0000921895-13-000096.txt : 20130111 0000921895-13-000096.hdr.sgml : 20130111 20130111214520 ACCESSION NUMBER: 0000921895-13-000096 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130101 FILED AS OF DATE: 20130111 DATE AS OF CHANGE: 20130111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMG Indium Resources Ltd. CENTRAL INDEX KEY: 0001426506 STANDARD INDUSTRIAL CLASSIFICATION: [6221] IRS NUMBER: 510662991 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 PARK AVE. STREET 2: 16TH FLOOR. CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-984-0635 MAIL ADDRESS: STREET 1: 100 PARK AVE. STREET 2: 16TH FLOOR. CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: Specialty Metals Group Indium Corp. DATE OF NAME CHANGE: 20080207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Raging Capital Master Fund, Ltd. CENTRAL INDEX KEY: 0001566641 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54391 FILM NUMBER: 13526426 BUSINESS ADDRESS: STREET 1: C/O OGIER FIDUCIARY SERVICES (CAYMAN) STREET 2: 89 NEXUS WAY CITY: CAMANA BAY, GRAND CAYMAN STATE: E9 ZIP: KY 1-9007 BUSINESS PHONE: 609.357.1870 MAIL ADDRESS: STREET 1: C/O OGIER FIDUCIARY SERVICES (CAYMAN) STREET 2: 89 NEXUS WAY CITY: CAMANA BAY, GRAND CAYMAN STATE: E9 ZIP: KY 1-9007 3 1 form307738018_01112013.xml OWNERSHIP DOCUMENT X0206 3 2013-01-01 0 0001426506 SMG Indium Resources Ltd. SMGI.OB 0001566641 Raging Capital Master Fund, Ltd. C/O OGIER FIDUCIARY SERVICES (CAYMAN) 89 NEXUS WAY CAMANA BAY, GRAND CAYMAN E9 KY 1-9007 CAYMAN ISLANDS 0 0 1 0 Common Stock, par value $0.001 3967342 D Warrants (right to buy) 5.75 2016-05-04 Common Stock, par value $0.001 1967342 D The securities of the Issuer reported in this Form 3 are owned directly by Raging Capital Master Fund, Ltd. ("Raging Master") as a result of the assignment of securities of the Issuer held by Raging Capital Fund, LP to Raging Capital Fund (QP), LP, and the contribution of securities of the Issuer held by Raging Capital Fund (QP), LP to Raging Master immediately thereafter. Such assignment and contribution were effected in connection with an internal restructuring implemented by such entities effective January 1, 2013. As the investment manager of Raging Master, Raging Capital Management, LLC ("Raging Capital") may be deemed to beneficially own the securities of the Issuer owned directly by Raging Master. As the managing member of Raging Capital, William C. Martin may be deemed to beneficially own the securities of the Issuer owned directly by Raging Master. Each of Raging Capital and Mr. Martin disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The Warrants are currently exercisable. Raging Capital Master Fund, Ltd., By: Raging Capital Management, LLC, Investment Manager, By: /s/ Frederick C. Wasch, Chief Financial Officer 2013-01-11