0001398344-12-000201.txt : 20120130
0001398344-12-000201.hdr.sgml : 20120130
20120130103823
ACCESSION NUMBER: 0001398344-12-000201
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120130
DATE AS OF CHANGE: 20120130
EFFECTIVENESS DATE: 20120130
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Baltimore-Washington Financial Advisors Inc.
CENTRAL INDEX KEY: 0001426221
IRS NUMBER: 521677425
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13116
FILM NUMBER: 12554223
BUSINESS ADDRESS:
STREET 1: 5950 SYMPHONY WOODS ROAD
STREET 2: SUITE 600
CITY: COLUMBIA
STATE: MD
ZIP: 21044
BUSINESS PHONE: 410-461-3900
MAIL ADDRESS:
STREET 1: 5950 SYMPHONY WOODS ROAD
STREET 2: SUITE 600
CITY: COLUMBIA
STATE: MD
ZIP: 21044
13F-HR
1
fp0004098_13fhr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Baltimore-Washington Financial Advisors, Inc.
Address: 5950 Symphony Woods Road
Suite 600
Columbia, Maryland 21044
Form 13F File Number: 028-13116
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Robert Cassel
Title: Chief Compliance Officer
Phone: 410-461-3900
Signature, Place, and Date of Signing:
/s/ Robert Cassel Columbia, MD January 30, 2012
----------------- ------------ ----------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
-----------
Form 13F Information Table Entry Total: 169
-----------
Form 13F Information Table Value Total: $ 172,377
-----------
(thousands)
List of Other Included Managers:
Provide a numbered list of the names(s) and Form 13F file numbers(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
NONE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
----------------------------------- -------- --------- ----------- ---------------------- ---------- -------- ----------------
VOTING AUTHORITY
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ----------------
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
----------------------------------- -------- --------- ----------- ----------- --- ---- ---------- -------- ---- ------ ----
NASDAQ 100 Tr ETF ETF 631100104 804 14,397 SH N/A Yes N/A Yes N/A N/A
G-REIT INC NSA Equities 36299C107 2 2,101 SH N/A Yes N/A Yes N/A N/A
Apple Computer Inc Equities 37833100 412 1,017 SH N/A Yes N/A Yes N/A N/A
Aegon NV 6.50% Tr Pfd Equities 7924400 851 42,999 SH N/A Yes N/A Yes N/A N/A
AES TR III 6.75% Tr Pfd Conv Equities 00808N202 10 200 SH N/A Yes N/A Yes N/A N/A
Amgen Equities 031162100 2,410 37,535 SH N/A Yes N/A Yes N/A N/A
Ameritrade Holding Corp. New Equities 03074K100 75 4,806 SH N/A Yes N/A Yes N/A N/A
Apache Corp. Equities 037411105 91 1,000 SH N/A Yes N/A Yes N/A N/A
Accuray Inc COM Equities 4397105 1 164 SH N/A Yes N/A Yes N/A N/A
Ares Capital Corp Equities 04010L103 1,347 87,154 SH N/A Yes N/A Yes N/A N/A
American Scientific Resources Equities 029441201 0 1,085 SH N/A Yes N/A Yes N/A N/A
Avon Products, Inc. Equities 054303102 2 100 SH N/A Yes N/A Yes N/A N/A
American Express Co Equities 025816109 12 250 SH N/A Yes N/A Yes N/A N/A
