0001426588-15-000001.txt : 20150115 0001426588-15-000001.hdr.sgml : 20150115 20150115161446 ACCESSION NUMBER: 0001426588-15-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150115 DATE AS OF CHANGE: 20150115 EFFECTIVENESS DATE: 20150115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barnett & Company, Inc. CENTRAL INDEX KEY: 0001426588 IRS NUMBER: 621176334 STATE OF INCORPORATION: TN FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15484 FILM NUMBER: 15530156 BUSINESS ADDRESS: STREET 1: 1300 BROAD STREET, SUITE 303 CITY: CHATTANOOGA STATE: TN ZIP: 37402-4976 BUSINESS PHONE: 423-756-0125 MAIL ADDRESS: STREET 1: 1300 BROAD STREET, SUITE 303 CITY: CHATTANOOGA STATE: TN ZIP: 37402-4976 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001426588 XXXXXXXX 12-31-2014 12-31-2014 Barnett & Company, Inc.
1300 BROAD STREET, SUITE 303 CHATTANOOGA TN 37402-4976
13F HOLDINGS REPORT 028-15484 N
Warren Barnett President 423-756-0125 Warren Barnett Chattanooga TN 01-15-2015 0 179 259389 false
INFORMATION TABLE 2 inftable.xml 22ND CENTY GROUP INC COM 90137F103 16 10000 SH SOLE 10000 0 0 A T & T INC NEW COM 00206R102 736 21916 SH SOLE 21916 0 0 A. SCHULMAN, INC. COM 808194104 1431 35315 SH SOLE 35315 0 0 AIR LEASE CORPORATION COM 00912X302 2233 65075 SH SOLE 65075 0 0 AIRCASTLE LTD COM G0129K104 5497 257216 SH SOLE 257216 0 0 ALASKA AIR GROUP INC DE COM 011659109 2731 45707 SH SOLE 45707 0 0 ALPS TRUST ETF ALERIAN MLP COM 00162Q866 456 26037 SH SOLE 26037 0 0 ALTRIA GROUP INC COM 02209S103 327 6631 SH SOLE 6631 0 0 AMERICAN AIRLINES GROUP INC. COM 02376R102 5800 108155 SH SOLE 108155 0 0 AMERICAN EXPRESS COMPANY COM 025816109 1474 15840 SH SOLE 15840 0 0 AMERICAN WATER WORKS CO COM 030420103 336 6300 SH SOLE 6300 0 0 ANNALY CAPITAL MGMT REIT COM 035710409 2483 229697 SH SOLE 229697 0 0 APPLE INC COM 037833100 448 4063 SH SOLE 4063 0 0 ARES CAPITAL CORP COM 04010L103 1882 120602 SH SOLE 120602 0 0 AVALONBAY COMMUNITIES INC. COM 053484101 1769 10825 SH SOLE 10825 0 0 BB&T CORP COM 054937107 232 5966 SH SOLE 5966 0 0 BIOMED REALTY TRUST INC COM 09063H107 311 14450 SH SOLE 14450 0 0 BORG WARNER INC COM 099724106 4001 72818 SH SOLE 72818 0 0 C S X CORP COM 126408103 2053 56665 SH SOLE 56665 0 0 C V S HEALTH CORP COM 126650100 7759 80562 SH SOLE 80562 0 0 CANADIAN NATL RY CO F COM 136375102 5103 74060 SH SOLE 74060 0 0 CANADIAN PAC RAILWAY F COM 13645T100 376 1950 SH SOLE 1950 0 0 CANARC RESOURCE CORP COM COM 13722d101 0 10000 SH SOLE 10000 0 0 CAPSTEAD MORTGAGE CP NEWREIT