0001140361-15-006322.txt : 20150213
0001140361-15-006322.hdr.sgml : 20150213
20150213121446
ACCESSION NUMBER: 0001140361-15-006322
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150213
DATE AS OF CHANGE: 20150213
EFFECTIVENESS DATE: 20150213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPSTONE INVESTMENT ADVISORS, LLC
CENTRAL INDEX KEY: 0001426196
IRS NUMBER: 208601093
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13005
FILM NUMBER: 15611491
BUSINESS ADDRESS:
STREET 1: 7 WORLD TRADE CENTER
STREET 2: 250 GREENWICH STREET, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10007
BUSINESS PHONE: (212) 232-1420
MAIL ADDRESS:
STREET 1: 7 WORLD TRADE CENTER
STREET 2: 250 GREENWICH STREET, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10007
FORMER COMPANY:
FORMER CONFORMED NAME: Capstone Investment Advisors, LLC
DATE OF NAME CHANGE: 20080205
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001426196
XXXXXXXX
12-31-2014
12-31-2014
CAPSTONE INVESTMENT ADVISORS, LLC
7 WORLD TRADE CENTER
250 GREENWICH STREET, 30TH FLOOR
NEW YORK
NY
10007
13F HOLDINGS REPORT
028-13005
N
Joseph J. Lucas
Chief Operating Officer
212-232-1420
/s/ Joseph J. Lucas
New York
NY
02-09-2015
0
323
6979072
false
INFORMATION TABLE
2
form13fInfoTable.xml
ACTAVIS PLC
COMMON
G0083B108
61006
237000
SH
Call
SOLE
237000
0
0
ADT CORP/THE-WHEN ISSUE
COMMON
00101J106
985
27200
SH
Put
SOLE
27200
0
0
ADT CORP/THE-WHEN ISSUE
COMMON
00101J106
612
16900
SH
Call
SOLE
16900
0
0
AIR PRODUCTS & CHEMICALS INC
COMMON
009158106
1298
9000
SH
Call
SOLE
9000
0
0
AK STEEL HOLDING CORP
BOND
001546AP5
16716
12500000
SH
SOLE
0
0
0
AKAMAI TECHNOLOGIES INC
COMMON
00971T101
969
15400
SH
SOLE
15400
0
0
AKAMAI TECHNOLOGIES INC
COMMON
00971T101
472
7500
SH
Call
SOLE
7500
0
0
ALIBABA GROUP HOLDING-SP ADR
COMMON
01609W102
384
3700
SH
Put
SOLE
3700
0
0
ALIBABA GROUP HOLDING-SP ADR
COMMON
01609W102
561
5400
SH
Call
SOLE
5400
0
0
ALLERGAN INC
COMMON
018490102
55273
260000
SH
SOLE
260000
0
0
ALLERGAN INC
COMMON
018490102
34014
160000
SH
Put
SOLE
160000
0
0
ALTRIA GROUP INC
COMMON
02209S103
4268
86626
SH
SOLE
86626
0
0
AMAZON.COM INC
COMMON
023135106
9453
30461
SH
SOLE
30461
0
0
AMAZON.COM INC
COMMON
023135106
30228
97400
SH
Put
SOLE
97400
0
0
AMAZON.COM INC
COMMON
023135106
36000
116000
SH
Call
SOLE
116000
0
0
AMERICAN INTERNATIONAL GROUP
COMMON
026874784
19311
344795
SH
SOLE
344795
0
0
AMERICAN INTERNATIONAL GROUP
COMMON
026874784
3416
61000
SH
Put
SOLE
61000
0
0
AMERICAN INTERNATIONAL GROUP
COMMON
026874784
5085
90800
SH
Call
SOLE
90800
0
0
AMERICAN REALTY CAPITAL PROP
BOND
02917TAA2
32882
35500000
SH
SOLE
0
0
0
AMERICAN REALTY CAPITAL PROP
COMMON
02917T104
1441
159300
SH
Put
SOLE
159300
0
0
AMERICAN REALTY CAPITAL PROP
COMMON
02917T104
543
60000
SH
Call
SOLE
60000
0
0
ANNALY CAPITAL MANAGEMENT IN
BOND
035710AB8
16064
15915000
SH
SOLE
0
0
0
API TECHNOLOGIES CORP
COMMON
00187E203
46
22025
SH
SOLE
22025
0
0
