-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KtKRY+1ExU4iMjDe6ny4P6hfBF4SZOc/KaVXBgBIAjClBtNmYX+pbxs+K0idHWTr E7e3T7SyGfIoHHHoWNKy+A== 0001047469-09-007821.txt : 20090814 0001047469-09-007821.hdr.sgml : 20090814 20090814163107 ACCESSION NUMBER: 0001047469-09-007821 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090814 DATE AS OF CHANGE: 20090814 EFFECTIVENESS DATE: 20090814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Algebris Investments (UK) LLP CENTRAL INDEX KEY: 0001426665 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12922 FILM NUMBER: 091016319 BUSINESS ADDRESS: STREET 1: 7 CLIFFORD STREET CITY: LONDON STATE: X0 ZIP: W1S 2WE BUSINESS PHONE: 44-0-207-851-1740 MAIL ADDRESS: STREET 1: 7 CLIFFORD STREET CITY: LONDON STATE: X0 ZIP: W1S 2WE 13F-HR 1 a2194081z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Algebris Investments (UK) LLP ------------------------------- Address: 7 Clifford Street ------------------------------- London W1S 2WE ------------------------------- England ------------------------------- Form 13F File Number: 028-12922 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Angus Milne ------------------------------- Title: Head of Compliance ------------------------------- Phone: +44 20 7440 2330 ------------------------------- Signature, Place, and Date of Signing: /s/ Angus Milne London, England August 14, 2009 ------------------------------- ----------------- --------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 7 -------------------- Form 13F Information Table Value Total: 246,842 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- ---------------- --------- -------- ---------------------- ------------ ---------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- ---------------- --------- -------- --------- ----- ------ ------------ ---------- ------ -------- ------ NATIONAL CITY CORP NOTE 4.000% 2/0 635405AW3 29,100 30,000,000 SH SOLE N/A 30,000,000 BANCO SANTANDER SA ADR 05964H105 4,961 410,000 SH SOLE N/A 410,000 BANK OF AMERICA CORPORATION COM 60505104 84,770 6,422,000 SH SOLE N/A 6,422,000 KB HOME COM 48666K109 19,836 1,450,000 SH SOLE N/A 1,450,000 LINCOLN NATL CORP IND COM 534187109 81,275 4,722,530 SH SOLE N/A 4,722,530 SOUTH FINL GROUP INC COM 837841105 8,330 7,000,000 SH SOLE N/A 7,000,000 WEBSTER FINL CORP CONN COM 947890109 18,570 2,306,771 SH SOLE N/A 2,306,771
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