0001426588-16-000009.txt : 20160114
0001426588-16-000009.hdr.sgml : 20160114
20160113173238
ACCESSION NUMBER: 0001426588-16-000009
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160114
DATE AS OF CHANGE: 20160113
EFFECTIVENESS DATE: 20160114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Barnett & Company, Inc.
CENTRAL INDEX KEY: 0001426588
IRS NUMBER: 621176334
STATE OF INCORPORATION: TN
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15484
FILM NUMBER: 161341501
BUSINESS ADDRESS:
STREET 1: 1300 BROAD STREET, SUITE 303
CITY: CHATTANOOGA
STATE: TN
ZIP: 37402-4976
BUSINESS PHONE: 423-756-0125
MAIL ADDRESS:
STREET 1: 1300 BROAD STREET, SUITE 303
CITY: CHATTANOOGA
STATE: TN
ZIP: 37402-4976
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001426588
XXXXXXXX
12-31-2015
12-31-2015
Barnett & Company, Inc.
1300 BROAD STREET, SUITE 303
CHATTANOOGA
TN
37402-4976
13F HOLDINGS REPORT
028-15484
N
Warren Barnett
President
423-756-0125
Warren Barnett
Chattanooga
TN
01-13-2016
0
155
189853
false
INFORMATION TABLE
2
inftable.xml
A. SCHULMAN, INC.
COM
808194104
596
19440
SH
SOLE
19440
0
0
AIR LEASE CORPORATION
COM
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1677
50100
SH
SOLE
50100
0
0
AIRCASTLE LTD
COM
G0129K104
4634
221809
SH
SOLE
221809
0
0
ALASKA AIR GROUP INC DE
COM
011659109
2904
36065
SH
SOLE
36065
0
0
ALPS TRUST ETF ALERIAN MLP
COM
00162Q866
273
22646
SH
SOLE
22646
0
0
AMERICAN AIRLINES GROUP INC.
COM
02376R102
5010
118309
SH
SOLE
118309
0
0
AMERICAN EXPRESS COMPANY
COM
025816109
949
13640
SH
SOLE
13640
0
0
AMERICAN WATER WORKS CO
COM
030420103
353
5900
SH
SOLE
5900
0
0
ANNALY CAPITAL MGMT REIT
COM
035710409
2120
225965
SH
SOLE
225965
0
0
APPLE INC
COM
037833100
398
3783
SH
SOLE
3783
0
0
ARES CAPITAL CORP
COM
04010L103
1394
97845
SH
SOLE
97845
0
0
AVALONBAY COMMUNITIES INC.
COM
053484101
1616
8775
SH
SOLE
8775
0
0
AVIS BUDGET GROUP
COM
053774105
250
6900
SH
SOLE
6900
0
0
B E AEROSPACE INC
COM
073302101
1671
39450
SH
SOLE
39450
0
0
BB&T CORP
COM
054937107
203
5366
SH
SOLE
5366
0
0
BORG WARNER INC
COM
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2734
63236
SH
SOLE
63236
0
0
C S X CORP
COM
126408103
1092
42080
SH
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42080
0
0
C V S HEALTH CORP
COM
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7673
78482
SH
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78482
0
0
CANADIAN NATL RY CO F
COM
136375102
3285
58794
SH
SOLE
58794
0
0
CANARC RESOURCE CORP COM
COM
13722d101
0
10000
SH
SOLE
10000
0
0
CAPSTEAD MORTGAGE CP NEWREIT
COM
14067E506
3164
361968
SH
SOLE
361968
0
0
CATERPILLAR INC
COM
149123101
1891
27830
SH
SOLE
27830
0
0
CHEMED CORPORATION NEW
COM
16359R103
277
1850
SH
SOLE
1850
0
0
CHESAPEAKE LODGING TRUST
COM
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1812
72020
SH
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72020
0
0
CHEVRON CORPORATION
COM
166764100
813
9042
SH
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9042
0
0
CHICAGO BRIDGE & IRON F N Y RE
COM
167250109
2256
57860
SH
SOLE
57860
0
0
COPA HOLDINGS SA
COM
P31076105
362
7500
SH
SOLE
7500
0
0
COSTAMARE INC.