APPLE INC
COMMON
037833100
219894
1992160
SH
SOLE
1992160
0
0
APPLE INC
COMMON
037833100
823898
7464200
SH
Put
SOLE
7464200
0
0
APPLE INC
COMMON
037833100
486047
4403400
SH
Call
SOLE
4403400
0
0
APPLIED MICRO CIRCUITS CORP
COMMON
03822W406
92
14152
SH
SOLE
14152
0
0
AT&T INC
COMMON
00206R102
18652
555300
SH
Put
SOLE
555300
0
0
AT&T INC
COMMON
00206R102
18041
537100
SH
Call
SOLE
537100
0
0
AUXILIUM PHARMACEUTICALS INC
BOND
05334DAA5
64289
43402000
SH
SOLE
0
0
0
AVANIR PHARMACEUTICALS INC
COMMON
05348P401
850
50200
SH
Call
SOLE
50200
0
0
BAIDU INC - SPON ADR
COMMON
056752108
22910
100500
SH
Put
SOLE
100500
0
0
BAIDU INC - SPON ADR
COMMON
056752108
36634
160700
SH
Call
SOLE
160700
0
0
BED BATH & BEYOND INC
COMMON
075896100
3118
40947
SH
SOLE
40947
0
0
C.H. ROBINSON WORLDWIDE INC
COMMON
12541W209
808
10800
SH
Call
SOLE
10800
0
0
CADENCE DESIGN SYS INC
BOND
127387AJ7
17623
7000000
SH
SOLE
0
0
0
CAREFUSION CORP
COMMON
14170T101
47472
800000
SH
SOLE
800000
0
0
CATERPILLAR INC
COMMON
149123101
161
1764
SH
SOLE
1764
0
0
CATERPILLAR INC
COMMON
149123101
4832
52800
SH
Put
SOLE
52800
0
0
CATERPILLAR INC
COMMON
149123101
5931
64800
SH
Call
SOLE
64800
0
0
CBS CORP-CLASS B NON VOTING
COMMON
124857202
14935
269878
SH
SOLE
269878
0
0
CBS CORP-CLASS B NON VOTING
COMMON
124857202
6032
109000
SH
Put
SOLE
109000
0
0
CBS CORP-CLASS B NON VOTING
COMMON
124857202
9656
174500
SH
Call
SOLE
174500
0
0
CEMEX SAB-SPONS ADR PART CER
BOND
151290AV5
7732
7500000
SH
SOLE
0
0
0
CEMEX SAB-SPONS ADR PART CER
BOND
151290BB8
53447
46000000
SH
SOLE
0
0
0
CEMEX SAB-SPONS ADR PART CER
BOND
151290BC6
57259
47016000
SH
SOLE
0
0
0
CENTERPOINT ENERGY INC
COMMON
15189T107
677
28900
SH
Call
SOLE
28900
0
0
CENTRAL FUND CANADA LTD-A
COMMON
153501101
30192
2607254
SH
SOLE
2607254
0
0
CEPHEID INC
COMMON
15670R107
2116
39100
SH
SOLE
39100
0
0
CHESAPEAKE ENERGY CORP
BOND
165167BW6
5526
5500000
SH
SOLE
0
0
0
CHESAPEAKE ENERGY CORP
BOND
165167BZ9
8268
8500000
SH
SOLE
0
0
0
CHESAPEAKE ENERGY CORP
BOND
165167CA3
18584
19000000
SH
SOLE
0
0
0
CHESAPEAKE ENERGY CORP
COMMON
165167107
222
11400
SH
SOLE
11400
0
0
CHEVRON CORP
COMMON
166764100
1121
10000
SH
Put
SOLE
10000
0
0
CHEVRON CORP
COMMON
166764100
7549
67300
SH
Call
SOLE
67300
0
0
CHINA MOBILE LTD-SPON ADR
COMMON
16941M109
2617
44500
SH
Put
SOLE
44500
0
0
CHINA MOBILE LTD-SPON ADR
COMMON
16941M109
235
4000
SH
Call
SOLE
4000
0
0
CIENA CORP
BOND
171779AK7
11217
9000000
SH
SOLE
0
0
0
CINCINNATI BELL INC
COMMON
171871106
2711
850000
SH
SOLE
850000
0
0
CISCO SYSTEMS INC
COMMON
17275R102
4316
155200
SH
Put
SOLE
155200
0
0
CISCO SYSTEMS INC
COMMON
17275R102
21793
783500
SH
Call
SOLE
783500
0
0
CITIGROUP INC
COMMON
172967424
1497
27668
SH
SOLE
27668
0
0
CITIGROUP INC
COMMON
172967424
1488
27500
SH
Put
SOLE
27500
0
0
CITRIX SYSTEMS INC
COMMON
177376100
2673
41900
SH
SOLE
41900
0
0
CLECO CORPORATION
COMMON
12561W105
16308
299010
SH
SOLE
299010
0
0
COBALT INTERNATIONAL ENERGY