COM 14067E506 4897 398803 SH SOLE 398803 0 0 CHEMED CORPORATION NEW COM 16359R103 201 1900 SH SOLE 1900 0 0 CHESAPEAKE LODGING TRUST COM 165240102 2106 56600 SH SOLE 56600 0 0 CHEVRON CORPORATION COM 166764100 333 2971 SH SOLE 2971 0 0 CHICAGO BRIDGE & IRON F N Y RE COM 167250109 1894 45120 SH SOLE 45120 0 0 CLIFFS NATURAL RES INC COM 18683K101 80 11200 SH SOLE 11200 0 0 COCA COLA COMPANY COM 191216100 271 6407 SH SOLE 6407 0 0 COSTAMARE INC. COM Y1771G102 1333 75675 SH SOLE 75675 0 0 CROWN HOLDINGS INC COM 228368106 725 14250 SH SOLE 14250 0 0 DELTA AIR LINES INC NEW COM 247361702 4300 87426 SH SOLE 87426 0 0 DEVON ENERGY CP NEW COM 25179M103 209 3421 SH SOLE 3421 0 0 DIAMOND OFFSHR DRILLING COM 25271C102 259 7045 SH SOLE 7045 0 0 DINEEQUITY INC COM 254423106 1125 10854 SH SOLE 10854 0 0 DIRECTV COM 25490A309 3161 36455 SH SOLE 36455 0 0 DISCOVER FINANCIAL SVCS COM 254709108 1994 30442 SH SOLE 30442 0 0 DUKE ENERGY CORP NEW COM 26441C204 1885 22570 SH SOLE 22570 0 0 EMPIRE DISTRICT ELEC CO COM 291641108 717 24100 SH SOLE 24100 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 1260 14879 SH SOLE 14879 0 0 EXXON MOBIL CORPORATION COM 30231G102 332 3591 SH SOLE 3591 0 0 EYI INDS INC COM COM 26928R104 0 100000 SH SOLE 100000 0 0 FEDEX CORPORATION COM 31428X106 321 1850 SH SOLE 1850 0 0 FIFTH STREET FINANCE CP COM 31678A103 3299 411906 SH SOLE 411906 0 0 FORD MOTOR COMPANY NEW COM 345370860 600 38720 SH SOLE 38720 0 0 GENERAL ELECTRIC COMPANY COM 369604103 258 10200 SH SOLE 10200 0 0 GENERAL MOTORS CO COM 37045V100 8072 231212 SH SOLE 231212 0 0 GENWORTH FINANCIAL INC COM 37247D106 463 54458 SH SOLE 54458 0 0 GNC Hodings Inc COM 36191G107 221 4700 SH SOLE 4700 0 0 GOODYEAR TIRE & RUBBER COM 382550101 1875 65616 SH SOLE 65616 0 0 GREAT PLAINS ENERGY INC COM 391164100 1186 41760 SH SOLE 41760 0 0 GREENBRIER CO COM 393657101 1323 24620 SH SOLE 24620 0 0 GUGGENHEIM BULLETSHARES 2016 C COM 18383M555 887 40148 SH SOLE 40148 0 0 H C P INC REIT COM 40414L109 731 16610 SH SOLE 16610 0 0 HANESBRANDS INC COM 410345102 549 4920 SH SOLE 4920 0 0 HARTFORD FINL SVCS GRP COM 416515104 590 14151 SH SOLE 14151 0 0 HAWAIIAN ELEC INDUSTRIES COM 419870100 1686 50364 SH SOLE 50364 0 0 HD SUPPLY HOLDINGS, INC COM 40416M105 304 10325 SH SOLE 10325 0 0 HEALTH CARE REIT INC REIT COM 42217K106 3979 52580 SH SOLE 52580 0 0 HERTZ GLOBAL COM 42805T105 205 8225 SH SOLE 8225 0 0 HOME DEPOT INC COM 437076102 442 4214 SH SOLE 4214 0 0 HOSPITALITY PPTYS TRUST BENEFI COM 44106M102 1610 51950 SH SOLE 51950 