COM
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374
35850
SH
SOLE
35850
0
0
CROWN HOLDINGS INC
COM
228368106
530
10450
SH
SOLE
10450
0
0
DELTA AIR LINES INC NEW
COM
247361702
3654
72086
SH
SOLE
72086
0
0
DINEEQUITY INC
COM
254423106
600
7084
SH
SOLE
7084
0
0
DISCOVER FINANCIAL SVCS
COM
254709108
2184
40734
SH
SOLE
40734
0
0
DUKE ENERGY CORP NEW
COM
26441C204
757
10605
SH
SOLE
10605
0
0
EMPIRE DISTRICT ELEC CO
COM
291641108
273
9740
SH
SOLE
9740
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
1119
12797
SH
SOLE
12797
0
0
EXXON MOBIL CORPORATION
COM
30231G102
279
3585
SH
SOLE
3585
0
0
FEDEX CORPORATION
COM
31428X106
602
4040
SH
SOLE
4040
0
0
FIFTH STREET FINANCE CP
COM
31678A103
2684
420746
SH
SOLE
420746
0
0
FINANCIAL SEL SPDR
COM
81369Y605
255
10715
SH
SOLE
10715
0
0
FORD MOTOR COMPANY NEW
COM
345370860
470
33390
SH
SOLE
33390
0
0
GENERAL ELECTRIC COMPANY
COM
369604103
202
6477
SH
SOLE
6477
0
0
GENERAL MOTORS CO
COM
37045V100
8674
255029
SH
SOLE
255029
0
0
GOODYEAR TIRE & RUBBER
COM
382550101
2016
61716
SH
SOLE
61716
0
0
GREAT PLAINS ENERGY INC
COM
391164100
985
36060
SH
SOLE
36060
0
0
GREENBRIER CO
COM
393657101
1186
36345
SH
SOLE
36345
0
0
H C P INC REIT
COM
40414L109
395
10341
SH
SOLE
10341
0
0
HANESBRANDS INC
COM
410345102
559
19000
SH
SOLE
19000
0
0
HARTFORD FINL SVCS GRP
COM
416515104
673
15483
SH
SOLE
15483
0
0
HD SUPPLY HOLDINGS, INC
COM
40416M105
319
10625
SH
SOLE
10625
0
0
HERTZ GLOBAL
COM
42805T105
613
43075
SH
SOLE
43075
0
0
HOME DEPOT INC
COM
437076102
744
5627
SH
SOLE
5627
0
0
HOSPITALITY PPTYS TRUST BENEFI
COM
44106M102
1129
43170
SH
SOLE
43170
0
0
HYSTER-YALE MATERIALS HANDLING
COM
449172105
436
8320
SH
SOLE
8320
0
0
ILLINOIS TOOL WORKS INC
COM
452308109
336
3625
SH
SOLE
3625
0
0
INTL BUSINESS MACHINES
COM
459200101
268
1944
SH
SOLE
1944
0
0
ISHARE SPSC600BARVAL
COM
464287879
312
2885
SH
SOLE
2885
0
0
ISHARES S&P U S PFD FUND S&P U
COM
464288687
218
5600
SH
SOLE
5600
0
0
ISHARES TR S&P 100 INDEXS
COM
464287101
628
6885
SH
SOLE
6885
0
0
JOHNSON CONTROLS INC
COM
478366107
1332
33740
SH
SOLE
33740
0
0
KIMBERLY-CLARK CORP
COM
494368103
2312
18165
SH
SOLE
18165
0
0
KINDER MORGAN INC
COM
49456B101
430
28819
SH
SOLE
28819
0
0
KOPPERS HOLDINGS INC.
COM
50060P106
250
13700
SH
SOLE
13700
0
0
L S B INDUSTRIES INC
COM
502160104
197
27175
SH
SOLE
27175
0
0
L T C PROPERTIES INC REIT
COM
502175102
5008
116083
SH
SOLE
116083
0
0
LAB CP OF AMER HLDG NEW
COM
50540R409
1463
11835
SH
SOLE
11835
0
0
LADDER CAPITAL CORP
COM
505743104
169
13575
SH
SOLE
13575
0
0
LASALLE HOTEL PROPERTIES
COM
517942108
561
22310
SH
SOLE
22310
0
0
LOWES COMPANIES INC
COM
548661107
374
4918
SH
SOLE
4918
0
0
LYONDELLBASELL INDS F CLASS A
COM
N53745100
265
3050
SH
SOLE
3050
0
0
MACQUARIE INFRASTRUCTURE CORP
COM
55608B105
298
4110
SH
SOLE
4110
0
0
MACYS INC
COM
55616P104
1429
40853
SH
SOLE
40853
0
0
MAIN STREET CAPITAL CORP
COM
56035L104
1709