BOND
19075FAA4
4555
7500000
SH
SOLE
0
0
0
COCA-COLA CO/THE
COMMON
191216100
2022
47900
SH
Put
SOLE
47900
0
0
COCA-COLA CO/THE
COMMON
191216100
2368
56100
SH
Call
SOLE
56100
0
0
COCA-COLA ENTERPRISES
COMMON
19122T109
2255
51000
SH
Call
SOLE
51000
0
0
COLGATE-PALMOLIVE CO
COMMON
194162103
16596
239868
SH
SOLE
239868
0
0
COLGATE-PALMOLIVE CO
COMMON
194162103
2580
37300
SH
Put
SOLE
37300
0
0
COLGATE-PALMOLIVE CO
COMMON
194162103
3992
57700
SH
Call
SOLE
57700
0
0
COMCAST CORP-CLASS A
COMMON
20030N101
115
1991
SH
SOLE
1991
0
0
COMCAST CORP-CLASS A
COMMON
20030N101
31905
550000
SH
Call
SOLE
550000
0
0
COMMUNITY HEALTH SYSTEMS-CVR
COMMON
203668116
50
2000000
SH
SOLE
2000000
0
0
COVANCE INC
COMMON
222816100
31151
300000
SH
SOLE
300000
0
0
COVIDIEN PLC
COMMON
G2554F113
10051
98273
SH
SOLE
98273
0
0
COVIDIEN PLC
COMMON
G2554F113
245
2400
SH
Call
SOLE
2400
0
0
CTRIP.COM INTERNATIONAL-ADR
COMMON
22943F100
924
20323
SH
SOLE
20323
0
0
CUBIST PHARMACEUTICALS INC
BOND
229678AH0
15908
11691000
SH
SOLE
0
0
0
CUBIST PHARMACEUTICALS INC
BOND
229678AF4
30180
22750000
SH
SOLE
0
0
0
CUBIST PHARMACEUTICALS INC
COMMON
229678107
7246
72000
SH
SOLE
72000
0
0
CUBIST PHARMACEUTICALS INC
COMMON
229678107
17623
175100
SH
Put
SOLE
175100
0
0
CUBIST PHARMACEUTICALS INC
COMMON
229678107
5032
50000
SH
Call
SOLE
50000
0
0
CYPRESS SEMICONDUCTOR CORP
COMMON
232806109
2714
190100
SH
Put
SOLE
190100
0
0
DEALERTRACK TECHNOLOGIES INC
BOND
242309AB8
5859
4500000
SH
SOLE
0
0
0
DEERE & CO
COMMON
244199105
442
5000
SH
Call
SOLE
5000
0
0
DEPOMED INC
BOND
249908AA2
5432
5000000
SH
SOLE
0
0
0
DIRECTV
COMMON
25490A309
26010
300000
SH
SOLE
300000
0
0
DIRECTV
COMMON
25490A309
36882
425400
SH
Call
SOLE
425400
0
0
DRESSER-RAND GROUP INC
COMMON
261608103
8180
100000
SH
SOLE
100000
0
0
DRESSER-RAND GROUP INC
COMMON
261608103
10404
127200
SH
Call
SOLE
127200
0
0
DU PONT (E.I.) DE NEMOURS
COMMON
263534109
5306
71763
SH
SOLE
71763
0
0
EL POLLO LOCO HOLDINGS INC
COMMON
268603107
141
7100
SH
SOLE
7100
0
0
EL POLLO LOCO HOLDINGS INC
COMMON
268603107
499
25000
SH
Put
SOLE
25000
0
0
EL POLLO LOCO HOLDINGS INC
COMMON
268603107
349
17500
SH
Call
SOLE
17500
0
0
ELECTRONIC ARTS INC
BOND
285512AA7
9485
6300000
SH
SOLE
0
0
0
ENERGY SELECT SECTOR SPDR
COMMON
81369Y506
13853
175000
SH
Put
SOLE
175000
0
0
ENERGY SELECT SECTOR SPDR
COMMON
81369Y506
16900
213500
SH
Call
SOLE
213500
0
0
ENERGY XXI LTD
COMMON
G10082140
147
45390
SH
SOLE
45390
0
0
ENERSYS
BOND
29275YAA0
13189
8550000
SH
SOLE
0
0
0
EXXON MOBIL CORP
COMMON
30231G102
2400
25961
SH
SOLE
25961
0
0
EXXON MOBIL CORP
COMMON
30231G102
6194
67000
SH
Call
SOLE
67000
0
0
FACEBOOK INC-A
COMMON
30303M102
17139
219682
SH
SOLE
219682
0
0
FACEBOOK INC-A
COMMON
30303M102
16735
214500
SH
Put
SOLE
214500
0
0
FACEBOOK INC-A
COMMON
30303M102
31247
400500
SH
Call
SOLE
400500
0
0
FAMILY DOLLAR STORES
COMMON
307000109
7921
100003
SH
SOLE
100003
0
0
GENERAL MOTORS CO
COMMON
37045V100
2335
66900