0 0 HYSTER-YALE MATERIALS HANDLING COM 449172105 1475 20150 SH SOLE 20150 0 0 ILLINOIS TOOL WORKS INC COM 452308109 518 5466 SH SOLE 5466 0 0 INTL BUSINESS MACHINES COM 459200101 328 2044 SH SOLE 2044 0 0 ISHARE SPSC600BARVAL COM 464287879 342 2885 SH SOLE 2885 0 0 ISHARES CORE S&P ETF S&P 500 I COM 464287200 325 1569 SH SOLE 1569 0 0 ISHARES S&P U S PFD FUND S&P U COM 464288687 221 5600 SH SOLE 5600 0 0 ISHARES TR S&P 100 INDEXS COM 464287101 633 6885 SH SOLE 6885 0 0 ISHARES TRUST IBOXX $ HIGH YIE COM 464288513 203 2260 SH SOLE 2260 0 0 JOHNSON & JOHNSON COM 478160104 223 2135 SH SOLE 2135 0 0 JOHNSON CONTROLS INC COM 478366107 1339 27690 SH SOLE 27690 0 0 KIMBERLY-CLARK CORP COM 494368103 2206 19096 SH SOLE 19096 0 0 KINDER MORGAN INC COM 49456B101 2228 52665 SH SOLE 52665 0 0 KOPPERS HOLDINGS INC. COM 50060P106 781 30080 SH SOLE 30080 0 0 L S B INDUSTRIES INC COM 502160104 1396 44408 SH SOLE 44408 0 0 L T C PROPERTIES INC REIT COM 502175102 6008 139175 SH SOLE 139175 0 0 LAB CP OF AMER HLDG NEW COM 50540R409 1564 14495 SH SOLE 14495 0 0 LIBERTY ALL STAR COM 530158104 66 10911 SH SOLE 10911 0 0 LINCOLN NATIONAL CORP COM 534187109 362 6273 SH SOLE 6273 0 0 LOWES COMPANIES INC COM 548661107 411 5981 SH SOLE 5981 0 0 LYONDELLBASELL INDS F CLASS A COM N53745100 425 5350 SH SOLE 5350 0 0 MACYS INC COM 55616P104 1177 17900 SH SOLE 17900 0 0 MAIN STREET CAPITAL CORP COM 56035L104 1521 52028 SH SOLE 52028 0 0 MANPOWERGROUP COM 56418H100 293 4300 SH SOLE 4300 0 0 MARATHON OIL CORP COM 565849106 886 31307 SH SOLE 31307 0 0 MARATHON PETE CORP COM 56585A102 2340 25928 SH SOLE 25928 0 0 MEDICAL PROPERTIES TRUST REIT COM 58463J304 4580 332344 SH SOLE 332344 0 0 MICRON TECHNOLOGY, INC COM 595112103 558 15950 SH SOLE 15950 0 0 MOHAWK INDUSTRIES INC COM 608190104 1424 9165 SH SOLE 9165 0 0 NATIONAL OILWELL VARCO COM 637071101 488 7450 SH SOLE 7450 0 0 NEW YORK CMNTY BANCORP COM 649445103 825 51550 SH SOLE 51550 0 0 NMC INC COM COM 629196106 0 2974000 SH SOLE 2974000 0 0 NORFOLK SOUTHERN CORP COM 655844108 2150 19613 SH SOLE 19613 0 0 OLD DOMINION FREIGHT LNS COM 679580100 1273 16400 SH SOLE 16400 0 0 OUTFRONT MEDIA INC COM 69007J106 4341 161747 SH SOLE 161747 0 0 PEPCO HOLDINGS INC COM 713291102 713 26490 SH SOLE 26490 0 0 PHILIP MORRIS INTL INC COM 718172109 408 5009 SH SOLE 5009 0 0 PHILLIPS 66 COM 718546104 324 4525 SH SOLE 4525 0 0 PIER 1 IMPORTS COM 720279108 411 26700 SH SOLE 26700 0 0 PORTLAND GENERAL ELEC COM 736508847 2951 78007 SH SOLE 78007 0 0 POTASH CORP SASK INC F