0001214659-14-005390.txt : 20140729 0001214659-14-005390.hdr.sgml : 20140729 20140729160304 ACCESSION NUMBER: 0001214659-14-005390 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140729 DATE AS OF CHANGE: 20140729 EFFECTIVENESS DATE: 20140729 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BANTA ASSET MANAGEMENT LP CENTRAL INDEX KEY: 0001426960 IRS NUMBER: 200875379 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12787 FILM NUMBER: 14999799 BUSINESS ADDRESS: STREET 1: 517 30TH STREET CITY: NEWPORT BEACH STATE: CA ZIP: 92663 BUSINESS PHONE: 949-673-9944 MAIL ADDRESS: STREET 1: 517 30TH STREET CITY: NEWPORT BEACH STATE: CA ZIP: 92663 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001426960 XXXXXXXX 06-30-2014 06-30-2014 false BANTA ASSET MANAGEMENT LP

517 30TH STREET NEWPORT BEACH CA 92663

13F HOLDINGS REPORT 028-12787 N STEPHEN M. BANTA 949-673-9944 /s/ STEPHEN M. BANTA NEWPORT BEACH CA 07-29-2014 0 29 45992 INFORMATION TABLE 2 infotable.xml A T & T INC (NEW) COM 00206R102 1412 39920 SH SOLE 39920 0 0 ARBOR RLTY TR INC CUM RED PFD PREFERRED STOCKS 38923801 1073 42800 SH SOLE 42800 0 0 BANC CALIF INC COM COM 05990K106 1874 171952 SH SOLE 171952 0 0 BANC CALIF INC SR NT PREFERRED STOCKS 05990K304 2096 81999 SH SOLE 81999 0 0 CIVEO CORP COM COM 178787107 1432 57195 SH SOLE 57195 0 0 CLIFFS NAT RES INC DEP1/40TH P PREFERRED STOCKS 18683K408 1614 112650 SH SOLE 112650 0 0 CONOCOPHILLIPS COM 20825C104 1318 15377 SH SOLE 15377 0 0 CORTS TR II GOLDMAN SACHS CATR PREFERRED STOCKS 22082P208 992 39149 SH SOLE 39149 0 0 COUNTRYWIDE CAP V GTD CAP SEC PREFERRED STOCKS 222388209 1254 48249 SH SOLE 48249 0 0 ENDURANCE SPECIALTY HLDGS LTPF PREFERRED STOCKS G30397304 1081 41076 SH SOLE 41076 0 0 EXXON MOBIL CORP COM 30231G102 222 2203 SH SOLE 2203 0 0 FIRST REP BK SAN FRANCISCO CDE PREFERRED STOCKS 33616C407 2250 88575 SH SOLE 88575 0 0 FIRST REPUBLIC B 7.000% 00/00/ PREFERRED STOCKS 33616C860 285 10599 SH SOLE 10599 0 0 FREEPORT MCMORAN COPPER&GOLDCL COM 35671D857 2126 58240 SH SOLE 58240 0 0 ISHARES TR US PFD STK IDX PREFERRED STOCKS 464288687 7000 175386 SH DFND 175366 20 0 JACOBS ENGR GROUP INC DEL COM 469814107 1522 28565 SH SOLE 28565 0 0 KNOWLES CORP COM COM 49926D109 2202 71625 SH SOLE 71625 0 0 MAIDEN HLDGS NORTH AMER LTD GT PREFERRED STOCKS 56029Q408 2743 105350 SH SOLE 105350 0 0 MERRILL LYNCH CAP TR II PFD GD PREFERRED STOCKS 59024T203 309 12185 SH SOLE 12185 0 0 MERRILL LYNCH CAP TR III PFD G PREFERRED STOCKS 59025D207 422 16200 SH SOLE 16200 0 0 METLIFE INC PFD B 6.50 PREFERRED STOCKS 59156R603 1645 64399 SH SOLE 64399 0 0 NAVIOS MARITIME HLDGS INC SPN COM 63938Y100 718 27900 SH SOLE 27900 0 0 NOW INC COM COM 67011P100 1306 36060 SH SOLE 36060 0 0 PHILIP MORRIS INTL INC COM 718172109 1408 16696 SH SOLE 16696 0 0 PITNEY BOWES NT 6.7% PREFERRED STOCKS 724479506 3011 116074 SH SOLE 116074 0 0 PROCTER & GAMBLE COMPANY COM 742718109 722 9181 SH SOLE 9181 0 0 QWEST CORP NT PREFERRED STOCKS 74913G600 3001 128908 SH SOLE 128908 0 0 RAIT FINANCIAL TRUST SR NT 7.6 PREFERRED STOCKS 749227807 729 29400 SH SOLE 29400 0 0 UNITED TECHNOLOGIES CORP COM 913017109 225 1945 SH SOLE 1945 0 0