0000950123-14-012124.txt : 20141114 0000950123-14-012124.hdr.sgml : 20141114 20141114132019 ACCESSION NUMBER: 0000950123-14-012124 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141114 DATE AS OF CHANGE: 20141114 EFFECTIVENESS DATE: 20141114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Spears Abacus Advisors LLC CENTRAL INDEX KEY: 0001426319 IRS NUMBER: 205909012 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12956 FILM NUMBER: 141222474 BUSINESS ADDRESS: STREET 1: 147 EAST 48TH STREET CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-230-9800 MAIL ADDRESS: STREET 1: 147 EAST 48TH STREET CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001426319 XXXXXXXX 09-30-2014 09-30-2014 Spears Abacus Advisors LLC

147 East 48th Street NEW YORK NY 10017

13F HOLDINGS REPORT 028-12956 N Robert Raich 212-230-9800 /s/ Robert Raich New York NY 11-14-2014 0 135 836464 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F 3M CO COM 88579Y101 1010 7131 SH SOLE 7131 0 0 ABBVIE INC COM 00287Y109 408 7059 SH SOLE 7059 0 0 ACE LTD SHS H0023R105 38777 369759 SH SOLE 347899 0 21860 ALLERGAN INC COM 018490102 1539 8635 SH SOLE 8635 0 0 ALTRIA GROUP INC COM 02209S103 3465 75425 SH SOLE 75425 0 0 AMERICAN EXPRESS CO COM 025816109 545 6230 SH SOLE 6230 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 36359 673074 SH SOLE 630664 0 42410 ANADARKO PETE CORP COM 032511107 256 2522 SH SOLE 2522 0 0 AON PLC SHS CL A G0408V102 1595 18198 SH SOLE 18198 0 0 APACHE CORP COM 037411105 1372 14615 SH SOLE 14615 0 0 APPLE INC COM 037833100 28943 287277 SH SOLE 269217 0 18060 AUTOMATIC DATA PROCESSING IN COM 053015103 947 11393 SH SOLE 11393 0 0 AUTONATION INC COM 05329W102 14878 295728 SH SOLE 280428 0 15300 AVERY DENNISON CORP COM 053611109 24429 547121 SH SOLE 517046 0 30075 BANK NEW YORK MELLON CORP COM 064058100 348 8989 SH SOLE 8989 0 0 BAXTER INTL INC COM 071813109 5575 77685 SH SOLE 77685 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 414 2 SH SOLE 2 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1939 14036 SH SOLE 14036 0 0 BIOGEN IDEC INC COM 09062X103 1778 5376 SH SOLE 5376 0 0 BREITBURN ENERGY PARTNERS LP COM UT LTD PTN 106776107 348 17135 SH SOLE 17135 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 387 7563 SH SOLE 7563 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 290 6970 SH SOLE 6970 0 0 CARPENTER TECHNOLOGY CORP COM 144285103 10095 223582 SH SOLE 208782 0 14800 CELGENE CORP COM 151020104 21336 225108 SH SOLE 208908 0 16200 CHEVRON CORP NEW COM 166764100 266 2230 SH SOLE 2230 0 0 CHUBB CORP COM 171232101 9927 108987 SH SOLE 108987 0 0 CIT GROUP INC COM NEW 125581801 22540 490420 SH SOLE 459550 0 30870 COCA COLA CO COM 191216100 677 15865 SH SOLE 15865 0 0 COLGATE PALMOLIVE CO COM 194162103 409 6266 SH SOLE 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30231G102 3453 36714 SH SOLE 36714 0 0 FLEXIBLE SOLUTIONS INTL