0001140361-11-027925.txt : 20110516 0001140361-11-027925.hdr.sgml : 20110516 20110516170744 ACCESSION NUMBER: 0001140361-11-027925 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110516 DATE AS OF CHANGE: 20110516 EFFECTIVENESS DATE: 20110516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPSTONE INVESTMENT ADVISORS, LLC CENTRAL INDEX KEY: 0001426196 IRS NUMBER: 208601093 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13005 FILM NUMBER: 11848292 BUSINESS ADDRESS: STREET 1: 44 WALL STREET, 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: (212) 232-1420 MAIL ADDRESS: STREET 1: 44 WALL STREET, 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: Capstone Investment Advisors, LLC DATE OF NAME CHANGE: 20080205 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/2011 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Capstone Investment Advisors, LLC Address: 7 World Trade Center 250 Greenwich Street, 30th Floor New York, NY 10007 Form 13F File Number: 28-13005 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Joseph J. Lucas Title: Chief Operating Officer Phone: (212) 232-1420 Signature, Place, and Date of Signing: /s/ Joseph J. Lucas New York, NY 5/16/2011 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 636 Form 13F Information Table Value Total: $ 9,171,027 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- 3M CO COMMON 88579Y101 13033 139400 SH CALL SOLE 139400 0 0 3M CO COMMON 88579Y101 3020 32300 SH PUT SOLE 32300 0 0 A-POWER ENERGY GENERATION COMMON G04136100 285 60776 SH SOLE 60776 0 0 A-POWER ENERGY GENERATION COMMON G04136100 696 148600 SH CALL SOLE 148600 0 0 ABBOTT LABORATORIES COMMON 002824100 637 12998 SH SOLE 12998 0 0 ABBOTT LABORATORIES COMMON 002824100 711 14500 SH CALL SOLE 14500 0 0 ABBOTT LABORATORIES COMMON 002824100 711 14500 SH PUT SOLE 14500 0 0 ABERCROMBIE & FITCH CO-CL A COMMON 002896207 200 3423 SH SOLE 3423 0 0 ADOBE SYSTEMS INC COMMON 00724F101 1030 31082 SH SOLE 31082 0 0 ADOBE SYSTEMS INC COMMON 00724F101 1349 40700 SH CALL SOLE 40700 0 0 ADOBE SYSTEMS INC COMMON 00724F101 842 25400 SH PUT SOLE 25400 0 0 ADPT CORP COMMON 00101B103 912 310500 SH SOLE 310500 0 0 ADVANCED MICRO DEVICES COMMON 007903107 3886 451926 SH SOLE 451926 0 0 ADVANCED MICRO DEVICES COMMON 007903107 860 100000 SH CALL SOLE 100000 0 0 ADVANCED MICRO DEVICES COMMON 007903107 430 50000 SH PUT SOLE 50000 0 0 AFLAC INC COMMON 001055102 890 16880 SH SOLE 16880 0 0 AFLAC INC COMMON 001055102 1108 21000 SH CALL SOLE 21000 0 0 AFLAC INC COMMON 001055102 1462 27700 SH PUT SOLE 27700 0 0 AIRGAS INC COMMON 009363102 10421 156900 SH CALL SOLE 156900 0 0 AIRGAS INC COMMON 009363102 1122 16900 SH PUT SOLE 16900 0 0 AIRTRAN HOLDINGS INC COMMON 00949P108 4395 590000 SH SOLE 590000 0 0 AIRTRAN HOLDINGS INC COMMON 00949P108 432 58000 SH PUT SOLE 58000 0 0 AK STEEL HOLDING CORP COMMON 001547108 1159 73485 SH SOLE 73485 0 0 AK STEEL HOLDING CORP COMMON 001547108 675 42800 SH CALL SOLE 42800 0 0 AK STEEL HOLDING CORP COMMON 001547108 931 59000 SH PUT SOLE 59000 0 0 AKAMAI TECHNOLOGIES INC COMMON 00971T101 1066 28053 SH SOLE 28053 0 0 ALBERTO-CULVER CO COMMON 013078100 7081 190000 SH SOLE 190000 0 0 ALCOA INC COMMON 013817101 783 44371 SH SOLE 44371 0 0 ALCOA INC COMMON 013817101 13320 754300 SH CALL SOLE 754300 0 0 ALCOA INC COMMON 013817101 10442 591300 SH PUT SOLE 591300 0 0 ALCON INC COMMON H01301102 3243 19600 SH SOLE 19600 0 0 ALCON INC COMMON H01301102 13902 84000 SH CALL SOLE 84000 0 0 ALCON INC COMMON H01301102 49 300 SH PUT SOLE 300 0 0 ALLEGHENY TECHNOLOGIES INC COMMON 01741R102 633 9356 SH SOLE 9356 0 0 ALLOS THERAPEUTICS INC COMMON 019777101 794 251523 SH SOLE 251523 0 0 ALLOS THERAPEUTICS INC COMMON 019777101 251 79700 SH CALL SOLE 79700 0 0 ALLSTATE CORP COMMON 020002101 729 22951 SH SOLE 22951 0 0 ALLSTATE CORP COMMON 020002101 2688 84600 SH CALL SOLE 84600 0 0 ALLSTATE CORP COMMON 020002101 937 29500 SH PUT SOLE 29500 0 0 ALPHA NATURAL RESOURCES INC COMMON 02076X102 0 15 SH SOLE 15 0 0 ALPHA NATURAL RESOURCES INC COMMON 02076X102 9499 160000 SH CALL SOLE 160000 0 0 ALPHA NATURAL RESOURCES INC COMMON 02076X102 5937 100000 SH PUT SOLE 100000 0 0 ALTRIA GROUP INC COMMON 02209S103 544 20900 SH CALL SOLE 20900 0 0 ALTRIA GROUP INC COMMON 02209S103 544 20900 SH PUT SOLE 20900 0 0 AMARIN CORPORATION PLC -ADR COMMON 023111206 356 48890 SH SOLE 48890 0 0 AMARIN CORPORATION PLC -ADR COMMON 023111206 1248 171000 SH CALL SOLE 171000 0 0 AMAZON.COM INC COMMON 023135106 3434 19068 SH SOLE 19068 0 0 AMAZON.COM INC COMMON 023135106 159973 888100 SH CALL SOLE 888100 0 0 AMAZON.COM INC COMMON 023135106 75636 419900 SH PUT SOLE 419900 0 0 AMERICAN EXPRESS CO COMMON 025816109 7816 172940 SH SOLE 172940 0 0 AMERICAN EXPRESS CO COMMON 025816109 26903 595200 SH CALL SOLE 595200 0 0 AMERICAN EXPRESS CO COMMON 025816109 18360 406200 SH PUT SOLE 406200 0 0 AMERICAN INTERNATIONAL GROUP COMMON 026874784 432 12322 SH SOLE 12322 0 0 AMERICAN INTERNATIONAL-CW21 COMMON 026874156 452 40654 SH SOLE 40654 0 0 AMGEN INC COMMON 031162100 3503 65551 SH SOLE 65551 0 0 AMGEN INC COMMON 031162100 1448 27100 SH CALL SOLE 27100 0 0 AMGEN INC COMMON 031162100 3650 68300 SH PUT SOLE 68300 0 0 AMR CORP COMMON 001765106 1293 200300 SH CALL SOLE 200300 0 0 AMR CORP COMMON 001765106 1043 161500 SH PUT SOLE 161500 0 0 ANADARKO PETROLEUM CORP COMMON 032511107 17276 210900 SH PUT SOLE 210900 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- APACHE CORP COMMON 037411105 209 1600 SH SOLE 1600 0 0 APOLLO GROUP INC-CL A COMMON 037604105 6915 165800 SH CALL SOLE 165800 0 0 APOLLO GROUP INC-CL A COMMON 037604105 1030 24700 SH PUT SOLE 24700 0 0 APPLE INC COMMON 037833100 208098 597112 SH SOLE 597112 0 0 APPLE INC COMMON 037833100 