SH
Call
SOLE
66900
0
0
GILEAD SCIENCES INC
COMMON
375558103
8012
85000
SH
Call
SOLE
85000
0
0
GOLDMAN SACHS GROUP INC
COMMON
38141G104
23821
122900
SH
Put
SOLE
122900
0
0
GOLDMAN SACHS GROUP INC
COMMON
38141G104
20545
106000
SH
Call
SOLE
106000
0
0
GOOGLE INC-CL A
COMMON
38259P508
1718
3238
SH
SOLE
3238
0
0
GOOGLE INC-CL A
COMMON
38259P508
1751
3300
SH
Put
SOLE
3300
0
0
GOOGLE INC-CL A
COMMON
38259P508
15601
29400
SH
Call
SOLE
29400
0
0
GOOGLE INC-CL C
COMMON
38259P706
576
1096
SH
SOLE
1096
0
0
GOPRO INC-CLASS A
COMMON
38268T103
7630
120700
SH
Put
SOLE
120700
0
0
GOPRO INC-CLASS A
COMMON
38268T103
11354
179600
SH
Call
SOLE
179600
0
0
HALLIBURTON CO
COMMON
406216101
2422
61600
SH
SOLE
61600
0
0
HARVEST NATURAL RESOURCES IN
COMMON
41754V103
1213
670700
SH
Call
SOLE
670700
0
0
HCA HOLDINGS INC
COMMON
40412C101
917
12500
SH
Put
SOLE
12500
0
0
HCA HOLDINGS INC
COMMON
40412C101
1321
18000
SH
Call
SOLE
18000
0
0
HEALTH CARE REIT INC
BOND
42217KAR7
32311
21529000
SH
SOLE
0
0
0
HENNESSY CAPITAL ACQUISITION
COMMON
425886108
4925
500000
SH
SOLE
500000
0
0
HERBALIFE LTD
COMMON
G4412G101
27783
736964
SH
SOLE
736964
0
0
HERBALIFE LTD
COMMON
G4412G101
8757
232300
SH
Put
SOLE
232300
0
0
HERBALIFE LTD
COMMON
G4412G101
2054
54500
SH
Call
SOLE
54500
0
0
HORNBECK OFFSHORE SERVICES
COMMON
440543106
1780
71300
SH
SOLE
71300
0
0
HUDSON CITY BANCORP INC
COMMON
443683107
4554
450000
SH
SOLE
450000
0
0
HUDSON CITY BANCORP INC
COMMON
443683107
6873
679200
SH
Put
SOLE
679200
0
0
ILLUMINA INC
COMMON
452327109
3654
19800
SH
SOLE
19800
0
0
INSULET CORP
BOND
45784PAD3
9542
8000000
SH
SOLE
0
0
0
INTELSAT SA
COMMON
L5140P101
3472
200000
SH
SOLE
200000
0
0
INTL BUSINESS MACHINES CORP
COMMON
459200101
3194
19911
SH
SOLE
19911
0
0
INTL BUSINESS MACHINES CORP
COMMON
459200101
802
5000
SH
Put
SOLE
5000
0
0
INTL BUSINESS MACHINES CORP
COMMON
459200101
3449
21500
SH
Call
SOLE
21500
0
0
INTL GAME TECHNOLOGY
COMMON
459902102
21807
1264183
SH
SOLE
1264183
0
0
INTL GAME TECHNOLOGY
COMMON
459902102
5
300
SH
Put
SOLE
300
0
0
INTL GAME TECHNOLOGY
COMMON
459902102
1300
75400
SH
Call
SOLE
75400
0
0
INTL RECTIFIER CORP
COMMON
460254105
4309
108000
SH
SOLE
108000
0
0
INTL RECTIFIER CORP
COMMON
460254105
4448
111500
SH
Put
SOLE
111500
0
0
INVESCO MORTGAGE CAPITAL
COMMON
46131B100
3732
241300
SH
Put
SOLE
241300
0
0
IPATH S&P 500 VIX S/T FU ETN
COMMON
06742E711
21395
679000
SH
Put
SOLE
679000
0
0
IPATH S&P 500 VIX S/T FU ETN
COMMON
06742E711
24142
766200
SH
Call
SOLE
766200
0
0
ISHARES CHINA LARGE-CAP ETF
COMMON
464287184
179881
4322000
SH
Put
SOLE
4322000
0
0
ISHARES CHINA LARGE-CAP ETF
COMMON
464287184
69085
1659900
SH
Call
SOLE
1659900
0
0
ISHARES IBOXX HIGH YIELD COR
COMMON
464288513
44800
500000
SH
Put
SOLE
500000
0
0
ISHARES MSCI BRAZIL
COMMON
464286400
7317
200100
SH
Put
SOLE
200100
0
0
ISHARES MSCI BRAZIL
COMMON
464286400
12433
340000
SH
Call
SOLE
340000
0
0
ISHARES MSCI EAFE ETF
COMMON
464287465
9143
