-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Iwou5+ONO50zWVmQaGUfKtO+P1IvC7kRi4YYIhsQMR3F1ES3eRGhOTEhpJCv88hh mG0aLyWQsXMWEh06pypZtg== 0001172661-10-000071.txt : 20100210 0001172661-10-000071.hdr.sgml : 20100210 20100210093942 ACCESSION NUMBER: 0001172661-10-000071 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100210 DATE AS OF CHANGE: 20100210 EFFECTIVENESS DATE: 20100210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DAL Investment CO CENTRAL INDEX KEY: 0001427261 IRS NUMBER: 943271777 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12906 FILM NUMBER: 10586330 BUSINESS ADDRESS: STREET 1: 235 MONTGOMERY STREET STREET 2: SUITE 1049 CITY: SAN FRANCISCO STATE: CA ZIP: 94104-3008 BUSINESS PHONE: 415-986-7979 MAIL ADDRESS: STREET 1: 235 MONTGOMERY STREET STREET 2: SUITE 1049 CITY: SAN FRANCISCO STATE: CA ZIP: 94104-3008 13F-HR 1 dal4q09.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: DAL Investment Company Address: 235 Montgomery Street, Suite 1049 San Francisco, CA 94104-3008 13F File Number: 28-12906 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Sean McKeon Title: Portfolio Manager/Principal Phone: (415) 986-7979 Signature, Place, and Date of Signing: /s/ Sean McKeon San Francisco, CA February 10, 2010 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 61 Form13F Information Table Value Total: $474,673 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 562 6800 SH Sole 6800 0 0 ABBOTT LABS COM 002824100 1473 27280 SH Sole 27280 0 0 AMERICAN EXPRESS CO COM 025816109 365 9000 SH Sole 9000 0 0 AVON PRODS INC COM 054303102 725 23000 SH Sole 23000 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 378 13532 SH Sole 13532 0 0 CATERPILLAR INC DEL COM 149123101 1368 24000 SH Sole 24000 0 0 CHEVRON CORP NEW COM 166764100 2595 33700 SH Sole 33700 0 0 CHUBB CORP COM 171232101 216 4400 SH Sole 4400 0 0 CLAYMORE EXCHANGE TRADED FD SABRIENT INSID 18383M209 2116 81650 SH Sole 81650 0 0 CLAYMORE EXCHANGE TRADED FD ZACKS YLD HOG 18383M506 2591 144566 SH Sole 144566 0 0 COCA COLA CO COM 191216100 644 11300 SH Sole 11300 0 0 COLGATE PALMOLIVE CO COM 194162103 575 7000 SH Sole 7000 0 0 COSTCO WHSL CORP NEW COM 22160K105 746 12600 SH Sole 12600 0 0 E M C CORP MASS COM 268648102 262 15000 SH Sole 15000 0 0 EXXON MOBIL CORP COM 30231G102 664 9740 SH Sole 9740 0 0 FIRST SOLAR INC COM 336433107 542 4000 SH Sole 4000 0 0 GENERAL ELECTRIC CO COM 369604103 2315 153000 SH Sole 153000 0 0 HOME DEPOT INC COM 437076102 868 30000 SH Sole 30000 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 262 2000 SH Sole 2000 0 0 ISHARES INC MSCI BRIC INDX 464286657 18691 407648 SH Sole 407648 0 0 ISHARES INC MSCI STH AFRCA 464286780 2118 37850 SH Sole 37850 0 0 ISHARES INC MSCI SPAIN 464286764 2037 42400 SH Sole 42400 0 0 ISHARES INC MSCI SINGAPORE 464286673 2189 190500 SH Sole 190500 0 0 ISHARES INC MSCI S KOREA 464286772 2197 46111 SH Sole 46111 0 0 ISHARES INC MSCI EMU INDEX 464286608 24449 652484 SH Sole 652484 0 0 ISHARES INC MSCI BRAZIL 464286400 1257 16850 SH Sole 16850 0 0 ISHARES INC MSCI AUSTRIA INV 464286202 1922 98250 SH Sole 98250 0 0 ISHARES INC MSCI AUSTRALIA 464286103 2185 95650 SH Sole 95650 0 0 ISHARES INC MSCI PAC J IDX 464286665 2150 51970 SH Sole 51970 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 1640 99170 SH Sole 99170 0 0 ISHARES TR BARCLYS 3-7 YR 464288661 10686 97000 SH Sole 97000 0 0 ISHARES TR INDEX BARCLYS 1-3 YR 464287457 26636 321068 SH Sole 321068 0 0 ISHARES TR INDEX MSCI EMERG MKT 464287234 66569 1604063 SH Sole 1604063 0 0 ISHARES TR INDEX MSCI EMERG MKT 464287234 7221 174000 SH CALL Sole 174000 0 0 ISHARES TR INDEX RUSSELL1000GRW 464287614 34237 686800 SH Sole 686800 0 0 ISHARES TR INDEX S&P LTN AM 40 464287390 2189 45800 SH Sole 45800 0 0 ISHARES TR INDEX DJ US BAS MATL 464287838 2115 35300 SH Sole 35300 0 0 JOHNSON & JOHNSON COM 478160104 628 9756 SH Sole 9756 0 0 JPMORGAN CHASE & CO COM 46625H100 302 7244 SH Sole 7244 0 0 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 1712 39100 SH Sole 39100 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 3235 70000 SH Sole 70000 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 1155 25000 SH CALL Sole 25000 0 0 MIDCAP SPDR TR UNIT SER 1 595635103 13740 104300 SH Sole 104300 0 0 MIDCAP SPDR TR UNIT SER 1 595635103 3689 28000 SH CALL Sole 28000 0 0 PEPSICO INC COM 713448108 486 8000 SH Sole 8000 0 0 PORTLAND GEN ELEC CO COM NEW 736508847 204 10000 SH Sole 10000 0 0 POTASH CORP SASK INC COM 73755L107 434 4000 SH Sole 4000 0 0 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 5566 117249 SH Sole 117249 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 7103 155258 SH Sole 155258 0 0 RYDEX ETF TRUST S&P 500 EQ TRD 78355W106 48408 1224595 SH Sole 1224595 0 0 SCHLUMBERGER LTD COM 806857108 365 5608 SH Sole 5608 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 27792 258984 SH Sole 258984 0 0 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 1716 48200 SH Sole 48200 0 0 SPDR TR UNIT SER 1 78462F103 59620 535000 SH PUT Sole 535000 0 0 TARGET CORP COM 87612E106 774 16000 SH Sole 16000 0 0 TOTAL S A SPONSORED ADR 89151E109 384 6000 SH Sole 6000 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 955 18000 SH Sole 18000 0 0 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 58872 1435891 SH Sole 1435891 0 0 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 1640 40000 SH CALL Sole 40000 0 0 VANGUARD INTL EQUITY INDEX F EURPEAN ETF 922042874 5733 118250 SH Sole 118250 0 0 WELLS FARGO & CO NEW COM 949746101 405 15000 SH Sole 15000 0 0
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