494323 1418400 SH CALL SOLE 1418400 0 0 APPLE INC COMMON 037833100 487875 1399900 SH PUT SOLE 1399900 0 0 AT&T INC COMMON 00206R102 1848 60400 SH CALL SOLE 60400 0 0 AT&T INC COMMON 00206R102 1848 60400 SH PUT SOLE 60400 0 0 ATHEROS COMMUNICATIONS COMMON 04743P108 8485 190000 SH SOLE 190000 0 0 ATHEROS COMMUNICATIONS COMMON 04743P108 12750 285500 SH CALL SOLE 285500 0 0 ATHEROS COMMUNICATIONS COMMON 04743P108 4733 106000 SH PUT SOLE 106000 0 0 ATWOOD OCEANICS INC COMMON 050095108 203 4393 SH SOLE 4393 0 0 AUTODESK INC COMMON 052769106 7057 160000 SH CALL SOLE 160000 0 0 AUTOZONE INC COMMON 053332102 3396 12416 SH SOLE 12416 0 0 AUTOZONE INC COMMON 053332102 6319 23100 SH CALL SOLE 23100 0 0 AUTOZONE INC COMMON 053332102 18985 69400 SH PUT SOLE 69400 0 0 BAIDU INC - SPON ADR COMMON 056752108 156180 1133300 SH CALL SOLE 1133300 0 0 BAIDU INC - SPON ADR COMMON 056752108 111364 808100 SH PUT SOLE 808100 0 0 BANCO BRADESCO-ADR COMMON 059460303 1029 49604 SH SOLE 49604 0 0 BANCO BRADESCO-ADR COMMON 059460303 830 40000 SH CALL SOLE 40000 0 0 BANCO BRADESCO-ADR COMMON 059460303 7470 360000 SH PUT SOLE 360000 0 0 BANK OF AMERICA CORP COMMON 060505104 19466 1460340 SH SOLE 1460340 0 0 BANK OF AMERICA CORP COMMON 060505104 18574 1393400 SH CALL SOLE 1393400 0 0 BANK OF AMERICA CORP COMMON 060505104 27171 2038400 SH PUT SOLE 2038400 0 0 BARNES & NOBLE INC COMMON 067774109 229 25000 SH SOLE 25000 0 0 BARNES & NOBLE INC COMMON 067774109 4231 460500 SH CALL SOLE 460500 0 0 BECKMAN COULTER INC COMMON 075811109 5343 64324 SH SOLE 64324 0 0 BECKMAN COULTER INC COMMON 075811109 938 11300 SH CALL SOLE 11300 0 0 BERKSHIRE HATHAWAY INC-CL B COMMON 084670702 15942 190630 SH SOLE 190630 0 0 BERKSHIRE HATHAWAY INC-CL B COMMON 084670702 18448 220600 SH CALL SOLE 220600 0 0 BERKSHIRE HATHAWAY INC-CL B COMMON 084670702 63450 758700 SH PUT SOLE 758700 0 0 BEST BUY CO INC COMMON 086516101 592 20635 SH SOLE 20635 0 0 BEST BUY CO INC COMMON 086516101 10459 364200 SH CALL SOLE 364200 0 0 BEST BUY CO INC COMMON 086516101 2556 89000 SH PUT SOLE 89000 0 0 BHP BILLITON LTD-SPON ADR COMMON 088606108 9588 100000 SH CALL SOLE 100000 0 0 BHP BILLITON LTD-SPON ADR COMMON 088606108 9588 100000 SH PUT SOLE 100000 0 0 BHP BILLITON PLC-ADR COMMON 05545E209 30324 380961 SH SOLE 380961 0 0 BIG LOTS INC COMMON 089302103 1120 25800 SH SOLE 25800 0 0 BIG LOTS INC COMMON 089302103 6827 157200 SH CALL SOLE 157200 0 0 BIG LOTS INC COMMON 089302103 1051 24200 SH PUT SOLE 24200 0 0 BJS WHOLESALE CLUB INC COMMON 05548J106 1606 32900 SH SOLE 32900 0 0 BJS WHOLESALE CLUB INC COMMON 05548J106 5116 104800 SH CALL SOLE 104800 0 0 BOEING CO/THE COMMON 097023105 38096 515300 SH CALL SOLE 515300 0 0 BOEING CO/THE COMMON 097023105 11976 162000 SH PUT SOLE 162000 0 0 BOISE INC COMMON 09746Y105 1254 136900 SH CALL SOLE 136900 0 0 BOISE INC COMMON 09746Y105 936 102200 SH PUT SOLE 102200 0 0 BP PLC-SPONS ADR COMMON 055622104 3160 71600 SH CALL SOLE 71600 0 0 BRIDGEPOINT EDUCATION INC COMMON 10807M105 342 20000 SH SOLE 20000 0 0 BRISTOL-MYERS SQUIBB CO COMMON 110122108 1592 60245 SH SOLE 60245 0 0 BRISTOL-MYERS SQUIBB CO COMMON 110122108 3686 139500 SH CALL SOLE 139500 0 0 BRISTOL-MYERS SQUIBB CO COMMON 110122108 2183 82600 SH PUT SOLE 82600 0 0 BROCADE COMMUNICATIONS SYS COMMON 111621306 1247 202800 SH SOLE 202800 0 0 BROCADE COMMUNICATIONS SYS COMMON 111621306 645 105000 SH CALL SOLE 105000 0 0 BROWN-FORMAN CORP-CLASS B COMMON 115637209 204 3000 SH SOLE 3000 0 0 BUCYRUS INTERNATIONAL INC COMMON 118759109 14632 160000 SH SOLE 160000 0 0 BUCYRUS INTERNATIONAL INC COMMON 118759109 35564 388900 SH CALL SOLE 388900 0 0 C.H. ROBINSON WORLDWIDE INC COMMON 12541W209 1 23 SH SOLE 23 0 0 C.H. ROBINSON WORLDWIDE INC COMMON 12541W209 15048 203000 SH CALL SOLE 203000 0 0 C.H. ROBINSON WORLDWIDE INC COMMON 12541W209 4722 63700 SH PUT SOLE 63700 0 0 CAPITAL ONE FINANCIAL CORP COMMON 14040H105 561 10800 SH CALL SOLE 10800 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- CAPITALSOURCE INC COMMON 14055X102 90 12795 SH SOLE 12795 0 0 CARNIVAL CORP COMMON 143658300 837 21822 SH SOLE 21822 0 0 CARNIVAL PLC-ADR COMMON 14365C103 1289 32556 SH SOLE 32556 0 0 CASEYS GENERAL STORES INC COMMON 147528103 679 17427 SH SOLE 17427 0 0 CATERPILLAR INC COMMON 149123101 5 46 SH SOLE 46 0 0 CATERPILLAR INC COMMON 149123101 100103 899000 SH CALL SOLE 899000 0 0 CATERPILLAR INC COMMON 149123101 62445 560800 SH PUT SOLE 560800 0 0 CB RICHARD ELLIS GROUP INC-A COMMON 12497T101 342 12843 SH SOLE 12843 0 0 CBS CORP-CLASS B NON VOTING COMMON 124857202 384 15353 SH SOLE 15353 0 0 CELGENE CORP COMMON 151020104 2061 35809 SH SOLE 35809 0 0 CELGENE CORP COMMON 151020104 1036 18000 SH CALL SOLE 18000 0 0 CELGENE CORP COMMON 151020104 2769 48100 SH PUT SOLE 48100 0 0 CELL THERAPEUTICS INC COMMON 150934503 750 2017600 SH CALL SOLE 2017600 0 0 CEMEX SAB-SPONS ADR PART CER COMMON 151290889 408 45709 SH SOLE 45709 0 0 CEMEX SAB-SPONS ADR PART CER COMMON 151290889 906 101520 SH PUT SOLE 101520 0 0 CENTRAL FUND CANADA LTD-A COMMON 153501101 2311 103350 SH SOLE 103350 0 0 CEPHALON INC COMMON 156708109 5690 74800 SH CALL SOLE 74800 0 0 CEPHALON INC COMMON 156708109 2541 33400 SH PUT SOLE 33400 0 0 CHEVRON CORP COMMON 166764100 9426 87700 SH CALL SOLE 87700 0 0 CHEVRON CORP COMMON 166764100 1945 18100 SH PUT SOLE 18100 0 0 CHICAGO BRIDGE & IRON-NY SHR COMMON 167250109 279 6881 SH SOLE 6881 0 0 CHINA LIFE INSURANCE CO-ADR COMMON 16939P106 582 10400 SH CALL SOLE 10400 0 0 CHINA LIFE INSURANCE CO-ADR COMMON 16939P106 1042 18600 SH PUT SOLE 18600 0 0 CHINA MING YANG WIND POW-ADS COMMON 16951C108 2699 261870 SH SOLE 261870 0 0 CHINA MING YANG WIND POW-ADS COMMON 16951C108 319 31000 SH CALL SOLE 31000 0 0 CHINA MOBILE LTD-SPON ADR COMMON 