150281
SH
SOLE
150281
0
0
ISHARES MSCI EAFE ETF
COMMON
464287465
34417
565700
SH
Put
SOLE
565700
0
0
ISHARES MSCI EAFE ETF
COMMON
464287465
10683
175600
SH
Call
SOLE
175600
0
0
ISHARES MSCI EMERGING MARKET
COMMON
464287234
183680
4675000
SH
Put
SOLE
4675000
0
0
ISHARES MSCI EMERGING MARKET
COMMON
464287234
549651
13989600
SH
Call
SOLE
13989600
0
0
ISHARES NASDAQ BIOTECHNOLOGY
COMMON
464287556
364
1201
SH
SOLE
1201
0
0
ISHARES RUSSELL 2000
COMMON
464287655
735
6151
SH
SOLE
6151
0
0
ISHARES RUSSELL 2000
COMMON
464287655
31101
260000
SH
Put
SOLE
260000
0
0
ISHARES SILVER TRUST
COMMON
46428Q109
6024
400000
SH
Call
SOLE
400000
0
0
ISHARES US REAL ESTATE ETF
COMMON
464287739
2773
36100
SH
Put
SOLE
36100
0
0
ISHARES US REAL ESTATE ETF
COMMON
464287739
3419
44500
SH
Call
SOLE
44500
0
0
ISIS PHARMACEUTICALS INC
COMMON
464330109
8219
133124
SH
SOLE
133124
0
0
J.C. PENNEY CO INC
COMMON
708160106
980
151384
SH
SOLE
151384
0
0
J.C. PENNEY CO INC
COMMON
708160106
1187
183300
SH
Put
SOLE
183300
0
0
J.C. PENNEY CO INC
COMMON
708160106
10
1600
SH
Call
SOLE
1600
0
0
JOHNSON & JOHNSON
COMMON
478160104
1045
10000
SH
Put
SOLE
10000
0
0
JOHNSON & JOHNSON
COMMON
478160104
15580
149000
SH
Call
SOLE
149000
0
0
JOURNAL COMMUNICATIONS INC-A
COMMON
481130102
1143
100000
SH
SOLE
100000
0
0
JPMORGAN CHASE & CO
COMMON
46625H100
1501
24000
SH
Put
SOLE
24000
0
0
JPMORGAN CHASE & CO
COMMON
46625H100
6577
105100
SH
Call
SOLE
105100
0
0
KEURIG GREEN MOUNTAIN INC
COMMON
49271M100
538
4069
SH
SOLE
4069
0
0
KEURIG GREEN MOUNTAIN INC
COMMON
49271M100
410
3100
SH
Put
SOLE
3100
0
0
KEURIG GREEN MOUNTAIN INC
COMMON
49271M100
2687
20300
SH
Call
SOLE
20300
0
0
LEAP TAKEOVER
COMMON
521CNT998
1010
400000
SH
SOLE
400000
0
0
LINKEDIN CORP - A
COMMON
53578A108
2457
10700
SH
Call
SOLE
10700
0
0
LORILLARD INC
COMMON
544147101
18882
300000
SH
SOLE
300000
0
0
LORILLARD INC
COMMON
544147101
17232
273800
SH
Put
SOLE
273800
0
0
LOWES COS INC
COMMON
548661107
3425
49785
SH
SOLE
49785
0
0
LYONDELLBASELL INDU-CL A
COMMON
N53745100
5787
72900
SH
Call
SOLE
72900
0
0
MARKET VECTORS GOLD MINERS
COMMON
57060U100
6732
366278
SH
SOLE
366278
0
0
MARKET VECTORS GOLD MINERS
COMMON
57060U100
7921
431000
SH
Put
SOLE
431000
0
0
MARKET VECTORS GOLD MINERS
COMMON
57060U100
5131
279200
SH
Call
SOLE
279200
0
0
MARVELL TECHNOLOGY GROUP LTD
COMMON
G5876H105
4855
334835
SH
SOLE
334835
0
0
MARVELL TECHNOLOGY GROUP LTD
COMMON
G5876H105
1323
91300
SH
Put
SOLE
91300
0
0
MARVELL TECHNOLOGY GROUP LTD
COMMON
G5876H105
1929
133100
SH
Call
SOLE
133100
0
0
MASTERCARD INC-CLASS A
COMMON
57636Q104
3602
41808
SH
SOLE
41808
0
0
MCDONALDS CORP
COMMON
580135101
4055
43277
SH
SOLE
43277
0
0
MCDONALDS CORP
COMMON
580135101
1874
20000
SH
Put
SOLE
20000
0
0
MCDONALDS CORP
COMMON
580135101
6868
73300
SH
Call
SOLE
73300
0
0
MEDTRONIC PLC
COMMON
G5960L103
1285
17800
SH
Put
SOLE
17800
0
0
MERCK & CO. INC.
COMMON
58933Y105
6
114
SH
SOLE
114
0
0
MERCK & CO. INC.
