0001193125-11-141573.txt : 20110516
0001193125-11-141573.hdr.sgml : 20110516
20110516163828
ACCESSION NUMBER: 0001193125-11-141573
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110516
DATE AS OF CHANGE: 20110516
EFFECTIVENESS DATE: 20110516
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Spears Abacus Advisors LLC
CENTRAL INDEX KEY: 0001426319
IRS NUMBER: 205909012
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12956
FILM NUMBER: 11847638
BUSINESS ADDRESS:
STREET 1: 147 EAST 48TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-230-9800
MAIL ADDRESS:
STREET 1: 147 EAST 48TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10017
13F-HR
1
d13fhr.txt
FORM 13F
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2011
Check here if Amendment [_]; Amendment Number:
----------
This Amendment (Check only one): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Spears Abacus Advisors LLC
Address: 147 East 48th Street
New York, New York 10017
Form 13F File Number: 28-12956
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Robert Raich
Title: President
Phone: 212-230-9800
Signature, Place, and Date of Signing:
/s/ Robert Raich New York, New York May 16, 2011
---------------------------------- ---------------------- -----------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 78
Form 13F Information Table Value Total: $639,034
(thousands)
List of Other Included Managers: NONE
Form 13F
Information Table
Voting Authority
Value Shares/ Sh/ Put/ Invstmt Other ---------------------------
Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
------------------------ ----------------- --------- --------- ------------ --- ---- ------- -------- ------------ ------ --------
-
ABBOTT LABS COM 002824100 278 5,662 SH Sole 5,662
ACE LTD SHS H0023R105 30,880 477,278 SH Sole 449,088 28,190
ALLERGAN INC COM 018490102 1,577 22,205 SH Sole 22,205
ALTRIA GROUP INC COM 02209S103 1,984 76,222 SH Sole 76,222
AMERICAN EXPRESS CO COM 025816109 1,145 25,340 SH Sole 25,340
AON CORP COM 037389103 25,927 489,566 SH Sole 456,096 33,470
APACHE CORP COM 037411105 27,497 210,027 SH Sole 196,667 13,360
APPLE INC COM 037833100 2,345 6,728 SH Sole 6,728
AUTOMATIC DATA PROCESSING IN COM 053015103 1,904 37,116 SH Sole 37,116
AXIS CAPITAL HOLDINGS SHS G0692U109 13,448 385,108 SH Sole 381,828 3,280
BANK OF NEW YORK MELLON CORP COM 064058100 656 21,967 SH Sole 21,967
BAXTER INTL INC COM 071813109 22,664 421,497 SH Sole 391,767 29,730
BERKSHIRE HATHAWAY INC DEL CL A 084670108 626 5 SH Sole 5
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1,068 12,770 SH Sole 12,770
BIOGEN IDEC INC COM 09062X103 513 6,980 SH Sole 6,980
BROADRIDGE FINL SOLUTIONS IN COM 11133T103 25,574 1,127,122 SH Sole 1,055,372 71,750
CALIPER LIFE SCIENCES INC COM 130872104 3,736 552,595 SH Sole 522,851 29,744
CHECK POINT SOFTWARE TECH LT ORD M22465104 29,044 568,924 SH Sole 528,624 40,300
CHEVRON CORP NEW COM 166764100 752 6,995 SH Sole 6,995
CHUBB CORP COM 171232101 7,543 123,029 SH Sole 120,729 2,300
CISCO SYS INC COM 17275R102 1,800 104,950 SH Sole 104,950
CITIGROUP INC COM 172967101 46 10,346 SH Sole 10,346
COCA COLA CO COM 191216100 330 4,979 SH Sole 4,979
COMCAST CORP NEW CL A 20030N101 28,285 1,144,199 SH Sole 1,053,224 90,975
CONOCOPHILLIPS COM 20825C104 966 12,095 SH Sole 12,095
COOPER INDUSTRIES PLC SHS G24140108 12,384 190,824 SH Sole 177,144 13,680
