-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, St9C+bP18dP2X1lAGL1uou//u8vA8ShX0MbecrYd4p9VWMju5NCbBRLDBrEbnRdB T3lpq26tBWlpKA8U+/HisQ== 0000919574-08-003033.txt : 20080514 0000919574-08-003033.hdr.sgml : 20080514 20080514115405 ACCESSION NUMBER: 0000919574-08-003033 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080331 FILED AS OF DATE: 20080514 DATE AS OF CHANGE: 20080514 EFFECTIVENESS DATE: 20080514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ZS CROSSOVER MANAGEMENT LLC CENTRAL INDEX KEY: 0001426342 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12895 FILM NUMBER: 08830332 BUSINESS ADDRESS: STREET 1: 1133 AENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-398-6200 MAIL ADDRESS: STREET 1: 1133 AENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 13F-HR 1 d881810_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended March 31, 2008 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: ZS Crossover Management, L.L.C. Address: 1133 Avenue of the Americas New York, New York 10036 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ned Sherwood Title: Member Phone: 212-398-6200 Signature, Place and Date of Signing: /s/ Ned Sherwood New York, New York May 14, 2008 - ---------------------- -------------------- -------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 48 Form 13F Information Table Value Total: $140,888 (thousands) List of Other Included Managers: 1) ZS Crossover II L.P. 2) ZS Crossover II GP, L.L.C. FORM 13F INFORMATION TABLE
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHR VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MGRS SOLE SHARED 3M CO COM 88579Y101 1,583 20,000 SH SHARED-DEFINED 1,2 20,000 ALDILA INC COM NEW 014384200 988 86,705 SH SHARED-DEFINED 1,2 86,705 ALTRIA GROUP INC COM 02209S103 888 40,000 CALL SHARED-DEFINED 1,2 40,000 ALTRIA GROUP INC COM 02209S103 2,292 103,200 SH SHARED-DEFINED 1,2 103,200 AMERICAN EXPRESS CO COM 025816109 874 20,000 SH SHARED-DEFINED 1,2 20,000 AMERICAN REPROGRAPHICS CO COM 029263100 709 47,771 SH SHARED-DEFINED 1,2 47,771 ARMSTRONG WORLD INDS INC NEW COM 04247X102 4,900 137,411 SH SHARED-DEFINED 1,2 137,411 ASA LIMITED COM G3156P103 819 10,000 SH SHARED-DEFINED 1,2 10,000 BURLINGTON NORTHN SANTA FE C COM 12189T104 2,767 30,000 CALL SHARED-DEFINED 1,2 30,000 CALIFORNIA COASTAL CMNTYS IN COM NEW 129915203 1,417 292,800 SH SHARED-DEFINED 1,2 292,800 CAPITAL SOUTHWEST CORP COM 140501107 13,281 107,348 SH SHARED-DEFINED 1,2 107,348 CAPITAL SOUTHWEST CORP COM 140501107 11,880 96,023 SH SOLE 96,023 CIMAREX ENERY CO COM 171798101 9,120 166,600 SH SHARED-DEFINED 1,2 166,600 CISCO SYS INC COM 17275R102 1,048 43,500 CALL SHARED-DEFINED 1,2 43,500 COCA COLA CO COM 191216100 2,283 37,500 CALL SHARED-DEFINED 1,2 37,500 CVS CAREMARK CORPORATION COM 126650100 4,254 105,000 SH SHARED-DEFINED 1,2 105,000 GENERAL ELECTRIC CO COM 369604103 3,701 100,000 CALL SHARED-DEFINED 1,2 100,000 GENERAL ELECTRIC CO COM 369604103 2,221 60,000 SH SHARED-DEFINED 1,2 60,000 HALLIBURTON CO COM 406216101 3,146 80,000 SH SHARED-DEFINED 1,2 80,000 HEELYS INC COM 42279M107 64 15,000 PUT SOLE 15,000 HELIX ENERGY SOLUTIONS GRP I COM 42330P107 4,164 132,200 SH SHARED-DEFINED 1,2 132,200 INTERACTIVE BROKERS GROUP IN COM 45841N107 1,484 57,800 SH SHARED-DEFINED 1,2 57,800 INTERACTIVE BROKERS GROUP IN COM 45841N107 257 10,000 CALL SHARED-DEFINED 1,2 10,000 INTERACTIVE BROKERS GROUP IN COM 45841N107 793 30,900 PUT SHARED-DEFINED 1,2 30,900 JP MORGAN CHASE & CO COM 46625H100 3,195 74,400 CALL SHARED-DEFINED 1,2 74,400 KAPSTONE PAPER & PACKAGING C COM 48562P103 1,945 293,860 SH SHARED-DEFINED 1,2 293,860 KAPSTONE PAPER & PACKAGING C *W EXP 08/15/200 48562P111 2,449 1,449,373 SH SHARED-DEFINED 1,2 1,449,373 KONINKLIJKE PHILIPS ELECTRS NY REG SH NEW 500472303 383 10,000 CALL SHARED-DEFINED 1,2 10,000 KONINKLIJKE PHILIPS ELECTRS NY REG SH NEW 500472303 2,166 56,500 SH SHARED-DEFINED 1,2 56,500 MARSH & MCLENNAN COS INC COM 571748102 278 11,400 CALL SHARED-DEFINED 1,2 11,400 MCDONALDS CORP COM 580135101 5,019 90,000 CALL SHARED-DEFINED 1,2 90,000 MICROSOFT CORP COM 594918104 2,838 100,000 CALL SHARED-DEFINED 1,2 100,000 MICROSOFT CORP COM 594918104 4,456 157,000 SH SHARED-DEFINED 1,2 157,000 NEWMONT MINING CORP COM 651639106 453 10,000 SH SHARED-DEFINED 1,2 10,000 OCCIDENTAL PETE CORP DEL COM 674599105 1,712 23,400 CALL SHARED-DEFINED 1,2 23,400 OSHKOSH CORP COM 688239201 3,447 95,000 SH SHARED-DEFINED 1,2 95,000 PROCTER & GAMBLE CO COM 742718109 7,007 100,000 CALL SHARED-DEFINED 1,2 100,000 SONESTA INTL HOTELS CORP CL A 835438409 1,768 71,434 SH SHARED-DEFINED 1,2 71,434 SPRINT NEXTEL CORP COM SER 1 852061100 119 17,800 CALL SHARED-DEFINED 1,2 17,800 SYNOPSYS INC COM 871607107 1,101 48,500 CALL SHARED-DEFINED 1,2 48,500 TIME WARNER INC COM 887317105 280 20,000 CALL SHARED-DEFINED 1,2 20,000 TLC VISION CORP COM 872549100 132 115,000 SH SHARED-DEFINED 1,2 115,000 TRICO MARINE SERVICES INC COM NEW 896106200 3,410 87,500 SH SHARED-DEFINED 1,2 87,500 UNITEDHEALTH GROUP INC COM 91324P102 1,031 30,000 CALL SHARED-DEFINED 1,2 30,000 UNITED TECHNOLOGIES CORP COM 913017109 1,652 24,000 SH SHARED-DEFINED 1,2 24,000 US BANCORP DEL COM NEW 902973304 4,854 150,000 CALL SHARED-DEFINED 1,2 150,000 WALTER INDS INC COM 93317Q105 7,021 112,100 PUT SHARED-DEFINED 1,2 112,100 WALTER INDS INC COM 93317Q105 9,238 147,500 SH SHARED-DEFINED 1,2 147,500
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