COMMON
58933Y105
1328
23400
SH
Put
SOLE
23400
0
0
MF GLOBAL HOLDINGS LTD
COMMON
55277J108
0
25000
SH
SOLE
25000
0
0
MGM RESORTS INTERNATIONAL
BOND
55303QAE0
47145
40000000
SH
SOLE
0
0
0
MICHAEL KORS HOLDINGS LTD
COMMON
G60754101
6030
80299
SH
SOLE
80299
0
0
MICHAEL KORS HOLDINGS LTD
COMMON
G60754101
1126
15000
SH
Call
SOLE
15000
0
0
MICROCHIP TECHNOLOGY INC
BOND
595017AB0
22319
12500000
SH
SOLE
0
0
0
MICRON TECHNOLOGY INC
BOND
595112AX1
90129
25245000
SH
SOLE
0
0
0
MICRON TECHNOLOGY INC
BOND
595112AY9
22570
17000000
SH
SOLE
0
0
0
MICROSOFT CORP
COMMON
594918104
4546
97884
SH
SOLE
97884
0
0
MICROSOFT CORP
COMMON
594918104
11445
246400
SH
Put
SOLE
246400
0
0
MICROSOFT CORP
COMMON
594918104
984
21200
SH
Call
SOLE
21200
0
0
MONSANTO CO
COMMON
61166W101
30368
254192
SH
SOLE
254192
0
0
MONSANTO CO
COMMON
61166W101
3596
30100
SH
Put
SOLE
30100
0
0
MONSANTO CO
COMMON
61166W101
9581
80200
SH
Call
SOLE
80200
0
0
NAVISTAR INTERNATIONAL CORP
COMMON
638901306
8370
250000
SH
Put
SOLE
250000
0
0
NETFLIX INC
COMMON
64110L106
3074
9000
SH
Put
SOLE
9000
0
0
NETFLIX INC
COMMON
64110L106
37679
110300
SH
Call
SOLE
110300
0
0
NEWMONT MINING CORP
COMMON
651639106
1222
64672
SH
SOLE
64672
0
0
NEWMONT MINING CORP
COMMON
651639106
1417
75000
SH
Put
SOLE
75000
0
0
NEWMONT MINING CORP
COMMON
651639106
1417
75000
SH
Call
SOLE
75000
0
0
OFFICE DEPOT INC
COMMON
676220106
2002
233500
SH
Call
SOLE
233500
0
0
ON SEMICONDUCTOR CORP
COMMON
682189105
2676
264240
SH
SOLE
264240
0
0
ORACLE CORP
COMMON
68389X105
6934
154207
SH
SOLE
154207
0
0
ORACLE CORP
COMMON
68389X105
670
14900
SH
Put
SOLE
14900
0
0
ORACLE CORP
COMMON
68389X105
1124
25000
SH
Call
SOLE
25000
0
0
OREXIGEN THERAPEUTICS INC
COMMON
686164104
278
46000
SH
SOLE
46000
0
0
OUTERWALL INC
COMMON
690070107
9560
127100
SH
Call
SOLE
127100
0
0
PENN VIRGINIA CORP
COMMON
707882106
334
50000
SH
Put
SOLE
50000
0
0
PEPCO HOLDINGS INC
COMMON
713291102
5386
200000
SH
SOLE
200000
0
0
PEPCO HOLDINGS INC
COMMON
713291102
3794
140900
SH
Put
SOLE
140900
0
0
PEPSICO INC
COMMON
713448108
279
2957
SH
SOLE
2957
0
0
PEPSICO INC
COMMON
713448108
936
9900
SH
Call
SOLE
9900
0
0
PERRIGO CO PLC
COMMON
G97822103
13339
79800
SH
Call
SOLE
79800
0
0
PETSMART INC
COMMON
716768106
4064
50000
SH
SOLE
50000
0
0
PETSMART INC
COMMON
716768106
4910
60400
SH
Call
SOLE
60400
0
0
PHILIP MORRIS INTERNATIONAL
COMMON
718172109
610
7500
SH
Call
SOLE
7500
0
0
PRICELINE GROUP INC/THE
COMMON
741503403
6933
6081
SH
SOLE
6081
0
0
PROCTER & GAMBLE CO/THE
COMMON
742718109
10088
110758
SH
SOLE
110758
0
0
PROCTER & GAMBLE CO/THE
COMMON
742718109
4600
50500
SH
Put
SOLE
50500
0
0
PROCTER & GAMBLE CO/THE
COMMON
742718109
15485
170000
SH
Call
SOLE
170000
0
0
QUALCOMM INC
COMMON
747525103
75
1021
SH
SOLE
1021
0
0
QUALCOMM INC
COMMON
747525103
4422
59500
SH
Put
SOLE
59500
0
0
QUALCOMM INC
COMMON
747525103
7864
105800
SH
Call
SOLE
105800
0
0
RAYONIER INC
COMMON
754907103
2974
106550
SH
SOLE
106550
0
0
RENEWABLE ENERGY GROUP INC
BOND
75972AAA1
7241
7500000
SH
SOLE
0
0
0
RITE AID CORP
BOND
