-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MkCxziwK4D4/8TqDDjlbSH9CF38zuCn6RU3l6/GHdyaYUFlRMYqYbWJyNBivgS7p lfCqOGlOyXfv38Q0eh5HkQ== 0001085146-09-003529.txt : 20091116 0001085146-09-003529.hdr.sgml : 20091116 20091116161609 ACCESSION NUMBER: 0001085146-09-003529 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GeoSphere Capital Management CENTRAL INDEX KEY: 0001426876 IRS NUMBER: 208493181 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12989 FILM NUMBER: 091187052 BUSINESS ADDRESS: STREET 1: 733 THIRD AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-616-1109 MAIL ADDRESS: STREET 1: 733 THIRD AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 geos3q09.txt GEOSPHERE CAPITAL MANAGEMENT LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: GeoSphere Capital Management LLC Address: 733 Third Avenue, 19th Floor New York, NY 10017 13F File Number: 028-12989 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Rick Muller Title: CFO Phone: 212-616-1130 Signature, Place, and Date of Signing: /s/ Rick Muller New York, NY November 16, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 42 Form13F Information Table Value Total: $489,555 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AGRIUM INC COM 008916108 2490 50000 SH SOLE 50000 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 10967 550000 SH SOLE 550000 0 0 APACHE CORP COM 037411105 9183 100000 SH SOLE 100000 0 0 BARRICK GOLD CORP COM 067901108 13265 350000 SH SOLE 350000 0 0 BARRICK GOLD CORP COM 067901108 13265 350000 SH PUT SOLE 350000 0 0 BHP BILLITON PLC SPONSORED ADR 05545E209 7058 128100 SH SOLE 128100 0 0 BUNGE LIMITED COM G16962105 15653 250000 SH SOLE 250000 0 0 CABOT OIL & GAS CORP COM 127097103 12513 350000 SH SOLE 350000 0 0 CF INDS HLDGS INC COM 125269100 4312 50000 SH SOLE 50000 0 0 CIMAREX ENERGY CO COM 171798101 4332 100000 SH SOLE 100000 0 0 CONSOL ENERGY INC COM 20854P109 15789 350000 SH SOLE 350000 0 0 COSAN LTD SHS A G25343107 2370 300000 SH SOLE 300000 0 0 ENERGY CONVERSION DEVICES IN COM 292659109 1158 100000 SH SOLE 100000 0 0 ENERNOC INC COM 292764107 7150 215626 SH SOLE 215626 0 0 FOSTER WHEELER AG COM H27178104 4787 150000 SH SOLE 150000 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 32590 475000 SH SOLE 475000 0 0 FRONTIER OIL CORP COM 35914P105 11832 850000 SH SOLE 850000 0 0 GREAT BASIN GOLD LTD COM 390124105 2786 1820000 SH SOLE 1820000 0 0 HECKMANN CORP *W EXP 11/09/201 422680116 1059 1891580 SH SOLE 1891580 0 0 HESS CORP COM 42809H107 5346 100000 SH SOLE 100000 0 0 HESS CORP COM 42809H107 5346 100000 SH CALL SOLE 100000 0 0 ISHARES INC MSCI BRAZIL 464286400 27056 400000 SH PUT SOLE 400000 0 0 ISHARES TR FTSE CHINA ETF 464288190 13299 325000 SH PUT SOLE 325000 0 0 ISHARES TR INDEX MSCI EMERG MKT 464287234 9728 250000 SH PUT SOLE 250000 0 0 ISHARES TR INDEX RUSSELL 2000 464287655 36144 600000 SH PUT SOLE 600000 0 0 MARATHON OIL CORP COM 565849106 11165 350000 SH SOLE 350000 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 6794 150000 SH PUT SOLE 150000 0 0 NAVISTAR INTL CORP NEW COM 63934E108 4678 125000 SH SOLE 125000 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 13720 175000 SH SOLE 175000 0 0 PLAINS EXPL& PRODTN CO COM 726505100 5532 200000 SH SOLE 200000 0 0 QUANTA SVCS INC COM 74762E102 5533 250000 SH SOLE 250000 0 0 RENESOLA LTD SPONS ADS 75971T103 8658 1800000 SH SOLE 1800000 0 0 SOUTHWESTERN ENERGY CO COM 845467109 28809 675000 SH SOLE 675000 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 34598 350000 SH CALL SOLE 350000 0 0 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 3413 100000 SH PUT SOLE 100000 0 0 ST MARY LD & EXPL CO COM 792228108 14607 450000 SH SOLE 450000 0 0 STERLITE INDS INDIA LTD ADS 859737207 50554 3165559 SH SOLE 3165559 0 0 SUNPOWER CORP COM CL A 867652109 4484 150000 SH SOLE 150000 0 0 TENARIS S A SPONSORED ADR 88031M109 7124 200000 SH SOLE 200000 0 0 TRANSOCEAN LTD REG SHS H8817H100 8553 100000 SH SOLE 100000 0 0 VANTAGE DRILLING COMPANY ORD SHS G93205113 5636 3080000 SH SOLE 3080000 0 0 WEATHERFORD INTERNATIONAL LT REG H27013103 6219 300000 SH SOLE 300000 0 0
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