0001426588-16-000013.txt : 20161201
0001426588-16-000013.hdr.sgml : 20161201
20161201114204
ACCESSION NUMBER: 0001426588-16-000013
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161201
DATE AS OF CHANGE: 20161201
EFFECTIVENESS DATE: 20161201
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Barnett & Company, Inc.
CENTRAL INDEX KEY: 0001426588
IRS NUMBER: 621176334
STATE OF INCORPORATION: TN
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15484
FILM NUMBER: 162027445
BUSINESS ADDRESS:
STREET 1: 1300 BROAD STREET, SUITE 303
CITY: CHATTANOOGA
STATE: TN
ZIP: 37402-4976
BUSINESS PHONE: 423-756-0125
MAIL ADDRESS:
STREET 1: 1300 BROAD STREET, SUITE 303
CITY: CHATTANOOGA
STATE: TN
ZIP: 37402-4976
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001426588
XXXXXXXX
09-30-2016
09-30-2016
Barnett & Company, Inc.
1300 BROAD STREET, SUITE 303
CHATTANOOGA
TN
37402-4976
13F HOLDINGS REPORT
028-15484
N
Warren Barnett
President
423-756-0125
Warren Barnett
Chattanooga
TN
12-01-2016
0
403
185638
false
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inftable.xml
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W EXP 05/25/201
49456B119
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161
PRN
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161
0
0
AMERICAN INTL GROUP INC
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8
PRN
SOLE
8
0
0
GENERAL MTRS CO
W EXP 07/10/201
37045V126
10
695
PRN
SOLE
695
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
152
1050
SH
SOLE
1050
0
0
WILLIAMS PARTNERS L P NEW
COM UNIT LTD PAR
96949L105
1145
30785
SH
SOLE
30785
0
0
KAR AUCTION SVCS INC
COM
48238T109
22
500
SH
SOLE
500
0
0
SPX FLOW INC
COM
78469X107
32
1050
SH
SOLE
1050
0
0
CORENERGY INFRASTRUCTURE TR
COM NEW
21870U502
2
70
SH
SOLE
70
0
0
CHESAPEAKE LODGING TR
SH BEN INT
165240102
1479
64570
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SOLE
64570
0
0
ALLERGAN PLC
SHS
G0177J108
249
1079
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SOLE
1079
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0
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COM UNIT RP LT
Y9384M101
3
150
PRN
SOLE
150
0
0
TEKLA HEALTHCARE OPPORTUNIT
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17
1000
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0
ALLIANZGI CONV & INCOME FD
COM
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SH BEN INT
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529
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529
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0
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6400
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0
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COM
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COM
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COM
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31
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0
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COM
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COM UNIT LP IN
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VERIZON COMMUNICATIONS INC
COM
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325
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MCAP VL IDXVIP
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REIT ETF
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VORNADO RLTY TR
SH BEN INT
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COM UNT REP LP
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VALERO ENERGY CORP NEW
COM
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V F CORP
COM
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VANGUARD INTL EQUITY INDEX
ALLWRLD EX US
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0
VEREIT INC
COM
92339V100
10
1000
SH
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VANGUARD INDEX FDS
SM CP VAL ETF
