0001214659-14-002863.txt : 20140417 0001214659-14-002863.hdr.sgml : 20140417 20140417113443 ACCESSION NUMBER: 0001214659-14-002863 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140417 DATE AS OF CHANGE: 20140417 EFFECTIVENESS DATE: 20140417 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BANTA ASSET MANAGEMENT LP CENTRAL INDEX KEY: 0001426960 IRS NUMBER: 200875379 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12787 FILM NUMBER: 14769136 BUSINESS ADDRESS: STREET 1: 517 30TH STREET CITY: NEWPORT BEACH STATE: CA ZIP: 92663 BUSINESS PHONE: 949-673-9944 MAIL ADDRESS: STREET 1: 517 30TH STREET CITY: NEWPORT BEACH STATE: CA ZIP: 92663 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001426960 XXXXXXXX 03-31-2014 03-31-2014 false BANTA ASSET MANAGEMENT LP

517 30TH STREET NEWPORT BEACH CA 92663

13F HOLDINGS REPORT 028-12787 N STEPHEN M. BANTA 949-673-9944 /s/ Stephen M. Banta Newport Beach CA 04-16-2014 0 30 45701 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 210 1546 SH SOLE 1546 0 0 A T & T INC (NEW) COM 00206R102 1753 49990 SH SOLE 49990 0 0 ABBVIE INC COM COM 00287Y109 1119 21779 SH SOLE 21779 0 0 APPLE COMPUTER INC COM 37833100 1773 3304 SH SOLE 3304 0 0 ARBOR RLTY TR INC CUM RED PFD PREFERRED STOCKS 38923801 579 23400 SH SOLE 23400 0 0 BANC CALIF INC COM COM 05990K106 1173 95628 SH SOLE 95628 0 0 BANC CALIF INC SR NT PREFERRED STOCKS 05990K304 2095 81999 SH SOLE 81999 0 0 CITIGROUP CAP XI CAP TRUPS 6.0 PREFERRED STOCKS 17307Q205 469 18693 SH SOLE 18693 0 0 CLIFFS NAT RES INC DEP1/40TH P PREFERRED STOCKS 18683K408 2246 108325 SH SOLE 108325 0 0 CONOCOPHILLIPS COM 20825C104 1391 19768 SH SOLE 19768 0 0 CORTS TR II GOLDMAN SACHS CATR PREFERRED STOCKS 22082P208 966 39149 SH SOLE 39149 0 0 COUNTRYWIDE CAP V GTD CAP SEC PREFERRED STOCKS 222388209 1233 48349 SH SOLE 48349 0 0 COVIDIEN PLC COM G2554F113 1263 17140 SH SOLE 17140 0 0 ENDURANCE SPECIALTY HLDGS LTPF PREFERRED STOCKS G30397304 1076 41076 SH SOLE 41076 0 0 EXXON MOBIL CORP COM 30231G102 215 2203 SH SOLE 2203 0 0 FIRST REP BK SAN FRANCISCO CDE PREFERRED STOCKS 33616C407 2183 88575 SH SOLE 88575 0 0 FIRST REPUBLIC B 7.000% 00/00/ PREFERRED STOCKS 33616C860 278 10599 SH SOLE 10599 0 0 FREEPORT MCMORAN COPPER&GOLDCL COM 35671D857 2871 86825 SH SOLE 86825 0 0 ISHARES TR US PFD STK IDX PREFERRED STOCKS 464288687 6806 174376 SH DFND 174356 20 0 KNOWLES CORP COM COM 49926D109 1393 44130 SH SOLE 44130 0 0 MAIDEN HLDGS NORTH AMER LTD GT PREFERRED STOCKS 56029Q408 2586 103475 SH SOLE 103475 0 0 MALLINCKRODT PUB LTD CO SHS COM G5785G107 1277 20136 SH SOLE 20136 0 0 MERRILL LYNCH CAP TR II PFD GD PREFERRED STOCKS 59024T203 307 12185 SH SOLE 12185 0 0 MERRILL LYNCH CAP TR III PFD G PREFERRED STOCKS 59025D207 414 16200 SH SOLE 16200 0 0 METLIFE INC PFD B 6.50 PREFERRED STOCKS 59156R603 1620 64399 SH SOLE 64399 0 0 PHILIP MORRIS INTL INC COM 718172109 1708 20866 SH SOLE 20866 0 0 PITNEY BOWES NT 6.7% PREFERRED STOCKS 724479506 2946 116074 SH SOLE 116074 0 0 PROCTER & GAMBLE COMPANY COM 742718109 740 9181 SH SOLE 9181 0 0 QWEST CORP NT PREFERRED STOCKS 74913G600 2772 125824 SH SOLE 125824 0 0 UNITED TECHNOLOGIES CORP COM 913017109 239 2045 SH SOLE 2045 0 0