOL COM 452308109 71.22 2032 SH SOLE 0 0 0 2032 ILLINOIS TOOL COM 452308109 496.91 14177 SH SOLE 11 14177 0 0 INTEL CORP COM 458140100 495.84 33935 SH SOLE 0 0 0 33935 INTEL CORP COM 458140100 4.25 290 SH SOLE 2 290 0 0 INTEL CORP COM 458140100 4.03 275 SH SOLE 6 275 0 0 INTEL CORP COM 458140100 3.15 215 SH SOLE 9 215 0 0 INTEL CORP COM 458140100 2.86 195 SH SOLE 13 195 0 0 IBM COM 459200101 290.35 3449 SH SOLE 0 0 0 3449 IBM COM 459200101 52.60 625 SH SOLE 3 625 0 0 IBM COM 459200101 7.91 94 SH SOLE 7 94 0 0 IBM COM 459200101 4.21 50 SH SOLE 9 50 0 0 IBM COM 459200101 937.01 11133 SH SOLE 11 11133 0 0 ISHARES DJSEL COM 464287168 1220.55 29560 SH SOLE 0 0 0 29560 ISHARES TR S&P COM 464287309 660.38 14698 SH SOLE 0 0 0 14698 ISHARES TR S&P COM 464287705 46.83 931 SH SOLE 0 0 0 931 ISHARES TR S&P COM 464287705 534.88 10638 SH SOLE 12 10638 0 0 JOHNSON & JOHN COM 478160104 745.03 12452 SH SOLE 0 0 0 12452 JOHNSON & JOHN COM 478160104 3.89 65 SH SOLE 2 65 0 0 JOHNSON & JOHN COM 478160104 8.68 145 SH SOLE 4 145 0 0 JOHNSON & JOHN COM 478160104 8.38 140 SH SOLE 6 140 0 0 JOHNSON & JOHN COM 478160104 4.49 75 SH SOLE 9 75 0 0 JOHNSON & JOHN COM 478160104 1343.72 22458 SH SOLE 11 22458 0 0 LINEAR TECH COM 535678106 60.01 2713 SH SOLE 0 0 0 2713 LINEAR TECH COM 535678106 744.47 33655 SH SOLE 11 33655 0 0 MFS GOVERNMENT COM 552939100 244.90 31000 SH SOLE 0 0 0 31000 MAGELLAN MIDSTR COM 559080106 19.02 629 SH SOLE 0 0 0 629 MAGELLAN MIDSTR COM 559080106 28.16 932 SH SOLE 7 932 0 0 MAGELLAN MIDSTR COM 559080106 1029.73 34085 SH SOLE 11 34085 0 0 MCDONALDS CORP COM 580135101 302.24 4863 SH SOLE 0 0 0 4863 MCDONALDS CORP COM 580135101 6.22 100 SH SOLE 2 100 0 0 MCDONALDS CORP COM 580135101 67.48 1085 SH SOLE 3 1085 0 0 MCDONALDS CORP COM 580135101 2.18 35 SH SOLE 6 35 0 0 MCDONALDS CORP COM 580135101 12.75 205 SH SOLE 7 205 0 0 MCDONALDS CORP COM 580135101 1704.04 27400 SH SOLE 11 27400 0 0 MEDTRONIC INC COM 585055106 238.88 7602 SH SOLE 0 0 0 7602 MEDTRONIC INC COM 585055106 3.17 101 SH SOLE 4 101 0 0 MEDTRONIC INC COM 585055106 239.72 7629 SH SOLE 11 7629 0 0 MERK & CO INC COM 589331107 320.91 10728 SH SOLE 0 0 0 10728 MERIDIAN BIOSCI COM 589584101 43.93 1724 SH SOLE 0 0 0 1724 MERIDIAN BIOSCI COM 589584101 287.19 11275 SH SOLE 11 11275 0 0 MICROSOFT CORP COM 594918104 894.83 46030 SH SOLE 0 0 0 46030 MICROSOFT CORP COM 594918104 28.87 1485 SH SOLE 3 1485 0 0 MICROSOFT CORP COM 594918104 8.83 454 SH SOLE 4 454 0 0 MICROSOFT CORP COM 594918104 8.65 445 SH SOLE 6 445 0 0 MICROSOFT CORP COM 594918104 2.92 150 SH SOLE 9 150 0 0 MICROSOFT CORP COM 594918104 3.42 176 SH SOLE 10 176 0 0 MYLAN