Boeing Equities 097023105 6 76 SH N/A Yes N/A Yes N/A N/A
BankAmerica Corp Equities 060505104 148 26,575 SH N/A Yes N/A Yes N/A N/A
BAC Capital Trust II Prf Calla Equities 055188205 13 600 SH N/A Yes N/A Yes N/A N/A
Bayer AG Equities 072730302 1,545 24,220 SH N/A Yes N/A Yes N/A N/A
Barclay's PCL 7.1% Pfd Equities 06739H776 1,224 61,900 SH N/A Yes N/A Yes N/A N/A
BHP Billiton Ltd. ADR Equities 088606108 32 450 SH N/A Yes N/A Yes N/A N/A
Bank of New York Equities 064058100 11 566 SH N/A Yes N/A Yes N/A N/A
Bristol Meyers Equities 110122108 4,551 129,149 SH N/A Yes N/A Yes N/A N/A
BP Amoco PLC Equities 055622104 4 102 SH N/A Yes N/A Yes N/A N/A
Buckeye Ptnrs LP Equities 118230101 3,668 57,330 SH N/A Yes N/A Yes N/A N/A
Berkshire Hathaway CL B Equities 084670207 88 1,150 SH N/A Yes N/A Yes N/A N/A
Cheesecake Factory INC Equities 163072101 44 1,486 SH N/A Yes N/A Yes N/A N/A
Cal-Maine Foods, Inc Equities 128030202 4,728 129,293 SH N/A Yes N/A Yes N/A N/A
Caterpillar Inc Equities 149123101 3,126 34,498 SH N/A Yes N/A Yes N/A N/A
Chesapeake Energy Corp Equities 165167107 79 3,550 SH N/A Yes N/A Yes N/A N/A
Colgate Palmolive Co Equities 194162103 3,905 42,262 SH N/A Yes N/A Yes N/A N/A
Comcast Corp-CL A Equities 20030N101 0 4 SH N/A Yes N/A Yes N/A N/A
Rockwell Collins Inc Equities 774341101 17 304 SH N/A Yes N/A Yes N/A N/A
ConocoPhillips Equities 20825C104 4,183 57,402 SH N/A Yes N/A Yes N/A N/A
Campbell Soup Co. Equities 134429109 1,692 50,892 SH N/A Yes N/A Yes N/A N/A
Calpine INC COM Equities 131347106 8 490 SH N/A Yes N/A Yes N/A N/A
Citigroup Cap XX Pfd 7.875% Ca Equities 173085200 8 300 SH N/A Yes N/A Yes N/A N/A
Copart, Inc. Equities 217204106 3,484 72,750 SH N/A Yes N/A Yes N/A N/A
Cisco Systems Equities 17275R102 2,504 138,495 SH N/A Yes N/A Yes N/A N/A
CoStar Group Inc Equities 22160N109 20 300 SH N/A Yes N/A Yes N/A N/A
Chevron Texaco Corp Equities 166764100 56 530 SH N/A Yes N/A Yes N/A N/A
Dominion Res Inc VA Equities 25746U109 5,410 101,925 SH N/A Yes N/A Yes N/A N/A
Du Pont E I De Nemours Equities 263534307 5 116 SH N/A Yes N/A Yes N/A N/A
Dupont E I DE Nemours & CO $4. Equities 263534307 2 20 SH N/A Yes N/A Yes N/A N/A
Diamonds Tr Ser. I ETF 252787106 6 50 SH N/A Yes N/A Yes N/A N/A
Digital Realty Tr.,Inc Equities 253868103 3,254 48,810 SH N/A Yes N/A Yes N/A N/A
Dow Chemical Co Equities 260543103 2,512 87,330 SH N/A Yes N/A Yes N/A N/A
DirecTV Group Inc Equities 25459L106 8 195 SH N/A Yes N/A Yes N/A N/A
Duke Energy Equities 26441C105 300 13,643 SH N/A Yes N/A Yes N/A N/A
Devon Energy Corp Equities 25179M103 62 1,000 SH N/A Yes N/A Yes N/A N/A
Ishares Tr Dow Jones Sel Divid ETF 464287168 1,345 25,008 SH N/A Yes N/A Yes N/A N/A
Deutsche Bk Cont 6.55% Pfd Equities 25153X208 1,409 75,575 SH N/A Yes N/A Yes N/A N/A
Consolidated Edison Equities 209115104 1,367 22,032 SH N/A Yes N/A Yes N/A N/A
iShares MSCI EAFE Idx ETF ETF 464287465 1,885 38,057 SH N/A Yes N/A Yes N/A N/A
