-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MiV8rz/SkFS4wVqsw2Pfpmi6Yy9kCF67qz1dAJSj5jwYxVmZ8Be66Vx0PW5dCeMq EF+VFHsbDgjYbNiWpGNZnA== 0001427070-10-000004.txt : 20100511 0001427070-10-000004.hdr.sgml : 20100511 20100511165516 ACCESSION NUMBER: 0001427070-10-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100511 DATE AS OF CHANGE: 20100511 EFFECTIVENESS DATE: 20100511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: First Allied Securities, Inc. CENTRAL INDEX KEY: 0001427070 IRS NUMBER: 113152836 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13002 FILM NUMBER: 10821644 BUSINESS ADDRESS: STREET 1: 655 W. BROADWAY, 12TH FLOOR CITY: SAN DIEGO STATE: CA ZIP: 92101 BUSINESS PHONE: 619-702-9600 MAIL ADDRESS: STREET 1: PO BOX 85549 CITY: SAN DIEGO STATE: CA ZIP: 92186-5549 13F-HR 1 fasi03312010.txt FASI MARCH 2010 13F FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: First Allied Securities, INC Address: 655 W. Broadway 12th Floor San Diego, CA 92101 13F File Number: 028-13002 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Luanne Borowski Title: RIA Chief Compliance Officer Phone: (619)881-5148 Signature, Place, and Date of Signing: Luanne Borowski San Diego, CA March 11, 2010 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 677 Form13F Information Table Value Total: $494,831 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579y101 2557 30602 SH sole 0 0 30602 ACCENTURE PLC IRELAND SHS CLASS A g1151c101 649 15469 SH sole 0 0 15469 ACE LTD SHS H0023R105 651 12449 SH sole 0 0 12449 ACTIVE POWER INC COM 00504w100 32 40000 SH sole 0 0 40000 ADOBE SYS INC COM 00724f101 221 6259 SH sole 0 0 6259 ADVANCE AUTO PARTS INC COM 00751y106 407 9700 SH sole 0 0 9700 ADVANTAGE OIL & GAS LTD COM 00765F101 87 12750 SH sole 0 0 12750 AES CORP COM 00130h105 222 20213 SH sole 0 0 20213 AETNA INC NEW COM 00817y108 294 8381 SH sole 0 0 8381 ALLIANCE RES PARTNER L P UT LTD PART 01877r108 263 6270 SH sole 0 0 6270 ALLIANCEBERNSTEIN GBL HGH IN COM 01879r106 252 17730 SH sole 0 0 17730 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 998 32548 SH sole 0 0 32548 ALLIANCEBERNSTEIN NATL MUNI COM 01864u106 262 18811 SH sole 0 0 18811 ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 85 12944 SH sole 0 0 12944 ALTRIA GROUP INC COM 02209s103 1814 88383 SH sole 0 0 88383 AMERICAN CAP LTD COM 02503Y103 166 32583 SH sole 0 0 32583 AMERICAN CAPITAL AGENCY CORP COM 02503X105 578 22565 SH sole 0 0 22565 AMERICAN INCOME FD INC COM 02672t109 179 21700 SH sole 0 0 21700 APARTMENT INVT & MGMT CO CL A 03748r101 408 22180 SH sole 0 0 22180 APOLLO INVT CORP COM 03761u106 596 46791 SH sole 0 0 46791 ASSURED GUARANTY LTD COM G0585R106 404 18400 SH sole 0 0 18400 AT&T INC COM 00206r102 6758 261551 SH sole 0 0 261551 ATMI INC COM 00207r101 386 20000 SH sole 0 0 20000 ATP OIL & GAS CORP COM 00208j108 585 31115 SH sole 0 0 31115 B & G FOODS INC NEW CL A 05508r106 303 28885 SH sole 0 0 28885 BANCO SANTANDER SA ADR 05964h105 336 25296 SH sole 0 0 25296 BARCLAYS BANK PLC SP ADR 7.1%PF3 06739H776 621 25500 SH sole 0 0 25500 BARCLAYS BK PLC IPMS INDIA ETN 06739F291 244 3651 SH sole 0 0 3651 BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 240 6024 SH sole 0 0 6024 BLACKROCK CORPOR HI YLD FD V COM 09255n102 229 20600 SH sole 0 0 20600 BLACKROCK CORPOR HI YLD III COM 09255M104 576 84259 SH sole 0 0 84259 BLACKROCK CORPOR HIGH YLD FD COM 09255l106 74 11000 SH sole 0 0 11000 BLACKROCK CREDIT ALL IN TR I COM SHS 09249v103 1144 107840 SH sole 0 0 107840 BLACKROCK CREDIT ALL INC TR COM 09255H105 731 72597 SH sole 0 0 72597 BLACKROCK CREDIT ALL INC TR COM 09255J101 161 17830 SH sole 0 0 17830 BLACKROCK DIVID ACHIEVRS TM COM 09250n107 376 40753 SH sole 0 0 40753 BLACKROCK ENH CAP & INC FD I COM 09256A109 384 24480 SH sole 0 0 24480 BLACKROCK INS MUNIC INC INV COM 09250G102 283 20000 SH sole 0 0 20000 BLACKROCK LONG-TERM MUNI ADV COM 09250B103 813 77400 SH sole 0 0 77400 BLACKROCK LTD DURATION INC T COM SHS 09249w101 641 39366 SH sole 0 0 39366 BLACKROCK MUN INCOME TR SH BEN INT 09248f109 659 48816 SH sole 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COM 169656105 1088 9657 SH sole 0 0 9657 CISCO SYS INC COM 17275r102 2254 86577 SH sole 0 0 86577 CITIGROUP INC COM 172967101 1353 334141 SH sole 0 0 334141 CLAYMORE EXCHANGE TRADED FD BNY BRI&C PTF 18383M100 968 22680 SH sole 0 0 22680 CLOROX CO DEL COM 189054109 202 3151 SH sole 0 0 3151 COCA COLA CO COM 191216100 1582 28763 SH sole 0 0 28763 COHEN & STEERS INFRASTRUCTUR COM 19248A109 222 14882 SH sole 0 0 14882 COHEN & STEERS QUALITY RLTY COM 19247l106 134 18842 SH sole 0 0 18842 COLGATE PALMOLIVE CO COM 194162103 1603 18796 SH sole 0 0 18796 COMCAST CORP NEW CL A 20030n101 490 26017 SH sole 0 0 26017 COMPASS DIVERSIFIED HOLDINGS SH BEN INT 20451Q104 958 62800 SH sole 0 0 62800 COMPUTER SCIENCES CORP COM 205363104 490 9000 SH sole 0 0 9000 CONAGRA FOODS INC COM 205887102 211 8397 SH sole 0 0 8397 CONOCOPHILLIPS COM 20825c104 1649 32218 SH sole 0 0 32218 CONSOL ENERGY INC COM 20854p109 375 8793 SH sole 0 0 8793 CONSOLIDATED EDISON INC COM 209115104 1324 29719 SH sole 0 0 29719 CONTANGO OIL & GAS COMPANY COM NEW 21075n204 293 5720 SH sole 0 0 5720 CORNERSTONE STRATEGIC VALUE COM NEW 21924B203 442 37750 SH sole 0 0 37750 CORNING INC COM 219350105 1514 74896 SH sole 0 0 74896 COSTCO WHSL CORP NEW COM 22160k105 433 7255 SH sole 0 0 7255 CPFL ENERGIA S A SPONSORED ADR 126153105 378 6200 SH sole 0 0 6200 CREDIT