LAB COM 628530107 346.81 35067 SH SOLE 0 0 0 35067 NORDSTROM INC COM 655664100 307.77 23123 SH SOLE 0 0 0 23123 NUCOR CORP COM 670346105 112.55 2436 SH SOLE 0 0 0 2436 NUCOR CORP COM 670346105 666.25 14420 SH SOLE 11 14420 0 0 PACCAR INC COM 693718108 331.19 11580 SH SOLE 0 0 0 11580 PAYCHEX INC COM 704326107 138.68 5276 SH SOLE 0 0 0 5276 PAYCHEX INC COM 704326107 705.86 26859 SH SOLE 11 26859 0 0 PEABODY ENERGY COM 704549104 301.55 13255 SH SOLE 0 0 0 13255 PEABODY ENERGY COM 704549104 14.22 625 SH SOLE 8 625 0 0 PEPSICO INC COM 713448108 340.11 6209 SH SOLE 0 0 0 6209 PEPSICO INC COM 713448108 3.83 70 SH SOLE 9 70 0 0 PEPSICO INC COM 713448108 4.55 83 SH SOLE 10 83 0 0 PEPSICO INC COM 713448108 1074.87 19625 SH SOLE 11 19625 0 0 PFIZER INC COM 717081103 1520.44 87236 SH SOLE 0 0 0 87236 PFIZER INC COM 717081103 3.90 220 SH SOLE 2 220 0 0 PFIZER INC COM 717081103 4.87 275 SH SOLE 4 275 0 0 PFIZER INC COM 717081103 9.30 525 SH SOLE 6 525 0 0 PFIZER INC COM 717081103 29.89 1688 SH SOLE 7 1688 0 0 PFIZER INC COM 717081103 93.60 5285 SH SOLE 11 5285 0 0 PFIZER INC COM 717081103 210.13 11865 SH SOLE 13 11865 0 0 PHILIP MORRIS COM 718172109 504.52 11595 SH SOLE 0 0 0 11595 PHILIP MORRIS COM 718172109 17.88 411 SH SOLE 1 411 0 0 PHILIP MORRIS COM 718172109 60.52 1391 SH SOLE 7 1391 0 0 PHILIP MORRIS COM 718172109 4.35 100 SH SOLE 12 100 0 0 PLAINS ALL AMER COM 726503105 28.56 823 SH SOLE 0 0 0 823 PLAINS ALL AMER COM 726503105 860.47 24804 SH SOLE 11 24804 0 0 PROCTER & GAMBLECOM 742718109 795.07 12861 SH SOLE 0 0 0 12861 PROCTER & GAMBLECOM 742718109 9.89 160 SH SOLE 4 160 0 0 PROCTER & GAMBLECOM 742718109 2.47 40 SH SOLE 6 40 0 0 PROCTER & GAMBLECOM 742718109 5.25 85 SH SOLE 9 85 0 0 PROCTER & GAMBLECOM 742718109 6.37 103 SH SOLE 10 103 0 0 PROCTER & GAMBLECOM 742718109 1336.76 21623 SH SOLE 11 21623 0 0 ROPER INDUSTR COM 776696106 10.46 241 SH SOLE 0 0 0 241 ROPER INDUSTR COM 776696106 839.85 19347 SH SOLE 11 19347 0 0 SEI INVESTMENTS COM 784117103 7.46 475 SH SOLE 0 0 0 475 SEI INVESTMENTS COM 784117103 294.05 18717 SH SOLE 11 18717 0 0 SCHERING PLOUGH COM 806605101 161.55 9486 SH SOLE 0 0 0 9486 SCHERING PLOUGH COM 806605101 202.23 11875 SH SOLE 13 11875 0 0 STATE STREET COM 857477103 114.33 2907 SH SOLE 0 0 0 2907 STATE STREET COM 857477103 0.83 21 SH SOLE 1 21 0 0 STATE STREET COM 857477103 2.16 55 SH SOLE 6 55 0 0 STATE STREET COM 857477103 575.04 14620 SH SOLE 11 14620 0 0 UNITED TECHN COM 913017109 171.08 3191 SH SOLE 0 0 0 3191 UNITED TECHN COM 913017109 4.18 78 SH SOLE 4 78 0 0 UNITED TECHN COM 913017109 4.02 75 SH SOLE 6 75 0 0 UNITED TECHN COM 913017109 4.29 80 SH SOLE 