16941M109 7872 170224 SH SOLE 170224 0 0 CHINA MOBILE LTD-SPON ADR COMMON 16941M109 5809 125600 SH CALL SOLE 125600 0 0 CHINA MOBILE LTD-SPON ADR COMMON 16941M109 13135 284000 SH PUT SOLE 284000 0 0 CISCO SYSTEMS INC COMMON 17275R102 15160 883978 SH SOLE 883978 0 0 CISCO SYSTEMS INC COMMON 17275R102 73602 4291700 SH CALL SOLE 4291700 0 0 CISCO SYSTEMS INC COMMON 17275R102 54401 3172100 SH PUT SOLE 3172100 0 0 CITIGROUP INC COMMON 172967101 5877 1329713 SH SOLE 1329713 0 0 CITIGROUP INC COMMON 172967101 12795 2894800 SH CALL SOLE 2894800 0 0 CITIGROUP INC COMMON 172967101 8592 1944000 SH PUT SOLE 1944000 0 0 CME GROUP INC COMMON 12572Q105 33019 109500 SH CALL SOLE 109500 0 0 CME GROUP INC COMMON 12572Q105 18123 60100 SH PUT SOLE 60100 0 0 CNA FINANCIAL CORP COMMON 126117100 359 12180 SH SOLE 12180 0 0 COCA-COLA CO/THE COMMON 191216100 39604 597000 SH CALL SOLE 597000 0 0 COCA-COLA CO/THE COMMON 191216100 13062 196900 SH PUT SOLE 196900 0 0 COGNIZANT TECH SOLUTIONS-A COMMON 192446102 1595 19600 SH CALL SOLE 19600 0 0 COGNIZANT TECH SOLUTIONS-A COMMON 192446102 814 10000 SH PUT SOLE 10000 0 0 COMCAST CORP-CLASS A COMMON 20030N101 74 3004 SH SOLE 3004 0 0 COMCAST CORP-CLASS A COMMON 20030N101 625 25300 SH CALL SOLE 25300 0 0 COMCAST CORP-CLASS A COMMON 20030N101 625 25300 SH PUT SOLE 25300 0 0 COMPUCREDIT HOLDINGS CORP COMMON 20478T107 1599 245000 SH CALL SOLE 245000 0 0 CONOCOPHILLIPS COMMON 20825C104 48291 604700 SH CALL SOLE 604700 0 0 CONOCOPHILLIPS COMMON 20825C104 7914 99100 SH PUT SOLE 99100 0 0 CONSTELLATION ENERGY GROUP COMMON 210371100 635 20400 SH CALL SOLE 20400 0 0 CONSUMER DISCRETIONARY SELT COMMON 81369Y407 19525 500000 SH CALL SOLE 500000 0 0 CONSUMER DISCRETIONARY SELT COMMON 81369Y407 19525 500000 SH PUT SOLE 500000 0 0 CORINTHIAN COLLEGES INC COMMON 218868107 419 94800 SH SOLE 94800 0 0 CORINTHIAN COLLEGES INC COMMON 218868107 169 38300 SH CALL SOLE 38300 0 0 CORINTHIAN COLLEGES INC COMMON 218868107 146 33200 SH PUT SOLE 33200 0 0 CORN PRODUCTS INTL INC COMMON 219023108 217 4200 SH SOLE 4200 0 0 CORNING INC COMMON 219350105 1289 62511 SH SOLE 62511 0 0 CREE INC COMMON 225447101 1151 24954 SH SOLE 24954 0 0 CSX CORP COMMON 126408103 828 10547 SH SOLE 10547 0 0 CVS CAREMARK CORP COMMON 126650100 212 6200 SH SOLE 6200 0 0 CVS CAREMARK CORP COMMON 126650100 1194 34800 SH CALL SOLE 34800 0 0 CVS CAREMARK CORP COMMON 126650100 418 12200 SH PUT SOLE 12200 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- DEERE & CO COMMON 244199105 1 17 SH SOLE 17 0 0 DEERE & CO COMMON 244199105 41556 428900 SH CALL SOLE 428900 0 0 DEERE & CO COMMON 244199105 12372 127700 SH PUT SOLE 127700 0 0 DELL INC COMMON 24702R101 1881 129694 SH SOLE 129694 0 0 DELL INC COMMON 24702R101 2533 174600 SH CALL SOLE 174600 0 0 DELL INC COMMON 24702R101 3154 217400 SH PUT SOLE 217400 0 0 DELTA AIR LINES INC COMMON 247361702 1111 113387 SH SOLE 113387 0 0 DELTA AIR LINES INC COMMON 247361702 1543 157500 SH CALL SOLE 157500 0 0 DELTA AIR LINES INC COMMON 247361702 2065 210800 SH PUT SOLE 210800 0 0 DENBURY RESOURCES INC COMMON 247916208 214 8800 SH SOLE 8800 0 0 DENDREON CORP COMMON 24823Q107 7298 195000 SH CALL SOLE 195000 0 0 DENDREON CORP COMMON 24823Q107 276 7400 SH PUT SOLE 7400 0 0 DIONEX CORP COMMON 254546104 2361 20000 SH SOLE 20000 0 0 DISCOVER FINANCIAL SERVICES COMMON 254709108 521 21611 SH SOLE 21611 0 0 DISCOVERY COMMUNICATIONS-A COMMON 25470F104 2234 56000 SH SOLE 56000 0 0 DOLLAR THRIFTY AUTOMOTIVE GP COMMON 256743105 1668 25000 SH PUT SOLE 25000 0 0 DOMTAR CORP COMMON 257559203 13767 150000 SH CALL SOLE 150000 0 0 DOT HILL SYSTEMS CORP COMMON 25848T109 297 105235 SH SOLE 105235 0 0 DOW CHEMICAL CO/THE COMMON 260543103 13835 366500 SH CALL SOLE 366500 0 0 DR HORTON INC COMMON 23331A109 6330 543400 SH CALL SOLE 543400 0 0 DR HORTON INC COMMON 23331A109 291 25000 SH PUT SOLE 25000 0 0 DU PONT (E.I.) DE NEMOURS COMMON 263534109 2781 50600 SH CALL SOLE 50600 0 0 DU PONT (E.I.) DE NEMOURS COMMON 263534109 5 100 SH PUT SOLE 100 0 0 E-TRACS DAILY L/S VIX ETN COMMON 902641596 972 41100 SH SOLE 41100 0 0 EASTMAN KODAK CO COMMON 277461109 514 159300 SH CALL SOLE 159300 0 0 ELECTRONIC ARTS INC COMMON 285512109 2064 105700 SH CALL SOLE 105700 0 0 ELECTRONIC ARTS INC COMMON 285512109 111 5700 SH PUT SOLE 5700 0 0 EMC CORP/MASS COMMON 268648102 3827 144129 SH SOLE 144129 0 0 EMC CORP/MASS COMMON 268648102 7968 300000 SH CALL SOLE 300000 0 0 EMERGENCY MEDICAL SERVICES-A COMMON 29100P102 6359 100000 SH SOLE 100000 0 0 EMERGENCY MEDICAL SERVICES-A COMMON 29100P102 3611 56800 SH CALL SOLE 56800 0 0 EMERGENCY MEDICAL SERVICES-A COMMON 29100P102 57 900 SH PUT SOLE 900 0 0 ENTERGY CORP COMMON 29364G103 206 3068 SH SOLE 3068 0 0 ESTEE LAUDER COMPANIES-CL A COMMON 518439104 212 2210 SH SOLE 2210 0 0 EVERGREEN SOLAR INC COMMON 30033R306 54 40700 SH SOLE 40700 0 0 EVERGREEN SOLAR INC COMMON 30033R306 178 132200 SH CALL SOLE 132200 0 0 EXCO RESOURCES INC COMMON 269279402 2130 103146 SH SOLE 103146 0 0 EXCO RESOURCES INC COMMON 269279402 516 25000 SH PUT SOLE 25000 0 0 EXPEDIA INC COMMON 30212P105 213 9400 SH SOLE 9400 0 0 EXXON MOBIL CORP COMMON 30231G102 1806 21476 SH SOLE 21476 0 0 EXXON MOBIL CORP COMMON 30231G102 99298 1180300 SH CALL SOLE 1180300 0 0 EXXON MOBIL CORP COMMON 30231G102 7184 85400 SH PUT SOLE 85400 0 0 F5 NETWORKS INC COMMON 315616102 381 3718 SH SOLE 3718 0 0 F5 NETWORKS INC COMMON 315616102 810 7900 SH PUT SOLE 7900 0 0 FAMILY DOLLAR STORES COMMON 307000109 137 2673 SH SOLE 2673 0 0 FAMILY DOLLAR STORES COMMON 307000109 1750 34100 SH CALL SOLE 34100 0 0 FAMILY DOLLAR STORES COMMON 307000109 4028 78500 SH PUT SOLE 78500 0 0 FEDEX CORP COMMON 31428X106 549 5879 SH SOLE 5879 0 0 FEDEX CORP COMMON 31428X106 1122 12000 SH