13F-HR 1 a13f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 -------------------- Check here if Amendment / /; Amendment Number: --------------------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager filing this Report: Name: DBD Cayman, Ltd. ------------------------------ Address: c/o The Carlyle Group ------------------------------ 1001 Pennsylvania Avenue, NW ------------------------------ Suite 220 S. ------------------------------ Washington, DC 20004-2505 ------------------------------ Form 13F File Number: 28- 12954 ------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Daniel A. D'Aniello --------------------- Title: Managing Director --------------------- Phone: 202-729-5626 --------------------- Signature, Place, and Date of Signing: /s/ Daniel A. D'Aniello Washington, DC November 16, 2009 ----------------------- --------------- ----------------- Signature City, State Date /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F File Number Name 28- -------- ----------------------- 1 --------------------- FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 ------------- Form 13F Information Table Entry Total: 5 ------------- Form 13F Information Table Value Total: $154,427 ------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-12429 Carlyle Investment Management L.L.C. --- --------------- ------------------------------------ 2 FORM 13-F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- -------- -------- -------- -------- -------- -------- -------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------- -------- --------- -------- --------- --- ---- ---------- -------- ------ --------- ---- CLASS Boston Private Finl Hldgs Com 101119105 $35,129 6,346,572 SH -- Shared- 1 6,346,572 In Defined Focus Media Hldg Ltd Sponsored 34415V109 $16,597 1,503,382 SH -- Shared- 1 1,503,382 ADR Defined Great Atlantic & Pac Tea Com 390064903 $34,826 3,908,698 SH -- Shared- 1 3,908,698 Inc Defined Owens Corning New Com 690742101 $13,472 600,100 SH -- Shared- 1 600,100 Defined Time Warner Cable Inc Com 88732J207 $54,403 1,262,533 SH -- Shared- 1 1,262,533 Defined
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