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225
SH
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0
VANGUARD INDEX FDS
SML CP GRW ETF
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24
185
SH
SOLE
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0
VISA INC
COM CL A
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82
992
SH
SOLE
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0
UNITED TECHNOLOGIES CORP
COM
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US BANCORP DEL
COM NEW
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USA COMPRESSION PARTNERS LP
COMUNIT LTDPAR
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COM
911363109
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160
SH
SOLE
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UNITED PARCEL SERVICE INC
CL B
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SOLE
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UNION PAC CORP
COM
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SOLE
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CVR PARTNERS LP
COM
126633106
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3400
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SOLE
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TUPPERWARE BRANDS CORP
COM
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549
8400
SH
SOLE
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TOTAL SYS SVCS INC
COM
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SOLE
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TRAVELERS COMPANIES INC
COM
89417E109
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SH
SOLE
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TARGA RES CORP
COM
87612G101
484
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PARTNERSHIP UN
Y8565J101
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SOLE
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TOLL BROTHERS INC
COM
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SOLE
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THERMO FISHER SCIENTIFIC IN
COM
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SOLE
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TIMKEN CO
COM
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SOLE
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TIFFANY & CO NEW
COM
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SPDR SERIES TRUST
RUSSELL 3000 ETF
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SH
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THOR INDS INC
COM
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TARGET CORP
COM
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TEREX CORP NEW
COM
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ADR
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SH
SOLE
480
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0
TC PIPELINES LP
UT COM LTD PRT
87233Q108
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MOLSON COORS BREWING CO
CL B
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241
SH
SOLE
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AT&T INC
COM
00206R102
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SH
SOLE
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SYSCO CORP
COM
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SOLE
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COM
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COM UNITS
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SUN CMNTYS INC
COM
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COM
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COM UNITS
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COM
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STERICYCLE INC
COM
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SPIRIT RLTY CAP INC NEW
COM
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TR UNIT