PUT SOLE 12000 0 0 FINANCIAL SELECT SECTOR SPDR COMMON 81369Y605 1481 90395 SH SOLE 90395 0 0 FINANCIAL SELECT SECTOR SPDR COMMON 81369Y605 68215 4162000 SH CALL SOLE 4162000 0 0 FINANCIAL SELECT SECTOR SPDR COMMON 81369Y605 35438 2162200 SH PUT SOLE 2162200 0 0 FINISAR CORPORATION COMMON 31787A507 548 22300 SH SOLE 22300 0 0 FINISAR CORPORATION COMMON 31787A507 204 8300 SH CALL SOLE 8300 0 0 FINISAR CORPORATION COMMON 31787A507 1397 56800 SH PUT SOLE 56800 0 0 FINISH LINE/THE - CL A COMMON 317923100 992 50000 SH SOLE 50000 0 0 FINISH LINE/THE - CL A COMMON 317923100 905 45600 SH CALL SOLE 45600 0 0 FIRST BANCORP PFD SERIES A COMMON 318672201 285 20180 SH SOLE 20180 0 0 FIRST BANCORP PFD SERIES D COMMON 318672508 364 25600 SH SOLE 25600 0 0 FIRST BANCORP PFD SERIES E COMMON 318672607 348 24470 SH SOLE 24470 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- FIRST SOLAR INC COMMON 336433107 86724 539200 SH CALL SOLE 539200 0 0 FIRST SOLAR INC COMMON 336433107 56760 352900 SH PUT SOLE 352900 0 0 FORD MOTOR CO COMMON 345370860 3090 207299 SH SOLE 207299 0 0 FORD MOTOR CO COMMON 345370860 12455 835400 SH CALL SOLE 835400 0 0 FORD MOTOR CO COMMON 345370860 12190 817600 SH PUT SOLE 817600 0 0 FORD MOTOR CO-CW13 COMMON 345370134 638 100000 SH SOLE 100000 0 0 FREEPORT-MCMORAN COPPER COMMON 35671D857 923 16630 SH SOLE 16630 0 0 FREEPORT-MCMORAN COPPER COMMON 35671D857 111 2000 SH CALL SOLE 2000 0 0 FREEPORT-MCMORAN COPPER COMMON 35671D857 2088 37600 SH PUT SOLE 37600 0 0 FRONTEER GOLD INC COMMON 359032109 753 50000 SH SOLE 50000 0 0 GARMIN LTD COMMON H2906T109 352 10400 SH CALL SOLE 10400 0 0 GARMIN LTD COMMON H2906T109 2075 61300 SH PUT SOLE 61300 0 0 GATX CORP COMMON 361448103 231 6000 SH SOLE 6000 0 0 GENERAL CABLE CORP COMMON 369300108 641 14817 SH SOLE 14817 0 0 GENERAL CABLE CORP COMMON 369300108 1684 38900 SH PUT SOLE 38900 0 0 GENERAL ELECTRIC CO COMMON 369604103 1826 91115 SH SOLE 91115 0 0 GENERAL ELECTRIC CO COMMON 369604103 26724 1332900 SH CALL SOLE 1332900 0 0 GENERAL ELECTRIC CO COMMON 369604103 5381 268400 SH PUT SOLE 268400 0 0 GENERAL MOTORS CO COMMON 37045V100 6206 200000 SH CALL SOLE 200000 0 0 GENZYME CORP COMMON 372917104 21078 276783 SH SOLE 276783 0 0 GENZYME CORP COMMON 372917104 50970 669300 SH CALL SOLE 669300 0 0 GENZYME CORP COMMON 372917104 11080 145500 SH PUT SOLE 145500 0 0 GERDAU SA -SPON ADR COMMON 373737105 4406 352513 SH SOLE 352513 0 0 GERDAU SA -SPON ADR COMMON 373737105 3750 300000 SH CALL SOLE 300000 0 0 GERDAU SA -SPON ADR COMMON 373737105 14062 1125000 SH PUT SOLE 1125000 0 0 GOLDMAN SACHS GROUP INC COMMON 38141G104 5186 32701 SH SOLE 32701 0 0 GOLDMAN SACHS GROUP INC COMMON 38141G104 157807 995000 SH CALL SOLE 995000 0 0 GOLDMAN SACHS GROUP INC COMMON 38141G104 148227 934600 SH PUT SOLE 934600 0 0 GOOGLE INC-CL A COMMON 38259P508 186220 317370 SH SOLE 317370 0 0 GOOGLE INC-CL A COMMON 38259P508 488184 832000 SH CALL SOLE 832000 0 0 GOOGLE INC-CL A COMMON 38259P508 451277 769100 SH PUT SOLE 769100 0 0 GRACO INC COMMON 384109104 218 4800 SH SOLE 4800 0 0 HARTFORD FINANCIAL SVCS GRP COMMON 416515104 577 21442 SH SOLE 21442 0 0 HEALTH CARE SELECT SECTOR COMMON 81369Y209 25461 769000 SH CALL SOLE 769000 0 0 HEALTH CARE SELECT SECTOR COMMON 81369Y209 18872 570000 SH PUT SOLE 570000 0 0 HECLA MINING CO COMMON 422704106 14478 1594500 SH CALL SOLE 1594500 0 0 HECLA MINING CO COMMON 422704106 1543 170000 SH PUT SOLE 170000 0 0 HEWLETT-PACKARD CO COMMON 428236103 3003 73307 SH SOLE 73307 0 0 HEWLETT-PACKARD CO COMMON 428236103 2384 58200 SH CALL SOLE 58200 0 0 HEWLETT-PACKARD CO COMMON 428236103 868 21200 SH PUT SOLE 21200 0 0 HICKS ACQUISITION CO II-CW17 COMMON 429090111 57 100000 SH SOLE 100000 0 0 HOME DEPOT INC COMMON 437076102 533 14391 SH SOLE 14391 0 0 HOME DEPOT INC COMMON 437076102 555 15000 SH CALL SOLE 15000 0 0 HOME DEPOT INC COMMON 437076102 555 15000 SH PUT SOLE 15000 0 0 HONEYWELL INTERNATIONAL INC COMMON 438516106 2263 37900 SH CALL SOLE 37900 0 0 HONEYWELL INTERNATIONAL INC COMMON 438516106 1379 23100 SH PUT SOLE 23100 0 0 HSBC HOLDINGS PLC-SPONS ADR COMMON 404280406 3508 67726 SH SOLE 67726 0 0 HSBC HOLDINGS PLC-SPONS ADR COMMON 404280406 2968 57300 SH CALL SOLE 57300 0 0 HSBC HOLDINGS PLC-SPONS ADR COMMON 404280406 22507 434500 SH PUT SOLE 434500 0 0 HUNTINGTON BANCSHARES INC COMMON 446150104 119 18066 SH SOLE 18066 0 0 HYPERCOM CORP COMMON 44913M105 721 59982 SH SOLE 59982 0 0 ICICI BANK LTD-SPON ADR COMMON 45104G104 3737 75000 SH CALL SOLE 75000 0 0 ICICI BANK LTD-SPON ADR COMMON 45104G104 3488 70000 SH PUT SOLE 70000 0 0 IMAX CORP COMMON 45245E109 1918 60000 SH CALL SOLE 60000 0 0 INDUSTRIAL SELECT SECT SPDR COMMON 81369Y704 104 2769 SH SOLE 2769 0 0 INDUSTRIAL SELECT SECT SPDR COMMON 81369Y704 8421 223600 SH CALL SOLE 223600 0 0 INDUSTRIAL SELECT SECT SPDR COMMON 81369Y704 5649 150000 SH PUT SOLE 150000 0 0 INGERSOLL-RAND PLC COMMON G47791101 4700 97300 SH CALL SOLE 97300 0 0 INTEL CORP COMMON 458140100 2210 109535 SH SOLE 109535 0 0 INTEL CORP COMMON 458140100 1031 51100 SH CALL SOLE 51100 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- INTEL CORP COMMON 458140100 1031 51100 SH PUT SOLE 51100 0 0 INTERNATIONAL COAL GROUP INC COMMON 45928H106 17 1508 SH SOLE 1508 0 0 INTERNATIONAL COAL GROUP INC COMMON 45928H106 3273 289700 SH CALL SOLE 289700 0 0 INTERNATIONAL PAPER CO COMMON 460146103 2407 79763 SH SOLE 79763 0 0 INTERNATIONAL PAPER CO COMMON 460146103 13882 460000 SH PUT SOLE 460000 0 0 INTEROIL CORP COMMON 460951106 3084 41328 SH SOLE 41328 0 0 INTEROIL CORP COMMON 460951106 1642 22000 SH CALL SOLE 22000 0 0 INTEROIL CORP COMMON 460951106 6859 91900 SH PUT SOLE 91900 0 0 INTL BUSINESS MACHINES CORP COMMON 459200101 14456 88653 SH SOLE 88653 0 0 INTL