SUISSE ASSET MGMT INC COM 224916106 249 69100 SH sole 0 0 69100 CREDIT SUISSE HIGH YLD BND F SH BEN INT 22544f103 177 58832 SH sole 0 0 58832 CROWN HOLDINGS INC COM 228368106 339 12575 SH sole 0 0 12575 CRYPTOLOGIC LIMITED SHS G3159C109 66 17045 SH sole 0 0 17045 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 349 8900 SH sole 0 0 8900 CTS CORP COM 126501105 236 25000 SH sole 0 0 25000 CVB FINL CORP COM 126600105 262 26392 SH sole 0 0 26392 CVS CAREMARK CORPORATION COM 126650100 1006 27511 SH sole 0 0 27511 DAVITA INC COM 23918k108 233 3675 SH sole 0 0 3675 DCT INDUSTRIAL TRUST INC COM 233153105 67 12753 SH sole 0 0 12753 DEERE & CO COM 244199105 336 5649 SH sole 0 0 5649 DELAWAR INVTS AZ MUN INCOME COM 246100101 474 40000 SH sole 0 0 40000 DELAWARE INVTS DIV & INCOME COM 245915103 93 12225 SH sole 0 0 12225 DELCATH SYS INC COM 24661p104 101 12500 SH sole 0 0 12500 DELL INC COM 24702r101 260 17319 SH sole 0 0 17319 DENDREON CORP COM 24823q107 200 5493 SH sole 0 0 5493 DENISON MINES CORP COM 248356107 22 15000 SH sole 0 0 15000 DENISON MINES CORP COM 248356107 22 15000 SH sole 0 0 15000 DENTSPLY INTL INC NEW COM 249030107 687 19719 SH sole 0 0 19719 DEVON ENERGY CORP NEW COM 25179m103 416 6452 SH sole 0 0 6452 DIAGEO P L C SPON ADR NEW 25243q205 980 14525 SH sole 0 0 14525 DIAMOND OFFSHORE DRILLING IN COM 25271c102 288 3238 SH sole 0 0 3238 DIRECTV COM CL A 25490A101 1191 35221 SH sole 0 0 35221 DISCOVER FINL SVCS COM 254709108 924 62033 SH sole 0 0 62033 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 285 9679 SH sole 0 0 9679 DISH NETWORK CORP CL A 25470M109 696 33444 SH sole 0 0 33444 DISNEY WALT CO COM DISNEY 254687106 2144 61424 SH sole 0 0 61424 DOMINION RES INC VA NEW COM 25746u109 633 15408 SH sole 0 0 15408 DOW 30SM ENHANCED PREM & INC COM 260537105 355 33394 SH sole 0 0 33394 DOW CHEM CO COM 260543103 838 28324 SH sole 0 0 28324 DREYFUS HIGH YIELD STRATEGIE SH BEN INT 26200s101 1176 270980 SH sole 0 0 270980 DREYFUS STRATEGIC MUN BD FD COM 26202f107 210 25600 SH sole 0 0 25600 DREYFUS STRATEGIC MUNS INC COM 261932107 694 81600 SH sole 0 0 81600 DRYSHIPS INC SHS Y2109Q101 641 109760 SH sole 0 0 109760 DU PONT E I DE NEMOURS & CO COM 263534109 809 21737 SH sole 0 0 21737 DUNCAN ENERGY PARTNERS LP COM UNITS 265026104 485 17915 SH sole 0 0 17915 DUOYUAN GLOBAL WTR INC SPONSORED ADR 266043108 221 7950 SH sole 0 0 7950 DWS DREMAN VAL INCOME EDGE F COM NEW 23339m204 180 13873 SH sole 0 0 13873 DWS MULTI MKT INCOME TR SHS 23338l108 195 20980 SH sole 0 0 20980 DWS MUN INCOME TR COM 23338M106 575 47966 SH sole 0 0 47966 E M C CORP MASS COM 268648102 600 33239 SH sole 0 0 33239 EATON VANCE FLTING RATE INC COM 278279104 378 24000 SH sole 0 0 24000 EATON VANCE INS NY MN BD FD COM 27828T109 176 12665 SH sole 0 0 12665 EATON VANCE INS OH MUN BD FD COM 27828l106 269 20000 SH sole 0 0 20000 EATON VANCE LTD DUR INCOME F COM 27828h105 1362 85576 SH sole 0 0 85576 EATON VANCE RISK MNGD DIV EQ COM 27829G106 268 15836 SH sole 0 0 15836 EATON VANCE TAX MNG GBL DV E COM 27829F108 147 12201 SH sole 0 0 12201 EATON VANCE TAX MNGED BUY WR COM 27828X100 920 56746 SH sole 0 0 56746 EATON VANCE TXMGD GL BUYWR O COM 27829c105 232 17348 SH sole 0 0 17348 EBAY INC COM 278642103 581 21560 SH sole 0 0 21560 EDISON INTL COM 281020107 303 8853 SH sole 0 0 8853 EL PASO CORP COM 28336l109 278 25689 SH sole 0 0 25689 ELAN PLC ADR 284131208 206 27157 SH sole 0 0 27157 ELBIT SYS LTD ORD m3760d101 306 4772 SH sole 0 0 4772 ELDORADO GOLD CORP NEW COM 284902103 124 10284 SH sole 0 0 10284 EMCOR GROUP INC COM 29084q100 686 27848 SH sole 0 0 27848 EMERSON ELEC CO COM 291011104 406 8072 SH sole 0 0 8072 ENBRIDGE ENERGY PARTNERS L P COM 29250r106 886 17515 SH sole 0 0 17515 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 528 11265 SH sole 0 0 11265 ENERPLUS RES FD UNIT TR G NEW 29274d604 833 35148 SH sole 0 0 35148 ENTERPRISE PRODS PARTNERS L COM 293792107 1327 38377 SH sole 0 0 38377 EQUITY ONE COM 294752100 282 14905 SH sole 0 0 14905 EUROPEAN EQUITY FUND COM 298768102 378 57326 SH sole 0 0 57326 EVERGREEN GBL DIVID OPP FUND COM 30024H101 142 13675 SH sole 0 0 13675 EVERGREEN INCOME ADVANTAGE F COM SHS 30023y105 356 37104 SH sole 0 0 37104 EVERGREEN MULTI SECT INC FUN COM SHS 30024Y104 356 23707 SH sole 0 0 23707 EXELON CORP COM 30161n101 897 20483 SH sole 0 0 20483 EXPRESS SCRIPTS INC COM 302182100 1314 12910 SH sole 0 0 12910 EXXON MOBIL CORP COM 30231g102 5357 79973 SH sole 0 0 79973 FAMILY DLR STORES INC COM 307000109 478 13048 SH sole 0 0 13048 FARMER BROS CO COM 307675108 238 12706 SH sole 0 0 12706 FEDERAL HOME LN MTG CORP COM 313400301 22 17230 SH sole 0 0 17230 FEDERAL NATL MTG ASSN COM 313586109 32 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UNIT LTD PART 315293100 494 21594 SH sole 0 0 21594 FIDELITY NATIONAL FINANCIAL CL A 31620r105 429 28942 SH sole 0 0 28942 FIDELITY NATL INFORMATION SV COM 31620m106 216 9207 SH sole 0 0 9207 FIRST POTOMAC RLTY TR COM 33610F109 431 28650 SH sole 0 0 28650 FIRST SOLAR INC COM 336433107 876 7145 SH sole 0 0 7145 FIRST TR ABERDEEN GLBL OPP F COM SHS 337319107 414 25297 SH sole 0 0 25297 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734x101 175 10306 SH sole 0 0 10306 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734x135 155 11416 SH sole 0 0 11416 FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734x168 310 14902 SH sole 0 0 14902 FIRST TR ISE REVERE NAT GAS COM 33734j102 197 11360 SH sole 0 0 11360 FIRST