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SH
SOLE
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0
SPX CORP
COM
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SH
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COM
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COM NEW
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CL A COM
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COM
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COM NEW
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COM
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COM
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COM
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COM
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COM
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COM
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284
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SPON ADR
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COM
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DJ INTL RL ETF
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RAYTHEON CO
COM NEW
755111507
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137
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GUG S&P500 EQ WT
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SOLE
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CL A
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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QUALCOMM INC
COM
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DYNM LRG CP GR
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250
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SOLE
250
0
0
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COM
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1875
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PROSPECT CAPITAL CORPORATIO
COM
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PRUDENTIAL FINL INC
COM
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COM
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PORTLAND GEN ELEC CO
COM NEW
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44817
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SOLE
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0
0
PINNACLE WEST CAP CORP
COM
723484101
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0
0
PNC FINL SVCS GROUP INC
COM
693475105
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200
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0
0
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COM
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SOLE
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0
PACKAGING CORP AMER
COM
695156109
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PIER 1 IMPORTS INC
COM
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NY REG SH NEW
500472303
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17
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PFD PORTFOLIO
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SOLE
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0
0
PROCTER AND GAMBLE CO
COM
742718109
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0
ISHARES TR
U.S. PFD STK ETF
464288687
221
5600
SH
SOLE
5600
0
0
PFIZER INC
COM
717081103
76
2235
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SOLE
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PEPSICO INC
COM
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0
0
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COM
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COM
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COM
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0
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COM
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0
0
ONEMAIN HLDGS INC
COM
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SOLE