58762
SH
SOLE
58762
0
0
MANPOWERGROUP
COM
56418H100
362
4300
SH
SOLE
4300
0
0
MARATHON OIL CORP
COM
565849106
137
10879
SH
SOLE
10879
0
0
MARATHON PETE CORP
COM
56585A102
2478
47806
SH
SOLE
47806
0
0
MEDICAL PROPERTIES TRUST REIT
COM
58463J304
3543
307848
SH
SOLE
307848
0
0
MICRON TECHNOLOGY, INC
COM
595112103
171
12075
SH
SOLE
12075
0
0
MOHAWK INDUSTRIES INC
COM
608190104
1272
6715
SH
SOLE
6715
0
0
NORFOLK SOUTHERN CORP
COM
655844108
941
11128
SH
SOLE
11128
0
0
NORWEGIAN CRUISE LINE HOLDINGS
COM
G66721104
1253
21375
SH
SOLE
21375
0
0
NXP SEMICONDUCTORS NV
COM
N6596X109
341
4050
SH
SOLE
4050
0
0
OAKTREE CAPITAL GROUP, LLC`
COM
674001201
267
5600
SH
SOLE
5600
0
0
OLD DOMINION FREIGHT LNS
COM
679580100
1086
18385
SH
SOLE
18385
0
0
ON ASSIGNMENT INC COM
COM
682159108
1158
25753
SH
SOLE
25753
0
0
ONEMAIN HOLDINGS INC
COM
68268W103
2094
50420
SH
SOLE
50420
0
0
OUTFRONT MEDIA INC
COM
69007J106
3359
153852
SH
SOLE
153852
0
0
PEPCO HOLDINGS INC
COM
713291102
536
20593
SH
SOLE
20593
0
0
PHILIP MORRIS INTL INC
COM
718172109
285
3246
SH
SOLE
3246
0
0
PHILLIPS 66
COM
718546104
207
2525
SH
SOLE
2525
0
0
PIER 1 IMPORTS
COM
720279108
471
92500
SH
SOLE
92500
0
0
PORTLAND GENERAL ELEC
COM
736508847
1985
54577
SH
SOLE
54577
0
0
POTASH CORP SASK INC F
COM
73755L107
329
19200
SH
SOLE
19200
0
0
POTLATCH CORPORATION NEW
COM
737630103
314
10400
SH
SOLE
10400
0
0
PROSPECT CAPITAL CORP
COM
74348T102
3871
554584
SH
SOLE
554584
0
0
REDDY ICE HLDGS INC NEW
COM
75734R303
53
96573
SH
SOLE
96573
0
0
REGIONS FINANCIAL CORP
COM
7591EP100
163
16989
SH
SOLE
16989
0
0
REVOLUTIONS MEDICAL CORP COM
COM
76154q106
0
10250
SH
SOLE
10250
0
0
ROYAL CARIBBEAN CRUISESF
COM
V7780T103
3725
36805
SH
SOLE
36805
0
0
RYMAN HOSPITALITY PROPERTIES,
COM
78377T107
219
4250
SH
SOLE
4250
0
0
SCHEIN HENRY INC
COM
806407102
1799
11370
SH
SOLE
11370
0
0
SCHWAB U.S. DIVIDEND EQUITY ET
COM
808524797
1181
30624
SH
SOLE
30624
0
0
SCHWAB US LARGE-CAP ETF
COM
808524201
325
6686
SH
SOLE
6686
0
0
SCHWAB US MID-CAP ETF
COM
808524508
259
6468
SH
SOLE
6468
0
0
SEADRILL LTD F
COM
G7945E105
481
141813
SH
SOLE
141813
0
0
SIX FLAGS ENTERTAINMENT
COM
83001A102
3996
72737
SH
SOLE
72737
0
0
SPDR MSCI ACWI EX-US ETF
COM
78463X848
271
8804
SH
SOLE
8804
0
0
STARWOOD PPTY TRUST INC
COM
85571B105
3335
162210
SH
SOLE
162210
0
0
SUN COMMUNITIES INC REIT
COM
866674104
2377
34690
SH
SOLE
34690
0
0
TAL INTERNATIONAL GROUP
COM
874083108
660
41526
SH
SOLE
41526
0
0
TARGET CORPORATION
COM
87612E106
1821
25073
SH
SOLE
25073
0
0
THERMO FISHER SCIENTIFIC
COM
883556102
4302
30326
SH
SOLE
30326
0
0
THOR INDUSTRIES INC
COM
885160101
729
12990
SH
SOLE
12990
0
0
TIFFANY & CO NEW
COM
886547108
1162
15230
SH
SOLE
15230
0
0
TIMKEN COMPANY
COM
887389104
411
14391
SH
SOLE
14391
0
0
TUPPERWARE BRANDS CORP
COM
899896104
476
8550
SH
SOLE
8550
0
0
U S BANCORP DEL NEW
COM
902973304
251
5872
SH
SOLE
5872
0
0
U.S. SILICA HOLDINGS, INC.