9 80 0 0 UNITED TECHN COM 913017109 1074.50 20046 SH SOLE 11 20046 0 0 UNITED TECHN COM 913017109 9.11 170 SH SOLE 12 170 0 0 VANGUARD INDEX COM 922908769 919.06 20542 SH SOLE 0 0 0 20542 WELLS FARGO COM 949746101 310.53 10533 SH SOLE 0 0 0 10533 WELLS FARGO COM 949746101 60.88 2065 SH SOLE 3 2065 0 0 WELLS FARGO COM 949746101 7.37 250 SH SOLE 4 250 0 0 WELLS FARGO COM 949746101 0.74 25 SH SOLE 6 25 0 0 WELLS FARGO COM 949746101 7.64 259 SH SOLE 7 259 0 0 ALLANCEBERSTEIN COM 01881E101 272.09 38430 SH SOLE 0 0 0 38430 ALLANCEBERSTEIN COM 01881E101 17.57 2481 SH SOLE 1 2481 0 0 AT&T INC COM 00206R102 1735.14 60882 SH SOLE 0 0 0 60882 AT&T INC COM 00206R102 3.71 130 SH SOLE 2 130 0 0 ALTRIA GROUP COM 02209S103 306.32 20339 SH SOLE 0 0 0 20339 ALTRIA GROUP COM 02209S103 14.92 991 SH SOLE 1 991 0 0 ALTRIA GROUP COM 02209S103 29.40 1952 SH SOLE 7 1952 0 0 ALTRIA GROUP COM 02209S103 1.51 100 SH SOLE 12 100 0 0 AMERICAN STRAT COM 03009T101 264.04 30702 SH SOLE 0 0 0 30702 APOLLO INVT COM 03761U106 221.35 23775 SH SOLE 0 0 0 23775 APOLLO INVT COM 03761U106 16.97 1823 SH SOLE 1 1823 0 0 BLACKROCK DIVID COM 09250N107 329.26 39385 SH SOLE 0 0 0 39385 BLACKROCK ENHAN COM 09256A109 395.89 35379 SH SOLE 0 0 0 35379 CISCO SYSTEMS COM 17275R102 618.43 38052 SH SOLE 0 0 0 38052 CISCO SYSTEMS COM 17275R102 1.17 72 SH SOLE 1 72 0 0 CISCO SYSTEMS COM 17275R102 2.85 175 SH SOLE 6 175 0 0 CISCO SYSTEMS COM 17275R102 4.89 300 SH SOLE 10 300 0 0 CISCO SYSTEMS COM 17275R102 6.11 375 SH SOLE 12 375 0 0 EATON VANCE INS COM 27827K109 224.62 25200 SH SOLE 0 0 0 25200 ENBRIDGE ENERGY COM 29250R106 73.08 2866 SH SOLE 0 0 0 2866 ENBRIDGE ENERGY COM 29250R106 599.11 23494 SH SOLE 11 23494 0 0 ENERGY TRANSFER COM 29273R109 26.71 785 SH SOLE 0 0 0 785 ENERGY TRANSFER COM 29273R109 29.28 861 SH SOLE 7 861 0 0 ENERGY TRANSFER COM 29273R109 980.35 28825 SH SOLE 11 28825 0 0 EXXON MOBIL COM 30231G102 2440.21 31253 SH SOLE 0 0 0 31253 EXXON MOBIL COM 30231G102 13.97 175 SH SOLE 4 175 0 0 EXXON MOBIL COM 30231G102 2.00 25 SH SOLE 6 25 0 0 EXXON MOBIL COM 30231G102 168.36 2109 SH SOLE 11 2109 0 0 EXXON MOBIL COM 30231G102 6.79 85 SH SOLE 12 85 0 0 EXXON MOBIL COM 30231G102 1.20 15 SH SOLE 13 15 0 0 FREEPORT-MCMORA COM 35671D857 481.21 19689 SH SOLE 0 0 0 19689 INVESTORS CAP COM 46147M108 476.81 238391 SH SOLE 0 0 0 238391 ISHARES SILVER COM 46428Q109 319.73 28547 SH SOLE 0 0 0 28547 JP MORGAN CHASE COM 46625H100 328.29 10412 SH SOLE 0 0 0 10412 JP MORGAN CHASE COM 46625H100 9.77 310 SH SOLE 4 310 0 0 JP MORGAN CHASE COM 46625H100 3.63 115 SH SOLE 6 115 0 0 MANULIFE FINL COM 56501R106 294.13 17271 SH SOLE 0 0 0 17271 