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0
0
ONEOK PARTNERS LP
UNIT LTD PARTN
68268N103
937
23466
SH
SOLE
23466
0
0
VANECK VECTORS ETF TR
OIL SVCS ETF
92189F718
10
350
SH
SOLE
350
0
0
ISHARES TR
S&P 100 ETF
464287101
598
6235
SH
SOLE
6235
0
0
OLD DOMINION FGHT LINES INC
COM
679580100
1046
15240
SH
SOLE
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0
0
OAKTREE CAP GROUP LLC
UNIT CL A
674001201
237
5600
SH
SOLE
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0
0
NXSTAGE MEDICAL INC
COM
67072V103
12
500
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SOLE
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0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
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NORFOLK SOUTHERN CORP
COM
655844108
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NUSTAR ENERGY LP
UNIT COM
67058H102
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COM UNIT LTD PAR
63900P608
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NATIONAL OILWELL VARCO INC
COM
637071101
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Y62267102
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SOLE
6975
0
0
ANNALY CAP MGMT INC
COM
035710409
2097
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SOLE
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0
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NEXTERA ENERGY INC
COM
65339F101
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SH
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SHS
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SH
SOLE
23025
0
0
MICRON TECHNOLOGY INC
COM
595112103
153
8600
SH
SOLE
8600
0
0
MICROSOFT CORP
COM
594918104
60
1040
SH
SOLE
1040
0
0
MORGAN STANLEY
COM NEW
617446448
30
950
SH
SOLE
950
0
0
MARATHON OIL CORP
COM
565849106
125
7879
SH
SOLE
7879
0
0
MERCK & CO INC
COM
58933Y105
33
530
SH
SOLE
530
0
0
MEDICAL PPTYS TRUST INC
COM
58463J304
4062
274998
SH
SOLE
274998
0
0
MARATHON PETE CORP
COM
56585A102
1752
43160
SH
SOLE
43160
0
0
MONSANTO CO NEW
COM
61166W101
7
65
SH
SOLE
65
0
0
ALTRIA GROUP INC
COM
02209S103
215
3400
SH
SOLE
3400
0
0
MAGELLAN MIDSTREAM PRTNRS L
COM UNIT RP LP
559080106
42
600
SH
SOLE
600
0
0
MARSH & MCLENNAN COS INC
COM
571748102
5
80
SH
SOLE
80
0
0
UBS AG JERSEY BRH
ALERIAN INFRST
902641646
3
89
SH
SOLE
89
0
0
MACQUARIE INFRASTRUCTURE CO
COM
55608B105
388
4660
SH
SOLE
4660
0
0
MOHAWK INDS INC
COM
608190104
1221
6095
SH
SOLE
6095
0
0
MANULIFE FINL CORP
COM
56501R106
16
1132
SH
SOLE
1132
0
0
METLIFE INC
COM
59156R108
27
611
SH
SOLE
611
0
0
MEMORIAL PRODTN PARTNERS LP
COM U REP LTD
586048100
47
26600
SH
SOLE
26600
0
0
MEDTRONIC PLC
SHS
G5960L103
26
300
SH
SOLE
300
0
0
MONDELEZ INTL INC
CL A
609207105
35
801
SH
SOLE
801
0
0
MCKESSON CORP
COM
58155Q103
17
100
SH
SOLE
100
0
0
MCDONALDS CORP
COM
580135101
11
93
SH
SOLE
93
0
0
MANPOWERGROUP INC
COM
56418H100
311
4300
SH
SOLE
4300
0
0
MAIN STREET CAPITAL CORP
COM
56035L104
1854
54012
SH
SOLE
54012
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
56
554
SH
SOLE
554
0
0
MACYS INC
COM
55616P104
1427
38528
SH
SOLE
38528
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
226
2800
SH
SOLE
2800
0
0
LSB INDS INC
COM
502160104
180
20975
SH
SOLE
20975
0
0
LEUCADIA NATL CORP
COM
527288104
13
700
SH
SOLE
700
0
0
LTC PPTYS INC
COM
502175102
5152
99094
SH
SOLE
99094
0
0
LOWES COS INC
COM
548661107
307
4258
SH
SOLE
4258
0
0
LIFELOCK INC
COM
53224V100
2
100
SH
SOLE
100
0
0
LINKEDIN CORP
COM CL A
53578A108
90
470
SH
SOLE
470
0
0
LINCOLN NATL CORP IND
COM
534187109
115
2450
SH
SOLE
2450
0
0
LILLY ELI & CO
COM
532457108
45
557
SH
SOLE
557
0
0
LASALLE HOTEL PPTYS
COM SH BEN INT
517942108
469
19650
SH
SOLE
19650
0
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
1600
11635
SH
SOLE
11635
0
0
LEGGETT & PLATT INC
COM
524660107
23
500
SH
SOLE
500
0
0
LADDER CAP CORP
CL A
505743104
188
14200
SH
SOLE
14200
0
0
KROGER CO
