0001193125-11-141573.txt : 20110516 0001193125-11-141573.hdr.sgml : 20110516 20110516163828 ACCESSION NUMBER: 0001193125-11-141573 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110516 DATE AS OF CHANGE: 20110516 EFFECTIVENESS DATE: 20110516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Spears Abacus Advisors LLC CENTRAL INDEX KEY: 0001426319 IRS NUMBER: 205909012 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12956 FILM NUMBER: 11847638 BUSINESS ADDRESS: STREET 1: 147 EAST 48TH STREET CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-230-9800 MAIL ADDRESS: STREET 1: 147 EAST 48TH STREET CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment [_]; Amendment Number: ---------- This Amendment (Check only one): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Spears Abacus Advisors LLC Address: 147 East 48th Street New York, New York 10017 Form 13F File Number: 28-12956 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Robert Raich Title: President Phone: 212-230-9800 Signature, Place, and Date of Signing: /s/ Robert Raich New York, New York May 16, 2011 ---------------------------------- ---------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 78 Form 13F Information Table Value Total: $639,034 (thousands) List of Other Included Managers: NONE Form 13F Information Table
Voting Authority Value Shares/ Sh/ Put/ Invstmt Other --------------------------- Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ------------------------ ----------------- --------- --------- ------------ --- ---- ------- -------- ------------ ------ -------- - ABBOTT LABS COM 002824100 278 5,662 SH Sole 5,662 ACE LTD SHS H0023R105 30,880 477,278 SH Sole 449,088 28,190 ALLERGAN INC COM 018490102 1,577 22,205 SH Sole 22,205 ALTRIA GROUP INC COM 02209S103 1,984 76,222 SH Sole 76,222 AMERICAN EXPRESS CO COM 025816109 1,145 25,340 SH Sole 25,340 AON CORP COM 037389103 25,927 489,566 SH Sole 456,096 33,470 APACHE CORP COM 037411105 27,497 210,027 SH Sole 196,667 13,360 APPLE INC COM 037833100 2,345 6,728 SH Sole 6,728 AUTOMATIC DATA PROCESSING IN COM 053015103 1,904 37,116 SH Sole 37,116 AXIS CAPITAL HOLDINGS SHS G0692U109 13,448 385,108 SH Sole 381,828 3,280 BANK OF NEW YORK MELLON CORP COM 064058100 656 21,967 SH Sole 21,967 BAXTER INTL INC COM 071813109 22,664 421,497 SH Sole 391,767 29,730 BERKSHIRE HATHAWAY INC DEL CL A 084670108 626 5 SH Sole 5 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1,068 12,770 SH Sole 12,770 BIOGEN IDEC INC COM 09062X103 513 6,980 SH Sole 6,980 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 25,574 1,127,122 SH Sole 1,055,372 71,750 CALIPER LIFE SCIENCES INC COM 130872104 3,736 552,595 SH Sole 522,851 29,744 CHECK POINT SOFTWARE TECH LT ORD M22465104 29,044 568,924 SH Sole 528,624 40,300 CHEVRON CORP NEW COM 166764100 752 6,995 SH Sole 6,995 CHUBB CORP COM 171232101 7,543 123,029 SH Sole 120,729 2,300 CISCO SYS INC COM 17275R102 1,800 104,950 SH Sole 104,950 CITIGROUP INC COM 172967101 46 10,346 SH Sole 10,346 COCA COLA CO COM 191216100 330 4,979 SH Sole 4,979 COMCAST CORP NEW CL A 20030N101 28,285 1,144,199 SH Sole 1,053,224 90,975 CONOCOPHILLIPS COM 20825C104 966 12,095 SH Sole 12,095 COOPER INDUSTRIES PLC SHS G24140108 12,384 190,824 SH Sole 177,144 13,680 CROWN CASTLE INTL CORP COM 228227104 2,471 