INC COM 33938T104 380 296500 SH SOLE 296500 0 0 FRANKLIN RES INC COM 354613101 407 7449 SH SOLE 7449 0 0 GENERAL ELECTRIC CO COM 369604103 262 10240 SH SOLE 10240 0 0 GENERAL MTRS CO COM 37045V100 287 8974 SH SOLE 8974 0 0 GILEAD SCIENCES INC COM 375558103 10726 100765 SH SOLE 97365 0 3400 GOLDMAN SACHS GROUP INC COM 38141G104 294 1600 SH SOLE 1600 0 0 GOOGLE INC CL A 38259P508 14006 23803 SH SOLE 22498 0 1305 GOOGLE INC CL C 38259P706 18573 32168 SH SOLE 30259 0 1909 GRACE W R & CO DEL NEW COM 38388F108 344 3782 SH SOLE 3782 0 0 HERSHEY CO COM 427866108 592 6200 SH SOLE 6200 0 0 HESS CORP COM 42809H107 399 4232 SH SOLE 4232 0 0 IMAX CORP COM 45245E109 11515 419348 SH SOLE 386605 0 32743 INTEL CORP COM 458140100 545 15664 SH SOLE 15664 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1297 6830 SH SOLE 6830 0 0 JOHNSON & JOHNSON COM 478160104 5745 53897 SH SOLE 53897 0 0 JOHNSON CTLS INC COM 478366107 15434 350763 SH SOLE 313923 0 36840 JPMORGAN CHASE & CO COM 46625H100 2348 38985 SH SOLE 38985 0 0 KELLOGG CO COM 487836108 447 7260 SH SOLE 7260 0 0 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 2905 30855 SH SOLE 30854 0 1 KRAFT FOODS GROUP INC COM 50076Q106 1121 19874 SH SOLE 19874 0 0 LAS VEGAS SANDS CORP COM 517834107 327 5250 SH SOLE 5250 0 0 LILLY ELI & CO COM 532457108 605 9330 SH SOLE 9330 0 0 LOEWS CORP COM 540424108 394 9469 SH SOLE 9469 0 0 LULULEMON ATHLETICA INC COM 550021109 315 7505 SH SOLE 7505 0 0 MARATHON OIL CORP COM 565849106 22514 598930 SH SOLE 564690 0 34240 MARKEL CORP COM 570535104 1083 1703 SH SOLE 1703 0 0 MCDONALDS CORP COM 580135101 342 3603 SH SOLE 3603 0 0 MERCK & CO INC NEW COM 58933Y105 1386 23381 SH SOLE 23381 0 0 METLIFE INC COM 59156R108 34592 643935 SH SOLE 601045 0 42890 MICROSOFT CORP COM 594918104 27388 590758 SH SOLE 558008 0 32750 MIDWAY GOLD CORP COM 598153104 26 25000 SH SOLE 25000 0 0 MONDELEZ INTL INC CL A 609207105 2173 63406 SH SOLE 63406 0 0 NOVARTIS A G SPONSORED ADR 66987V109 226 2400 SH SOLE 2400 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 255 2651 SH SOLE 2651 0 0 ORACLE CORP COM 68389X105 25561 667730 SH SOLE 631660 0 36070 PACCAR INC COM 693718108 247 4350 SH SOLE 4350 0 0 PENTAIR PLC SHS G7S00T104 22492 343436 SH SOLE 325336 0 18100 PEPSICO INC COM 713448108 299 3215 SH SOLE 3215 0 0 PFIZER INC COM 717081103 645 21819 SH SOLE 21819 0 0 PHILIP MORRIS INTL INC COM 718172109 4278 51298 SH SOLE 51298 0 0 PHILLIPS 66 COM 718546104 372 4579 SH SOLE 4579 0 0 PROCTER & GAMBLE CO COM 742718109 1670 19942 SH SOLE 19942 0 0 REPUBLIC SVCS INC COM 760759100 36855 944513 SH SOLE 890863 0 53650 SCHLUMBERGER LTD COM 806857108 27370 269148 SH SOLE 256118 0 13030 SHERWIN WILLIAMS CO COM 824348106 268 1225 SH SOLE 1225 0 0 STARBUCKS CORP COM 855244109 20661 273807 SH SOLE 258707 0 15100 STATE STR CORP COM 857477103 552 7500 SH SOLE 7500 0 0 STERICYCLE INC COM 858912108 293 2511 SH SOLE 2511 0 0 STRYKER