TR NASDAQ100 TECH INDE SHS 337345102 853 38936 SH sole 0 0 38936 FIRST TR STRAT HGH INC FD II COM 33735C106 221 52854 SH sole 0 0 52854 FIRST TR STRATEGIC HIGH INC COM SHS 337353106 202 44660 SH sole 0 0 44660 FIRST TR STRTGC HIGH INCM FD COM 337347108 53 16194 SH sole 0 0 16194 FIRST TRUST SPECIALTY FINANC COM BEN INTR 33733G109 135 19100 SH sole 0 0 19100 FISERV INC COM 337738108 812 15996 SH sole 0 0 15996 FLAHERTY & CRMN/CLYMR PFD SE COM SHS 338478100 231 15100 SH sole 0 0 15100 FLUOR CORP NEW COM 343412102 530 11405 SH sole 0 0 11405 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 257 5400 SH sole 0 0 5400 FORD MTR CO CAP TR II PFD TR CV6.5% 345395206 408 8802 SH sole 0 0 8802 FORD MTR CO DEL COM PAR $0.01 345370860 1831 145695 SH sole 0 0 145695 FORTRESS INVESTMENT GROUP LL CL A 34958B106 336 84200 SH sole 0 0 84200 FOSTER WHEELER AG COM H27178104 208 7672 SH sole 0 0 7672 FPL GROUP INC COM 302571104 1291 26715 SH sole 0 0 26715 FRANKLIN UNVL TR SH BEN INT 355145103 90 15200 SH sole 0 0 15200 FREEPORT-MCMORAN COPPER & GO COM 35671d857 405 4853 SH sole 0 0 4853 FREIGHTCAR AMER INC COM 357023100 282 11655 SH sole 0 0 11655 FRONTIER COMMUNICATIONS CORP COM 35906A108 205 27619 SH sole 0 0 27619 FUEL SYS SOLUTIONS INC COM 35952W103 225 7050 SH sole 0 0 7050 GABELLI CONV & INCOME SECS F CONV SECS FD 36240B109 69 10600 SH sole 0 0 10600 GABELLI DIVD & INCOME TR COM 36242h104 1729 125627 SH sole 0 0 125627 GABELLI EQUITY TR INC COM 362397101 134 26381 SH sole 0 0 26381 GABELLI GLB GLD NAT RES & IN COM SHS BN INT 36244N109 1833 103975 SH sole 0 0 103975 GAFISA S A SPONS ADR 362607301 372 27100 SH sole 0 0 27100 GENERAL DYNAMICS CORP COM 369550108 473 6129 SH sole 0 0 6129 GENERAL ELECTRIC CO COM 369604103 8779 482339 SH sole 0 0 482339 GENERAL MLS INC COM 370334104 1124 15884 SH sole 0 0 15884 GENVEC INC COM 37246c109 8 10000 SH sole 0 0 10000 GENZYME CORP COM 372917104 283 5457 SH sole 0 0 5457 GETTY RLTY CORP NEW COM 374297109 278 11893 SH sole 0 0 11893 GILEAD SCIENCES INC COM 375558103 582 12801 SH sole 0 0 12801 GLAXOSMITHKLINE PLC SPONSORED ADR 37733w105 243 6305 SH sole 0 0 6305 GOLDMAN SACHS GROUP INC COM 38141g104 1695 9931 SH sole 0 0 9931 GOODRICH PETE CORP COM NEW 382410405 274 17550 SH sole 0 0 17550 GOODYEAR TIRE & RUBR CO COM 382550101 181 14320 SH sole 0 0 14320 GOOGLE INC CL A 38259P508 2333 4114 SH sole 0 0 4114 GRAMERCY CAP CORP COM 384871109 215 77117 SH sole 0 0 77117 GREATER CHINA FD INC COM 39167b102 409 33809 SH sole 0 0 33809 GREENHAVEN CONT CMDTY INDEX UNIT BEN INT 395258106 250 9980 SH sole 0 0 9980 H & Q LIFE SCIENCES INVS SH BEN INT 404053100 486 47259 SH sole 0 0 47259 HANCOCK JOHN PATRIOT PREM II COM SH BEN INT 41013t105 129 12142 SH sole 0 0 12142 HANCOCK JOHN PFD INCOME FD SH BEN INT 41013w108 275 14930 SH sole 0 0 14930 HANESBRANDS INC COM 410345102 442 15893 SH sole 0 0 15893 HARLEY DAVIDSON INC COM 412822108 556 19821 SH sole 0 0 19821 HATTERAS FINL CORP COM 41902R103 373 14455 SH sole 0 0 14455 HCP INC COM 40414l109 302 9158 SH sole 0 0 9158 HEALTH CARE REIT INC COM 42217k106 528 11681 SH sole 0 0 11681 HECKMANN CORP COM 422680108 77 13300 SH sole 0 0 13300 HEINZ H J CO COM 423074103 829 18182 SH sole 0 0 18182 HELIOS TOTAL RETURN FD INC COM 42327V109 618 110299 SH sole 0 0 110299 HENRY JACK & ASSOC INC COM 426281101 270 11241 SH sole 0 0 11241 HERCULES OFFSHORE INC COM 427093109 145 33600 SH sole 0 0 33600 HERCULES TECH GROWTH CAP INC COM 427096508 402 37928 SH sole 0 0 37928 HERSHEY CO COM 427866108 494 11534 SH sole 0 0 11534 HESS CORP COM 42809H107 440 7031 SH sole 0 0 7031 HEWLETT PACKARD CO COM 428236103 1460 27475 SH sole 0 0 27475 HIGHLAND CR STRATEGIES FD COM 43005q107 247 31232 SH sole 0 0 31232 HOME DEPOT INC COM 437076102 1348 41666 SH sole 0 0 41666 HONDA MOTOR LTD AMERN SHS 438128308 351 9960 SH sole 0 0 9960 HONEYWELL INTL INC COM 438516106 368 8128 SH sole 0 0 8128 HORMEL FOODS CORP COM 440452100 384 9148 SH sole 0 0 9148 HUDSON CITY BANCORP COM 443683107 272 19240 SH sole 0 0 19240 HUMANA INC COM 444859102 318 6800 SH sole 0 0 6800 ICAHN ENTERPRISES LP DEPOSITRY UNIT 451100101 328 6900 SH sole 0 0 6900 ICX TECHNOLOGIES INC COM 44934T105 84 12034 SH sole 0 0 12034 INFINERA CORPORATION COM 45667G103 810 95109 SH sole 0 0 95109 ING ASIA PAC HGH DIVID EQ IN COM 44983J107 558 29531 SH sole 0 0 29531 ING RISK MANAGED NAT RES FD COM 449810100 345 19950 SH sole 0 0 19950 INGERSOLL-RAND PLC SHS g47791101 396 11373 SH sole 0 0 11373 INGRAM MICRO INC CL A 457153104 369 21000 SH sole 0 0 21000 INTEL CORP COM 458140100 2787 125219 SH sole 0 0 125219 INTERNATIONAL BUSINESS MACHS COM 459200101 3357 26176 SH sole 0 0 26176 INTEROIL CORP COM 460951106 247 3805 SH sole 0 0 3805 INTREPID POTASH INC COM 46121Y102 1369 45121 SH sole 0 0 45121 ISHARES COMEX GOLD TR ISHARES 464285105 607 5564 SH sole 0 0 5564 ISHARES INC MSCI MEX INVEST 464286822 1008 18890 SH sole 0 0 18890 ISHARES INC MSCI S KOREA 464286772 254 5071 SH sole 0 0 5071 ISHARES INC MSCI PAC J IDX 464286665 266 6184 SH sole 0 0 6184 ISHARES INC MSCI HONG KONG 464286871 830 50932 SH sole 0 0 50932 ISHARES INC MSCI CDA INDEX 464286509 407 14587 SH sole 0 0 14587 ISHARES INC MSCI BRAZIL 464286400 1023 13897 SH sole 0 0 13897 ISHARES INC MSCI BRIC INDX 464286657 890 19187 SH sole 0 0 19187 ISHARES INC MSCI TAIWAN 464286731 191 15251 SH sole 0 0 15251 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428r107 213 6851 SH sole 0 0 6851 ISHARES SILVER TRUST