BUSINESS MACHINES CORP COMMON 459200101 74995 459900 SH CALL SOLE 459900 0 0 INTL BUSINESS MACHINES CORP COMMON 459200101 68277 418700 SH PUT SOLE 418700 0 0 INTUITIVE SURGICAL INC COMMON 46120E602 31045 93100 SH CALL SOLE 93100 0 0 INTUITIVE SURGICAL INC COMMON 46120E602 1333 4000 SH PUT SOLE 4000 0 0 IPATH S&P 500 VIX M/T FU ETN COMMON 06740C519 6220 112990 SH SOLE 112990 0 0 ISHARES DJ US REAL ESTATE COMMON 464287739 19305 325000 SH CALL SOLE 325000 0 0 ISHARES DJ US REAL ESTATE COMMON 464287739 10098 170000 SH PUT SOLE 170000 0 0 ISHARES FTSE/XINHUA CHINA 25 COMMON 464287184 37580 836800 SH CALL SOLE 836800 0 0 ISHARES FTSE/XINHUA CHINA 25 COMMON 464287184 54246 1207900 SH PUT SOLE 1207900 0 0 ISHARES MSCI BRAZIL COMMON 464286400 99212 1280000 SH CALL SOLE 1280000 0 0 ISHARES MSCI BRAZIL COMMON 464286400 56907 734200 SH PUT SOLE 734200 0 0 ISHARES MSCI EAFE INDEX FUND COMMON 464287465 167815 2793200 SH CALL SOLE 2793200 0 0 ISHARES MSCI EAFE INDEX FUND COMMON 464287465 59617 992300 SH PUT SOLE 992300 0 0 ISHARES MSCI EMERGING MKT IN COMMON 464287234 116545 2394600 SH CALL SOLE 2394600 0 0 ISHARES MSCI EMERGING MKT IN COMMON 464287234 122259 2512000 SH PUT SOLE 2512000 0 0 ISHARES MSCI MEXICO INVESTAB COMMON 464286822 2006 31929 SH SOLE 31929 0 0 ISHARES MSCI MEXICO INVESTAB COMMON 464286822 1426 22700 SH CALL SOLE 22700 0 0 ISHARES MSCI MEXICO INVESTAB COMMON 464286822 7573 120500 SH PUT SOLE 120500 0 0 ISHARES MSCI SOUTH KOREA IND COMMON 464286772 5656 87908 SH SOLE 87908 0 0 ISHARES SILVER TRUST COMMON 46428Q109 8537 232200 SH CALL SOLE 232200 0 0 ISHARES SILVER TRUST COMMON 46428Q109 10615 288700 SH PUT SOLE 288700 0 0 ITT CORP COMMON 450911102 3669 61100 SH SOLE 61100 0 0 J CREW GROUP INC COMMON 46612H402 369 8500 SH SOLE 8500 0 0 JM SMUCKER CO/THE COMMON 832696405 275 3858 SH SOLE 3858 0 0 JOHNSON & JOHNSON COMMON 478160104 2045 34516 SH SOLE 34516 0 0 JOHNSON & JOHNSON COMMON 478160104 3353 56600 SH CALL SOLE 56600 0 0 JOHNSON & JOHNSON COMMON 478160104 1469 24800 SH PUT SOLE 24800 0 0 JPMORGAN CHASE & CO COMMON 46625H100 2102 45605 SH SOLE 45605 0 0 JPMORGAN CHASE & CO COMMON 46625H100 194592 4221100 SH CALL SOLE 4221100 0 0 JPMORGAN CHASE & CO COMMON 46625H100 83491 1811100 SH PUT SOLE 1811100 0 0 KEYCORP COMMON 493267108 328 37026 SH SOLE 37026 0 0 KRAFT FOODS INC-CLASS A COMMON 50075N104 1122 35800 SH CALL SOLE 35800 0 0 KRAFT FOODS INC-CLASS A COMMON 50075N104 495 15800 SH PUT SOLE 15800 0 0 L-1 IDENTITY SOLUTIONS INC COMMON 50212A106 166 14100 SH SOLE 14100 0 0 L-1 IDENTITY SOLUTIONS INC COMMON 50212A106 1 100 SH PUT SOLE 100 0 0 LADISH CO INC COMMON 505754200 1092 19997 SH SOLE 19997 0 0 LAS VEGAS SANDS CORP COMMON 517834107 22577 534766 SH SOLE 534766 0 0 LAS VEGAS SANDS CORP COMMON 517834107 28616 677800 SH CALL SOLE 677800 0 0 LAS VEGAS SANDS CORP COMMON 517834107 63553 1505300 SH PUT SOLE 1505300 0 0 LDK SOLAR CO LTD -ADR COMMON 50183L107 3019 246731 SH SOLE 246731 0 0 LDK SOLAR CO LTD -ADR COMMON 50183L107 565 46200 SH CALL SOLE 46200 0 0 LDK SOLAR CO LTD -ADR COMMON 50183L107 2270 185500 SH PUT SOLE 185500 0 0 LEGG MASON INC COMMON 524901105 1640 45469 SH SOLE 45469 0 0 LENNAR CORP-A COMMON 526057104 139 7714 SH SOLE 7714 0 0 LENNAR CORP-A COMMON 526057104 3839 211900 SH PUT SOLE 211900 0 0 LIBERTY MEDIA-STARZ SERIES A COMMON 53071M708 388 5000 SH SOLE 5000 0 0 LIMELIGHT NETWORKS INC COMMON 53261M104 2382 332765 SH SOLE 332765 0 0 LIVE NATION ENTERTAINMENT IN COMMON 538034109 109 10920 SH SOLE 10920 0 0 LIVE NATION ENTERTAINMENT IN COMMON 538034109 500 50000 SH CALL SOLE 50000 0 0 LORILLARD INC COMMON 544147101 1103 11613 SH SOLE 11613 0 0 LOWES COS INC COMMON 548661107 738 27956 SH SOLE 27956 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- LSI CORP COMMON 502161102 160 23567 SH SOLE 23567 0 0 LUBRIZOL CORP COMMON 549271104 7470 55770 SH SOLE 55770 0 0 LUBRIZOL CORP COMMON 549271104 16878 126000 SH CALL SOLE 126000 0 0 MARATHON OIL CORP COMMON 565849106 1002 18800 SH SOLE 18800 0 0 MARKET VECTORS GOLD MINERS COMMON 57060U100 7254 120700 SH CALL SOLE 120700 0 0 MARKET VECTORS GOLD MINERS COMMON 57060U100 15956 265500 SH PUT SOLE 265500 0 0 MARKET VECTORS RUSSIA ETF COMMON 57060U506 9674 232400 SH CALL SOLE 232400 0 0 MARKET VECTORS RUSSIA ETF COMMON 57060U506 18733 450000 SH PUT SOLE 450000 0 0 MARSHALL & ILSLEY CORP COMMON 571837103 3387 423996 SH SOLE 423996 0 0 MARVELL TECHNOLOGY GROUP LTD COMMON G5876H105 1212 77960 SH SOLE 77960 0 0 MARVELL TECHNOLOGY GROUP LTD COMMON G5876H105 1096 70500 SH PUT SOLE 70500 0 0 MASSEY ENERGY CO COMMON 576206106 5104 74675 SH SOLE 74675 0 0 MASSEY ENERGY CO COMMON 576206106 1367 20000 SH CALL SOLE 20000 0 0 MASSEY ENERGY CO COMMON 576206106 5079 74300 SH PUT SOLE 74300 0 0 MASTERCARD INC-CLASS A COMMON 57636Q104 7788 30941 SH SOLE 30941 0 0 MASTERCARD INC-CLASS A COMMON 57636Q104 31490 125100 SH CALL SOLE 125100 0 0 MASTERCARD INC-CLASS A COMMON 57636Q104 22101 87800 SH PUT SOLE 87800 0 0 MATERIALS SELECT SECTOR SPDR COMMON 81369Y100 8468 211604 SH SOLE 211604 0 0 MATERIALS SELECT SECTOR SPDR COMMON 81369Y100 20010 500000 SH PUT SOLE 500000 0 0 MCDONALDS CORP COMMON 580135101 39 514 SH SOLE 514 0 0 MCDONALDS CORP COMMON 580135101 730 9600 SH CALL SOLE 9600 0 0 MCDONALDS CORP COMMON 580135101 730 9600 SH PUT SOLE 9600 0 0 MEAD JOHNSON NUTRITION CO COMMON 582839106 1645 28400 SH SOLE 28400 0 0 MEAD JOHNSON NUTRITION CO COMMON 582839106 1737 30000 SH CALL SOLE 30000 0 0 MEDTRONIC INC COMMON 585055106 237 6030 SH SOLE 6030 0 0 MEDTRONIC INC COMMON 585055106 377 9600 SH CALL SOLE 9600 0 0 MEDTRONIC INC COMMON 585055106 377 9600 SH PUT SOLE 9600 0 0 MERCK & CO. INC. COMMON 58933Y105 1266 38365 SH SOLE 38365 0 0 MERCK & CO. INC. COMMON 58933Y105 950 