COM
501044101
113
3800
SH
SOLE
3800
0
0
KOPPERS HOLDINGS INC
COM
50060P106
331
10300
SH
SOLE
10300
0
0
COCA COLA CO
COM
191216100
120
2837
SH
SOLE
2837
0
0
KINDER MORGAN INC DEL
COM
49456B101
609
26323
SH
SOLE
26323
0
0
KIMBERLY CLARK CORP
COM
494368103
1748
13856
SH
SOLE
13856
0
0
KRAFT HEINZ CO
COM
500754106
15
167
SH
SOLE
167
0
0
KIRBY CORP
COM
497266106
25
400
SH
SOLE
400
0
0
JPMORGAN CHASE & CO
COM
46625H100
172
2589
SH
SOLE
2589
0
0
DIREXION SHS ETF TR
DAILY JR GOLD MI
25490K554
2
100
SH
SOLE
100
0
0
SPDR SERIES TRUST
BRC HGH YLD BD
78464A417
36
990
SH
SOLE
990
0
0
JOHNSON & JOHNSON
COM
478160104
60
512
SH
SOLE
512
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
22
180
SH
SOLE
180
0
0
ISHARES TR
RUS 1000 VAL ETF
464287598
8
75
SH
SOLE
75
0
0
ISHARES TR
CORE S&P500 ETF
464287200
529
2432
SH
SOLE
2432
0
0
ILLINOIS TOOL WKS INC
COM
452308109
315
2625
SH
SOLE
2625
0
0
ITT INC
COM
45073V108
0
3
SH
SOLE
3
0
0
INVESTORS REAL ESTATE TR
SH BEN INT
461730103
11
1795
SH
SOLE
1795
0
0
INGERSOLL-RAND PLC
SHS
G47791101
4
56
SH
SOLE
56
0
0
INTL PAPER CO
COM
460146103
5
100
SH
SOLE
100
0
0
ISHARES TR
SP SMCP600VL ETF
464287879
360
2885
SH
SOLE
2885
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
60
480
SH
SOLE
480
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
60
390
SH
SOLE
390
0
0
INTERCONTINENTAL HOTELS GRO
SPON ADR NW 2016
45857P608
90
2153
SH
SOLE
2153
0
0
IDEXX LABS INC
COM
45168D104
19
166
SH
SOLE
166
0
0
INTERNATIONAL BUSINESS MACH
COM
459200101
23
144
SH
SOLE
144
0
0
IAMGOLD CORP
COM
450913108
4
1000
SH
SOLE
1000
0
0
HALYARD HEALTH INC
COM
40650V100
18
532
SH
SOLE
532
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
197
2260
SH
SOLE
2260
0
0
HYSTER YALE MATLS HANDLING
CL A
449172105
391
6495
SH
SOLE
6495
0
0
HUNTSMAN CORP
COM
447011107
41
2500
SH
SOLE
2500
0
0
HERTZ GLOBAL HLDGS INC
COM
42806J106
19
470
SH
SOLE
470
0
0
HEALTHCARE TR AMER INC
CL A NEW
42225P501
13
396
SH
SOLE
396
0
0
SCHEIN HENRY INC
COM
806407102
1596
9795
SH
SOLE
9795
0
0
HERC HLDGS INC
COM
42704L104
5
154
SH
SOLE
154
0
0
HOSPITALITY PPTYS TR
COM SH BEN INT
44106M102
1011
34020
SH
SOLE
34020
0
0
HARTFORD FINL SVCS GROUP IN
COM
416515104
503
11758
SH
SOLE
11758
0
0
HOLLY ENERGY PARTNERS L P
COM UT LTD PTN
435763107
494
14570
SH
SOLE
14570
0
0
WISDOMTREE TR
EUROPE HEDGED EQ
97717X701
355
6600
SH
SOLE
6600
0
0
HAWAIIAN ELEC INDUSTRIES
COM
419870100
21
700
SH
SOLE
700
0
0
HD SUPPLY HLDGS INC
COM
40416M105
78
2425
SH
SOLE
2425
0
0
HOME DEPOT INC
COM
437076102
541
4207
SH
SOLE
4207
0
0
HCP INC
COM
40414L109
349
9201
SH
SOLE
9201
0
0
WELLTOWER INC
COM
95040Q104
2859
38232
SH
SOLE
38232
0
0
HI-CRUSH PARTNERS LP
COM UNIT LTD
428337109
322
21020
SH
SOLE
21020
0
0
HALLIBURTON CO
COM
406216101
2
49
SH
SOLE
49
0
0
GREAT PLAINS ENERGY INC
COM
391164100
905
33160
SH
SOLE
33160
0
0
GOODYEAR TIRE & RUBR CO
COM
382550101
1545
47820
SH
SOLE
47820
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
3
75
SH
SOLE
75
0
0
ALPHABET INC
CAP STK CL A
02079K305
66
82
SH
SOLE
82
0
0
ALPHABET INC
CAP STK CL C
02079K107
32
41
SH
SOLE
41
0
0
GENWORTH FINL INC
COM CL A
37247D106
8
1543
SH
SOLE
1543
0
0
GENERAL MTRS CO
COM
37045V100
7313
230192
SH
SOLE
230192
0
0
CORNING INC
COM
219350105
37
1546
SH
SOLE
1546
0
0
GILEAD SCIENCES INC
COM
375558103
32
400
SH
SOLE
400
0
0
GENERAL ELECTRIC CO
COM
369604103
199
6721
SH
SOLE
6721
0
0
GREENBRIER COS INC
COM
393657101
937
26545
SH
SOLE
26545
0
0
CEDAR FAIR L P
DEPOSITRY UNIT
150185106
3088
53904
SH
SOLE
53904
0
0
FIFTH STREET FINANCE CORP
COM
31678A103
2244
386286
SH
SOLE
386286
0
0
CREDIT SUISSE NASSAU BRH
LG CP GRTH ENH
22542D423
50
366
SH
SOLE
366
0
0
BARCLAYS BK PLC
BARC YLD ETN LKD
06742C152
58
438
SH
SOLE
438
0
0
CREDIT SUISSE NASSAU BRH
ETN STOXX EUR 50
22542D100
15
167
SH
SOLE
167
0
0
FIRST HORIZON NATL CORP
COM
320517105
38
2500
SH
SOLE
2500
0
0
FIRSTENERGY CORP
COM
337932107
13
400
SH
SOLE
400
0
0
FEDEX CORP
COM
31428X106
528
3025
