0001426588-14-000006.txt : 20141015
0001426588-14-000006.hdr.sgml : 20141009
20141009122352
ACCESSION NUMBER: 0001426588-14-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141009
DATE AS OF CHANGE: 20141009
EFFECTIVENESS DATE: 20141009
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Barnett & Company, Inc.
CENTRAL INDEX KEY: 0001426588
IRS NUMBER: 621176334
STATE OF INCORPORATION: TN
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15484
FILM NUMBER: 141149681
BUSINESS ADDRESS:
STREET 1: 1300 BROAD STREET, SUITE 303
CITY: CHATTANOOGA
STATE: TN
ZIP: 37402-4976
BUSINESS PHONE: 423-756-0125
MAIL ADDRESS:
STREET 1: 1300 BROAD STREET, SUITE 303
CITY: CHATTANOOGA
STATE: TN
ZIP: 37402-4976
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001426588
XXXXXXXX
09-30-2014
09-30-2014
Barnett & Company, Inc.
1300 BROAD STREET, SUITE 303
CHATTANOOGA
TN
37402-4976
13F HOLDINGS REPORT
028-15484
N
Warren Barnett
President
423-756-0125
Warren Barnett
Chattanooga
TN
10-09-2014
0
189
249697
false
INFORMATION TABLE
2
inftable.xml
A G C O CORP
COM
001084102
358
7886
SH
SOLE
7886
0
0
A G L RESOURCES INC
COM
001204106
241
4700
SH
SOLE
4700
0
0
A T & T INC NEW
COM
00206R102
330
9353
SH
SOLE
9353
0
0
AIR LEASE CORPORATION
COM
00912X302
1560
47990
SH
SOLE
47990
0
0
AIRCASTLE LTD
COM
G0129K104
3140
191916
SH
SOLE
191916
0
0
ALASKA AIR GROUP INC DE
COM
011659109
2416
55498
SH
SOLE
55498
0
0
ALPS TRUST ETF ALERIAN MLP
COM
00162Q866
318
16602
SH
SOLE
16602
0
0
ALTRIA GROUP INC
COM
02209S103
408
8883
SH
SOLE
8883
0
0
AMERICAN AIRLINES GROUP INC.
COM
02376R102
3242
91380
SH
SOLE
91380
0
0
AMERICAN EXPRESS COMPANY
COM
025816109
1387
15840
SH
SOLE
15840
0
0
AMERICAN WATER WORKS CO
COM
030420103
304
6300
SH
SOLE
6300
0
0
ANNALY CAPITAL MGMT REIT
COM
035710409
2266
212181
SH
SOLE
212181
0
0
APPLE INC
COM
037833100
362
3593
SH
SOLE
3593
0
0
ARES CAPITAL CORP
COM
04010L103
1310
81042
SH
SOLE
81042
0
0
ATWOOD OCEANICS INC
COM
050095108
241
5513
SH
SOLE
5513
0
0
BB&T CORP
COM
054937107
267
7166
SH
SOLE
7166
0
0
BIOMED REALTY TRUST INC
COM
09063H107
704
34870
SH
SOLE
34870
0
0
BORG WARNER INC
COM
099724106
2195
41724
SH
SOLE
41724
0
0
C S X CORP
COM
126408103
1874
58465
SH
SOLE
58465
0
0
C V S HEALTH CORP
COM
126650100
6457
81132
SH
SOLE
81132
0
0
CAMPUS CREST COMMUNITIES
COM
13466Y105
65
10090
SH
SOLE
10090
0
0
CANADIAN NATL RY CO F
COM
136375102
5255
74060
SH
SOLE
74060
0
0
CANADIAN PAC RAILWAY F
COM
13645T100
405
1950
SH
SOLE
1950
0
0
CANARC RESOURCE CORP COM
COM
13722d101
0
10000
SH
SOLE
10000
0
0
CAPSTEAD MORTGAGE CP NEWREIT
COM
14067E506
4538
370773
SH
SOLE
370773
0
0
CBS OUTDOOR AMERICAS INC.
COM
14987J106
4280
142945
SH
SOLE
142945
0
0
CHESAPEAKE LODGING TRUST
COM
165240102
1291
44300
SH
SOLE
44300
0
0
CHEVRON CORPORATION
COM
166764100
366
3066
SH
SOLE
3066
0
0
CHICAGO BRIDGE & IRON F N Y RE
COM
167250109
1809
31265
SH
SOLE
31265
0
0
CISCO SYSTEMS INC
COM
17275R102
316
12566
SH
SOLE
12566
0
0
CLIFFS NATURAL RES INC
COM
18683K101
134
12900
SH
SOLE
12900
0
0
COCA COLA COMPANY
COM
191216100
274
6432
SH
SOLE
6432
0
0
CONOCOPHILLIPS
COM
20825C104
302
3950
SH
SOLE
3950
0
0
COSTAMARE INC.