58,075 SH Sole 58,075 CVS CAREMARK CORPORATION COM 126650100 17,418 507,513 SH Sole 471,043 36,470 DEVON ENERGY CORP NEW COM 25179M103 19,985 217,772 SH Sole 199,782 17,990 DG FASTCHANNEL INC COM 23326R109 22,060 685,310 SH Sole 643,130 42,180 DISNEY WALT CO COM DISNEY 254687106 253 5,860 SH Sole 5,860 DOMINION RES INC VA NEW COM 25746U109 254 5,682 SH Sole 5,682 ENCANA CORP COM 292505104 293 8,485 SH Sole 8,485 EXXON MOBIL CORP COM 30231G102 2,771 32,941 SH Sole 32,941 F M C CORP COM NEW 302491303 11,823 139,214 SH Sole 127,614 11,600 FEDEX CORP COM 31428X106 19,224 205,494 SH Sole 192,384 13,110 FLEXIBLE SOLUTIONS INTL INC COM 33938T104 622 420,600 SH Sole 420,600 GENERAL ELECTRIC CO COM 369604103 291 14,497 SH Sole 14,497 GOLDCORP INC NEW COM 380956409 485 9,730 SH Sole 9,730
GOLDMAN SACHS GROUP INC COM 38141G104 313 1,975 SH Sole 1,975 GOOGLE INC CL A 38259P508 25,946 44,219 SH Sole 41,569 2,650 HOLOGIC INC COM 436440101 18,225 820,951 SH Sole 748,841 72,110 IMAX CORP COM 45245E109 14,889 465,570 SH Sole 436,140 29,430 INTERNATIONAL BUSINESS MACHS COM 459200101 1,113 6,824 SH Sole 6,824 JABIL CIRCUIT INC COM 466313103 1,716 83,972 SH Sole 83,972 JOHNSON & JOHNSON COM 478160104 4,033 68,064 SH Sole 59,564 8,500 JPMORGAN CHASE & CO COM 46625H100 2,171 47,100 SH Sole 47,100 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 20,246 308,669 SH Sole 284,729 23,940 KOHLS CORP COM 500255104 252 4,750 SH Sole 4,750 KRAFT FOODS INC CL A 50075N104 2,127 67,818 SH Sole 62,018 5,800 LIFE TECHNOLOGIES CORP COM 53217V109 24,647 470,190 SH Sole 434,190 36,000 MARKEL CORP COM 570535104 747 1,803 SH Sole 1,803 MERCK & CO INC NEW COM 58933Y105 786 23,801 SH Sole 23,801 MICROSOFT CORP COM 594918104 29,882 1,176,935 SH Sole 1,099,985 76,950 ORACLE CORP COM 68389X105 27,596 825,418 SH Sole 781,748 43,670 PHILIP MORRIS INTL INC COM 718172109 3,887 59,227 SH Sole 59,227 PROCTER & GAMBLE CO COM 742718109 897 14,554 SH Sole 14,554 PROSHARES TR PSHS ULTSH 20YRS 74347R297 4 120 SH Sole 120 REGIONS FINANCIAL CORP NEW COM 7591EP100 407 56,016 SH Sole 56,016 SCHLUMBERGER LTD COM 806857108 2,661 28,532 SH Sole 28,532 ST JUDE MED INC COM 790849103 25,565 498,730 SH Sole 465,660 33,070 STATE STR CORP COM 857477103 17,526 389,987 SH Sole 363,887 26,100 STRYKER CORP COM 863667101 736 12,110 SH Sole 12,110 THERMO FISHER SCIENTIFIC INC COM 883556102 28,455 512,242 SH Sole 476,142 36,100 TIME WARNER INC COM NEW 887317303 333 9,329 SH Sole 9,329 UNILEVER PLC SPON ADR NEW 904767704 1,613 52,665 SH Sole 52,665 UNION BANKSHARES INC COM 905400107 2,538 133,299 SH Sole 133,299 WALGREEN CO COM 931422109 392 9,767 SH Sole 9,767 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 221 9,775 SH Sole 9,775 WELLS FARGO & CO NEW COM 949746101 363 11,460 SH Sole 11,460 WESTERN UN CO COM 959802109 20,227 973,837 SH Sole 906,367 67,470 WILLIAMS COS INC DEL COM 969457100 14,667 470,412 SH Sole 439,312 31,100 ISHARES TR MSCI EAFE INDEX 464287465 234 3,890 SH Sole 3,890 ISHARES TR RUSSELL1000GRW 464287614 489 8,080 SH Sole 8,080 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 215 3,750 SH Sole 3,750 SPDR GOLD TRUST GOLD SHS 78463V107 881 6,300 SH Sole 6,300 SPDR S&P 500 ETF TR TR UNIT 78462F103 829 6,250 SH Sole 6,250 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 283 5,790 SH Sole 5,790