Eagle Bancorp INC (MD) COM Equities 268948106 5 350 SH N/A Yes N/A Yes N/A N/A
Templeton Emerging Mkts ETF 880191101 6 357 SH N/A Yes N/A Yes N/A N/A
Gugggenheim Canadian Energy In Equities 18383Q606 7 400 SH N/A Yes N/A Yes N/A N/A
Express Scripts Cl A Equities 302182100 1,606 35,945 SH N/A Yes N/A Yes N/A N/A
IShares MSCI Canada Indx Fd ET ETF 464286509 9 350 SH N/A Yes N/A Yes N/A N/A
Corporate Executive Brd Equities 21988R102 792 20,795 SH N/A Yes N/A Yes N/A N/A
Exelon Corp Equities 30161N101 3,289 75,843 SH N/A Yes N/A Yes N/A N/A
Ford Equities 345370860 10 960 SH N/A Yes N/A Yes N/A N/A
AberdeenAsia PacificPrime Equities 318653102 7,784 1,061,898 SH N/A Yes N/A Yes N/A N/A
Freeport-McMoRan Copper & Gold Equities 35671D857 63 1,700 SH N/A Yes N/A Yes N/A N/A
Frontier Communications Corp Equities 35906A108 0 60 SH N/A Yes N/A Yes N/A N/A
Cedar Fair LP Equities 150185106 22 1,000 SH N/A Yes N/A Yes N/A N/A
Currency Shares Aus Dollar Tru ETF 23129U101 316 3,075 SH N/A Yes N/A Yes N/A N/A
General Electric Equities 369604103 34 1,883 SH N/A Yes N/A Yes N/A N/A
SPDR Gold Shares ETF ETF 78463V107 99 650 SH N/A Yes N/A Yes N/A N/A
Gentex Corp Com Equities 371901109 2,290 77,380 SH N/A Yes N/A Yes N/A N/A
Google, Inc. CL A Equities 38259P508 55 85 SH N/A Yes N/A Yes N/A N/A
Home Depot Inc Equities 437076102 12 296 SH N/A Yes N/A Yes N/A N/A
Heinz HJ Co Equities 423074103 4,711 87,171 SH N/A Yes N/A Yes N/A N/A
H & R Block Equities 093671105 0 8 SH N/A Yes N/A Yes N/A N/A
Int'l. Business Machines Equities 459200101 532 2,895 SH N/A Yes N/A Yes N/A N/A
iShrs Chn &Steers Rlty ETF ETF 464287564 186 2,650 SH N/A Yes N/A Yes N/A N/A
ING Groep 7.375% NV Pfd Equities 456837707 176 9,525 SH N/A Yes N/A Yes N/A N/A
iShrs S&P Sm Cp 600 Idx ETF ETF 464287804 29 425 SH N/A Yes N/A Yes N/A N/A
iShrs S&P Sm Cp 600 VL ETF ETF 464287879 8 110 SH N/A Yes N/A Yes N/A N/A
Bank of America Corp 6.5% Equities 060505401 9 400 SH N/A Yes N/A Yes N/A N/A
Intel Corp Equities 458140100 3,371 139,027 SH N/A Yes N/A Yes N/A N/A
iShrs Russell 100 Val ETF ETF 464287598 46 725 SH N/A Yes N/A Yes N/A N/A
iShrs Rssl 2000 Idx Fd ETF ETF 464287655 9 118 SH N/A Yes N/A Yes N/A N/A
Ishrs Rusll 2000 SmCap Gr Idx ETF 464287648 136 1,615 SH N/A Yes N/A Yes N/A N/A
iShrs Russ MidCap Idx ETF ETF 464287499 502 5,105 SH N/A Yes N/A Yes N/A N/A
iShrs Rusl MidCp VL Idx ETF ETF 464287473 188 4,340 SH N/A Yes N/A Yes N/A N/A
Johnson Controls, Inc. Equities 478366107 2,997 95,882 SH N/A Yes N/A Yes N/A N/A
John Hancock Investors Trust Equities 410142103 22 1,000 SH N/A Yes N/A Yes N/A N/A
JP Morgan Equities 46625H100 47 1,425 SH N/A Yes N/A Yes N/A N/A
JPMorgan Cap Tr 7% Pfd Equities 46623D200 26 1,000 SH N/A Yes N/A Yes N/A N/A
Kinder Morgan Energy Prtnrs Equities 494550106 3,438 40,475 SH N/A Yes N/A Yes N/A N/A
Coca-Cola Equities 191216100 45 650 SH N/A Yes N/A Yes N/A N/A