NATURAL RESOU COM 63900P103 13.84 793 SH SOLE 0 0 0 793 NATURAL RESOU COM 63900P103 718.85 41194 SH SOLE 11 41194 0 0 NUSTAR ENERGY COM 67058H102 7.47 182 SH SOLE 0 0 0 182 NUSTAR ENERGY COM 67058H102 854.30 20806 SH SOLE 11 20806 0 0 ORACLE CORP COM 68389X105 651.04 37955 SH SOLE 0 0 0 37955 ORACLE CORP COM 68389X105 58.60 3305 SH SOLE 3 3305 0 0 ORACLE CORP COM 68389X105 3.10 175 SH SOLE 6 175 0 0 ORACLE CORP COM 68389X105 8.37 472 SH SOLE 7 472 0 0 PIMCO CORPORATE COM 72200U100 207.00 18000 SH SOLE 0 0 0 18000 POWERSHARES QQQ COM 73935A104 319.88 10755 SH SOLE 0 0 0 10755 POWERSHARES EXC COM 73935X575 252.63 17556 SH SOLE 0 0 0 17556 POWERSHARES EXC COM 73935X575 17.27 1200 SH SOLE 8 1200 0 0 PRAXAIR INC COM 74005P104 46.69 786 SH SOLE 0 0 0 786 PRAXAIR INC COM 74005P104 7.48 126 SH SOLE 7 126 0 0 PRAXAIR INC COM 74005P104 881.10 14843 SH SOLE 11 14843 0 0 PROSHARES TR COM 74347R107 521.72 19860 SH SOLE 0 0 0 19860 PROSHARES TR COM 74347R206 282.94 10522 SH SOLE 0 0 0 10522 PROSHARES TR COM 74347R719 785.81 27200 SH SOLE 0 0 0 27200 PROSPECT ENERGY COM 74348T102 238.80 19950 SH SOLE 0 0 0 19950 S&P 500 COVERED COM 78381P109 524.36 56996 SH SOLE 0 0 0 56996 STANDARD & POOR COM 78462F103 603.01 6682 SH SOLE 0 0 0 6682 STANDARD & POOR COM 78462F103 384.42 4260 SH SOLE 3 4260 0 0 SPDR GOLD TR COM 78463V107 1453.36 16798 SH SOLE 0 0 0 16798 SPDR SER TR COM 78464A458 339.61 15855 SH SOLE 0 0 0 15855 SECTOR SPDR TR COM 81369Y605 231.55 18494 SH SOLE 0 0 0 18494 SUNOCO LOGISTIC COM 86764L108 25.19 558 SH SOLE 0 0 0 558 SUNOCO LOGISTIC COM 86764L108 31.87 706 SH SOLE 7 706 0 0 SUNOCO LOGISTIC COM 86764L108 1237.45 27413 SH SOLE 11 27413 0 0 3M CO COM COM 88579Y101 582.98 10131 SH SOLE 0 0 0 10131 3M CO COM COM 88579Y101 3.16 55 SH SOLE 2 55 0 0 3M CO COM COM 88579Y101 7.48 130 SH SOLE 4 130 0 0 3M CO COM COM 88579Y101 3.45 60 SH SOLE 9 60 0 0 3M CO COM COM 88579Y101 171.18 2975 SH SOLE 13 2975 0 0 U S CONCRETE COM 90333L102 381.53 113550 SH SOLE 0 0 0 113550 VALERO ENERGY COM 91913Y100 303.87 14049 SH SOLE 0 0 0 14049 VALERO ENERGY COM 91913Y100 4.22 195 SH SOLE 12 195 0 0 VERIZON COM 92343V104 866.76 25605 SH SOLE 0 0 0 25605 VERIZON COM 92343V104 5.09 150 SH SOLE 2 150 0 0 VERIZON COM 92343V104 7.63 225 SH SOLE 4 225 0 0 VERIZON COM 92343V104 8.10 239 SH SOLE 7 239 0 0 VERIZON COM 92343V104 6.14 181 SH SOLE 9 181 0 0 VERIZON COM 92343V104 29.26 863 SH SOLE 11 863 0 0 VERIZON COM 92343V104 15.53 458 SH SOLE 13 458 0 0 WESTERN ASSET COM 95766A101 516.23 41003 SH SOLE 0 0 0 41003 YAMANA GOLD INC COM 98462Y100 348.49 45670 SH SOLE 0 0 0 45670
-----END PRIVACY-ENHANCED MESSAGE-----