0001427196-11-000011.txt : 20111114 0001427196-11-000011.hdr.sgml : 20111111 20111114095921 ACCESSION NUMBER: 0001427196-11-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Diversified Investment Strategies, LLC CENTRAL INDEX KEY: 0001427196 IRS NUMBER: 202011233 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12883 FILM NUMBER: 111198494 BUSINESS ADDRESS: BUSINESS PHONE: 225-292-0687 MAIL ADDRESS: STREET 1: 11939 BRICKSOME AVENUE CITY: BATON ROUGE STATE: LA ZIP: 70816 13F-HR 1 dis13f911.txt QUARTER 3 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.):[ ] is a restatement. [ ] adds new holding entries. Institutional Investment Manager Filing this Report: Name: Diversified Investment Strategies, LLC Address: 11939 Bricksome Ave Baton Rouge, LA 70816 13F File Number: 028-12883 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements schedules, lists, and tables are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Shane Haag Title: Manager/Chief Compliance Officer Phone: 225-292-0687 Signature, Place, and Date of Signing: James Pope Baton Rouge, LA November 10, 2011 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 74 Form 13F Information Table Value Total: $92,596 List of Other Included Managers: None FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN/AMT PRN CALL DSCRTN MANAGERS SOLE SHARED NONE ----------------------------- -------------- -------- ------ ------ --- ---- ------ -------- ------ ------- ---- 33M CO COM 88579Y101 1426 19870 SH SOLE 19870 ABBOTT LABS COM 002824100 1559 30490 SH SOLE 30490 AEGON N V NY REGISTRY SH 007924103 2693 138747 SH SOLE 138747 AEROPOSTALE COM 007865108 1646 152300 SH SOLE 152300 AMERN STRATEGIC INCOME PTFL COM 030099105 864 105900 SH SOLE 105900 APOLLO GROUP INC CL A 037604105 2153 54350 SH SOLE 54350 AT&T INC COM 00206R102 233 8187 SH SOLE 8187 BANK HAWAII CORP COM 062540109 279 7675 SH SOLE 7675 BANK OF AMERICA CORPORATION COM 060505104 611 99850 SH SOLE 99850 BLACKROCK CREDIT ALL IN TR I COM SHS 09249V103 1209 122325 SH SOLE 122325 BLOCK H & R INC COM 093671105 2195 164925 SH SOLE 164925 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 385 15025 SH SOLE 15025 CHEVRON CORP NEW CIN 166764100 296 3200 SH SOLE 3200 CHINA FIRE & SEC GROUP INC COM 16938R103 1319 150350 SH SOLE 150350 COCA COLA CO COM 191216100 1372 20315 SH SOLE 20315 COHEN & STEERS INFRASTRUCTUR COM 19248A109 1693 108722 SH SOLE 108722 COHEN & STEERS REIT & PFD IN COM 19247X100 236 18335 SH SOLE 18335 COLGATE PALMOLIVE CO COM 194162103 737 8315 SH SOLE 8315 EATON VANCE ENHANCED EQ INC COM 278274105 486 49695 SH SOLE 49695 EMAGIN CORP COM NEW 29076N206 55 21054 SH SOLE 21054 EXELON CORP COM 30161N101 1464 34349 SH SOLE 34349 EXPEDITORS INTL WASH INC COM 302130109 392 9675 SH SOLE 9675 EXXON MOBIL CORP COM 30121G102 27360 376698 SH SOLE 376698 FASTENAL CO COM 311900104 809 24310 SH SOLE 