0000905148-11-001530.txt : 20110815 0000905148-11-001530.hdr.sgml : 20110815 20110815171722 ACCESSION NUMBER: 0000905148-11-001530 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110815 DATE AS OF CHANGE: 20110815 EFFECTIVENESS DATE: 20110815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Algebris Investments (UK) LLP CENTRAL INDEX KEY: 0001426665 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12922 FILM NUMBER: 111037769 BUSINESS ADDRESS: STREET 1: 7 CLIFFORD STREET CITY: LONDON STATE: X0 ZIP: W1S 2WE BUSINESS PHONE: 44-0-207-851-1740 MAIL ADDRESS: STREET 1: 7 CLIFFORD STREET CITY: LONDON STATE: X0 ZIP: W1S 2WE 13F-HR 1 efc11-450_fm13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 ------------- Check here if Amendment [ ]: Amendment Number: ---------------- This Amendment (Check only one.): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Algebris Investments (UK) LLP ----------------------------- Address: 7 Clifford Street ----------------------------- London, W1S 2FT, United Kingdom ------------------------------- Form 13F File Number: 028-12922 --------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Angus Milne ----------------------------- Title: Head of Compliance ----------------------------- Phone: +44 20 7440 2330 ----------------------------- Signature, Place and Date of Signing: /s/ Angus Milne London, United Kingdom August 15, 2011 ---------------------- ---------------------- --------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 --------------------- Form 13F Information Table Entry Total: 28 --------------------- Form 13F Information Table Value Total: $1,178,453 --------------------- (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
ALGEBRIS INVESTMENTS (UK) LLP FORM 13F INFORMATION TABLE Quarter Ended June 30, 2011 ------------------------------------------------------------------------------------------------------------------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY -------- ------- --- ---- ---------- -------- --------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ ALTERRA CAPITAL HOLDINGS LIM COM G0229R108 120 5,400 SH SOLE 5,400 ASTORIA FINL CORP COM 046265104 2,666 208,419 SH SOLE 208,419 BANK OF AMERICA CORPORATION COM 060505104 144,234 13,160,000 SH CALL SOLE 13,160,000 BANK OF AMERICA CORPORATION COM 060505104 46,251 4,220,000 SH PUT SOLE 4,220,000 BANK OF AMERICA CORPORATION COM 060505104 251 22,912 SH SOLE 22,912 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 29,560 1,785,000 SH CALL SOLE 1,785,000 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 29,560 1,785,000 SH PUT SOLE 1,785,000 CITIGROUP INC COM NEW 172967424 703,300 16,890,000 SH CALL SOLE 16,890,000 CITIGROUP INC COM NEW 172967424 49,675 1,192,953 SH SOLE 1,192,953 FIFTH THIRD BANCORP COM 316773100 358 28,081 SH SOLE 28,081 FIRST MIDWEST BANCORP DEL COM 320867104 1,965 159,900 SH SOLE 159,900 FULTON FINL CORP PA COM 360271100 9,951 929,100 SH SOLE 929,100 HARTFORD FINL SVCS GROUP INC COM 416515104 18,186 689,642 SH SOLE 689,642 JPMORGAN CHASE & CO COM 46625H100 65,504 1,600,000 SH CALL SOLE 1,600,000 JPMORGAN CHASE & CO COM 46625H100 41,753 1,019,848 SH SOLE 1,019,848 MARSH & MCLENNAN COS INC COM 571748102 9,154 293,500 SH SOLE 293,500 MB FINANCIAL INC NEW COM 55264U108 2,778 144,400 SH SOLE 144,400 METLIFE INC COM 59156R108 10,042 228,908 SH SOLE 228,908 MGIC INVT CORP WIS COM 552848103 881 148,004 SH SOLE 148,004 MORGAN STANLEY COM NEW 617446448 349 15,180 SH SOLE 15,180 NATIONAL PENN BANCSHARES INC COM 637138108 684 86,300 SH SOLE 86,300 PACWEST BANCORP DEL COM 695263103 1,999 97,200 SH SOLE 97,200 PINNACLE FINL PARTNERS INC COM 72346Q104 2,122 136,400 SH SOLE 136,400 PNC FINL SVCS GROUP INC COM 693475105 350 5,875 SH SOLE 5,875 RENAISSANCERE HOLDINGS LTD COM G7496G103 119 1,700 SH SOLE 1,700 SUSQUEHANNA BANCSHARES INC P COM 869099101 2,433 304,100 SH SOLE 304,100 WELLS FARGO & CO NEW COM 949746101 1,595 56,833 SH SOLE 56,833 WINTRUST FINANCIAL CORP COM 97650W108 2,613 81,200 SH SOLE 81,200