767754BU7
7310
2500000
SH
SOLE
0
0
0
RIVERBED TECHNOLOGY INC
COMMON
768573107
3037
148800
SH
SOLE
148800
0
0
ROCKWOOD HOLDINGS INC
COMMON
774415103
45593
578596
SH
SOLE
578596
0
0
ROI ACQUISITION CORP II
COMMON
74966G200
5276
525000
SH
SOLE
525000
0
0
SAFEWAY INC
COMMON
786514208
8447
240540
SH
SOLE
240540
0
0
SALIX PHARMACEUTICALS LTD
BOND
795435AE6
20079
11000000
SH
SOLE
0
0
0
SALIX PHARMACEUTICALS LTD
BOND
795435AC0
7460
3000000
SH
SOLE
0
0
0
SANDISK CORP
BOND
80004CAD3
38404
20000000
SH
SOLE
0
0
0
SAPIENT CORPORATION
COMMON
803062108
14927
600000
SH
SOLE
600000
0
0
SEARS HOLDINGS CORP
COMMON
812350106
2750
83397
SH
SOLE
83397
0
0
SEARS HOLDINGS CORP
COMMON
812350106
4122
125000
SH
Put
SOLE
125000
0
0
SERVICESOURCE INTERNATIONAL
BOND
81763UAB6
775
1000000
SH
SOLE
0
0
0
SHIRE PLC-ADR
COMMON
82481R106
977
4600
SH
Put
SOLE
4600
0
0
SHIRE PLC-ADR
COMMON
82481R106
87715
412700
SH
Call
SOLE
412700
0
0
SHUTTERFLY INC
COMMON
82568P304
1708
40989
SH
SOLE
40989
0
0
SHUTTERFLY INC
COMMON
82568P304
150
3600
SH
Put
SOLE
3600
0
0
SHUTTERFLY INC
COMMON
82568P304
2722
65300
SH
Call
SOLE
65300
0
0
SIGMA-ALDRICH
COMMON
826552101
27454
200000
SH
SOLE
200000
0
0
SILVER EAGLE ACQUISITION COR
COMMON
827694209
17605
1726000
SH
SOLE
1726000
0
0
SINA CORP
COMMON
G81477104
515
13773
SH
SOLE
13773
0
0
SINA CORP
COMMON
G81477104
2038
54500
SH
Put
SOLE
54500
0
0
SINA CORP
COMMON
G81477104
2046
54700
SH
Call
SOLE
54700
0
0
SIRIUS XM HOLDINGS INC
COMMON
82968B103
1050
300000
SH
SOLE
300000
0
0
SIRIUS XM HOLDINGS INC
COMMON
82968B103
350
100000
SH
Call
SOLE
100000
0
0
SOHU.COM INC
COMMON
83408W103
4
81
SH
SOLE
81
0
0
SOHU.COM INC
COMMON
83408W103
308
5800
SH
Put
SOLE
5800
0
0
SOLAZYME INC
BOND
83415TAC5
1346
3000000
SH
SOLE
0
0
0
SPDR GOLD SHARES
COMMON
78463V107
58551
515505
SH
SOLE
515505
0
0
SPDR GOLD SHARES
COMMON
78463V107
85809
755500
SH
Put
SOLE
755500
0
0
SPDR GOLD SHARES
COMMON
78463V107
7144
62900
SH
Call
SOLE
62900
0
0
SPDR S&P 500 ETF TRUST
COMMON
78462F103
621247
3022514
SH
SOLE
3022514
0
0
SPDR S&P 500 ETF TRUST
COMMON
78462F103
250594
1219200
SH
Put
SOLE
1219200
0
0
SPDR S&P 500 ETF TRUST
COMMON
78462F103
35743
173900
SH
Call
SOLE
173900
0
0
SPDR S&P OIL & GAS EXP & PR
COMMON
78464A730
7811
163210
SH
SOLE
163210
0
0
SPDR S&P OIL & GAS EXP & PR
COMMON
78464A730
16267
339900
SH
Put
SOLE
339900
0
0
SPDR S&P OIL & GAS EXP & PR
COMMON
78464A730
21738
454200
SH
Call
SOLE
454200
0
0
SPIRIT REALTY CAPITAL INC
BOND
84860WAB8
9774
10000000
SH
SOLE
0
0
0
SPRINT CORP
COMMON
85207U105
6796
1637600
SH
Call
SOLE
1637600
0
0
STARBUCKS CORP
COMMON
855244109
3767
45919
SH
SOLE
45919
0
0
STARBUCKS CORP
COMMON
855244109
1641
20000
SH
Put
SOLE
20000
0
0
STARBUCKS CORP
COMMON
855244109
607
7400
SH
Call
SOLE
7400
0
0
STARWOOD PROPERTY TRUST INC
BOND
85571BAB1
10982
10000000
SH
SOLE
0
0
0
STARWOOD PROPERTY TRUST INC
BOND
85571BAC9
5074
5000000
SH
SOLE
0
0
0
SUSQUEHANNA BANCSHARES INC
COMMON
869099101
10746
800162
SH
SOLE
800162
0
0
SYNCHRONOSS TECHNOLOGIES INC
BOND
87157BAA1
2649
2500000
SH