ISHARES 46428Q109 341 19922 SH sole 0 0 19922 ISHARES TR BARCLYS CR BD 464288620 323 3154 SH sole 0 0 3154 ISHARES TR MID GRWTH INDX 464288307 1498 18387 SH sole 0 0 18387 ISHARES TR US PFD STK IDX 464288687 3077 79468 SH sole 0 0 79468 ISHARES TR S&P NTL AMTFREE 464288414 497 4812 SH sole 0 0 4812 ISHARES TR S&P GL C STAPL 464288737 284 4832 SH sole 0 0 4832 ISHARES TR SMLL CORE INDX 464288505 1312 17111 SH sole 0 0 17111 ISHARES TR HIGH YLD CORP 464288513 2378 26910 SH sole 0 0 26910 ISHARES TR MSCI VAL IDX 464288877 1092 21553 SH sole 0 0 21553 ISHARES TR JPMORGAN USD 464288281 203 1949 SH sole 0 0 1949 ISHARES TR BARCLYS 1-3YR CR 464288646 888 8486 SH sole 0 0 8486 ISHARES TR BARCLYS INTER CR 464288638 398 3823 SH sole 0 0 3823 ISHARES TR BARCLYS MBS BD 464288588 421 3930 SH sole 0 0 3930 ISHARES TR BARCLYS SH TREA 464288679 611 5549 SH sole 0 0 5549 ISHARES TR SMLL VAL INDX 464288703 2148 28885 SH sole 0 0 28885 ISHARES TR DJ MED DEVICES 464288810 524 8980 SH sole 0 0 8980 ISHARES TR INDEX S&P MIDCAP 400 464287507 565 7183 SH sole 0 0 7183 ISHARES TR INDEX S&P500 GRW 464287309 728 12145 SH sole 0 0 12145 ISHARES TR INDEX RUSSELL 3000 464287689 370 5371 SH sole 0 0 5371 ISHARES TR INDEX S&P 500 INDEX 464287200 1360 11592 SH sole 0 0 11592 ISHARES TR INDEX RUSL 2000 VALU 464287630 451 7070 SH sole 0 0 7070 ISHARES TR INDEX S&P 500 VALUE 464287408 3369 59671 SH sole 0 0 59671 ISHARES TR INDEX RUSSELL 2000 464287655 2277 33586 SH sole 0 0 33586 ISHARES TR INDEX S&P GBL ENER 464287341 356 10057 SH sole 0 0 10057 ISHARES TR INDEX S&P GBL HLTHCR 464287325 262 4999 SH sole 0 0 4999 ISHARES TR INDEX S&P MIDCP VALU 464287705 5672 79517 SH sole 0 0 79517 ISHARES TR INDEX S&P MC 400 GRW 464287606 2794 32928 SH sole 0 0 32928 ISHARES TR INDEX S&P SMLCAP 600 464287804 584 9819 SH sole 0 0 9819 ISHARES TR INDEX S&P SMLCP VALU 464287879 1896 29561 SH sole 0 0 29561 ISHARES TR INDEX S&P SMLCP GROW 464287887 3440 56149 SH sole 0 0 56149 ISHARES TR INDEX IBOXX INV CPBD 464287242 4456 42126 SH sole 0 0 42126 ISHARES TR INDEX RUSL 2000 GROW 464287648 714 9750 SH sole 0 0 9750 ISHARES TR INDEX DJ US HEALTHCR 464287762 294 4434 SH sole 0 0 4434 ISHARES TR INDEX S&P GBL INF 464287291 259 4478 SH sole 0 0 4478 ISHARES TR INDEX S&P LTN AM 40 464287390 344 7132 SH sole 0 0 7132 ISHARES TR INDEX NASDQ BIO INDX 464287556 413 4536 SH sole 0 0 4536 ISHARES TR INDEX DJ SEL DIV INX 464287168 757 16450 SH sole 0 0 16450 ISHARES TR INDEX FTSE XNHUA IDX 464287184 837 19886 SH sole 0 0 19886 ISHARES TR INDEX S&P NA SOFTWR 464287515 735 15137 SH sole 0 0 15137 ISHARES TR INDEX RUSSELL MCP VL 464287473 1785 44271 SH sole 0 0 44271 ISHARES TR INDEX RUSSELL1000VAL 464287598 945 15477 SH sole 0 0 15477 ISHARES TR INDEX BARCLYS 1-3 YR 464287457 2258 27085 SH sole 0 0 27085 ISHARES TR INDEX BARCLYS 7-10 YR 464287440 271 3030 SH sole 0 0 3030 ISHARES TR INDEX DJ US TECH SEC 464287721 353 6047 SH sole 0 0 6047 ISHARES TR INDEX DJ US BAS MATL 464287838 1421 22352 SH sole 0 0 22352 ISHARES TR INDEX RUSSELL 1000 464287622 2242 34695 SH sole 0 0 34695 ISHARES TR INDEX DJ US ENERGY 464287796 260 7811 SH sole 0 0 7811 ISHARES TR INDEX DJ US FINL SVC 464287770 209 3525 SH sole 0 0 3525 ISHARES TR INDEX S&P NA NAT RES 464287374 618 17949 SH sole 0 0 17949 ISHARES TR INDEX BARCLYS TIPS BD 464287176 9242 88953 SH sole 0 0 88953 ISHARES TR INDEX BARCLY USAGG B 464287226 1642 15762 SH sole 0 0 15762 ISHARES TR INDEX MSCI EAFE IDX 464287465 4268 76233 SH sole 0 0 76233 ISHARES TR INDEX MSCI EMERG MKT 464287234 4599 109170 SH sole 0 0 109170 ISHARES TR INDEX RUSSELL1000GRW 464287614 810 15597 SH sole 0 0 15597 ISHARES TR INDEX CONS GOODS IDX 464287812 347 5887 SH sole 0 0 5887 ISHARES TR INDEX RUSSELL MIDCAP 464287499 1679 18812 SH sole 0 0 18812 JAPAN EQUITY FD INC COM 471057109 125 21500 SH sole 0 0 21500 JOHNSON & JOHNSON COM 478160104 4892 75032 SH sole 0 0 75032 JOHNSON CTLS INC COM 478366107 802 24300 SH sole 0 0 24300 JPMORGAN CHASE & CO ALERIAN ML ETN 46625h365 307 10050 SH sole 0 0 10050 JPMORGAN CHASE & CO COM 46625h100 1581 35322 SH sole 0 0 35322 K SEA TRANSN PARTNERS LP COM 48268y101 120 13350 SH sole 0 0 13350 KAYNE ANDERSON ENRGY TTL RT COM 48660P104 675 26884 SH sole 0 0 26884 KAYNE ANDERSON MLP INVSMNT C COM 486606106 711 26475 SH sole 0 0 26475 KBR INC COM 48242W106 575 25970 SH sole 0 0 25970 KELLOGG CO COM 487836108 514 9624 SH sole 0 0 9624 KIMBERLY CLARK CORP COM 494368103 1198 19054 SH sole 0 0 19054 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 2458 37567 SH sole 0 0 37567 KING PHARMACEUTICALS INC COM 495582108 223 19000 SH sole 0 0 19000 KONINKLIJKE PHILIPS ELECTRS NY REG SH NEW 500472303 581 18152 SH sole 0 0 18152 KRAFT FOODS INC CL A 50075n104 1112 36781 SH sole 0 0 36781 LABORATORY CORP AMER HLDGS COM NEW 50540r409 282 3727 SH sole 0 0 3727 LAS VEGAS SANDS CORP COM 517834107 463 21908 SH sole 0 0 21908 LEGG MASON INC COM 524901105 374 13050 SH sole 0 0 13050 LEVEL 3 COMMUNICATIONS INC COM 52729n100 36 22311 SH sole 0 0 22311 LEXINGTON REALTY TRUST COM 529043101 306 46972 SH sole 0 0 46972 LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 169 11065 SH sole 0 0 11065 LIFE PARTNERS HOLDINGS INC COM 53215T106 800 36100 SH sole 0 0 36100 LILLY ELI & CO COM 532457108 695 19199 SH sole 0 0 19199 LIMITED BRANDS INC COM 532716107 233 9475 SH sole 0 0 9475 LINN ENERGY LLC UNIT LTD LIAB 536020100 1654 64305 SH sole 0 0 64305 LOCKHEED MARTIN CORP COM 539830109 809 9720 SH sole 0 