COM
Y1771G102
1495
68100
SH
SOLE
68100
0
0
CROWN HOLDINGS INC
COM
228368106
423
9500
SH
SOLE
9500
0
0
DELTA AIR LINES INC NEW
COM
247361702
3382
93545
SH
SOLE
93545
0
0
DEVON ENERGY CP NEW
COM
25179M103
292
4279
SH
SOLE
4279
0
0
DIAMOND OFFSHR DRILLING
COM
25271C102
356
10385
SH
SOLE
10385
0
0
DINEEQUITY INC
COM
254423106
765
9371
SH
SOLE
9371
0
0
DIRECTV
COM
25490A309
3867
44700
SH
SOLE
44700
0
0
DISCOVER FINANCIAL SVCS
COM
254709108
1900
29500
SH
SOLE
29500
0
0
DUKE ENERGY CORP NEW
COM
26441C204
1702
22761
SH
SOLE
22761
0
0
EMPIRE DISTRICT ELEC CO
COM
291641108
733
30350
SH
SOLE
30350
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
967
13686
SH
SOLE
13686
0
0
EXXON MOBIL CORPORATION
COM
30231G102
330
3509
SH
SOLE
3509
0
0
EYI INDS INC COM
COM
26928R104
0
100000
SH
SOLE
100000
0
0
FIFTH STREET FINANCE CP
COM
31678A103
4191
456556
SH
SOLE
456556
0
0
FORD MOTOR COMPANY NEW
COM
345370860
596
40320
SH
SOLE
40320
0
0
GENERAL ELECTRIC COMPANY
COM
369604103
281
10966
SH
SOLE
10966
0
0
GENERAL MOTORS CO
COM
37045V100
6524
204257
SH
SOLE
204257
0
0
GENWORTH FINANCIAL INC
COM
37247D106
1118
85373
SH
SOLE
85373
0
0
GNC Hodings Inc
COM
36191G107
393
10150
SH
SOLE
10150
0
0
GOODYEAR TIRE & RUBBER
COM
382550101
1048
46410
SH
SOLE
46410
0
0
GREAT PLAINS ENERGY INC
COM
391164100
1147
47460
SH
SOLE
47460
0
0
H C P INC REIT
COM
40414L109
679
17110
SH
SOLE
17110
0
0
HANESBRANDS INC
COM
410345102
578
5380
SH
SOLE
5380
0
0
HARTFORD FINL SVCS GRP
COM
416515104
556
14921
SH
SOLE
14921
0
0
HAWAIIAN ELEC INDUSTRIES
COM
419870100
2220
83618
SH
SOLE
83618
0
0
HEALTH CARE REIT INC REIT
COM
42217K106
3581
57408
SH
SOLE
57408
0
0
HERTZ GLOBAL
COM
42805T105
528
20800
SH
SOLE
20800
0
0
HOME DEPOT INC
COM
437076102
401
4374
SH
SOLE
4374
0
0
HOSPITALITY PPTYS TRUST BENEFI
COM
44106M102
1676
62430
SH
SOLE
62430
0
0
HYSTER-YALE MATERIALS HANDLING
COM
449172105
1633
22800
SH
SOLE
22800
0
0
ILLINOIS TOOL WORKS INC
COM
452308109
512
6066
SH
SOLE
6066
0
0
INTEL CORP
COM
458140100
911
26170
SH
SOLE
26170
0
0
INTL BUSINESS MACHINES
COM
459200101
464
2444
SH
SOLE
2444
0
0
ISHARE SPSC600BARVAL
COM
464287879
310
2885
SH
SOLE
2885
0
0
ISHARES CORE S&P ETF S&P 500 I
COM
464287200
284
1435
SH
SOLE
1435
0
0
ISHARES S&P U S PFD FUND S&P U
COM
464288687
320
8100
SH
SOLE
8100
0
0
ISHARES TR S&P 100 INDEXS
COM
464287101
607
6885
SH
SOLE
6885
0
0
ISHARES TRUST IBOXX $ HIGH YIE
COM
464288513
218
2370
SH
SOLE
2370
0
0
JOHNSON & JOHNSON
COM
478160104
240
2249
SH
SOLE
2249
0
0
JOHNSON CONTROLS INC
COM
478366107
1735
39443
SH
SOLE
39443
0
0
KIMBERLY-CLARK CORP
COM
494368103
2452
22796
SH
SOLE
22796
0
0
KINDER MORGAN MGMT LLC
COM
49455U100
412
4380
SH
SOLE
4380
0
0
KKR & CO LP
COM
48248m102
249
11177
SH
SOLE
11177
0
0
KOPPERS HOLDINGS INC.