28800 SH CALL SOLE 28800 0 0 MERCK & CO. INC. COMMON 58933Y105 1610 48800 SH PUT SOLE 48800 0 0 MF GLOBAL HOLDINGS LTD COMMON 55277J108 207 25000 SH SOLE 25000 0 0 MGM RESORTS INTERNATIONAL COMMON 552953101 3440 261659 SH SOLE 261659 0 0 MGM RESORTS INTERNATIONAL COMMON 552953101 6212 472400 SH CALL SOLE 472400 0 0 MGM RESORTS INTERNATIONAL COMMON 552953101 8621 655600 SH PUT SOLE 655600 0 0 MICROSOFT CORP COMMON 594918104 20576 810417 SH SOLE 810417 0 0 MICROSOFT CORP COMMON 594918104 2790 109900 SH CALL SOLE 109900 0 0 MICROSOFT CORP COMMON 594918104 19334 761500 SH PUT SOLE 761500 0 0 MOLEX INC COMMON 608554101 300 11980 SH SOLE 11980 0 0 MOLEX INC -CL A COMMON 608554200 15015 725727 SH SOLE 725727 0 0 MONSANTO CO COMMON 61166W101 208 2880 SH SOLE 2880 0 0 MONSANTO CO COMMON 61166W101 722 10000 SH CALL SOLE 10000 0 0 MONSANTO CO COMMON 61166W101 72 1000 SH PUT SOLE 1000 0 0 MORGAN STANLEY COMMON 617446448 1804 66035 SH SOLE 66035 0 0 MORGAN STANLEY COMMON 617446448 1437 52600 SH CALL SOLE 52600 0 0 MORGAN STANLEY COMMON 617446448 3223 118000 SH PUT SOLE 118000 0 0 MOTOROLA MOBILITY HOLDINGS I COMMON 620097105 401 16436 SH SOLE 16436 0 0 MOTOROLA SOLUTIONS INC COMMON 620076307 99 2224 SH SOLE 2224 0 0 MOTOROLA SOLUTIONS INC COMMON 620076307 8334 186500 SH CALL SOLE 186500 0 0 MOTOROLA SOLUTIONS INC COMMON 620076307 6471 144800 SH PUT SOLE 144800 0 0 NATIONAL OILWELL VARCO INC COMMON 637071101 1276 16100 SH CALL SOLE 16100 0 0 NATIONWIDE HEALTH PPTYS INC COMMON 638620104 2423 56995 SH SOLE 56995 0 0 NCR CORPORATION COMMON 62886E108 192 10200 SH SOLE 10200 0 0 NETAPP INC COMMON 64110D104 363 7553 SH SOLE 7553 0 0 NETFLIX INC COMMON 64110L106 3117 13112 SH SOLE 13112 0 0 NETFLIX INC COMMON 64110L106 50670 213100 SH CALL SOLE 213100 0 0 NETFLIX INC COMMON 64110L106 66911 281400 SH PUT SOLE 281400 0 0 NEUTRAL TANDEM INC COMMON 64128B108 958 65000 SH SOLE 65000 0 0 NEW ORIENTAL EDUCATIO-SP ADR COMMON 647581107 349 3491 SH SOLE 3491 0 0 NEW ORIENTAL EDUCATIO-SP ADR COMMON 647581107 5383 53800 SH CALL SOLE 53800 0 0 NEW ORIENTAL EDUCATIO-SP ADR COMMON 647581107 4533 45300 SH PUT SOLE 45300 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- NEW YORK COMMUNITY BANCORP COMMON 649445103 180 10437 SH SOLE 10437 0 0 NEWFIELD EXPLORATION CO COMMON 651290108 212 2800 SH SOLE 2800 0 0 NEWMONT MINING CORP COMMON 651639106 1894 34712 SH SOLE 34712 0 0 NEWMONT MINING CORP COMMON 651639106 12416 227500 SH CALL SOLE 227500 0 0 NEWMONT MINING CORP COMMON 651639106 25483 466900 SH PUT SOLE 466900 0 0 NIKE INC -CL B COMMON 654106103 1425 18831 SH SOLE 18831 0 0 NOBLE ENERGY INC COMMON 655044105 694 7182 SH SOLE 7182 0 0 NORFOLK SOUTHERN CORP COMMON 655844108 619 8938 SH SOLE 8938 0 0 NOVARTIS AG-ADR COMMON 66987V109 8152 150000 SH CALL SOLE 150000 0 0 NOVARTIS AG-ADR COMMON 66987V109 2744 50500 SH PUT SOLE 50500 0 0 NOVELL INC COMMON 670006105 415 70000 SH CALL SOLE 70000 0 0 NVIDIA CORP COMMON 67066G104 662 35872 SH SOLE 35872 0 0 NVIDIA CORP COMMON 67066G104 461 25000 SH PUT SOLE 25000 0 0 NYSE EURONEXT COMMON 629491101 8849 251607 SH SOLE 251607 0 0 NYSE EURONEXT COMMON 629491101 8373 238100 SH CALL SOLE 238100 0 0 NYSE EURONEXT COMMON 629491101 2824 80300 SH PUT SOLE 80300 0 0 OCCIDENTAL PETROLEUM CORP COMMON 674599105 124 1192 SH SOLE 1192 0 0 OCCIDENTAL PETROLEUM CORP COMMON 674599105 752 7200 SH CALL SOLE 7200 0 0 OCCIDENTAL PETROLEUM CORP COMMON 674599105 752 7200 SH PUT SOLE 7200 0 0 OFFICE DEPOT INC COMMON 676220106 730 157800 SH SOLE 157800 0 0 OIL SERVICE HOLDRS TRUST COMMON 678002106 730 4444 SH SOLE 4444 0 0 OIL SERVICE HOLDRS TRUST COMMON 678002106 6574 40000 SH CALL SOLE 40000 0 0 OIL SERVICE HOLDRS TRUST COMMON 678002106 6574 40000 SH PUT SOLE 40000 0 0 ON SEMICONDUCTOR CORPORATION COMMON 682189105 105 10710 SH SOLE 10710 0 0 OPTIONSXPRESS HOLDINGS INC COMMON 684010101 1644 90000 SH SOLE 90000 0 0 ORACLE CORP COMMON 68389X105 161 4833 SH SOLE 4833 0 0 ORACLE CORP COMMON 68389X105 1170 35000 SH CALL SOLE 35000 0 0 ORACLE CORP COMMON 68389X105 1170 35000 SH PUT SOLE 35000 0 0 PATRIOT COAL CORP COMMON 70336T104 1937 75000 SH CALL SOLE 75000 0 0 PAYCHEX INC COMMON 704326107 682 21755 SH SOLE 21755 0 0 PEABODY ENERGY CORP COMMON 704549104 1343 18670 SH SOLE 18670 0 0 PEABODY ENERGY CORP COMMON 704549104 1108 15400 SH PUT SOLE 15400 0 0 PEPSICO INC COMMON 713448108 117870 1830000 SH CALL SOLE 1830000 0 0 PEPSICO INC COMMON 713448108 33396 518500 SH PUT SOLE 518500 0 0 PETROLEO BRASILEIRO S.A.-ADR COMMON 71654V408 60875 1505700 SH CALL SOLE 1505700 0 0 PETROLEO BRASILEIRO S.A.-ADR COMMON 71654V408 80952 2002300 SH PUT SOLE 2002300 0 0 PETROLEO BRASILEIRO-SPON ADR COMMON 71654V101 3185 89626 SH SOLE 89626 0 0 PETROLEO BRASILEIRO-SPON ADR COMMON 71654V101 15637 440000 SH CALL SOLE 440000 0 0 PFIZER INC COMMON 717081103 200 9873 SH SOLE 9873 0 0 PFIZER INC COMMON 717081103 1535 75600 SH CALL SOLE 75600 0 0 PFIZER INC COMMON 717081103 1535 75600 SH PUT SOLE 75600 0 0 PHARMATHENE INC COMMON 71714G102 268 84200 SH SOLE 84200 0 0 PHILIP MORRIS INTERNATIONAL COMMON 718172109 20830 317400 SH CALL SOLE 317400 0 0 PHILIP MORRIS INTERNATIONAL COMMON 718172109 1161 17700 SH PUT SOLE 17700 0 0 PHILLIPS-VAN HEUSEN COMMON 718592108 218 3360 SH SOLE 3360 0 0 PIONEER NATURAL RESOURCES CO COMMON 723787107 201 1977 SH SOLE 1977 0 0 PLAINS EXPLORATION & PRODUCT COMMON 726505100 272 7531 SH SOLE 7531 0 0 POTASH CORP OF SASKATCHEWAN COMMON 73755L107 589 10000 SH SOLE 10000 0 0 POTASH CORP OF SASKATCHEWAN COMMON 73755L107 12009 203800 SH CALL SOLE 203800 0 0 POTASH CORP OF SASKATCHEWAN COMMON 73755L107 106 1800 SH PUT SOLE 1800 0 0 POWER-ONE INC COMMON 73930R102 496 56734 SH SOLE 56734 0 0 POWERSHARES QQQ COMMON 73935A104 2969 51707 SH SOLE 