0 9720 LOWES COS INC COM 548661107 1234 50900 SH sole 0 0 50900 LSI CORPORATION COM 502161102 251 41055 SH sole 0 0 41055 MANAGED HIGH YIELD PLUS FD I COM 561911108 110 48614 SH sole 0 0 48614 MANNKIND CORP COM 56400P201 108 16450 SH sole 0 0 16450 MARATHON OIL CORP COM 565849106 366 11553 SH sole 0 0 11553 MARKET VECTORS ETF TR MKTVEC SMUNETF 57060u803 230 13272 SH sole 0 0 13272 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 699 15496 SH sole 0 0 15496 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 483 10883 SH sole 0 0 10883 MARKET VECTORS ETF TR GBL ALTER ENRG 57060U407 230 10003 SH sole 0 0 10003 MARSH & MCLENNAN COS INC COM 571748102 321 13147 SH sole 0 0 13147 MARSHALL & ILSLEY CORP NEW COM 571837103 140 17434 SH sole 0 0 17434 MATTEL INC COM 577081102 206 9041 SH sole 0 0 9041 MCDERMOTT INTL INC COM 580037109 8444 313681 SH sole 0 0 313681 MCDONALDS CORP COM 580135101 1712 25657 SH sole 0 0 25657 MCGRAW HILL COS INC COM 580645109 1333 37395 SH sole 0 0 37395 MEDALLION FINL CORP COM 583928106 181 22760 SH sole 0 0 22760 MEDCO HEALTH SOLUTIONS INC COM 58405U102 770 11924 SH sole 0 0 11924 MEDICAL PPTYS TRUST INC COM 58463J304 505 48196 SH sole 0 0 48196 MEDTRONIC INC NOTE 1.625% 4/1 585055AM8 85 80000 SH sole 0 0 80000 MEDTRONIC INC COM 585055106 953 21162 SH sole 0 0 21162 MEDTRONIC INC NOTE 1.500% 4/1 585055AL0 136 134000 SH sole 0 0 134000 MEMC ELECTR MATLS INC COM 552715104 210 13669 SH sole 0 0 13669 MERCK & CO INC NEW COM 58933y105 1189 31834 SH sole 0 0 31834 MFA FINANCIAL INC COM 55272x102 681 92585 SH sole 0 0 92585 MFS CALIF INSD MUN FD COM 59318C106 137 12150 SH sole 0 0 12150 MFS GOVT MKTS INCOME TR SH BEN INT 552939100 173 22610 SH sole 0 0 22610 MFS HIGH INCOME MUN TR SH BEN INT 59318D104 391 78600 SH sole 0 0 78600 MFS INTERMEDIATE HIGH INC FD SH BEN INT 59318T109 62 22300 SH sole 0 0 22300 MFS INVT GRADE MUN TR SH BEN INT 59318B108 239 25200 SH sole 0 0 25200 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 159 23979 SH sole 0 0 23979 MFS MUN INCOME TR SH BEN INT 552738106 182 26600 SH sole 0 0 26600 MGM MIRAGE COM 552953101 338 28205 SH sole 0 0 28205 MHI HOSPITALITY CORP COM 55302L102 31 12539 SH sole 0 0 12539 MICRON TECHNOLOGY INC COM 595112103 108 10399 SH sole 0 0 10399 MICROSOFT CORP COM 594918104 5167 176520 SH sole 0 0 176520 MICROVISION INC DEL COM 594960106 28 10000 SH sole 0 0 10000 MOLSON COORS BREWING CO CL B 60871R209 374 8900 SH sole 0 0 8900 MONEYGRAM INTL INC COM 60935Y109 81 21260 SH sole 0 0 21260 MONSANTO CO NEW COM 61166w101 312 4366 SH sole 0 0 4366 MORGAN STANLEY CA INSD MUN TR 61745p502 167 13032 SH sole 0 0 13032 MORGAN STANLEY MUN PREM INCOM 61745p429 189 23350 SH sole 0 0 23350 MORGAN STANLEY MUN INC OPP II 61745p445 179 25500 SH sole 0 0 25500 MORGAN STANLEY INSD MUN TR 61745p866 184 13490 SH sole 0 0 13490 MORGAN STANLEY COM NEW 617446448 1752 59827 SH sole 0 0 59827 MORGAN STANLEY ASIA PAC FD I COM 61744u106 202 13264 SH sole 0 0 13264 MORGAN STANLEY EM MKTS DM DE COM 617477104 258 17300 SH sole 0 0 17300 MORGAN STANLEY INDIA INVS FD COM 61745c105 261 11189 SH sole 0 0 11189 MOTOROLA INC COM 620076109 643 91588 SH sole 0 0 91588 MULTI FINELINE ELECTRONIX IN COM 62541b101 755 29300 SH sole 0 0 29300 NABORS INDUSTRIES LTD SHS g6359f103 243 12355 SH sole 0 0 12355 NATIONAL BK GREECE S A SPONSORED ADR 633643408 70 17288 SH sole 0 0 17288 NATIONAL CITY CORP NOTE 4.000% 2/0 635405AW3 46 45000 SH sole 0 0 45000 NATIONAL FUEL GAS CO N J COM 636180101 203 4006 SH sole 0 0 4006 NATIONAL OILWELL VARCO INC COM 637071101 617 15198 SH sole 0 0 15198 NATIONAL RETAIL PROPERTIES I COM 637417106 224 9823 SH sole 0 0 9823 NETFLIX INC COM 64110l106 442 5998 SH sole 0 0 5998 NEUTRAL TANDEM INC COM 64128b108 1250 78230 SH sole 0 0 78230 NEW AMER HIGH INCOME FD INC COM NEW 641876800 540 57196 SH sole 0 0 57196 NEW GERMANY FD INC COM 644465106 712 56380 SH sole 0 0 56380 NEW YORK CMNTY BANCORP INC COM 649445103 1426 86216 SH sole 0 0 86216 NEWELL RUBBERMAID INC COM 651229106 346 22789 SH sole 0 0 22789 NICE SYS LTD SPONSORED ADR 653656108 445 14015 SH sole 0 0 14015 NICHOLAS APPLEGATE CV&INC FD COM 65370g109 816 88146 SH sole 0 0 88146 NICHOLAS-APPLEGATE CV & INC COM 65370f101 218 22167 SH sole 0 0 22167 NIKE INC CL B 654106103 843 11464 SH sole 0 0 11464 NOKIA CORP SPONSORED ADR 654902204 799 51411 SH sole 0 0 51411 NORDIC AMERICAN TANKER SHIPP COM g65773106 289 9557 SH sole 0 0 9557 NORFOLK SOUTHERN CORP COM 655844108 261 4674 SH sole 0 0 4674 NOVARTIS A G SPONSORED ADR 66987v109 406 7496 SH sole 0 0 7496 NUSTAR ENERGY LP UNIT COM 67058H102 218 3605 SH sole 0 0 3605 NUVEEN CA DIV ADVANTG MUN FD COM 67069x104 135 10025 SH sole 0 0 10025 NUVEEN CA DIVIDEND ADV MUN F COM SHS 67066y105 133 10435 SH sole 0 0 10435 NUVEEN CA SELECT QUALITY MUN COM 670975101 181 13115 SH sole 0 0 13115 NUVEEN DIV ADV MUNI FD 3 COM SH BEN INT 67070X101 202 14360 SH sole 0 0 14360 NUVEEN DIVERSIFIED DIV INCM COM 6706EP105 314 29300 SH sole 0 0 29300 NUVEEN DIVID ADVANTAGE MUN F COM 67066v101 227 16173 SH sole 0 0 16173 NUVEEN EQTY PRM OPPORTUNITYF COM 6706EM102 231 17279 SH sole 0 0 17279 NUVEEN EQUITY PREM INCOME FD COM 6706ER101 193 14603 SH sole 0 0 14603 NUVEEN INSD MUN OPPORTUNITY COM 670984103 598 43013 SH sole 0 0 43013 NUVEEN MULT CURR ST GV INCM COM 67090N109 850 56311 SH sole 0 0 56311 NUVEEN MULTI STRAT INC & GR COM 67073b106 414 52659 SH sole 0 0 52659 NUVEEN MULTI STRAT INC GR FD COM SHS 67073d102 587 71084 SH sole 0 