COM
50060P106
1198
36130
SH
SOLE
36130
0
0
L S B INDUSTRIES INC
COM
502160104
2066
57858
SH
SOLE
57858
0
0
L T C PROPERTIES INC REIT
COM
502175102
5336
144645
SH
SOLE
144645
0
0
LAB CP OF AMER HLDG NEW
COM
50540R409
1589
15620
SH
SOLE
15620
0
0
LEGGETT & PLATT INC
COM
524660107
1042
29840
SH
SOLE
29840
0
0
LIBERTY ALL STAR
COM
530158104
64
10911
SH
SOLE
10911
0
0
LINCOLN NATIONAL CORP
COM
534187109
369
6893
SH
SOLE
6893
0
0
LOWES COMPANIES INC
COM
548661107
317
5981
SH
SOLE
5981
0
0
LYONDELLBASELL INDS F CLASS A
COM
N53745100
581
5350
SH
SOLE
5350
0
0
MACYS INC
COM
55616P104
1041
17900
SH
SOLE
17900
0
0
MAIN STREET CAPITAL CORP
COM
56035L104
1415
46191
SH
SOLE
46191
0
0
MARATHON OIL CORP
COM
565849106
1288
34267
SH
SOLE
34267
0
0
MARATHON PETE CORP
COM
56585A102
2420
28583
SH
SOLE
28583
0
0
MCDONALDS CORP
COM
580135101
238
2509
SH
SOLE
2509
0
0
MEDICAL PROPERTIES TRUST REIT
COM
58463J304
3486
284320
SH
SOLE
284320
0
0
MOHAWK INDUSTRIES INC
COM
608190104
1247
9250
SH
SOLE
9250
0
0
NATIONAL OILWELL VARCO
COM
637071101
546
7169
SH
SOLE
7169
0
0
NEW YORK CMNTY BANCORP
COM
649445103
932
58750
SH
SOLE
58750
0
0
NMC INC COM
COM
629196106
0
2974000
SH
SOLE
2974000
0
0
NORFOLK SOUTHERN CORP
COM
655844108
894
8013
SH
SOLE
8013
0
0
OLD DOMINION FREIGHT LNS
COM
679580100
1163
16460
SH
SOLE
16460
0
0
PEPCO HOLDINGS INC
COM
713291102
738
27560
SH
SOLE
27560
0
0
PHILIP MORRIS INTL INC
COM
718172109
522
6263
SH
SOLE
6263
0
0
PHILLIPS 66
COM
718546104
441
5425
SH
SOLE
5425
0
0
PIER 1 IMPORTS
COM
720279108
289
24300
SH
SOLE
24300
0
0
PORTLAND GENERAL ELEC
COM
736508847
2646
82387
SH
SOLE
82387
0
0
POTASH CORP SASK INC F
COM
73755L107
470
13600
SH
SOLE
13600
0
0
POTLATCH CORPORATION NEW
COM
737630103
875
21770
SH
SOLE
21770
0
0
PROSPECT CAPITAL CORP
COM
74348T102
5629
568600
SH
SOLE
568600
0
0
RAYONIER INC REIT
COM
754907103
242
7775
SH
SOLE
7775
0
0
REDDY ICE HLDGS INC NEW
COM
75734R303
461
108371
SH
SOLE
108371
0
0
REGIONS FINANCIAL CORP
COM
7591EP100
146
14524
SH
SOLE
14524
0
0
REVOLUTIONS MEDICAL CORP COM
COM
76154q106
0
10250
SH
SOLE
10250
0
0
ROYAL CARIBBEAN CRUISESF
COM
V7780T103
2239
33268
SH
SOLE
33268
0
0
SANDISK CORP
COM
80004C101
3198
32653
SH
SOLE
32653
0
0
SCHEIN HENRY INC
COM
806407102
1483
12735
SH
SOLE
12735
0
0
SCHW US BRD MKT ETF
COM
808524102
217
4560
SH
SOLE
4560
0
0
SCRIPPS NTWK INTERACTIV CLASS
COM
811065101
1111
14225
SH
SOLE
14225
0
0
SEADRILL LTD F
COM
G7945E105
2788
104180
SH
SOLE
104180
0
0
