0000905148-12-001203.txt : 20120515 0000905148-12-001203.hdr.sgml : 20120515 20120515171107 ACCESSION NUMBER: 0000905148-12-001203 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120515 DATE AS OF CHANGE: 20120515 EFFECTIVENESS DATE: 20120515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Algebris Investments (UK) LLP CENTRAL INDEX KEY: 0001426665 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12922 FILM NUMBER: 12845907 BUSINESS ADDRESS: STREET 1: 7 CLIFFORD STREET CITY: LONDON STATE: X0 ZIP: W1S 2FT BUSINESS PHONE: 44-0-207-851-1740 MAIL ADDRESS: STREET 1: 7 CLIFFORD STREET CITY: LONDON STATE: X0 ZIP: W1S 2FT 13F-HR 1 efc12-432_fm13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2012 -------------- Check here if Amendment [ ]: Amendment Number: ---------------- This Amendment (Check only one.): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Algebris Investments (UK) LLP Address: 7 Clifford Street London, W1S 2FT, United Kingdom Form 13F File Number: 028-12922 --------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Angus Milne Title: Head of Compliance Phone: +44 20 7440 2330 Signature, Place and Date of Signing: /s/ Angus Milne London, United Kingdom May 15, 2012 ---------------------- ---------------------- ------------ [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 --------------------- Form 13F Information Table Entry Total: 20 --------------------- Form 13F Information Table Value Total: $109,491 --------------------- (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
ALGEBRIS INVESTMENTS (UK) LLP FORM 13F INFORMATION TABLE Quarter Ended March 31, 2012 ------------------------------------------------------------------------------------------------------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------ APOLLO GLOBAL MGMT LLC CL A SHS 037612306 196 13,700 SH SOLE 13,700 BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 4,273 466,000 SH SOLE 466,000 BANKUNITED INC COM 06652K103 350 14,000 SH SOLE 14,000 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 6,112 383,455 SH SOLE 383,455 CITIGROUP INC COM NEW 172967424 8,824 241,423 SH SOLE 241,423 EVEREST RE GROUP LTD COM G3223R108 213 2,300 SH SOLE 2,300 HARTFORD FINL SVCS GROUP INC COM 416515104 6,678 316,809 SH SOLE 316,809 HUNTINGTON BANCSHARES INC COM 446150104 150 23,264 SH SOLE 23,264 ISHARES TR DJ US REAL EST 464287739 11,837 190,000 SH PUT SOLE 190,000 ISHARES TR MSCI EMERG MKT 464287234 33,068 770,000 SH PUT SOLE 770,000 JPMORGAN CHASE & CO COM 46625H100 13,573 295,200 SH SOLE 295,200 KKR & CO L P DEL COM UNITS 48248M102 3,850 259,600 SH SOLE 259,600 METLIFE INC COM 59156R108 7,119 190,611 SH SOLE 190,611 PNC FINL SVCS GROUP INC COM 693475105 3,553 55,100 SH SOLE 55,100 PRINCIPAL FINL GROUP INC COM 74251V102 2,765 93,700 SH SOLE 93,700 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF M 780097796 2,466 150,000 SH SOLE 150,000 ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS R 780097747 408 25,000 SH SOLE 25,000 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T 780097713 950 50,000 SH SOLE 50,000 TRAVELERS COMPANIES INC COM 89417E109 296 5,000 SH SOLE 5,000 WELLS FARGO & CO NEW COM 949746101 2,810 82,319 SH SOLE 82,319