CORP COM 863667101 978 12110 SH SOLE 12110 0 0 SYSCO CORP COM 871829107 332 8761 SH SOLE 8761 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 35781 294010 SH SOLE 278090 0 15920 TIME WARNER CABLE INC COM 88732J207 775 5404 SH SOLE 5404 0 0 TRANSOCEAN LTD REG SHS H8817H100 310 9705 SH SOLE 9705 0 0 TRIMBLE NAVIGATION LTD COM 896239100 23700 777049 SH SOLE 735449 0 41600 UNION BANKSHARES INC COM 905400107 1975 82392 SH SOLE 82392 0 0 UNITED PARCEL SERVICE INC CL B 911312106 34807 354130 SH SOLE 334460 0 19670 UNITEDHEALTH GROUP INC COM 91324P102 1402 16258 SH SOLE 16258 0 0 V F CORP COM 918204108 273 4134 SH SOLE 4134 0 0 WAL-MART STORES INC COM 931142103 694 9080 SH SOLE 9080 0 0 WALGREEN CO COM 931422109 533 9000 SH SOLE 9000 0 0 WEATHERFORD INTL PLC ORD SHS G48833100 283 13587 SH SOLE 13587 0 0 WELLS FARGO & CO NEW COM 949746101 1958 37749 SH SOLE 37749 0 0 WENDYS CO COM 95058W100 174 21061 SH SOLE 21061 0 0 WEST PHARMACEUTICAL SVSC INC COM 955306105 388 8670 SH SOLE 8670 0 0 WILLIAMS COS INC DEL COM 969457100 27141 490360 SH SOLE 465830 0 24530 EGA EMERGING GLOBAL SHS TR EGS EMKTCONS ETF 268461779 1214 46300 SH SOLE 46300 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 2536 39680 SH SOLE 39680 0 0 ISHARES TR CORE S&P SCP ETF 464287804 217 2079 SH SOLE 2079 0 0 ISHARES TR CORE US AGGBD ET 464287226 542 4965 SH SOLE 4965 0 0 ISHARES MSCI EURO FL ETF 464289180 1243 52710 SH SOLE 52710 0 0 ISHARES TR NA TEC-SFTWR ETF 464287515 1232 14250 SH SOLE 14250 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 929 10140 SH SOLE 10140 0 0 ISHARES U.S. INSRNCE ETF 464288786 1256 26650 SH SOLE 26650 0 0 ISHARES US HOME CONS ETF 464288752 724 32200 SH SOLE 32200 0 0 MARKET VECTORS ETF TR OIL SVCS ETF 57060U191 1199 24170 SH SOLE 24170 0 0 POWERSHARES ETF TR II S&P SMCP IND P 73937B878 481 11510 SH SOLE 11510 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 291 2950 SH SOLE 2950 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 1222 13490 SH SOLE 13490 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1765 26470 SH SOLE 26470 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 2297 99129 SH SOLE 99129 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 738 6349 SH SOLE 6349 0 0 SPDR INDEX SHS FDS CONSM SPLS ETF 78463X723 984 25300 SH SOLE 25300 0 0 SPDR INDEX SHS FDS INTL HLTH ETF 78463X681 1020 20790 SH SOLE 20790 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1799 9130 SH SOLE 9130 0 0 SPDR SERIES TRUST S&P TRANSN ETF 78464A532 1246 13372 SH SOLE 13372 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1193 28600 SH SOLE 28600 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 1016 8650 SH SOLE 8650 0 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 1744 17195 SH SOLE 17195 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 1254 12534 SH SOLE 12534 0 0 WISDOMTREE TR EUROPE SMCP DV 97717W869 1227 23400 SH SOLE 23400 0 0