SENIOR HOUSING PPTYS TR REIT
COM
81721M109
234
11175
SH
SOLE
11175
0
0
SIX FLAGS ENTERTAINMENT
COM
83001A102
2204
64096
SH
SOLE
64096
0
0
SOUTHERN COPPER CORP
COM
84265V105
644
21716
SH
SOLE
21716
0
0
SPDR BARCLAYS ETF HIGH YIELD V
COM
78464A417
284
7078
SH
SOLE
7078
0
0
SPDR TRUST UNIT
COM
78462F103
205
1040
SH
SOLE
1040
0
0
SPRINGLEAF HOLDINGS, LLC
COM
85172J101
1175
36800
SH
SOLE
36800
0
0
STARWOOD PPTY TRUST INC
COM
85571B105
3693
168150
SH
SOLE
168150
0
0
SUN COMMUNITIES INC REIT
COM
866674104
1559
30880
SH
SOLE
30880
0
0
TAL INTERNATIONAL GROUP
COM
874083108
1308
31718
SH
SOLE
31718
0
0
TARGET CORPORATION
COM
87612E106
1732
27630
SH
SOLE
27630
0
0
TEXTRON INCORPORATED
COM
883203101
445
12372
SH
SOLE
12372
0
0
THERMO FISHER SCIENTIFIC
COM
883556102
3663
30101
SH
SOLE
30101
0
0
TIFFANY & CO NEW
COM
886547108
1369
14210
SH
SOLE
14210
0
0
TIMMINS GOLD CORP COM
COM
88741p103
15
12000
SH
SOLE
12000
0
0
TRINITY INDUSTRIES INC
COM
896522109
2478
53036
SH
SOLE
53036
0
0
TRW AUTOMOTIVE HOLDINGS CORP.
COM
87264S106
945
9330
SH
SOLE
9330
0
0
U S BANCORP DEL NEW
COM
902973304
248
5934
SH
SOLE
5934
0
0
U.S. SILICA HOLDINGS, INC.
COM
90346E103
1847
29551
SH
SOLE
29551
0
0
UNION PACIFIC CORP
COM
907818108
5108
47117
SH
SOLE
47117
0
0
VERIZON COMMUNICATIONS
COM
92343V104
6324
126502
SH
SOLE
126502
0
0
VORNADO REALTY TRUST
COM
929042109
217
2166
SH
SOLE
2166
0
0
WABTEC
COM
929740108
2258
27861
SH
SOLE
27861
0
0
WALGREEN COMPANY
COM
931422109
336
5661
SH
SOLE
5661
0
0
WEATHERFORD INTL LTD F
COM
g48833100
501
24070
SH
SOLE
24070
0
0
WELLS FARGO & CO NEW
COM
949746101
796
15345
SH
SOLE
15345
0
0
WHIRLPOOL CORP
COM
963320106
462
3175
SH
SOLE
3175
0
0
WISDOMTREE MIDCAP
COM
97717W505
312
3985
SH
SOLE
3985
0
0
ALLIANCE RES PARTNERS LP
LTD
01877R108
1979
46194
SH
SOLE
46194
0
0
AMERIGAS PARTNERS LP
LTD
030975106
3909
85687
SH
SOLE
85687
0
0
ATLAS PIPELINE PART LP
LTD
049392103
1769
48512
SH
SOLE
48512
0
0
BOARDWALK PIPELINE PTNRS
LTD
096627104
1455
77824
SH
SOLE
77824
0
0
BREITBURN ENERGY PTNR LP
LTD
106776107
931
45800
SH
SOLE
45800
0
0
BUCKEYE PARTNERS UTS L P UNIT
LTD
118230101
911
11440
SH
SOLE
11440
0
0
CALUMET SPECIALTY PRODUCTS LP
LTD
131476103
2261
82357
SH
SOLE
82357
0
0
CEDAR FAIR L P DEP UTS
LTD
150185106
2696
57040
SH
SOLE
57040
0
0
EAGLE ROCK ENGY PARTNERS
LTD
26985R104
73
20400
SH
SOLE
20400
0
0
EL PASO PIPELINE PTNR LP
LTD
283702108
410
10210
SH
SOLE
10210
0
0
ENBRIDGE ENERGY PTNRS LP
LTD
29250R106
540
13906
SH
SOLE
13906
0
0
