-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J0sWZaKzSNlo1mHsP1DOhoNJzbhW9f5kEk5sQ4Uwifl9jtktsfHhJFcY0+uhKOEx iHeKJJ1+h6Qayxcai/phFA== 0001172661-09-000152.txt : 20090205 0001172661-09-000152.hdr.sgml : 20090205 20090205171647 ACCESSION NUMBER: 0001172661-09-000152 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090205 DATE AS OF CHANGE: 20090205 EFFECTIVENESS DATE: 20090205 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DAL Investment CO CENTRAL INDEX KEY: 0001427261 IRS NUMBER: 943271777 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12906 FILM NUMBER: 09573897 BUSINESS ADDRESS: STREET 1: 235 MONTGOMERY STREET STREET 2: SUITE 1049 CITY: SAN FRANCISCO STATE: CA ZIP: 94104-3008 BUSINESS PHONE: 415-986-7979 MAIL ADDRESS: STREET 1: 235 MONTGOMERY STREET STREET 2: SUITE 1049 CITY: SAN FRANCISCO STATE: CA ZIP: 94104-3008 13F-HR 1 dal4q08.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: DAL Investment Company Address: 235 Montgomery Street, Suite 1049 San Francisco, CA 94104-3008 13F File Number: 28-12906 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Sean McKeon Title: Portfolio Manager/Principal Phone: (415) 986-7979 Signature, Place, and Date of Signing: /s/ Sean McKeon San Francisco, CA February 05, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 65 Form13F Information Table Value Total: $647,135 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 391 6800 SH Sole 6800 0 0 ABBOTT LABS COM 002824100 2203 41280 SH Sole 41280 0 0 AMAZON COM INC COM 023135106 308 6000 SH Sole 6000 0 0 AVON PRODS INC COM 054303102 553 23000 SH Sole 23000 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 383 13532 SH Sole 13532 0 0 CATERPILLAR INC DEL COM 149123101 1072 24000 SH Sole 24000 0 0 CHEVRON CORP NEW COM 166764100 2589 35000 SH Sole 35000 0 0 COCA COLA CO COM 191216100 512 11300 SH Sole 11300 0 0 COLGATE PALMOLIVE CO COM 194162103 480 7000 SH Sole 7000 0 0 COSTCO WHSL CORP NEW COM 22160K105 210 4000 SH Sole 4000 0 0 DIAMONDS TR UNIT SER 1 252787106 50564 577742 SH Sole 577742 0 0 EXXON MOBIL CORP COM 30231G102 865 10840 SH Sole 10840 0 0 FIRST SOLAR INC COM 336433107 345 2500 SH Sole 2500 0 0 GENERAL ELECTRIC CO COM 369604103 2527 156000 SH Sole 156000 0 0 HOME DEPOT INC COM 437076102 691 30000 SH Sole 30000 0 0 INTEL CORP COM 458140100 367 25000 SH Sole 25000 0 0 ISHARES TR RUSL 2000 VALU 464287630 29739 604817 SH Sole 604817 0 0 ISHARES TR CONS GOODS IDX 464287812 4361 94232 SH Sole 94232 0 0 ISHARES TR TRANSP AVE IDX 464287192 13140 207550 SH Sole 207550 0 0 ISHARES TR S&P SMLCP VALU 464287879 20613 423951 SH Sole 423951 0 0 ISHARES TR S&P SMLCP GROW 464287887 5535 124213 SH Sole 124213 0 0 ISHARES TR S&P SMLCAP 600 464287804 8905 202525 SH Sole 202525 0 0 ISHARES TR BARCLYS 1-3 YR 464287457 51934 613440 SH Sole 613440 0 0 ISHARES TR RUSSELL 2000 464287655 16888 342973 SH Sole 342973 0 0 ISHARES TR NASDQ BIO INDX 464287556 5368 75547 SH Sole 75547 0 0 ISHARES TR BARCLYS 3-7 YR 464288661 26310 227672 SH Sole 227672 0 0 ISHARES TR DJ US HEALTHCR 464287762 21533 401059 SH Sole 401059 0 0 ISHARES TR DJ SEL DIV INX 464287168 74099 1794594 SH Sole 1794594 0 0 ISHARES TR BARCLYS 7-10 YR 464287440 21137 214519 SH Sole 214519 0 0 ISHARES TR BARCLYS SH TREA 464288679 24695 223706 SH Sole 223706 0 0 ISHARES TR S&P GBL HLTHCR 464287325 3905 86302 SH Sole 86302 0 0 ISHARES TR S&P GBL TELCM 464287275 4373 85200 SH Sole 85200 0 0 ISHARES TR DJ US UTILS 464287697 4348 62692 SH Sole 62692 0 0 ISHARES TR IBOXX INV CPBD 464287242 1269 12486 SH Sole 12486 0 0 ISHARES TR KLD SL SOC INX 464288802 2148 56042 SH Sole 56042 0 0 ISHARES TR RUSL 3000 VALU 464287663 2152 33300 SH Sole 33300 0 0 ISHARES TR RUSSELL1000VAL 464287598 2142 43250 SH Sole 43250 0 0 ISHARES TR S&P500 GRW 464287309 1078 24000 SH Sole 24000 0 0 ISHARES TR BARCLYS MBS BD 464288588 14089 134300 SH Sole 134300 0 0 JOHNSON & JOHNSON COM 478160104 572 9556 SH Sole 9556 0 0 JPMORGAN & CHASE & CO COM 46625H100 208 6584 SH Sole 6584 0 0 PEPSICO INC COM 713448108 438 8000 SH Sole 8000 0 0 POTASH CORP SASK INC COM 73755L107 293 4000 SH Sole 4000 0 0 POWERSHARES ETF TRUST DYN PHRMA PORT 73935X799 2251 139650 SH Sole 139650 0 0 POWERSHARES ETF TRUST DYNM LRG CP VL 73935X708 3804 263050 SH Sole 263050 0 0 POWERSHARES ETF TRUST DYN FD & BEV 73935X849 1382 105996 SH Sole 105996 0 0 POWERSHARES ETF TRUST HI YLD EQ DVDN 73935X302 1851 237639 SH Sole 237639 0 0 PROCTER & GAMBLE CO COM 742718109 201 3253 SH Sole 3253 0 0 RYDEX ETF TRUST TOP 50 ETF 78355W205 8626 120867 SH Sole 120867 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 41333 1731568 SH Sole 1731568 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 13320 501684 SH Sole 501684 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 2039 70228 SH Sole 70228 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 22339 258189 SH Sole 258189 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 62556 1543079 SH Sole 1543079 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 24181 450964 SH Sole 450964 0 0 SPDR TR UNIT SER 1 78462F103 2148 23800 SH Sole 23800 0 0 TARGET CORP COM 87612E106 898 26000 SH Sole 26000 0 0 TOTAL S A SPONSORED ADR 89151E109 332 6000 SH Sole 6000 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1090 13800 SH Sole 13800 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 3464 81617 SH Sole 81617 0 0 VANGUARD INTL EQUITY INDEX F PACIFIC ETF 922042866 7094 161900 SH Sole 161900 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 14775 323294 SH Sole 323294 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 3024 49536 SH Sole 49536 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 4396 75996 SH Sole 75996 0 0 WELLS FARGO & CO NEW COM 949746101 699 23700 SH Sole 23700 0 0
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