24310 FORT DEARBORN INCOME SECS IN COM 347200107 845 52570 SH SOLE 52570 GARMIN LTD SHS H2906T109 1266 39836 SH SOLE 39836 GENCOR INDS INC COM 368678108 160 22100 SH SOLE 22100 GENERAL ELECTRIC CO COM 369604103 915 60122 SH SOLE 60122 GOLDMAN SACHS GROUP INC COM 38141G104 263 2785 SH SOLE 2785 HANSEN NAT CORP COM 411310105 516 5910 SH SOLE 5910 HEWLETT PACKARD CO COM 428236103 542 24135 SH SOLE 24135 HOME DEPOT INC COM 437076102 1341 40789 SH SOLE 40789 ING GROEP N V SPONSORED ADR 456837509 1807 107355 SH SOLE 107355 INTEL CORP COM 458140100 583 27325 SH SOLE 27325 INTERNATIONAL BUSINESS MACHS COM 459200101 1026 5865 SH SOLE 5865 INTUIT COM 461202103 1022 21550 SH SOLE 21550 ISHARES TR S&P500 GRW 464287309 670 10940 SH SOLE 10940 ISHARES TR US PFD STK IDX 464288687 309 8668 SH SOLE 8668 ISHARES TR INDEX S&P 500 INDEX 464287200 241 2120 SH SOLE 2120 ISHARES TR INDEX BARCLY USAGG B 464287226 234 2125 SH SOLE 2125 JOHNSON & JOHNSON COM 478160104 3071 48225 SH SOLE 48225 LILLY ELI & CO COM 532457108 886 23960 SH SOLE 23960 LINEAR TECHNOLOGY CORP COM 535678106 594 21470 SH SOLE 21470 MAXIM INTEGRATED PRODS INC COM 57772K101 430 18420 SH SOLE 18420 MCGRAW HILL COS INC COM 580645109 413 10075 SH SOLE 10075 MEDTRONIC INC COM 585055106 1749 52625 SH SOLE 52625 MICROSOFT CORP COM 594918104 3621 145475 SH SOLE 145475 NUVEEN MULTI STRAT INC GR FD COM SHS 67073D102 1495 190250 SH SOLE 190250 ORACLE CORP COM 68389X105 447 15565 SH SOLE 15565 PENN WEST ENERGY TR TR UNIT 707885109 547 37016 SH SOLE 37016 PETMED EXPRESS INC COM 716382106 166 18464 SH SOLE 18464 PFIZER INC COM 717081103 400 22650 SH SOLE 22650 PROCTER & GAMBLE CO COM 742718109 367 5815 SH SOLE 5815 QUALCOMM INC COM 747525103 728 14965 SH SOLE 14965 REGIONS FINANCIAL CORP NEW COM 7591EP100 238 71475 SH SOLE 71475 RESEARCH IN MOTION LTD COM 760975102 2178 107300 SH SOLE 107300 RIVUS BOND FUND COM 769667106 778 42540 SH SOLE 42540 ROCKWELL COLLINS INC COM 774341101 303 5750 SH SOLE 5750 SEI INVESTMENTS CO COM 784117103 463 30125 SH SOLE 30125 SPDR TR UNIT SER 1 78462F103 1247 11018 SH SOLE 11018 ST JOE CO COM 790148100 298 19875 SH SOLE 19875 STARBUCKS CORP COM 855244109 937 25132 SH SOLE 25132 STRYKER CORP COM 863667101 472 10015 SH SOLE 10015 SYSCO CORP COM 871829107 1584 61155 SH SOLE 61155 TCF FINL CORP COM 872275102 255 27850 SH SOLE 27850 TEXAS INSTRS INC COM 882491103 412 15450 SH SOLE 15450 TOWER GROUP INC COM 891777104 768 33600 SH SOLE 33600 USANA HEALTH SCIENCES INC COM 90328M107 381 13850 SH SOLE 13850 VANGUARD INDEX FDS STK MRK ETF 922908769 930 16120 SH SOLE 16120 VARIAN SEMICONDUCTOR EQUIPM COM 922207105 739 12085 SH SOLE 12085 VSE CORP COM 918284100 773 29875 SH SOLE 29875 WAL MART STORES INC COM 931142103 869 16750 SH SOLE 16750 WELLS FARGO & CO NEW COM 949746101 586 24299 SH SOLE 24299 WESTERN ASSET WORLDWIDE INCO COM 957668106 256 19675 SH SOLE 19675