CROWN CASTLE INTL CORP COM 228227104 2,471 58,075 SH Sole 58,075
CVS CAREMARK CORPORATION COM 126650100 17,418 507,513 SH Sole 471,043 36,470
DEVON ENERGY CORP NEW COM 25179M103 19,985 217,772 SH Sole 199,782 17,990
DG FASTCHANNEL INC COM 23326R109 22,060 685,310 SH Sole 643,130 42,180
DISNEY WALT CO COM DISNEY 254687106 253 5,860 SH Sole 5,860
DOMINION RES INC VA NEW COM 25746U109 254 5,682 SH Sole 5,682
ENCANA CORP COM 292505104 293 8,485 SH Sole 8,485
EXXON MOBIL CORP COM 30231G102 2,771 32,941 SH Sole 32,941
F M C CORP COM NEW 302491303 11,823 139,214 SH Sole 127,614 11,600
FEDEX CORP COM 31428X106 19,224 205,494 SH Sole 192,384 13,110
FLEXIBLE SOLUTIONS INTL INC COM 33938T104 622 420,600 SH Sole 420,600
GENERAL ELECTRIC CO COM 369604103 291 14,497 SH Sole 14,497
GOLDCORP INC NEW COM 380956409 485 9,730 SH Sole 9,730
GOLDMAN SACHS GROUP INC COM 38141G104 313 1,975 SH Sole 1,975
GOOGLE INC CL A 38259P508 25,946 44,219 SH Sole 41,569 2,650
HOLOGIC INC COM 436440101 18,225 820,951 SH Sole 748,841 72,110
IMAX CORP COM 45245E109 14,889 465,570 SH Sole 436,140 29,430
INTERNATIONAL BUSINESS MACHS COM 459200101 1,113 6,824 SH Sole 6,824
JABIL CIRCUIT INC COM 466313103 1,716 83,972 SH Sole 83,972
JOHNSON & JOHNSON COM 478160104 4,033 68,064 SH Sole 59,564 8,500
JPMORGAN CHASE & CO COM 46625H100 2,171 47,100 SH Sole 47,100
KINDER MORGAN MANAGEMENT LLC SHS 49455U100 20,246 308,669 SH Sole 284,729 23,940
KOHLS CORP COM 500255104 252 4,750 SH Sole 4,750
KRAFT FOODS INC CL A 50075N104 2,127 67,818 SH Sole 62,018 5,800
LIFE TECHNOLOGIES CORP COM 53217V109 24,647 470,190 SH Sole 434,190 36,000
MARKEL CORP COM 570535104 747 1,803 SH Sole 1,803
MERCK & CO INC NEW COM 58933Y105 786 23,801 SH Sole 23,801
MICROSOFT CORP COM 594918104 29,882 1,176,935 SH Sole 1,099,985 76,950
ORACLE CORP COM 68389X105 27,596 825,418 SH Sole 781,748 43,670
PHILIP MORRIS INTL INC COM 718172109 3,887 59,227 SH Sole 59,227
PROCTER & GAMBLE CO COM 742718109 897 14,554 SH Sole 14,554
PROSHARES TR PSHS ULTSH 20YRS 74347R297 4 120 SH Sole 120
REGIONS FINANCIAL CORP NEW COM 7591EP100 407 56,016 SH Sole 56,016
SCHLUMBERGER LTD COM 806857108 2,661 28,532 SH Sole 28,532
ST JUDE MED INC COM 790849103 25,565 498,730 SH Sole 465,660 33,070
STATE STR CORP COM 857477103 17,526 389,987 SH Sole 363,887 26,100
STRYKER CORP COM 863667101 736 12,110 SH Sole 12,110
THERMO FISHER SCIENTIFIC INC COM 883556102 28,455 512,242 SH Sole 476,142 36,100
TIME WARNER INC COM NEW 887317303 333 9,329 SH Sole 9,329
UNILEVER PLC SPON ADR NEW 904767704 1,613 52,665 SH Sole 52,665
UNION BANKSHARES INC COM 905400107 2,538 133,299 SH Sole 133,299
WALGREEN CO COM 931422109 392 9,767 SH Sole 9,767
WEATHERFORD INTERNATIONAL LT REG SHS H27013103 221 9,775 SH Sole 9,775
WELLS FARGO & CO NEW COM 949746101 363 11,460 SH Sole 11,460
WESTERN UN CO COM 959802109 20,227 973,837 SH Sole 906,367 67,470
WILLIAMS COS INC DEL COM 969457100 14,667 470,412 SH Sole 439,312 31,100
ISHARES TR MSCI EAFE INDEX 464287465 234 3,890 SH Sole 3,890
ISHARES TR RUSSELL1000GRW 464287614 489 8,080 SH Sole 8,080
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 215 3,750 SH Sole 3,750
SPDR GOLD TRUST GOLD SHS 78463V107 881 6,300 SH Sole 6,300
SPDR S&P 500 ETF TR TR UNIT 78462F103 829 6,250 SH Sole 6,250
VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 283 5,790 SH Sole 5,790