Chief Operating Officer

0001140361-14-016981.txt : 20140417 0001140361-14-016981.hdr.sgml : 20140417 20140417134932 ACCESSION NUMBER: 0001140361-14-016981 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140417 DATE AS OF CHANGE: 20140417 EFFECTIVENESS DATE: 20140417 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPSTONE INVESTMENT ADVISORS, LLC CENTRAL INDEX KEY: 0001426196 IRS NUMBER: 208601093 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-13005 FILM NUMBER: 14769601 BUSINESS ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: 250 GREENWICH STREET, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: (212) 232-1420 MAIL ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: 250 GREENWICH STREET, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10007 FORMER COMPANY: FORMER CONFORMED NAME: Capstone Investment Advisors, LLC DATE OF NAME CHANGE: 20080205 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001426196 XXXXXXXX 03-31-2014 03-31-2014 true 1 RESTATEMENT CAPSTONE INVESTMENT ADVISORS, LLC

7 WORLD TRADE CENTER 250 GREENWICH STREET, 30TH FLOOR NEW YORK NY 10007

13F HOLDINGS REPORT 028-13005 Y Explanatory Note: This Table to this Amendment solely reflects 13(f) reportable securities. Joseph J. Lucas Chief Operating Officer 212-232-1420 /s/ Joseph J. 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