0 71084 NUVEEN MUN INCOME FD INC COM 67062J102 146 13000 SH sole 0 0 13000 NUVEEN MUN VALUE FD INC COM 670928100 1029 104850 SH sole 0 0 104850 NUVEEN NY QUALITY INCM MUN F COM 670986108 291 21014 SH sole 0 0 21014 NUVEEN OH DIV ADVANTAGE MUN COM 67070C107 703 47302 SH sole 0 0 47302 NUVEEN PREM INCOME MUN FD COM 67062t100 220 15978 SH sole 0 0 15978 NUVEEN PREM INCOME MUN FD 4 COM 6706k4105 226 18050 SH sole 0 0 18050 NUVEEN PREMIER INSD MUN INCO COM 670987106 256 17700 SH sole 0 0 17700 NUVEEN QUALITY PFD INC FD 3 COM 67072w101 1189 155776 SH sole 0 0 155776 NUVEEN QUALITY PFD INCOME FD COM 67071s101 887 122131 SH sole 0 0 122131 NUVEEN QUALITY PFD INCOME FD COM 67072c105 790 100104 SH sole 0 0 100104 NUVEEN REAL ESTATE INCOME FD COM 67071b108 98 10546 SH sole 0 0 10546 NUVEEN SELECT TAX FREE INCM SH BEN INT 67063c106 418 30268 SH sole 0 0 30268 NUVEEN TAX ADV FLTG RATE FUN COM 6706EV102 92 42200 SH sole 0 0 42200 NUVEEN TAX FREE ADV MUN FD COM 670657105 1099 77400 SH sole 0 0 77400 NUVEEN TEX QUALITY INCOME MU COM 670983105 869 54685 SH sole 0 0 54685 NUVEEN TX ADV TOTAL RET STRG COM 67090h102 117 10000 SH sole 0 0 10000 NVIDIA CORP COM 67066g104 194 11173 SH sole 0 0 11173 NYSE EURONEXT COM 629491101 238 8051 SH sole 0 0 8051 OCCIDENTAL PETE CORP DEL COM 674599105 294 3475 SH sole 0 0 3475 OCEANFREIGHT INC SHS Y64202107 17 22000 SH sole 0 0 22000 OCULUS INNOVATIVE SCIENCES I COM 67575P108 180 84711 SH sole 0 0 84711 OHIO LEGACY CORP COM 677399107 66 28839 SH sole 0 0 28839 OLIN CORP COM PAR $1 680665205 205 10453 SH sole 0 0 10453 ONE LIBERTY PPTYS INC COM 682406103 274 16420 SH sole 0 0 16420 OPEN JT STK CO-VIMPEL COMMUN SPONSORED ADR 68370r109 654 35500 SH sole 0 0 35500 ORACLE CORP COM 68389x105 3135 122030 SH sole 0 0 122030 PACCAR INC COM 693718108 282 6514 SH sole 0 0 6514 PACIFIC ASIA PETROLEUM INC COM 693864100 54 13900 SH sole 0 0 13900 PACIFIC PREMIER BANCORP COM 69478x105 143 29100 SH sole 0 0 29100 PEABODY ENERGY CORP COM 704549104 530 11588 SH sole 0 0 11588 PENGROWTH ENERGY TR TR UNIT NEW 706902509 380 32558 SH sole 0 0 32558 PENN WEST ENERGY TR TR UNIT 707885109 1226 58047 SH sole 0 0 58047 PEPCO HOLDINGS INC COM 713291102 354 20616 SH sole 0 0 20616 PEPSICO INC COM 713448108 2472 37367 SH sole 0 0 37367 PERMIAN BASIN RTY TR UNIT BEN INT 714236106 433 24622 SH sole 0 0 24622 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654v408 781 17552 SH sole 0 0 17552 PFIZER INC COM 717081103 3678 214456 SH sole 0 0 214456 PG&E CORP COM 69331c108 211 4966 SH sole 0 0 4966 PHILIP MORRIS INTL INC COM 718172109 1957 37523 SH sole 0 0 37523 PHILIPPINE LONG DISTANCE TEL SPONSORED ADR 718252604 240 4500 SH sole 0 0 4500 PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 403 20308 SH sole 0 0 20308 PIMCO CORPORATE INCOME FD COM 72200U100 2114 140951 SH sole 0 0 140951 PIMCO CORPORATE OPP FD COM 72201b101 467 28242 SH sole 0 0 28242 PIMCO GLOBAL STOCKSPLS INCM COM 722011103 494 25955 SH sole 0 0 25955 PIMCO HIGH INCOME FD COM SHS 722014107 238 19484 SH sole 0 0 19484 PIMCO INCOME OPPORTUNITY FD COM 72202B100 442 18458 SH sole 0 0 18458 PIMCO INCOME STRATEGY FUND I COM 72201J104 247 25653 SH sole 0 0 25653 PIMCO MUN INCOME FD II COM 72200w106 637 58368 SH sole 0 0 58368 PIMCO MUNICIPAL INCOME FD COM 72200r107 996 73200 SH sole 0 0 73200 PIMCO NY MUNICIPAL INCOME FD COM 72200T103 184 16500 SH sole 0 0 16500 PINNACLE WEST CAP CORP COM 723484101 267 7080 SH sole 0 0 7080 PIONEER FLOATING RATE TR COM 72369J102 235 19240 SH sole 0 0 19240 PIONEER HIGH INCOME TR COM 72369H106 168 10900 SH sole 0 0 10900 PIONEER MUN HIGH INCOME TR COM SHS 723763108 461 32200 SH sole 0 0 32200 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 316 5551 SH sole 0 0 5551 PLUM CREEK TIMBER CO INC COM 729251108 523 13435 SH sole 0 0 13435 PNC FINL SVCS GROUP INC COM 693475105 204 3425 SH sole 0 0 3425 POOL CORPORATION COM 73278L105 686 30300 SH sole 0 0 30300 POTASH CORP SASK INC COM 73755l107 1471 12323 SH sole 0 0 12323 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 3443 146369 SH sole 0 0 146369 POWERSHARES ETF TRUST WNDRHLL CLN EN 73935X500 132 13215 SH sole 0 0 13215 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 299 17250 SH sole 0 0 17250 POWERSHARES GLOBAL ETF TRUST WK VRDO TX FR 73936T433 307 12300 SH sole 0 0 12300 POWERSHARES INDIA ETF TR INDIA PORT 73935L100 874 38400 SH sole 0 0 38400 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 3893 80806 SH sole 0 0 80806 POWERSHS DB MULTI SECT COMM DB PREC MTLS 73936b200 227 5943 SH sole 0 0 5943 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 375 15471 SH sole 0 0 15471 POWERSHS DB MULTI SECT COMM DB BASE METALS 73936B705 286 12686 SH sole 0 0 12686 PPG INDS INC COM 693506107 272 4160 SH sole 0 0 4160 PROCTER & GAMBLE CO COM 742718109 6835 108024 SH sole 0 0 108024 PROGRESS ENERGY INC COM 743263105 846 21486 SH sole 0 0 21486 PROLOGIS SH BEN INT 743410102 196 14883 SH sole 0 0 14883 PROSHARES TR PSHS ULTSH 20YRS 74347R297 1047 21512 SH sole 0 0 21512 PROSHARES TR PSHS ULTRA O&G 74347R719 208 6056 SH sole 0 0 6056 PROSHARES TR PSHS ULT S&P 500 74347R107 2750 65453 SH sole 0 0 65453 PROSHARES TR PSHS ULSHT SP500 74347R883 623 20113 SH sole 0 0 20113 PROSHARES TR PSHS ULTRA R/EST 74347R677 417 51234 SH sole 0 0 51234 PROSHARES TR PSHS ULSHT 7-10Y 74347R313 264 5118 SH sole 0 0 5118 PROSHARES TR PSHS ULTRA FINL 74347R743 1056 155546 SH sole 0 0 155546 PROSPECT CAPITAL CORPORATION COM 74348t102 320 