COM
90346E103
466
24855
SH
SOLE
24855
0
0
UNION PACIFIC CORP
COM
907818108
3221
41191
SH
SOLE
41191
0
0
VANGUARD WHITEHALL FUNDSHIGH D
COM
921946406
266
3990
SH
SOLE
3990
0
0
VERIZON COMMUNICATIONS
COM
92343V104
3798
82177
SH
SOLE
82177
0
0
VORNADO REALTY TRUST
COM
929042109
217
2166
SH
SOLE
2166
0
0
WABTEC
COM
929740108
1803
25346
SH
SOLE
25346
0
0
WALGREEN BOOTS ALLIANCE INC
COM
931427108
205
2406
SH
SOLE
2406
0
0
WELLS FARGO & CO NEW
COM
949746101
516
9498
SH
SOLE
9498
0
0
WELLTOWER INC
COM
95040Q104
2830
41602
SH
SOLE
41602
0
0
WISDOM TREE EUROPE HEDGED EQUI
COM
97717X701
737
13700
SH
SOLE
13700
0
0
WISDOMTREE MIDCAP
COM
97717W505
321
3985
SH
SOLE
3985
0
0
ALLIANCE RES PARTNERS LP
LTD
01877R108
234
17364
SH
SOLE
17364
0
0
AMERIGAS PARTNERS LP
LTD
030975106
1723
50285
SH
SOLE
50285
0
0
BOARDWALK PIPELINE PTNRS
LTD
096627104
593
45704
SH
SOLE
45704
0
0
BUCKEYE PARTNERS UTS L P UNIT
LTD
118230101
839
12720
SH
SOLE
12720
0
0
CALUMET SPECIALTY PRODUCTS LP
LTD
131476103
1807
90750
SH
SOLE
90750
0
0
CEDAR FAIR L P DEP UTS
LTD
150185106
3911
70036
SH
SOLE
70036
0
0
ENERGY TRANSFER PARTNERS UNITS
LTD
29273R109
1767
52391
SH
SOLE
52391
0
0
ENTERPRISE PRD PRTNRS LP
LTD
293792107
968
37824
SH
SOLE
37824
0
0
HI-CRUSH PARTNERS LP
LTD
428337109
157
26470
SH
SOLE
26470
0
0
HOLLY ENERGY PARTNERS
LTD
435763107
471
15110
SH
SOLE
15110
0
0
MEMORIAL PRODTN PTNR LP
LTD
586048100
79
29800
SH
SOLE
29800
0
0
NUSTAR ENERGY LP
LTD
67058H102
1733
43215
SH
SOLE
43215
0
0
ONEOK PARTNERS LP
LTD
68268N103
785
26066
SH
SOLE
26066
0
0
STONEMOR PARTNERS LP
LTD
86183Q100
1003
37539
SH
SOLE
37539
0
0
T C PIPELINES LP
LTD
87233Q108
1286
25862
SH
SOLE
25862
0
0
TARGA RESOURCES PARTNERS LP
LTD
87611X105
345
20889
SH
SOLE
20889
0
0
USA COMPRESSION PARTNERS, LP
LTD
90290N109
163
14200
SH
SOLE
14200
0
0
WESTERN GAS PARTNERS L P
LTD
958254104
878
18475
SH
SOLE
18475
0
0
WILLIAMS PARTNERS LP
LTD
96949L105
991
35566
SH
SOLE
35566
0
0
BREITBURN ENERGY PARTNERS, L.P
PFD
106776115
234
46300
SH
SOLE
46300
0
0
CBL & ASSOC DEP SHS PFD REPS 1
PFD
124830605
496
19616
SH
SOLE
19616
0
0
CBL& ASSOC 6.625% DEP SH REP 1
PFD
124830803
366
14650
SH
SOLE
14650
0
0
CLIFFS NAT RES 7% PFD DEP 1/40
PFD
18683K408
58
39730
SH
SOLE
39730
0
0
COSTAMARE, INC., 8.75% SER D C
PFD
Y1771G136
463
23950
SH
SOLE
23950
0
0
NAVIOS MARITIME HLDGS, 8.75% D
PFD
63938Y100
312
28963
SH
SOLE
28963
0
0
REDDY ICE HLDGS INC PFD 7% CON
PFD
75734R204
0
36629
SH
SOLE
36629
0
0
TEEKAY OFFSHORE PARTNERS, 8.5%
PFD
Y8565J135
319
18649
SH
SOLE
18649
0
0
VANGUARD NATURAL RESOURCES, 7.
PFD
92205F304
358
39161
SH
SOLE
39161
0
0