51707 0 0 POWERSHARES QQQ COMMON 73935A104 6788 118200 SH CALL SOLE 118200 0 0 PRICELINE.COM INC COMMON 741503403 202 400 SH SOLE 400 0 0 PRICELINE.COM INC COMMON 741503403 37628 74300 SH CALL SOLE 74300 0 0 PRICELINE.COM INC COMMON 741503403 27702 54700 SH PUT SOLE 54700 0 0 PRIDE INTERNATIONAL INC COMMON 74153Q102 3084 71805 SH SOLE 71805 0 0 PROCTER & GAMBLE CO/THE COMMON 742718109 26733 433987 SH SOLE 433987 0 0 PROCTER & GAMBLE CO/THE COMMON 742718109 131047 2127400 SH CALL SOLE 2127400 0 0 PROCTER & GAMBLE CO/THE COMMON 742718109 54152 879100 SH PUT SOLE 879100 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- PROGRESS ENERGY INC COMMON 743263105 73 1603 SH SOLE 1603 0 0 PROGRESS ENERGY INC COMMON 743263105 922 20000 SH CALL SOLE 20000 0 0 PRUDENTIAL FINANCIAL INC COMMON 744320102 756 12282 SH SOLE 12282 0 0 PRUDENTIAL FINANCIAL INC COMMON 744320102 3466 56300 SH CALL SOLE 56300 0 0 PRUDENTIAL FINANCIAL INC COMMON 744320102 3072 49900 SH PUT SOLE 49900 0 0 QUALCOMM INC COMMON 747525103 72605 1324200 SH CALL SOLE 1324200 0 0 QUALCOMM INC COMMON 747525103 33057 602900 SH PUT SOLE 602900 0 0 QUICKSILVER RESOURCES INC COMMON 74837R104 6493 453800 SH CALL SOLE 453800 0 0 QUICKSILVER RESOURCES INC COMMON 74837R104 791 55300 SH PUT SOLE 55300 0 0 QWEST COMMUNICATIONS INTL COMMON 749121109 4015 587976 SH SOLE 587976 0 0 RADIOSHACK CORP COMMON 750438103 4971 331200 SH SOLE 331200 0 0 RADIOSHACK CORP COMMON 750438103 1877 125100 SH CALL SOLE 125100 0 0 RADWARE LTD COMMON M81873107 1533 43257 SH SOLE 43257 0 0 RADWARE LTD COMMON M81873107 205 5800 SH PUT SOLE 5800 0 0 RED HAT INC COMMON 756577102 722 15911 SH SOLE 15911 0 0 RED HAT INC COMMON 756577102 15995 352400 SH CALL SOLE 352400 0 0 RED HAT INC COMMON 756577102 5755 126800 SH PUT SOLE 126800 0 0 REGIONS FINANCIAL CORP COMMON 7591EP100 353 48720 SH SOLE 48720 0 0 REGIS CORP COMMON 758932107 177 10000 SH SOLE 10000 0 0 REHABCARE GROUP INC COMMON 759148109 1985 53863 SH SOLE 53863 0 0 RENESOLA LTD-ADR COMMON 75971T103 553 52500 SH CALL SOLE 52500 0 0 RENESOLA LTD-ADR COMMON 75971T103 817 77500 SH PUT SOLE 77500 0 0 RESEARCH IN MOTION COMMON 760975102 48070 850200 SH CALL SOLE 850200 0 0 RESEARCH IN MOTION COMMON 760975102 34873 616800 SH PUT SOLE 616800 0 0 ROPER INDUSTRIES INC COMMON 776696106 207 2400 SH SOLE 2400 0 0 SALESFORCE.COM INC COMMON 79466L302 8014 60000 SH CALL SOLE 60000 0 0 SALESFORCE.COM INC COMMON 79466L302 3646 27300 SH PUT SOLE 27300 0 0 SANDISK CORP COMMON 80004C101 18638 404400 SH CALL SOLE 404400 0 0 SANDISK CORP COMMON 80004C101 29990 650700 SH PUT SOLE 650700 0 0 SANDRIDGE ENERGY INC COMMON 80007P307 412 32200 SH CALL SOLE 32200 0 0 SANDRIDGE ENERGY INC COMMON 80007P307 620 48500 SH PUT SOLE 48500 0 0 SARA LEE CORP COMMON 803111103 2459 139200 SH SOLE 139200 0 0 SARA LEE CORP COMMON 803111103 7324 414500 SH CALL SOLE 414500 0 0 SARA LEE CORP COMMON 803111103 70 4000 SH PUT SOLE 4000 0 0 SAVIENT PHARMACEUTICALS INC COMMON 80517Q100 1009 95225 SH SOLE 95225 0 0 SCHLUMBERGER LTD COMMON 806857108 1482 15900 SH CALL SOLE 15900 0 0 SCHLUMBERGER LTD COMMON 806857108 1482 15900 SH PUT SOLE 15900 0 0 SEAGATE TECHNOLOGY COMMON G7945M107 3235 224579 SH SOLE 224579 0 0 SEAGATE TECHNOLOGY COMMON G7945M107 2198 152600 SH CALL SOLE 152600 0 0 SEAGATE TECHNOLOGY COMMON G7945M107 28 2000 SH PUT SOLE 2000 0 0 SEAHAWK DRILLING INC COMMON 81201R107 175 28600 SH CALL SOLE 28600 0 0 SEARS HOLDINGS CORP COMMON 812350106 3248 39300 SH CALL SOLE 39300 0 0 SEARS HOLDINGS CORP COMMON 812350106 4760 57600 SH PUT SOLE 57600 0 0 SEMICONDUCTOR HOLDRS TRUST COMMON 816636203 5119 148015 SH SOLE 148015 0 0 SEMICONDUCTOR HOLDRS TRUST COMMON 816636203 12106 350000 SH CALL SOLE 350000 0 0 SEMICONDUCTOR HOLDRS TRUST COMMON 816636203 12106 350000 SH PUT SOLE 350000 0 0 SIGA TECHNOLOGIES INC COMMON 826917106 968 80000 SH SOLE 80000 0 0 SIGA TECHNOLOGIES INC COMMON 826917106 1461 120800 SH CALL SOLE 120800 0 0 SIGA TECHNOLOGIES INC COMMON 826917106 303 25100 SH PUT SOLE 25100 0 0 SINA CORP COMMON G81477104 212 1987 SH SOLE 1987 0 0 SINA CORP COMMON G81477104 406 3800 SH PUT SOLE 3800 0 0 SKECHERS USA INC-CL A COMMON 830566105 284 13850 SH SOLE 13850 0 0 SKECHERS USA INC-CL A COMMON 830566105 314 15300 SH CALL SOLE 15300 0 0 SKYWORKS SOLUTIONS INC COMMON 83088M102 379 11701 SH SOLE 11701 0 0 SKYWORKS SOLUTIONS INC COMMON 83088M102 3240 100000 SH CALL SOLE 100000 0 0 SMITHFIELD FOODS INC COMMON 832248108 376 15643 SH SOLE 15643 0 0 SMITHFIELD FOODS INC COMMON 832248108 1390 57800 SH CALL SOLE 57800 0 0 SOHU.COM INC COMMON 83408W103 542 6075 SH SOLE 6075 0 0 SOHU.COM INC COMMON 83408W103 205 2300 SH CALL SOLE 2300 0 0 SOHU.COM INC COMMON 83408W103 1921 21500 SH PUT SOLE 21500 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- SOUTHERN CO COMMON 842587107 316 8300 SH SOLE 8300 0 0 SOUTHWEST AIRLINES CO COMMON 844741108 644 51000 SH CALL SOLE 51000 0 0 SOUTHWEST AIRLINES CO COMMON 844741108 631 50000 SH PUT SOLE 50000 0 0 SOUTHWESTERN ENERGY CO COMMON 845467109 1385 32235 SH SOLE 32235 0 0 SPDR GOLD TRUST COMMON 78463V107 35487 253734 SH SOLE 253734 0 0 SPDR GOLD TRUST COMMON 78463V107 77650 555200 SH CALL SOLE 555200 0 0 SPDR GOLD TRUST COMMON 78463V107 28531 204000 SH PUT SOLE 204000 0 0 SPDR TRUST SERIES 1 COMMON 78462F103 24118 181900 SH PUT SOLE 181900 0 0 SRA INTERNATIONAL INC-CL A COMMON 78464R105 283 10000 SH SOLE 10000 0 0 SRA INTERNATIONAL INC-CL A COMMON 78464R105 1125 39700 SH CALL SOLE 39700 0 0 SRA INTERNATIONAL INC-CL A COMMON 78464R105 595 21000 SH PUT SOLE 21000 0 0 STANLEY BLACK & DECKER INC COMMON 854502101 210 2754 SH SOLE 2754 0 0 STAPLES INC COMMON 855030102 341 17565 SH SOLE 17565 0 0 STATE STREET CORP COMMON 857477103 266 5938 SH SOLE 5938 0 0 STATE