0001172661-13-000730.txt : 20130416
0001172661-13-000730.hdr.sgml : 20130416
20130416083629
ACCESSION NUMBER: 0001172661-13-000730
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130416
DATE AS OF CHANGE: 20130416
EFFECTIVENESS DATE: 20130416
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FundX Investment Group, LLC
CENTRAL INDEX KEY: 0001427261
IRS NUMBER: 943271777
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12906
FILM NUMBER: 13762739
BUSINESS ADDRESS:
STREET 1: 235 MONTGOMERY STREET
STREET 2: SUITE 1049
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104-3008
BUSINESS PHONE: 415-986-7979
MAIL ADDRESS:
STREET 1: 235 MONTGOMERY STREET
STREET 2: SUITE 1049
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104-3008
FORMER COMPANY:
FORMER CONFORMED NAME: DAL Investment CO
DATE OF NAME CHANGE: 20080214
13F-HR
1
fundx1q13.txt
FORM 13F HOLDINGS REPORT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2013
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: FundX Investment Group, LLC
Address: 235 Montgomery Street, Suite 1049
San Francisco, CA 94104-3008
13F File Number: 028-12906
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Bernardo Kuan
Title: CCO
Phone: (415) 986-7979
Signature, Place, and Date of Signing:
/s/ Bernardo Kuan San Francisco, CA April 16, 2013
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 26
Form 13F Information Table Value Total: $232,534 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ISHARES INC MSCI AUSTRALIA 464286103 530 19600 SH SOLE 19600 0 0
ISHARES INC MSCI PAC J IDX 464286665 467 9400 SH SOLE 9400 0 0
ISHARES INC MSCI SWITZ CAPP 464286749 8375 285260 SH SOLE 285260 0 0
ISHARES SILVER TRUST ISHARES 46428Q109 398 14500 SH SOLE 14500 0 0
ISHARES TR TRANSP AVE IDX 464287192 12581 113039 SH SOLE 113039 0 0
ISHARES TR S&P GBL FIN 464287333 7330 151140 SH SOLE 151140 0 0
ISHARES TR MSCI EAFE INDEX 464287465 1115 18900 SH SOLE 18900 0 0
ISHARES TR RUSSELL MCP VL 464287473 30544 535865 SH SOLE 535865 0 0
ISHARES TR CORE S&P MCP ETF 464287507 932 8100 SH SOLE 8100 0 0
ISHARES TR RUSSELL1000VAL 464287598 9984 123000 SH SOLE 123000 0 0
ISHARES TR RUSL 2000 VALU 464287630 2615 31200 SH SOLE 31200 0 0
ISHARES TR RUSSELL 2000 464287655 2257 23900 SH SOLE 23900 0 0
ISHARES TR S&P MIDCP VALU 464287705 38348 380094 SH SOLE 380094 0 0
ISHARES TR DJ US FINL SVC 464287770 592 8952 SH SOLE 8952 0 0
ISHARES TR MSCI SMALL CAP 464288273 1011 23009 SH SOLE 23009 0 0
ISHARES TR DJ HOME CONSTN 464288752 719 30100 SH SOLE 30100 0 0
ISHARES TR MSCI VAL IDX 464288877 323 6500 SH SOLE 6500 0 0
PIMCO ETF TR TOTL RETN ETF 72201R775 10727 97712 SH SOLE 97712 0 0
POWERSHARES ETF TRUST WATER RESOURCE 73935X575 515 22400 SH SOLE 22400 0 0
POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 939 13400 SH SOLE 13400 0 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 8975 492910 SH SOLE 492910 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 51231 327000 SH PUT SOLE 327000 0 0
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 7938 37850 SH SOLE 37850 0 0
SPDR SERIES TRUST S&P HOMEBUILD 78464A888 16112 536005 SH SOLE 536005 0 0
VANGUARD INDEX FDS SM CP VAL ETF 922908611 15348 186830 SH SOLE 186830 0 0
VANGUARD INDEX FDS EXTEND MKT ETF 922908652 2628 38500 SH SOLE 38500 0 0