SOLE
0
0
0
T-MOBILE US INC
COMMON
872590104
1258
46700
SH
Call
SOLE
46700
0
0
TAKE-TWO INTERACTIVE SOFTWRE
BOND
874054AC3
18932
12500000
SH
SOLE
0
0
0
TALISMAN ENERGY INC
COMMON
87425E103
3934
502500
SH
SOLE
502500
0
0
TALISMAN ENERGY INC
COMMON
87425E103
595
76000
SH
Call
SOLE
76000
0
0
TERRAPIN 3 ACQUISITION CORP
COMMON
88104P203
16246
1623036
SH
SOLE
1623036
0
0
TESLA MOTORS INC
BOND
88160RAB7
9914
10700000
SH
SOLE
0
0
0
TESLA MOTORS INC
BOND
88160RAC5
11304
12500000
SH
SOLE
0
0
0
TESLA MOTORS INC
COMMON
88160R101
4025
18100
SH
Call
SOLE
18100
0
0
TIME WARNER CABLE
COMMON
88732J207
69947
460000
SH
SOLE
460000
0
0
TIME WARNER CABLE
COMMON
88732J207
88696
583300
SH
Put
SOLE
583300
0
0
TOKYO ELECTRON LTD-UNSP ADR
COMMON
889110102
1461
76600
SH
SOLE
76600
0
0
TRANSOCEAN LTD
COMMON
H8817H100
960
52400
SH
Put
SOLE
52400
0
0
TRANSOCEAN LTD
COMMON
H8817H100
150
8200
SH
Call
SOLE
8200
0
0
TRW AUTOMOTIVE HOLDINGS CORP
COMMON
87264S106
66814
649627
SH
SOLE
649627
0
0
TRW AUTOMOTIVE HOLDINGS CORP
COMMON
87264S106
503
4900
SH
Call
SOLE
4900
0
0
TTM TECHNOLOGIES
BOND
87305RAD1
8167
8500000
SH
SOLE
0
0
0
TWITTER INC
COMMON
90184L102
1397
38951
SH
SOLE
38951
0
0
TWITTER INC
COMMON
90184L102
3439
95900
SH
Put
SOLE
95900
0
0
TWITTER INC
COMMON
90184L102
9645
268900
SH
Call
SOLE
268900
0
0
UNITED PARCEL SERVICE-CL B
COMMON
911312106
3205
28830
SH
SOLE
28830
0
0
UNITED PARCEL SERVICE-CL B
COMMON
911312106
13162
118400
SH
Call
SOLE
118400
0
0
VERISIGN INC
COMMON
92343E902
357
6272
SH
SOLE
6272
0
0
VERIZON COMMUNICATIONS INC
COMMON
92343V104
416
8900
SH
Put
SOLE
8900
0
0
VIPSHOP HOLDINGS LTD - ADS
COMMON
92763W103
413
21150
SH
SOLE
21150
0
0
VIPSHOP HOLDINGS LTD - ADS
COMMON
92763W103
390
20000
SH
Put
SOLE
20000
0
0
VIPSHOP HOLDINGS LTD - ADS
COMMON
92763W103
136
7000
SH
Call
SOLE
7000
0
0
VIRNETX HOLDING CORP
COMMON
92823T108
853
155500
SH
SOLE
155500
0
0
VIRNETX HOLDING CORP
COMMON
92823T108
853
155500
SH
Put
SOLE
155500
0
0
VISA INC-CLASS A SHARES
COMMON
92826C839
8678
33100
SH
Call
SOLE
33100
0
0
VOLCANO CORP
BOND
928645AB6
32213
32500000
SH
SOLE
0
0
0
VOLCANO CORP
COMMON
928645100
1505
84200
SH
Call
SOLE
84200
0
0
WALT DISNEY CO/THE
COMMON
254687106
6381
67756
SH
SOLE
67756
0
0
WALT DISNEY CO/THE
COMMON
254687106
3155
33500
SH
Put
SOLE
33500
0
0
WALT DISNEY CO/THE
COMMON
254687106
5171
54900
SH
Call
SOLE
54900
0
0
WESCO INTERNATIONAL INC
BOND
95082PAH8
82630
30734000
SH
SOLE
0
0
0
WL ROSS HOLDING CORP
COMMON
92939D203
26812
2311435
SH
SOLE
2311435
0
0
WRIGHT MEDICAL GROUP INC
COMMON
98235T107
1236
46010
SH
SOLE
46010
0
0
WYNN RESORTS LTD
COMMON
983134107
9242
62133
SH
SOLE
62133
0
0
WYNN RESORTS LTD
COMMON
983134107
16809
113000
SH
Put
SOLE
113000
0
0
WYNN RESORTS LTD
COMMON
983134107
13358
89800
SH
Call
SOLE
89800
0
0
XPO LOGISTICS INC
BOND
983793AA8
32377
12750000
SH
SOLE
0
0
0
YAHOO! INC
COMMON
984332106
77632
1536970
SH
SOLE
1536970
0
0
YAHOO! INC
COMMON
984332106
29391
581900
SH
Put
SOLE
581900
0
0
YAHOO! INC
COMMON
984332106
27341
541300
SH
Call
SOLE
541300
0
0