ENERGY TRANSFER PARTNERS UNITS
LTD
29273R109
1927
30110
SH
SOLE
30110
0
0
ENTERPRISE PRD PRTNRS LP
LTD
293792107
1604
39809
SH
SOLE
39809
0
0
HI-CRUSH PARTNERS LP
LTD
428337109
1237
24000
SH
SOLE
24000
0
0
HOLLY ENERGY PARTNERS
LTD
435763107
744
20435
SH
SOLE
20435
0
0
KINDER MORGAN ENERGY LP UNIT L
LTD
494550106
1537
16478
SH
SOLE
16478
0
0
LINN ENERGY
LTD
536020100
657
21800
SH
SOLE
21800
0
0
MEMORIAL PRODTN PTNR LP
LTD
586048100
1451
65951
SH
SOLE
65951
0
0
NATURAL RESOURCE PTNR LP
LTD
63900P103
426
32700
SH
SOLE
32700
0
0
NAVIOS MARITIME PTNRS F
LTD
Y62267102
2134
119705
SH
SOLE
119705
0
0
NISKA GAS STORAGE PTNRS
LTD
654678101
301
24100
SH
SOLE
24100
0
0
NUSTAR ENERGY LP
LTD
67058H102
3470
52618
SH
SOLE
52618
0
0
ONEOK PARTNERS LP
LTD
68268N103
1782
31850
SH
SOLE
31850
0
0
PLAINS ALL AMERN PPLN LP UNIT
LTD
726503105
359
6100
SH
SOLE
6100
0
0
REGENCY ENERGY PARTNERS
LTD
75885y107
614
18833
SH
SOLE
18833
0
0
RHINO RES PARTNERS LP
LTD
76218Y103
545
45537
SH
SOLE
45537
0
0
STONEMOR PARTNERS LP
LTD
86183Q100
1383
53639
SH
SOLE
53639
0
0
T C PIPELINES LP
LTD
87233Q108
2565
37877
SH
SOLE
37877
0
0
TEEKAY LNG PARTNERS LP F
LTD
Y8564M105
949
21778
SH
SOLE
21778
0
0
TEEKAY OFFSHORE PARTNERF
LTD
Y8565J101
1449
43125
SH
SOLE
43125
0
0
VALERO ENERGY PARTNERS LP
LTD
91914J102
350
7850
SH
SOLE
7850
0
0
WESTERN GAS PARTNERS L P
LTD
958254104
1906
25415
SH
SOLE
25415
0
0
WILLIAMS PARTNERS
LTD
96950F104
2915
54944
SH
SOLE
54944
0
0
AEGON NV 6.50% PFD F PERPETUAL
PFD
007924400
586
23110
SH
SOLE
23110
0
0
Ashford Hospitality Trust Inc
PFD
044103208
218
8560
SH
SOLE
8560
0
0
BARCLAYS BANK 7.75%ADR F SPONS
PFD
06739H511
204
7900
SH
SOLE
7900
0
0
CBL & ASSOC DEP SHS PFD REPS 1
PFD
124830605
723
28363
SH
SOLE
28363
0
0
CBL& ASSOC 6.625% DEP SH REP 1
PFD
124830803
424
17450
SH
SOLE
17450
0
0
CLIFFS NAT RES 7% PFD DEP 1/40
PFD
18683K408
1511
134940
SH
SOLE
134940
0
0
CORNERSTONE BANCSHA PFD PFD CO
PFD
218924207
5262
209980
SH
SOLE
209980
0
0
DIGITAL RLTY TR 6.625% SERIES
PFD
253868806
259
10250
SH
SOLE
10250
0
0
METLIFE INC B 6.50% PFD NON-CU
PFD
59156R603
204
7950
SH
SOLE
7950
0
0
MORGAN STANLEY CAPITAL TR VII
PFD
61750K208
273
10840
SH
SOLE
10840
0
0
PUBLIC STORAGE 5.375%PFD DEP S
PFD
74460W800
235
10250
SH
SOLE
10250
0
0
REDDY ICE HLDGS INC PFD 7% CON
PFD
75734R204
184
40844
SH
SOLE
40844
0
0
SL GREEN RLTY 6.5% PFD SERIES
PFD
78440X507
284
11240
SH
SOLE
11240
0
0
SLM CORP 6%43 SENIOR NOTE DUE
PFD
78442P304
506
23250
SH
SOLE
23250
0
0