SH
SOLE
3025
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
5
500
SH
SOLE
500
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
349
28890
SH
SOLE
28890
0
0
EXPEDIA INC DEL
COM NEW
30212P303
29
250
SH
SOLE
250
0
0
EXPEDITORS INTL WASH INC
COM
302130109
14
280
SH
SOLE
280
0
0
ISHARES
MSCI SINGAP ETF
464286673
24
2175
SH
SOLE
2175
0
0
EV ENERGY PARTNERS LP
COM UNITS
26926V107
2
1000
SH
SOLE
1000
0
0
ENERGY TRANSFER PRTNRS L P
UNIT LTD PARTN
29273R109
1393
37657
SH
SOLE
37657
0
0
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
18
1100
SH
SOLE
1100
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
667
9450
SH
SOLE
9450
0
0
ENERPLUS CORP
COM
292766102
39
6050
SH
SOLE
6050
0
0
EQUITY COMWLTH
COM SH BEN INT
294628102
32
1050
SH
SOLE
1050
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
934
33792
SH
SOLE
33792
0
0
ENSERVCO CORP
COM
29358Y102
0
450
SH
SOLE
450
0
0
ENBRIDGE INC
COM
29250N105
21
479
SH
SOLE
479
0
0
EMERSON ELEC CO
COM
291011104
11
200
SH
SOLE
200
0
0
EASTMAN CHEM CO
COM
277432100
41
600
SH
SOLE
600
0
0
ELDORADO GOLD CORP NEW
COM
284902103
0
2
SH
SOLE
2
0
0
ISHARES TR
MSCI EAFE ETF
464287465
12
195
SH
SOLE
195
0
0
ENBRIDGE ENERGY PARTNERS L
COM
29250R106
160
6300
SH
SOLE
6300
0
0
EMPIRE DIST ELEC CO
COM
291641108
219
6420
SH
SOLE
6420
0
0
DIXIE GROUP INC
CL A
255519100
15
3000
SH
SOLE
3000
0
0
ISHARES TR
SELECT DIVID ETF
464287168
33
390
SH
SOLE
390
0
0
DEVON ENERGY CORP NEW
COM
25179M103
55
1240
SH
SOLE
1240
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
667
8335
SH
SOLE
8335
0
0
WISDOMTREE TR
TOTAL DIVID FD
97717W109
125
1600
SH
SOLE
1600
0
0
DIANA SHIPPING INC
COM
Y2066G104
9
3300
SH
SOLE
3300
0
0
DOW CHEM CO
COM
260543103
9
175
SH
SOLE
175
0
0
WISDOMTREE TR
MIDCAP DIVI FD
97717W505
362
3985
SH
SOLE
3985
0
0
DIAMOND OFFSHORE DRILLING I
COM
25271C102
2
100
SH
SOLE
100
0
0
DIGITAL RLTY TR INC
COM
253868103
21
220
SH
SOLE
220
0
0
DELPHI AUTOMOTIVE PLC
SHS
G27823106
66
925
SH
SOLE
925
0
0
DISNEY WALT CO
COM DISNEY
254687106
75
808
SH
SOLE
808
0
0
DINEEQUITY INC
COM
254423106
549
6934
SH
SOLE
6934
0
0
DISCOVER FINL SVCS
COM
254709108
1863
32939
SH
SOLE
32939
0
0
DIAGEO P L C
SPON ADR NEW
25243Q205
6
49
SH
SOLE
49
0
0
DOMINION DIAMOND CORP
COM
257287102
3
312
SH
SOLE
312
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
3
41
SH
SOLE
41
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
2654
67426
SH
SOLE
67426
0
0
DOMINION RES INC VA NEW
COM
25746U109
73
989
SH
SOLE
989
0
0
COMMUNITY HEALTH SYS INC NE
COM
203668108
2
200
SH
SOLE
200
0
0
SPDR INDEX SHS FDS
MSCI ACWI EXUS
78463X848
639
19686
SH
SOLE
19186
0
500
CHEVRON CORP NEW
COM
166764100
958
9304
SH
SOLE
9304
0
0
CVS HEALTH CORP
COM
126650100
6568
73807
SH
SOLE
73807
0
0
CSX CORP
COM
126408103
1132
37100
SH
SOLE
37100
0
0
CISCO SYS INC
COM
17275R102
6
200
SH
SOLE
200
0
0
CALIFORNIA RES CORP
COM NEW
13057Q206
0
1
SH
SOLE
1
0
0
COPA HOLDINGS SA
CL A
P31076105
616
7000
SH
SOLE
7000
0
0
CANADIAN PAC RY LTD
COM
13645T100
214
1400
SH
SOLE
1400
0
0
COSTCO WHSL CORP NEW
COM
22160K105
5
33
SH
SOLE
33
0
0
CONOCOPHILLIPS
COM
20825C104
69
1591
SH
SOLE
1591
0
0
CENTERPOINT ENERGY INC
COM
15189T107
12
500
SH
SOLE
500
0
0
CANADIAN NATL RY CO
COM
136375102
3760
57494
SH
SOLE
57494
0
0
COSTAMARE INC
SHS
Y1771G102
354
38750
SH
SOLE
38750
0
0
CAPSTEAD MTG CORP
COM NO PAR
14067E506
3128
331678
SH
SOLE
331678
0
0
CM FIN INC
COM
12574Q103
9
1000
SH
SOLE
1000
0
0
COMCAST CORP NEW
CL A
20030N101
63
953
SH
SOLE
953
0
0
CALUMET SPECIALTY PRODS PTN
UT LTD PARTNER
131476103
351
77750
SH
SOLE
77750
0
0
CLIFFS NAT RES INC
COM
18683K101
169
28948
SH
SOLE
28948
0
0
CHECK POINT SOFTWARE TECH L
ORD
M22465104
12
151
SH
SOLE
151
0
0
CF INDS HLDGS INC
COM
125269100
3
125
SH
SOLE
125
0
0
CELGENE CORP
COM
151020104
118
1130
SH
SOLE
1130
0
0
CROWN HOLDINGS INC
COM
228368106
551
9650
SH
SOLE
9650
0
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
28
300
SH
SOLE
300
0
0
CHEMOURS CO
COM