Kohl's Corp Equities 500255104 2,112 42,803 SH N/A Yes N/A Yes N/A N/A
Lab Corp of America Equities 50540R409 1,986 23,105 SH N/A Yes N/A Yes N/A N/A
Lockheed Martin Corp Equities 539830109 14 169 SH N/A Yes N/A Yes N/A N/A
Level 3 Comm. INC Equities 52729N100 0 2 SH N/A Yes N/A Yes N/A N/A
Live Nation Equities 538034109 2 300 SH N/A Yes N/A Yes N/A N/A
Main Stree Capital Corp. Equities 56035L104 6 300 SH N/A Yes N/A Yes N/A N/A
McDonald's Equities 580135101 57 571 SH N/A Yes N/A Yes N/A N/A
Allscripts Hlthcare Sol Equities 01988P108 2,817 148,728 SH N/A Yes N/A Yes N/A N/A
Medtronic Inc. Equities 585055106 12 310 SH N/A Yes N/A Yes N/A N/A
S&P Mid Cap 400 ETF ETF 78467Y107 418 2,618 SH N/A Yes N/A Yes N/A N/A
McCormick Equities 579780206 4,189 83,082 SH N/A Yes N/A Yes N/A N/A
McCormick & Co Inc Voting Equities 579780107 18 350 SH N/A Yes N/A Yes N/A N/A
3M Company Equities 88579Y101 3,233 39,562 SH N/A Yes N/A Yes N/A N/A
Altria Group Inc. Equities 02209S103 3 100 SH N/A Yes N/A Yes N/A N/A
Marathon Pete Corp COM Equities 56585A102 2,040 61,282 SH N/A Yes N/A Yes N/A N/A
Merck & Co Inc Equities 589331107 19 500 SH N/A Yes N/A Yes N/A N/A
Marathon Oil Equities 565849106 3,191 109,012 SH N/A Yes N/A Yes N/A N/A
Microsoft Equities 594918104 295 11,370 SH N/A Yes N/A Yes N/A N/A
Martha Stewart Liv Cl A Equities 573083102 0 30 SH N/A Yes N/A Yes N/A N/A
M&T Bank Corp. Equities 55261F104 56 729 SH N/A Yes N/A Yes N/A N/A
M&T Cap Trust IV Pfd 8.5% Call Equities 55292C203 21 800 SH N/A Yes N/A Yes N/A N/A
Microvision Equities 594960106 0 1,000 SH N/A Yes N/A Yes N/A N/A
Mylan Labs Equities 628530107 2,364 110,150 SH N/A Yes N/A Yes N/A N/A
Nuveen MD Div Advtge Mun Fd ETF 67069R107 2 110 SH N/A Yes N/A Yes N/A N/A
NII Holdings, Inc. Equities 62913F201 1,629 76,470 SH N/A Yes N/A Yes N/A N/A
Nuveen MD Prem Income Mun Fd ETF 67061Q107 15 1,036 SH N/A Yes N/A Yes N/A N/A
Northern Trust Co Equities 665859104 1,472 37,123 SH N/A Yes N/A Yes N/A N/A
Nuveen MD Divi Ad Mun Fd ETF 67070V105 28 2,000 SH N/A Yes N/A Yes N/A N/A
Corporate Office Prptys. Equities 22002T108 120 5,646 SH N/A Yes N/A Yes N/A N/A
Olin Corp. Equities 680665205 2,660 135,391 SH N/A Yes N/A Yes N/A N/A
Old Nat'l Bank Corp Ind Co Equities 680033107 47 4,057 SH N/A Yes N/A Yes N/A N/A
Oracle Corporation Equities 68389X105 21 825 SH N/A Yes N/A Yes N/A N/A
Plains All Amer Pipeline LP Equities 726503105 5,637 76,740 SH N/A Yes N/A Yes N/A N/A
Plum Creek Timber Co Equities 729251108 37 1,010 SH N/A Yes N/A Yes N/A N/A
Pepsico Incorporated Equities 713448108 4,657 70,189 SH N/A Yes N/A Yes N/A N/A
Proctor & Gamble Equities 742718109 187 2,805 SH N/A Yes N/A Yes N/A N/A
Parker Hannifin Corp. Equities 701094104 1,415 18,555 SH N/A Yes N/A Yes N/A N/A
Philip Morris Equities 718172109 8 100 SH N/A Yes N/A Yes N/A N/A
PNC Bank Corp Equities 693475105 46 800 SH N/A Yes N/A Yes N/A N/A
Panera Bread A Equities 69840W108 14 100 SH N/A Yes N/A Yes N/A N/A
