0000905148-12-000513.txt : 20120214
0000905148-12-000513.hdr.sgml : 20120214
20120214170918
ACCESSION NUMBER: 0000905148-12-000513
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120214
DATE AS OF CHANGE: 20120214
EFFECTIVENESS DATE: 20120214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Algebris Investments (UK) LLP
CENTRAL INDEX KEY: 0001426665
IRS NUMBER: 000000000
STATE OF INCORPORATION: X0
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12922
FILM NUMBER: 12612399
BUSINESS ADDRESS:
STREET 1: 7 CLIFFORD STREET
CITY: LONDON
STATE: X0
ZIP: W1S 2FT
BUSINESS PHONE: 44-0-207-851-1740
MAIL ADDRESS:
STREET 1: 7 CLIFFORD STREET
CITY: LONDON
STATE: X0
ZIP: W1S 2FT
13F-HR
1
efc12-103_fm13fhr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2011
-----------------
Check here if Amendment [ ]: Amendment Number:
----------------
This Amendment (Check only one.): [ ] is a restatement
[ ] adds new holdings entries
Institutional Investment Manager Filing this Report:
Name: Algebris Investments (UK) LLP
Address: 7 Clifford Street
London, W1S 2FT, United Kingdom
Form 13F File Number: 028-12922
---------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Angus Milne
Title: Head of Compliance
Phone: +44 20 7440 2330
Signature, Place and Date of Signing:
/s/ Angus Milne London, United Kingdom February 14, 2012
---------------------- ---------------------- -----------------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
---------------------
Form 13F Information Table Entry Total: 18
---------------------
Form 13F Information Table Value Total: $55,573
---------------------
(in thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
ALGEBRIS INVESTMENTS (UK) LLP
FORM 13F INFORMATION TABLE
Quarter Ended December 31, 2011
------------------------------------------------------------------------------------------------------------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
-------- ------- --- ---- ---------- -------- --------------------
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------------------------------------------------------------------------------------------------------------
ALLSTATE CORP COM 020002101 228 8,300 SH SOLE 8,300
BLACKSTONE GROUP L P COM UNIT LTD 09253U108 6,214 443,555 SH SOLE 443,555
CITIGROUP INC COM NEW 172967424 20,051 762,096 SH SOLE 762,096
FIFTH THIRD BANCORP COM 316773100 161 12,642 SH SOLE 12,642
HARTFORD FINL SVCS GROUP INC COM 416515104 3,213 197,699 SH SOLE 197,699
JPMORGAN CHASE & CO COM 46625H100 7,989 240,274 SH SOLE 240,274
KEYCORP NEW COM 493267108 215 27,902 SH SOLE 27,902
METLIFE INC COM 59156R108 6,558 210,334 SH SOLE 210,334
MORGAN STANLEY COM NEW 617446448 5,651 373,472 SH SOLE 373,472
NASDAQ OMX GROUP INC COM 631103108 279 11,376 SH SOLE 11,376
PEOPLES UNITED FINANCIAL INC COM 712704105 252 19,600 SH SOLE 19,600
POPULAR INC COM 733174106 132 94,773 SH SOLE 94,773
PRUDENTIAL FINL INC COM 744320102 265 5,290 SH SOLE 5,290
ROYAL BK SCOTLAND GROUP PLC SP ADR PREF M 780097796 1,709 150,000 SH SOLE 150,000
ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS R 780097747 280 25,000 SH SOLE 25,000
ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T 780097713 639 50,000 SH SOLE 50,000
TRAVELERS COMPANIES INC COM 89417E109 237 4,000 SH SOLE 4,000
WELLS FARGO & CO NEW COM 949746101 1,500 54,411 SH SOLE 54,411