13F-HR 1 a13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 ----------------------- Check here if Amendment [ ]; Amendment Number: --------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager filing this Report: Name: DBD Investors V, L.L.C. ----------------------------------- Address: c/o The Carlyle Group ----------------------------------- 1001 Pennsylvania Avenue, NW ----------------------------------- Suite 220 S. ----------------------------------- Washington, DC 20004-2505 ----------------------------------- Form 13F File Number: 28- 12965 ------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Daniel A. D'Aniello --------------------------------- Title: Managing Director --------------------------------- Phone: 202-729-5626 --------------------------------- Signature, Place, and Date of Signing: /s/ Daniel A. D'Aniello Washington, DC November 15, 2010 ------------------------- ------------------ --------------------- Signature City, State Date [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F File Number Name 28- ---------------- ------------------------------- --------------------------- FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 -------------------- Form 13F Information Table Entry Total: 5 -------------------- Form 13F Information Table Value Total: $ 378,626 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28- 12429 Carlyle Investment Management L.L.C. ---- --------- ------------------------------------------ 2
FORM 13-F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ----------- ---------- --------- ----------- ------------------- ------------ -------- -------------------------------- NAME OF TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ----------- ---------- --------- ----------- ------- ----------- ------------ -------- -------- ---------- ------------ ICO Global CL A 44930K108 $513 312,778 SH -- Shared- 1 312,778 Comm Hldgs Ltd Defined De Terrestar Com 881451108 $53 150,000 SH -- Shared- 1 150,000 Corp Defined Time Warner Com 887317303 $1,124 36,666 SH -- Shared- 1 36,666 Inc Defined Time Warner Com 88732J207 $497 9,203 SH -- Shared- 1 9,203 Cable Inc Defined Triumph Group Com 896818101 $376,439 5,046,775 SH -- Shared- 1 5,046,775 Inc Defined -----------------------------------------------------------------------------------------------------------------------