Market Vectors Prerefunded Mun ETF 57060U738 647 25,690 SH N/A Yes N/A Yes N/A N/A
Quantum Fuel Systems Tech Co Equities 74765E109 0 40 SH N/A Yes N/A Yes N/A N/A
Cohen & Steers REIT & PIF ETF 19247X100 61 4,300 SH N/A Yes N/A Yes N/A N/A
Rockwell Automation Inc. Equities 773903109 3,700 50,436 SH N/A Yes N/A Yes N/A N/A
Range Resources Corp Com Equities 75281A109 50 800 SH N/A Yes N/A Yes N/A N/A
Rayonier Inc. Equities 754907103 4,143 92,827 SH N/A Yes N/A Yes N/A N/A
Starbucks Equities 855244109 9 200 SH N/A Yes N/A Yes N/A N/A
Sirius Satellite Radio Equities 82967N108 5 2,680 SH N/A Yes N/A Yes N/A N/A
The Southern Company Equities 842587107 46 1,000 SH N/A Yes N/A Yes N/A N/A
Suburban Propane LP Equities 864482104 2,094 43,985 SH N/A Yes N/A Yes N/A N/A
S & P Depository Recpts ETF 78462F103 34 267 SH N/A Yes N/A Yes N/A N/A
St. Jude Medical, Inc. Equities 790849103 2,241 65,327 SH N/A Yes N/A Yes N/A N/A
State Street Boston Equities 857477103 3,500 86,827 SH N/A Yes N/A Yes N/A N/A
Stryker Corp Equities 863667101 3,232 65,011 SH N/A Yes N/A Yes N/A N/A
AT&T Equities 00206R102 5 150 SH N/A Yes N/A Yes N/A N/A
Target Corp Equities 87612E106 2,251 43,945 SH N/A Yes N/A Yes N/A N/A
iShrs Lehman 20YR Trsy ETF ETF 464287432 17 140 SH N/A Yes N/A Yes N/A N/A
Tower Bankcorp Inc. Equities 891709107 18 619 SH N/A Yes N/A Yes N/A N/A
Texas Instruments Equities 882508104 3,301 113,386 SH N/A Yes N/A Yes N/A N/A
UIL Holdings Corp Equities 902748102 11 317 SH N/A Yes N/A Yes N/A N/A
Union Pacific Equities 907818108 28 264 SH N/A Yes N/A Yes N/A N/A
United Technologies Corp Equities 913017109 2,936 40,163 SH N/A Yes N/A Yes N/A N/A
Vanguard Materials Index ETF 92204A801 7 102 SH N/A Yes N/A Yes N/A N/A
Vgd Sm Cap Value ETF ETF 922908611 563 8,978 SH N/A Yes N/A Yes N/A N/A
Vanguard Financials Index ETF 92204A405 43 1,545 SH N/A Yes N/A Yes N/A N/A
Vornado Realty Trust PFD 6.625 Equities 929042877 3 133 SH N/A Yes N/A Yes N/A N/A
Vanguard Reit Index ETF ETF 922908553 9 160 SH N/A Yes N/A Yes N/A N/A
Vanguard Mid Cap ETF ETF 922908629 227 3,157 SH N/A Yes N/A Yes N/A N/A
Vodafone Group PLC ADS Equities 92857W100 5 175 SH N/A Yes N/A Yes N/A N/A
Vanguard Lg Cap ETF ETF 922908637 2,543 44,373 SH N/A Yes N/A Yes N/A N/A
Vanguard Lg Cap ETF ETF 922908637 26 450 SH N/A Yes N/A Yes N/A N/A
Vng'd Emerg Mkts Stk ETF ETF 922042858 3,540 92,655 SH N/A Yes N/A Yes N/A N/A
Verizon Communications Equities 92343V104 18 450 SH N/A Yes N/A Yes N/A N/A
Websense Inc. Equities 947684106 2,197 117,320 SH N/A Yes N/A Yes N/A N/A
Wells Fargo Equities 949746101 811 29,422 SH N/A Yes N/A Yes N/A N/A
Washington Real Estate Equities 939653101 7 265 SH N/A Yes N/A Yes N/A N/A
AMEX SPDR Consumer Staples Ind ETF 91369Y308 58 1,800 SH N/A Yes N/A Yes N/A N/A
AMEX Hlthcare Selct ETF ETF 81369Y209 562 16,195 SH N/A Yes N/A Yes N/A N/A
Exxon Mobil Corp Equities 30231G102 979 11,549 SH N/A Yes N/A Yes N/A N/A