26316 SH sole 0 0 26316 PROVIDENT ENERGY TR TR UNIT 74386k104 917 118953 SH sole 0 0 118953 PRUDENTIAL FINL INC COM 744320102 242 4004 SH sole 0 0 4004 PRUDENTIAL PLC PER SUB 6.50% G7293H189 851 35000 SH sole 0 0 35000 PS BUSINESS PKS INC CALIF COM 69360j107 574 10758 SH sole 0 0 10758 PUBLIC STORAGE COM 74460d109 1461 15882 SH sole 0 0 15882 PUBLIC SVC ENTERPRISE GROUP COM 744573106 287 9721 SH sole 0 0 9721 PUTNAM MANAGED MUN INCOM TR COM 746823103 532 73941 SH sole 0 0 73941 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 127 20335 SH sole 0 0 20335 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 159 13839 SH sole 0 0 13839 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 216 33190 SH sole 0 0 33190 QUALCOMM INC COM 747525103 3373 80339 SH sole 0 0 80339 QUICKSILVER RESOURCES INC COM 74837r104 237 16850 SH sole 0 0 16850 QWEST COMMUNICATIONS INTL IN COM 749121109 75 14392 SH sole 0 0 14392 RALCORP HLDGS INC NEW COM 751028101 500 7380 SH sole 0 0 7380 RAM ENERGY RESOURCES INC COM 75130P109 43 29500 SH sole 0 0 29500 REALNETWORKS INC COM 75605l104 308 63850 SH sole 0 0 63850 REALTY INCOME CORP COM 756109104 3939 128353 SH sole 0 0 128353 REGAL ENTMT GROUP CL A 758766109 185 10509 SH sole 0 0 10509 RESEARCH FRONTIERS INC COM 760911107 78 27500 SH sole 0 0 27500 RESEARCH IN MOTION LTD COM 760975102 1996 26986 SH sole 0 0 26986 RF MICRODEVICES INC COM 749941100 373 74925 SH sole 0 0 74925 ROBERTS REALTY INVS COM 769900101 15 11752 SH sole 0 0 11752 ROSS STORES INC COM 778296103 406 7600 SH sole 0 0 7600 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S 780097739 296 22500 SH sole 0 0 22500 ROYAL BK SCOTLAND GROUP PLC ADR PREF SER N 780097770 164 13000 SH sole 0 0 13000 ROYCE MICRO-CAP TR INC COM 780915104 263 32103 SH sole 0 0 32103 ROYCE VALUE TR INC COM 780910105 583 49229 SH sole 0 0 49229 RYDEX ETF TRUST S&P 500 EQ TRD 78355w106 1285 30184 SH sole 0 0 30184 SAFEWAY INC COM NEW 786514208 493 19828 SH sole 0 0 19828 SAIC INC COM 78390X101 184 10400 SH sole 0 0 10400 SARA LEE CORP COM 803111103 440 31580 SH sole 0 0 31580 SCHLUMBERGER LTD COM 806857108 515 8122 SH sole 0 0 8122 SEACHANGE INTL INC COM 811699107 178 24750 SH sole 0 0 24750 SEAGATE TECHNOLOGY SHS g7945j104 517 28293 SH sole 0 0 28293 SELECT SECTOR SPDR TR SBI INT-INDS 81369y704 274 8761 SH sole 0 0 8761 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1079 67623 SH sole 0 0 67623 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 261 7699 SH sole 0 0 7699 SELECT SECTOR SPDR TR SBI CONS STPLS 81369y308 500 17904 SH sole 0 0 17904 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369y506 891 15482 SH sole 0 0 15482 SELECT SECTOR SPDR TR SBI INT-TECH 81369y803 1386 59996 SH sole 0 0 59996 SELECT SECTOR SPDR TR SBI INT-UTILS 81369y886 242 8170 SH sole 0 0 8170 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1063 33082 SH sole 0 0 33082 SHIP FINANCE INTERNATIONAL L SHS g81075106 258 14525 SH sole 0 0 14525 SIRIUS XM RADIO INC COM 82967N108 117 135035 SH sole 0 0 135035 SOUTHERN CO COM 842587107 1470 44316 SH sole 0 0 44316 SOVRAN SELF STORAGE INC COM 84610h108 251 7200 SH sole 0 0 7200 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467x109 333 3067 SH sole 0 0 3067 SPDR GOLD TRUST GOLD SHS 78463V107 4814 44186 SH sole 0 0 44186 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 470 14046 SH sole 0 0 14046 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463x756 812 16403 SH sole 0 0 16403 SPDR INDEX SHS FDS S&PINTL MC ETF 78463x764 1611 58047 SH sole 0 0 58047 SPDR INDEX SHS FDS S&P BRIC 40ETF 78463X798 511 20171 SH sole 0 0 20171 SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 2591 22145 SH sole 0 0 22145 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 390 2724 SH sole 0 0 2724 SPDR SERIES TRUST DJ SML GRWTH ETF 78464A201 208 2280 SH sole 0 0 2280 SPDR SERIES TRUST DB INT GVT ETF 78464A490 346 6239 SH sole 0 0 6239 SPDR SERIES TRUST S&P DIVID ETF 78464A763 387 7845 SH sole 0 0 7845 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 368 9249 SH sole 0 0 9249 SPDR SERIES TRUST DJ REIT ETF 78464A607 361 6707 SH sole 0 0 6707 SPECTRA ENERGY CORP COM 847560109 565 25078 SH sole 0 0 25078 SPRINT NEXTEL CORP COM SER 1 852061100 88 23112 SH sole 0 0 23112 STAR SCIENTIFIC INC COM 85517p101 26 10000 SH sole 0 0 10000 STARBUCKS CORP COM 855244109 921 37939 SH sole 0 0 37939 STATE STR CORP COM 857477103 817 18089 SH sole 0 0 18089 STATOIL ASA SPONSORED ADR 85771p102 394 16873 SH sole 0 0 16873 STONEMOR PARTNERS L P COM UNITS 86183Q100 1381 71650 SH sole 0 0 71650 STRYKER CORP COM 863667101 598 10454 SH sole 0 0 10454 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 252 5310 SH sole 0 0 5310 SUNAMERICA FCSED ALPHA GRW F COM 867037103 522 35966 SH sole 0 0 35966 SUNCOR ENERGY INC NEW COM 867224107 245 7528 SH sole 0 0 7528 SUNSTONE HOTEL INVS INC NEW COM 867892101 134 11953 SH sole 0 0 11953 SUNTECH PWR HLDGS CO LTD ADR 86800C104 292 20861 SH sole 0 0 20861 SUREWEST COMMUNICATIONS COM 868733106 167 19400 SH sole 0 0 19400 SWEDISH EXPT CR CORP RG METAL ETN22 870297405 112 10915 SH sole 0 0 10915 SYNOVUS FINL CORP COM 87161C105 48 14613 SH sole 0 0 14613 TASER INTL INC COM 87651b104 67 11500 SH sole 0 0 11500 TC PIPELINES LP UT COM LTD PRT 87233q108 450 11833 SH sole 0 0 11833 TEKELEC COM 879101103 333 18340 SH sole 0 0 18340 TELEFONOS DE MEXICO S A B SPON ADR ORD L 879403780 258 16565 SH sole 0 0 16565 TELLABS INC COM 879664100 183 24150 