163851108
0
8
SH
SOLE
8
0
0
CBL & ASSOC PPTYS INC
COM
124830100
12
1000
SH
SOLE
1000
0
0
CHICAGO BRIDGE & IRON CO N
COM
167250109
1413
50415
SH
SOLE
50415
0
0
CATERPILLAR INC DEL
COM
149123101
2262
25480
SH
SOLE
25480
0
0
AVIS BUDGET GROUP
COM
053774105
164
4800
SH
SOLE
4800
0
0
CAL MAINE FOODS INC
COM NEW
128030202
554
14375
SH
SOLE
14375
0
0
CONAGRA FOODS INC
COM
205887102
9
200
SH
SOLE
200
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
13
500
SH
SOLE
500
0
0
BOARDWALK PIPELINE PARTNERS
UT LTD PARTNER
096627104
687
40044
SH
SOLE
40044
0
0
BORGWARNER INC
COM
099724106
1488
42308
SH
SOLE
42308
0
0
BRITISH AMERN TOB PLC
SPONSORED ADR
110448107
5
40
SH
SOLE
40
0
0
CLAYMORE EXCHANGE TRD FD TR
GUG BLT2018 HY
18383M381
38
1500
SH
SOLE
1500
0
0
CLAYMORE EXCHANGE TRD FD TR
GUG BLT2017 HY
18383M399
47
1825
SH
SOLE
1825
0
0
CLAYMORE EXCHANGE TRD FD TR
GUG BULL2020 E
18383M514
189
8700
SH
SOLE
8700
0
0
CLAYMORE EXCHANGE TRD FD TR
GUG BULL2019 E
18383M522
186
8675
SH
SOLE
8675
0
0
CLAYMORE EXCHANGE TRD FD TR
GUG BULL2018 E
18383M530
409
19175
SH
SOLE
19175
0
0
CLAYMORE EXCHANGE TRD FD TR
GUGG CRP BD 2017
18383M548
3296
145305
SH
SOLE
142305
0
3000
BUCKEYE PARTNERS L P
UNIT LTD PARTN
118230101
800
11170
SH
SOLE
11170
0
0
BLOOMIN BRANDS INC
COM
094235108
421
24400
SH
SOLE
24400
0
0
BALLARD PWR SYS INC NEW
COM
058586108
6
2600
SH
SOLE
2600
0
0
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
2240
96491
SH
SOLE
94491
0
2000
BANK NEW YORK MELLON CORP
COM
064058100
128
3215
SH
SOLE
3215
0
0
VANGUARD BD INDEX FD INC
INTERMED TERM
921937819
26
300
SH
SOLE
300
0
0
BIOLASE INC
COM
090911108
1
439
SH
SOLE
439
0
0
BAIDU INC
SPON ADR REP A
056752108
141
775
SH
SOLE
775
0
0
B & G FOODS INC NEW
COM
05508R106
25
513
SH
SOLE
513
0
0
B/E AEROSPACE INC
COM
073302101
1930
37350
SH
SOLE
37350
0
0
BECTON DICKINSON & CO
COM
075887109
14
80
SH
SOLE
80
0
0
BARD C R INC
COM
067383109
5
22
SH
SOLE
22
0
0
BRUNSWICK CORP
COM
117043109
78
1600
SH
SOLE
1600
0
0
BB&T CORP
COM
054937107
214
5675
SH
SOLE
5675
0
0
VANECK VECTORS ETF TR
BIOTECH ETF
92189F726
12
100
SH
SOLE
100
0
0
BANK AMER CORP
COM
060505104
14
900
SH
SOLE
900
0
0
BOEING CO
COM
097023105
34
256
SH
SOLE
256
0
0
BARNES GROUP INC
COM
067806109
28
700
SH
SOLE
700
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
5
162
SH
SOLE
162
0
0
AIRCASTLE LTD
COM
G0129K104
1062
53477
SH
SOLE
53477
0
0
ALEXCO RESOURCE CORP
COM
01535P106
1
500
SH
SOLE
500
0
0
AMERICAN EXPRESS CO
COM
025816109
387
6040
SH
SOLE
6040
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
442
5900
SH
SOLE
5900
0
0
AVERY DENNISON CORP
COM
053611109
4
50
SH
SOLE
50
0
0
AVALONBAY CMNTYS INC
COM
053484101
309
1735
SH
SOLE
1735
0
0
YAMANA GOLD INC
COM
98462Y100
2
535
SH
SOLE
535
0
0
ON ASSIGNMENT INC
COM
682159108
1423
39200
SH
SOLE
39200
0
0
ALLIANCE RES PARTNER L P
UT LTD PART
01877R108
269
12124
SH
SOLE
12124
0
0
ARES CAP CORP
COM
04010L103
1265
81596
SH
SOLE
81596
0
0
AMERIGAS PARTNERS L P
UNIT L P INT
030975106
2146
47005
SH
SOLE
47005
0
0
AIR PRODS & CHEMS INC
COM
009158106
15
100
SH
SOLE
100
0
0
APACHE CORP
COM
037411105
8
125
SH
SOLE
125
0
0
AUTONATION INC
COM
05329W102
64
1310
SH
SOLE
1310
0
0
AMAZON COM INC
COM
023135106
48
57
SH
SOLE
57
0
0
ALPS ETF TR
ALERIAN MLP
00162Q866
174
13698
SH
SOLE
13698
0
0
ALLY FINL INC
COM
02005N100
485
24900
SH
SOLE
24900
0
0
ALASKA AIR GROUP INC
COM
011659109
2371
36000
SH
SOLE
36000
0
0
AIR LEASE CORP
CL A
00912X302
327
11458
SH
SOLE
11458
0
0
ISHARES TR
CORE US AGGBD ET
464287226
156
1385
SH
SOLE
1385
0
0
AFLAC INC
COM
001055102
29
400
SH
SOLE
400
0
0
AETNA INC NEW
COM
00817Y108
14
122
SH
SOLE
122
0
0
AMERICAN CAP LTD
COM
02503Y103
32
1884
SH
SOLE
1884
0
0
ABBVIE INC
COM
00287Y109
32
500
SH
SOLE
500
0
0
ATLAS AIR WORLDWIDE HLDGS I
COM NEW
049164205
468
10940
SH
SOLE
10940
0
0
APPLE INC
COM
037833100
237
2093
SH
SOLE
2093
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
3828
104552
SH
SOLE
104552
0
0