0001214659-15-007694.txt : 20151112 0001214659-15-007694.hdr.sgml : 20151112 20151112142325 ACCESSION NUMBER: 0001214659-15-007694 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151112 DATE AS OF CHANGE: 20151112 EFFECTIVENESS DATE: 20151112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BANTA ASSET MANAGEMENT LP CENTRAL INDEX KEY: 0001426960 IRS NUMBER: 200875379 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12787 FILM NUMBER: 151223546 BUSINESS ADDRESS: STREET 1: 517 30TH STREET CITY: NEWPORT BEACH STATE: CA ZIP: 92663 BUSINESS PHONE: 949-673-9944 MAIL ADDRESS: STREET 1: 517 30TH STREET CITY: NEWPORT BEACH STATE: CA ZIP: 92663 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001426960 XXXXXXXX 09-30-2015 09-30-2015 false BANTA ASSET MANAGEMENT LP

517 30th Street Newport Beach CA 92663

13F HOLDINGS REPORT 028-12787 N STEPHEN M. BANTA 949-673-9944 /s/ STEPHEN M. BANTA NEWPORT BEACH CA 11-11-2015 0 34 59355 INFORMATION TABLE 2 infotable.xml ABBVIE INC COM COM 00287Y109 1137 20905 SH SOLE 20905 0 0 APPLE COMPUTER INC COM 037833100 3569 32360 SH SOLE 32360 0 0 ARBOR RLTY TR INC CUM RED PFD PREFERRED STOCKS 038923801 1114 44900 SH SOLE 44900 0 0 BANC CALIF INC SR NT PREFERRED STOCKS 05990K304 2016 79566 SH SOLE 79566 0 0 BAXALTA INC COM COM 07177M103 2153 68335 SH SOLE 68335 0 0 BOEING CO COM 097023105 1456 11120 SH SOLE 11120 0 0 CHESAPEAKE ENERGY CORP COM 165167107 1437 196085 SH SOLE 196085 0 0 CONOCOPHILLIPS COM 20825C104 2266 47240 SH SOLE 47240 0 0 COUNTRYWIDE CAP V GTD CAP SEC PREFERRED STOCKS 222388209 1105 43033 SH SOLE 43033 0 0 CUMMINS ENGINE INC COM 231021106 2010 18515 SH SOLE 18515 0 0 DISNEY WALT PRODTNS COM 254687106 1644 16090 SH SOLE 16090 0 0 EMERSON ELEC CO COM 291011104 1487 33665 SH SOLE 33665 0 0 ENDURANCE SPECIALTY HLDGS LTPF PREFERRED STOCKS G30397304 951 36876 SH SOLE 36876 0 0 FIRST REP BK SAN FRANCISCO CDE PREFERRED STOCKS 33616C407 1754 68875 SH SOLE 68875 0 0 FIRST REPUBLIC B 7.000% 00/00/ PREFERRED STOCKS 33616C860 249 9083 SH SOLE 9083 0 0 FREEPORT MCMORAN COPPER&GOLDCL COM 35671D857 1771 182807 SH SOLE 182807 0 0 GILEAD SCIENCES INC COM COM 375558103 1716 17475 SH SOLE 17475 0 0 IBM COM 459200101 1483 10228 SH SOLE 10228 0 0 ISHARES TR US PFD STK IDX PREFERRED STOCKS 464288687 4525 117239 SH DFND 117219 20 0 JOHNSON & JOHNSON COM 478160104 1850 19820 SH SOLE 19820 0 0 MAIDEN HLDGS NORTH AMER LTD GT PREFERRED STOCKS 56029Q408 2591 96150 SH SOLE 96150 0 0 MALLINCKRODT PUB LTD CO SHS COM G5785G107 1995 31203 SH SOLE 31203 0 0 MERRILL LYNCH CAP TR II PFD GD PREFERRED STOCKS 59024T203 304 11985 SH SOLE 11985 0 0 MERRILL LYNCH CAP TR III PFD G PREFERRED STOCKS 59025D207 355 13900 SH SOLE 13900 0 0 MICRON TECHNOLOGY INC COM 595112103 1866 124550 SH SOLE 124550 0 0 MONSANTO CO NEW COM 61166W101 1845 21615 SH SOLE 21615 0 0 NAVIOS MARITIME HLDGS INC SPN PREFERRED STOCKS 63938Y100 1324 74000 SH SOLE 74000 0 0 PITNEY BOWES NT 6.7% PREFERRED STOCKS 724479506 2049 78508 SH SOLE 78508 0 0 PROCTER & GAMBLE COMPANY COM 742718109 2340 32524 SH SOLE 32524 0 0 QUALCOMM INC COM 747525103 2250 41885 SH SOLE 41885 0 0 QWEST CORP NT PREFERRED STOCKS 74913G600 2155 89800 SH SOLE 89800 0 0 RAIT FINANCIAL TRUST SR NT 7.6 PREFERRED STOCKS 749227807 1595 74400 SH SOLE 74400 0 0 UNITED STATES CELLULAR CORP SR PREFERRED STOCKS 911684504 1225 48400 SH SOLE 48400 0 0 UNITED TECHNOLOGIES CORP COM 913017109 1768 19870 SH SOLE 19870 0 0