STREET CORP COMMON 857477103 853 19000 SH CALL SOLE 19000 0 0 STATE STREET CORP COMMON 857477103 179 4000 SH PUT SOLE 4000 0 0 STERLING BANCSHARES INC/TX COMMON 858907108 563 65464 SH SOLE 65464 0 0 STRYKER CORP COMMON 863667101 230 3795 SH SOLE 3795 0 0 SUNPOWER CORP-CLASS A COMMON 867652109 4907 286300 SH CALL SOLE 286300 0 0 SUNPOWER CORP-CLASS A COMMON 867652109 6010 350700 SH PUT SOLE 350700 0 0 SUNPOWER CORP-CLASS B COMMON 867652307 6568 394491 SH SOLE 394491 0 0 SUNPOWER CORP-CLASS B COMMON 867652307 10877 653300 SH CALL SOLE 653300 0 0 SUNPOWER CORP-CLASS B COMMON 867652307 25006 1501900 SH PUT SOLE 1501900 0 0 SUPERVALU INC COMMON 868536103 239 26849 SH SOLE 26849 0 0 SUPERVALU INC COMMON 868536103 2043 228800 SH CALL SOLE 228800 0 0 SUPERVALU INC COMMON 868536103 669 75000 SH PUT SOLE 75000 0 0 SYMANTEC CORP COMMON 871503108 2410 130000 SH CALL SOLE 130000 0 0 TAKE-TWO INTERACTIVE SOFTWRE COMMON 874054109 233 15200 SH CALL SOLE 15200 0 0 TAKE-TWO INTERACTIVE SOFTWRE COMMON 874054109 145 9500 SH PUT SOLE 9500 0 0 TARGET CORP COMMON 87612E106 124 2494 SH SOLE 2494 0 0 TARGET CORP COMMON 87612E106 2645 52900 SH CALL SOLE 52900 0 0 TECHNOLOGY SELECT SECT SPDR COMMON 81369Y803 426 16378 SH SOLE 16378 0 0 TELLABS INC COMMON 879664100 641 122500 SH SOLE 122500 0 0 TIFFANY & CO COMMON 886547108 196 3200 SH SOLE 3200 0 0 TIFFANY & CO COMMON 886547108 3072 50000 SH CALL SOLE 50000 0 0 TIFFANY & CO COMMON 886547108 1536 25000 SH PUT SOLE 25000 0 0 TIVO INC COMMON 888706108 599 68563 SH SOLE 68563 0 0 TIVO INC COMMON 888706108 9191 1050400 SH CALL SOLE 1050400 0 0 TIVO INC COMMON 888706108 6346 725300 SH PUT SOLE 725300 0 0 TOMOTHERAPY INC COMMON 890088107 1191 260769 SH SOLE 260769 0 0 TRIMBLE NAVIGATION LTD COMMON 896239100 202 4000 SH SOLE 4000 0 0 TRINA SOLAR LTD-SPON ADR COMMON 89628E104 21403 710600 SH CALL SOLE 710600 0 0 TRINA SOLAR LTD-SPON ADR COMMON 89628E104 17972 596700 SH PUT SOLE 596700 0 0 UNIT CORP COMMON 909218109 234 3792 SH SOLE 3792 0 0 UNITED CONTINENTAL HOLDINGS COMMON 910047109 691 30091 SH SOLE 30091 0 0 UNITED CONTINENTAL HOLDINGS COMMON 910047109 1149 50000 SH PUT SOLE 50000 0 0 UNITED PARCEL SERVICE-CL B COMMON 911312106 100502 1352300 SH CALL SOLE 1352300 0 0 UNITED PARCEL SERVICE-CL B COMMON 911312106 12389 166700 SH PUT SOLE 166700 0 0 UNITED STATES STEEL CORP COMMON 912909108 6064 112430 SH SOLE 112430 0 0 UNITED STATES STEEL CORP COMMON 912909108 2875 53300 SH CALL SOLE 53300 0 0 UNITED STATES STEEL CORP COMMON 912909108 15513 287600 SH PUT SOLE 287600 0 0 UNITED TECHNOLOGIES CORP COMMON 913017109 2261 26715 SH SOLE 26715 0 0 UNITED TECHNOLOGIES CORP COMMON 913017109 28510 336800 SH CALL SOLE 336800 0 0 UNITED TECHNOLOGIES CORP COMMON 913017109 6831 80700 SH PUT SOLE 80700 0 0 US AIRWAYS GROUP INC COMMON 90341W108 1499 172200 SH CALL SOLE 172200 0 0 US BANCORP COMMON 902973304 673 25474 SH SOLE 25474 0 0 US BANCORP COMMON 902973304 451 17100 SH CALL SOLE 17100 0 0 US BANCORP COMMON 902973304 451 17100 SH PUT SOLE 17100 0 0 UTILITIES SELECT SECTOR SPDR COMMON 81369Y886 32896 1032200 SH CALL SOLE 1032200 0 0 UTILITIES SELECT SECTOR SPDR COMMON 81369Y886 14172 444700 SH PUT SOLE 444700 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- VALE SA-SP ADR COMMON 91912E105 71565 2145900 SH CALL SOLE 2145900 0 0 VALE SA-SP ADR COMMON 91912E105 45669 1369400 SH PUT SOLE 1369400 0 0 VALE SA-SP PREF ADR COMMON 91912E204 5052 171159 SH SOLE 171159 0 0 VALEANT PHARMACEUTICALS INTE COMMON 91911K102 7969 160000 SH PUT SOLE 160000 0 0 VERIZON COMMUNICATIONS INC COMMON 92343V104 446 11589 SH SOLE 11589 0 0 VERIZON COMMUNICATIONS INC COMMON 92343V104 292 7600 SH CALL SOLE 7600 0 0 VERIZON COMMUNICATIONS INC COMMON 92343V104 1391 36100 SH PUT SOLE 36100 0 0 VERTEX PHARMACEUTICALS INC COMMON 92532F100 484 10100 SH CALL SOLE 10100 0 0 VERTEX PHARMACEUTICALS INC COMMON 92532F100 886 18500 SH PUT SOLE 18500 0 0 VISA INC-CLASS A SHARES COMMON 92826C839 2152 29239 SH SOLE 29239 0 0 VISA INC-CLASS A SHARES COMMON 92826C839 53978 733200 SH CALL SOLE 733200 0 0 VISA INC-CLASS A SHARES COMMON 92826C839 15305 207900 SH PUT SOLE 207900 0 0 WAL-MART STORES INC COMMON 931142103 135 2605 SH SOLE 2605 0 0 WAL-MART STORES INC COMMON 931142103 51940 997900 SH CALL SOLE 997900 0 0 WAL-MART STORES INC COMMON 931142103 18967 364400 SH PUT SOLE 364400 0 0 WALGREEN CO COMMON 931422109 678 16895 SH SOLE 16895 0 0 WALT DISNEY CO/THE COMMON 254687106 970 22519 SH SOLE 22519 0 0 WALT DISNEY CO/THE COMMON 254687106 18261 423800 SH CALL SOLE 423800 0 0 WALT DISNEY CO/THE COMMON 254687106 3339 77500 SH PUT SOLE 77500 0 0 WALTER ENERGY INC COMMON 93317Q105 1354 10000 SH SOLE 10000 0 0 WELLS FARGO & CO COMMON 949746101 2805 88460 SH SOLE 88460 0 0 WELLS FARGO & CO COMMON 949746101 6732 212300 SH CALL SOLE 212300 0 0 WELLS FARGO & CO COMMON 949746101 8105 255600 SH PUT SOLE 255600 0 0 WHOLE FOODS MARKET INC COMMON 966837106 154 2348 SH SOLE 2348 0 0 WHOLE FOODS MARKET INC COMMON 966837106 3716 56400 SH CALL SOLE 56400 0 0 WHOLE FOODS MARKET INC COMMON 966837106 2708 41100 SH PUT SOLE 41100 0 0 WINDSTREAM CORP COMMON 97381W104 261 20274 SH SOLE 20274 0 0 WYNN RESORTS LTD COMMON 983134107 203 1600 SH SOLE 1600 0 0 WYNN RESORTS LTD COMMON 983134107 41187 323900 SH CALL SOLE 323900 0 0 WYNN RESORTS LTD COMMON 983134107 12321 96900 SH PUT SOLE 96900 0 0 XEROX CORP COMMON 984121103 3727 350000 SH CALL SOLE 350000 0 0 XYRATEX LTD COMMON G98268108 1919 172040 SH SOLE 172040 0 0 YAHOO! INC COMMON 984332106 12159 730300 SH SOLE 730300 0 0 YAHOO! INC COMMON 984332106 4165 250000 SH CALL SOLE 250000 0 0 YAHOO! INC COMMON 984332106 10089 606000 SH PUT SOLE 606000 0 0 YINGLI GREEN ENERGY HOLD-ADR COMMON 98584B103 541 42000 SH CALL SOLE 42000 0 0