COM 73755L107 466 13200 SH SOLE 13200 0 0 POTLATCH CORPORATION NEW COM 737630103 759 18120 SH SOLE 18120 0 0 PROCTER & GAMBLE COM 742718109 205 2256 SH SOLE 2256 0 0 PROSPECT CAPITAL CORP COM 74348T102 5066 613260 SH SOLE 613260 0 0 REDDY ICE HLDGS INC NEW COM 75734R303 361 103126 SH SOLE 103126 0 0 REGIONS FINANCIAL CORP COM 7591EP100 153 14524 SH SOLE 14524 0 0 REVOLUTIONS MEDICAL CORP COM COM 76154q106 0 10250 SH SOLE 10250 0 0 ROYAL BANK CDA MONTREAL COM 780087102 276 4000 SH SOLE 4000 0 0 ROYAL CARIBBEAN CRUISESF COM V7780T103 3041 36893 SH SOLE 36893 0 0 S P X CORP COM 784635104 288 3350 SH SOLE 3350 0 0 SANDISK CORP COM 80004C101 4369 44593 SH SOLE 44593 0 0 SCHEIN HENRY INC COM 806407102 1652 12135 SH SOLE 12135 0 0 SCHW US BRD MKT ETF COM 808524102 433 8691 SH SOLE 8691 0 0 SCHWAB U.S. DIVIDEND EQUITY ET COM 808524797 935 23470 SH SOLE 23470 0 0 SCRIPPS NTWK INTERACTIV CLASS COM 811065101 930 12350 SH SOLE 12350 0 0 SEADRILL LTD F COM G7945E105 1043 87370 SH SOLE 87370 0 0 SENIOR HOUSING PPTYS TR REIT COM 81721M109 220 9950 SH SOLE 9950 0 0 SIX FLAGS ENTERTAINMENT COM 83001A102 2753 63800 SH SOLE 63800 0 0 SOUTHERN COPPER CORP COM 84265V105 553 19599 SH SOLE 19599 0 0 SPDR TRUST UNIT COM 78462F103 214 1040 SH SOLE 1040 0 0 SPRINGLEAF HOLDINGS, LLC COM 85172J101 1997 55200 SH SOLE 55200 0 0 STARWOOD PPTY TRUST INC COM 85571B105 4448 191375 SH SOLE 191375 0 0 SUN COMMUNITIES INC REIT COM 866674104 2312 38240 SH SOLE 38240 0 0 TAL INTERNATIONAL GROUP COM 874083108 1825 41888 SH SOLE 41888 0 0 TARGET CORPORATION COM 87612E106 2086 27476 SH SOLE 27476 0 0 TEXTRON INCORPORATED COM 883203101 517 12272 SH SOLE 12272 0 0 THERMO FISHER SCIENTIFIC COM 883556102 3770 30091 SH SOLE 30091 0 0 TIFFANY & CO NEW COM 886547108 1518 14210 SH SOLE 14210 0 0 TIMMINS GOLD CORP COM COM 88741p103 11 12000 SH SOLE 12000 0 0 TRINITY INDUSTRIES INC COM 896522109 555 19826 SH SOLE 19826 0 0 TRW AUTOMOTIVE HOLDINGS CORP. COM 87264S106 665 6470 SH SOLE 6470 0 0 U S BANCORP DEL NEW COM 902973304 264 5872 SH SOLE 5872 0 0 U.S. SILICA HOLDINGS, INC. COM 90346E103 1359 52905 SH SOLE 52905 0 0 UNION PACIFIC CORP COM 907818108 5468 45900 SH SOLE 45900 0 0 VERIZON COMMUNICATIONS COM 92343V104 5816 124317 SH SOLE 124317 0 0 VORNADO REALTY TRUST COM 929042109 258 2166 SH SOLE 2166 0 0 WABTEC COM 929740108 2336 26881 SH SOLE 26881 0 0 WALGREEN BOOTS ALLIANCE INC COM 931427108 290 3806 SH SOLE 3806 0 0 WEATHERFORD INTL LTD F COM g48833100 226 19700 SH SOLE 19700 0 0 WELLS FARGO & CO NEW COM 949746101 