SH sole 0 0 24150 TELMEX INTERNACIONAL SAB DE SPONS ADR SR L 879690105 245 12686 SH sole 0 0 12686 TEMPLETON GLOBAL INCOME FD COM 880198106 166 16549 SH sole 0 0 16549 TEREX CORP NEW COM 880779103 756 33300 SH sole 0 0 33300 TERRA NITROGEN CO L P COM UNIT 881005201 1644 21700 SH sole 0 0 21700 TESCO CORP COM 88157K101 118 10105 SH sole 0 0 10105 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1106 17533 SH sole 0 0 17533 TEXAS INSTRS INC COM 882508104 486 19855 SH sole 0 0 19855 THERMO FISHER SCIENTIFIC INC COM 883556102 385 7489 SH sole 0 0 7489 TIME WARNER INC COM NEW 887317303 300 9589 SH sole 0 0 9589 TIMKEN CO COM 887389104 921 30700 SH sole 0 0 30700 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 397 4932 SH sole 0 0 4932 TRANSOCEAN INC NOTE 1.625%12/1 893830AU3 11 11000 SH sole 0 0 11000 TRANSOCEAN LTD REG SHS H8817H100 1286 14893 SH sole 0 0 14893 TRUSTMARK CORP COM 898402102 536 21949 SH sole 0 0 21949 TYCO INTERNATIONAL LTD SHS H89128104 586 15332 SH sole 0 0 15332 U S ENERGY CORP WYO COM 911805109 149 25000 SH sole 0 0 25000 U S G CORP COM NEW 903293405 201 11685 SH sole 0 0 11685 ULTRA PETROLEUM CORP COM 903914109 588 12609 SH sole 0 0 12609 UNILEVER N V N Y SHS NEW 904784709 205 6792 SH sole 0 0 6792 UNILEVER PLC SPON ADR NEW 904767704 703 24020 SH sole 0 0 24020 UNION PAC CORP COM 907818108 289 3938 SH sole 0 0 3938 UNITED PARCEL SERVICE INC CL B 911312106 889 13804 SH sole 0 0 13804 UNITED STATES NATL GAS FUND UNIT 912318102 225 32521 SH sole 0 0 32521 UNITED TECHNOLOGIES CORP COM 913017109 768 10429 SH sole 0 0 10429 UNITEDHEALTH GROUP INC COM 91324P102 879 26910 SH sole 0 0 26910 UNIVERSAL DISPLAY CORP COM 91347p105 172 14600 SH sole 0 0 14600 US BANCORP DEL COM NEW 902973304 2426 93743 SH sole 0 0 93743 VALERO ENERGY CORP NEW COM 91913y100 201 10186 SH sole 0 0 10186 VAN KAMPEN ADVANTAGE MUN II SH BEN INT 92112k107 604 49719 SH sole 0 0 49719 VAN KAMPEN DYNAMIC CR OPPORT COM 921166104 0 10500 SH sole 0 0 10500 VAN KAMPEN MUN OPPORTUNITY T COM 920935103 187 13308 SH sole 0 0 13308 VAN KAMPEN SENIOR INCOME TR COM 920961109 1109 217451 SH sole 0 0 217451 VAN KAMPEN TR INVT GRADE MUN COM 920929106 462 32498 SH sole 0 0 32498 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 378 4720 SH sole 0 0 4720 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 765 9662 SH sole 0 0 9662 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 1410 17562 SH sole 0 0 17562 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 328 6991 SH sole 0 0 6991 VANGUARD INDEX FDS MID CAP ETF 922908629 478 7343 SH sole 0 0 7343 VANGUARD INDEX FDS STK MRK ETF 922908769 733 12300 SH sole 0 0 12300 VANGUARD INDEX FDS VALUE ETF 922908744 212 4195 SH sole 0 0 4195 VANGUARD INDEX FDS REIT ETF 922908553 2335 47836 SH sole 0 0 47836 VANGUARD INDEX FDS SMALL CP ETF 922908751 1616 25660 SH sole 0 0 25660 VANGUARD INDEX FDS SML CP GRW ETF 922908595 420 6427 SH sole 0 0 6427 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 316 6495 SH sole 0 0 6495 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 324 6208 SH sole 0 0 6208 VANGUARD INDEX FDS GROWTH ETF 922908736 728 13115 SH sole 0 0 13115 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 507 11410 SH sole 0 0 11410 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 1646 39044 SH sole 0 0 39044 VANGUARD NATURAL RESOURCES L COM UNIT 92205f106 335 13950 SH sole 0 0 13950 VANGUARD TAX-MANAGED FD EUROPE PAC ETF 921943858 423 12220 SH sole 0 0 12220 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 296 7470 SH sole 0 0 7470 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 2930 90351 SH sole 0 0 90351 VANGUARD WORLD FDS ENERGY ETF 92204A306 3092 36809 SH sole 0 0 36809 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 246 3521 SH sole 0 0 3521 VANTAGE DRILLING COMPANY ORD SHS g93205113 51 35000 SH sole 0 0 35000 VARIAN MED SYS INC COM 92220p105 584 10557 SH sole 0 0 10557 VERIZON COMMUNICATIONS INC COM 92343v104 4552 146742 SH sole 0 0 146742 VISA INC COM CL A 92826C839 552 6060 SH sole 0 0 6060 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 395 16959 SH sole 0 0 16959 WAL MART STORES INC COM 931142103 2437 43839 SH sole 0 0 43839 WALGREEN CO COM 931422109 3090 83309 SH sole 0 0 83309 WASHINGTON TR BANCORP COM 940610108 214 11494 SH sole 0 0 11494 WAVE SYSTEMS CORP COM NEW 943526301 136 34100 SH sole 0 0 34100 WELLS FARGO & CO NEW COM 949746101 1265 40651 SH sole 0 0 40651 WESCO FINL CORP COM 950817106 425 1102 SH sole 0 0 1102 WESTERN ASSET GLB HI INCOME COM 95766B109 636 54895 SH sole 0 0 54895 WESTERN ASSET HIGH INCM OPP COM 95766K109 278 43785 SH sole 0 0 43785 WHOLE FOODS MKT INC COM 966837106 2148 59427 SH sole 0 0 59427 WINDSTREAM CORP COM 97381w104 546 50102 SH sole 0 0 50102 WYNDHAM WORLDWIDE CORP COM 98310W108 446 17322 SH sole 0 0 17322 WYNN RESORTS LTD COM 983134107 220 2902 SH sole 0 0 2902 XTO ENERGY INC COM 98385x106 238 5037 SH sole 0 0 5037 YAMANA GOLD INC COM 98462Y100 337 34190 SH sole 0 0 34190 YINGLI GREEN ENERGY HLDG CO ADR 98584B103 142 11125 SH sole 0 0 11125 YUM BRANDS INC COM 988498101 626 16331 SH sole 0 0 16331 ZHONGPIN INC COM 98952k107 255 20050 SH sole 0 0 20050 ZIMMER HLDGS INC COM 98956p102 228 3856 SH sole 0 0 3856 ZIONS BANCORPORATION COM 989701107 392 17968 SH sole 0 0 17968 ZORAN CORP COM 98975f101 249 23146 SH sole 0 0 23146 ZWEIG TOTAL RETURN FD INC COM 989837109 206 53030 SH sole 0 0 53030
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