0000905148-12-001604.txt : 20120814
0000905148-12-001604.hdr.sgml : 20120814
20120814164256
ACCESSION NUMBER: 0000905148-12-001604
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120630
FILED AS OF DATE: 20120814
DATE AS OF CHANGE: 20120814
EFFECTIVENESS DATE: 20120814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Algebris Investments (UK) LLP
CENTRAL INDEX KEY: 0001426665
IRS NUMBER: 000000000
STATE OF INCORPORATION: X0
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12922
FILM NUMBER: 121033695
BUSINESS ADDRESS:
STREET 1: 7 CLIFFORD STREET
CITY: LONDON
STATE: X0
ZIP: W1S 2FT
BUSINESS PHONE: 44-0-207-851-1740
MAIL ADDRESS:
STREET 1: 7 CLIFFORD STREET
CITY: LONDON
STATE: X0
ZIP: W1S 2FT
13F-HR
1
efc12-619_fm13fhr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2012
-------------
Check here if Amendment [ ]: Amendment Number:
----------------
This Amendment (Check only one.): [ ] is a restatement
[ ] adds new holdings entries
Institutional Investment Manager Filing this Report:
Name: Algebris Investments (UK) LLP
Address: 7 Clifford Street
London, W1S 2FT, United Kingdom
Form 13F File Number: 028-12922
---------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Angus Milne
Title: Head of Compliance
Phone: +44 20 7440 2330
Signature, Place and Date of Signing:
/s/ Angus Milne London, United Kingdom August 14, 2012
---------------------- ---------------------- ---------------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
---------------------
Form 13F Information Table Entry Total: 18
---------------------
Form 13F Information Table Value Total: $33,307
---------------------
(in thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
ALGEBRIS INVESTMENTS (UK) LLP
FORM 13F INFORMATION TABLE
Quarter Ended June 30, 2012
------------------------------------------------------------------------------------------------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS CO COM 025816109 3,609 62,000 SH PUT SOLE 62,000
APOLLO GLOBAL MGMT LLC CL A SHS 037612306 135 10,900 SH SOLE 10,900
BANK OF AMERICA CORPORATION COM 060505104 195 23,875 SH SOLE 23,875
BLACKSTONE GROUP L P COM UNIT LTD 09253U108 2,401 183,700 SH SOLE 183,700
CITIGROUP INC COM NEW 172967424 7,004 255,533 SH SOLE 255,533
GOLDMAN SACHS GROUP INC COM 38141G104 212 2,215 SH SOLE 2,215
HARTFORD FINL SVCS GROUP INC COM 416515104 2,750 155,966 SH SOLE 155,966
HARTFORD FINL SVCS GROUP INC COM 416515104 3,526 200,000 SH CALL SOLE 200,000
JPMORGAN CHASE & CO COM 46625H100 407 11,400 SH SOLE 11,400
MASTERCARD INC CL A 57636Q104 2,624 6,100 SH PUT SOLE 6,100
METLIFE INC COM 59156R108 5,405 175,200 SH SOLE 175,200
PRUDENTIAL FINL INC COM 744320102 305 6,300 SH SOLE 6,300
ROYAL BK SCOTLAND GROUP PLC SP ADR PREF M 780097796 2,628 150,000 SH SOLE 150,000
ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS R 780097747 436 25,000 SH SOLE 25,000
ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T 780097713 983 50,000 SH SOLE 50,000
SEACOAST BKG CORP FLA COM 811707306 116 77,800 SH SOLE 77,800
VIRGINIA COMM BANCORP INC COM 92778Q109 130 15,400 SH SOLE 15,400
WELLS FARGO & CO NEW COM 949746101 441 13,200 SH SOLE 13,200