0000905148-12-001203.txt : 20120515
0000905148-12-001203.hdr.sgml : 20120515
20120515171107
ACCESSION NUMBER: 0000905148-12-001203
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120331
FILED AS OF DATE: 20120515
DATE AS OF CHANGE: 20120515
EFFECTIVENESS DATE: 20120515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Algebris Investments (UK) LLP
CENTRAL INDEX KEY: 0001426665
IRS NUMBER: 000000000
STATE OF INCORPORATION: X0
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12922
FILM NUMBER: 12845907
BUSINESS ADDRESS:
STREET 1: 7 CLIFFORD STREET
CITY: LONDON
STATE: X0
ZIP: W1S 2FT
BUSINESS PHONE: 44-0-207-851-1740
MAIL ADDRESS:
STREET 1: 7 CLIFFORD STREET
CITY: LONDON
STATE: X0
ZIP: W1S 2FT
13F-HR
1
efc12-432_fm13fhr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2012
--------------
Check here if Amendment [ ]: Amendment Number:
----------------
This Amendment (Check only one.): [ ] is a restatement
[ ] adds new holdings entries
Institutional Investment Manager Filing this Report:
Name: Algebris Investments (UK) LLP
Address: 7 Clifford Street
London, W1S 2FT, United Kingdom
Form 13F File Number: 028-12922
---------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Angus Milne
Title: Head of Compliance
Phone: +44 20 7440 2330
Signature, Place and Date of Signing:
/s/ Angus Milne London, United Kingdom May 15, 2012
---------------------- ---------------------- ------------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
---------------------
Form 13F Information Table Entry Total: 20
---------------------
Form 13F Information Table Value Total: $109,491
---------------------
(in thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
ALGEBRIS INVESTMENTS (UK) LLP
FORM 13F INFORMATION TABLE
Quarter Ended March 31, 2012
------------------------------------------------------------------------------------------------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------------------------------------------------------------------------------------------------
APOLLO GLOBAL MGMT LLC CL A SHS 037612306 196 13,700 SH SOLE 13,700
BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 4,273 466,000 SH SOLE 466,000
BANKUNITED INC COM 06652K103 350 14,000 SH SOLE 14,000
BLACKSTONE GROUP L P COM UNIT LTD 09253U108 6,112 383,455 SH SOLE 383,455
CITIGROUP INC COM NEW 172967424 8,824 241,423 SH SOLE 241,423
EVEREST RE GROUP LTD COM G3223R108 213 2,300 SH SOLE 2,300
HARTFORD FINL SVCS GROUP INC COM 416515104 6,678 316,809 SH SOLE 316,809
HUNTINGTON BANCSHARES INC COM 446150104 150 23,264 SH SOLE 23,264
ISHARES TR DJ US REAL EST 464287739 11,837 190,000 SH PUT SOLE 190,000
ISHARES TR MSCI EMERG MKT 464287234 33,068 770,000 SH PUT SOLE 770,000
JPMORGAN CHASE & CO COM 46625H100 13,573 295,200 SH SOLE 295,200
KKR & CO L P DEL COM UNITS 48248M102 3,850 259,600 SH SOLE 259,600
METLIFE INC COM 59156R108 7,119 190,611 SH SOLE 190,611
PNC FINL SVCS GROUP INC COM 693475105 3,553 55,100 SH SOLE 55,100
PRINCIPAL FINL GROUP INC COM 74251V102 2,765 93,700 SH SOLE 93,700
ROYAL BK SCOTLAND GROUP PLC SP ADR PREF M 780097796 2,466 150,000 SH SOLE 150,000
ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS R 780097747 408 25,000 SH SOLE 25,000
ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T 780097713 950 50,000 SH SOLE 50,000
TRAVELERS COMPANIES INC COM 89417E109 296 5,000 SH SOLE 5,000
WELLS FARGO & CO NEW COM 949746101 2,810 82,319 SH SOLE 82,319