597 10896 SH SOLE 10896 0 0 WISDOMTREE MIDCAP COM 97717W505 334 3985 SH SOLE 3985 0 0 ALLIANCE RES PARTNERS LP LTD 01877R108 1491 34624 SH SOLE 34624 0 0 AMERIGAS PARTNERS LP LTD 030975106 3780 78887 SH SOLE 78887 0 0 ATLAS PIPELINE PART LP LTD 049392103 1206 44248 SH SOLE 44248 0 0 BOARDWALK PIPELINE PTNRS LTD 096627104 1263 71085 SH SOLE 71085 0 0 BREITBURN ENERGY PTNR LP LTD 106776107 295 42120 SH SOLE 42120 0 0 BUCKEYE PARTNERS UTS L P UNIT LTD 118230101 829 10960 SH SOLE 10960 0 0 CALUMET SPECIALTY PRODUCTS LP LTD 131476103 2222 99157 SH SOLE 99157 0 0 CEDAR FAIR L P DEP UTS LTD 150185106 4354 91026 SH SOLE 91026 0 0 EAGLE ROCK ENGY PARTNERS LTD 26985R104 41 18600 SH SOLE 18600 0 0 ENBRIDGE ENERGY PTNRS LP LTD 29250R106 488 12232 SH SOLE 12232 0 0 ENERGY TRANSFER PARTNERS UNITS LTD 29273R109 2605 40080 SH SOLE 40080 0 0 ENTERPRISE PRD PRTNRS LP LTD 293792107 1442 39936 SH SOLE 39936 0 0 HI-CRUSH PARTNERS LP LTD 428337109 940 30280 SH SOLE 30280 0 0 HOLLY ENERGY PARTNERS LTD 435763107 584 19525 SH SOLE 19525 0 0 LINN ENERGY LTD 536020100 138 13590 SH SOLE 13590 0 0 MEMORIAL PRODTN PTNR LP LTD 586048100 1161 79595 SH SOLE 79595 0 0 NATURAL RESOURCE PTNR LP LTD 63900P103 183 19800 SH SOLE 19800 0 0 NAVIOS MARITIME PTNRS F LTD Y62267102 1010 99305 SH SOLE 99305 0 0 NISKA GAS STORAGE PTNRS LTD 654678101 38 12900 SH SOLE 12900 0 0 NUSTAR ENERGY LP LTD 67058H102 3372 58384 SH SOLE 58384 0 0 ONEOK PARTNERS LP LTD 68268N103 1127 28450 SH SOLE 28450 0 0 PLAINS ALL AMERN PPLN LP UNIT LTD 726503105 1179 22976 SH SOLE 22976 0 0 REGENCY ENERGY PARTNERS LTD 75885y107 354 14753 SH SOLE 14753 0 0 STONEMOR PARTNERS LP LTD 86183Q100 1416 54939 SH SOLE 54939 0 0 T C PIPELINES LP LTD 87233Q108 2100 29485 SH SOLE 29485 0 0 TEEKAY LNG PARTNERS LP F LTD Y8564M105 977 22728 SH SOLE 22728 0 0 TEEKAY OFFSHORE PARTNERF LTD Y8565J101 1095 40875 SH SOLE 40875 0 0 USA COMPRESSION PARTNERS, LP LTD 90290N109 1191 71820 SH SOLE 71820 0 0 WESTERN GAS PARTNERS L P LTD 958254104 1440 19715 SH SOLE 19715 0 0 WILLIAMS PARTNERS LTD 96950F104 2579 57634 SH SOLE 57634 0 0 CBL & ASSOC DEP SHS PFD REPS 1 PFD 124830605 804 31899 SH SOLE 31899 0 0 CBL& ASSOC 6.625% DEP SH REP 1 PFD 124830803 438 17450 SH SOLE 17450 0 0 CLIFFS NAT RES 7% PFD DEP 1/40 PFD 18683K408 587 87610 SH SOLE 87610 0 0 CORNERSTONE BANCSHA PFD PFD CO PFD 218924207 4934 201380 SH SOLE 201380 0 0 REDDY ICE HLDGS INC PFD 7% CON PFD 75734R204 98 38735 SH SOLE 38735 0 0 SLM CORP 6%43 SENIOR NOTE DUE PFD 78442P304 400 18450 SH SOLE 18450 0 0