0000905148-12-000513.txt : 20120214 0000905148-12-000513.hdr.sgml : 20120214 20120214170918 ACCESSION NUMBER: 0000905148-12-000513 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 EFFECTIVENESS DATE: 20120214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Algebris Investments (UK) LLP CENTRAL INDEX KEY: 0001426665 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12922 FILM NUMBER: 12612399 BUSINESS ADDRESS: STREET 1: 7 CLIFFORD STREET CITY: LONDON STATE: X0 ZIP: W1S 2FT BUSINESS PHONE: 44-0-207-851-1740 MAIL ADDRESS: STREET 1: 7 CLIFFORD STREET CITY: LONDON STATE: X0 ZIP: W1S 2FT 13F-HR 1 efc12-103_fm13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 ----------------- Check here if Amendment [ ]: Amendment Number: ---------------- This Amendment (Check only one.): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Algebris Investments (UK) LLP Address: 7 Clifford Street London, W1S 2FT, United Kingdom Form 13F File Number: 028-12922 --------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Angus Milne Title: Head of Compliance Phone: +44 20 7440 2330 Signature, Place and Date of Signing: /s/ Angus Milne London, United Kingdom February 14, 2012 ---------------------- ---------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 --------------------- Form 13F Information Table Entry Total: 18 --------------------- Form 13F Information Table Value Total: $55,573 --------------------- (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
ALGEBRIS INVESTMENTS (UK) LLP FORM 13F INFORMATION TABLE Quarter Ended December 31, 2011 ------------------------------------------------------------------------------------------------------------------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY -------- ------- --- ---- ---------- -------- -------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ ALLSTATE CORP COM 020002101 228 8,300 SH SOLE 8,300 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 6,214 443,555 SH SOLE 443,555 CITIGROUP INC COM NEW 172967424 20,051 762,096 SH SOLE 762,096 FIFTH THIRD BANCORP COM 316773100 161 12,642 SH SOLE 12,642 HARTFORD FINL SVCS GROUP INC COM 416515104 3,213 197,699 SH SOLE 197,699 JPMORGAN CHASE & CO COM 46625H100 7,989 240,274 SH SOLE 240,274 KEYCORP NEW COM 493267108 215 27,902 SH SOLE 27,902 METLIFE INC COM 59156R108 6,558 210,334 SH SOLE 210,334 MORGAN STANLEY COM NEW 617446448 5,651 373,472 SH SOLE 373,472 NASDAQ OMX GROUP INC COM 631103108 279 11,376 SH SOLE 11,376 PEOPLES UNITED FINANCIAL INC COM 712704105 252 19,600 SH SOLE 19,600 POPULAR INC COM 733174106 132 94,773 SH SOLE 94,773 PRUDENTIAL FINL INC COM 744320102 265 5,290 SH SOLE 5,290 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF M 780097796 1,709 150,000 SH SOLE 150,000 ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS R 780097747 280 25,000 SH SOLE 25,000 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T 780097713 639 50,000 SH SOLE 50,000 TRAVELERS COMPANIES INC COM 89417E109 237 4,000 SH SOLE 4,000 WELLS FARGO & CO NEW COM 949746101 1,500 54,411 SH SOLE 54,411