-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ml15f/KYQ/r8clxxgsE0U5kds8qcELH/VSMgz6sMiYyyHHGbQQn5NtKKIK80WAqW hOJ00g7tWA/lcmA5dv+ivg== 0001140361-11-009347.txt : 20110214 0001140361-11-009347.hdr.sgml : 20110214 20110214185738 ACCESSION NUMBER: 0001140361-11-009347 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110214 EFFECTIVENESS DATE: 20110214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPSTONE INVESTMENT ADVISORS, LLC CENTRAL INDEX KEY: 0001426196 IRS NUMBER: 208601093 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13005 FILM NUMBER: 11609945 BUSINESS ADDRESS: STREET 1: 44 WALL STREET, 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: (212) 232-1420 MAIL ADDRESS: STREET 1: 44 WALL STREET, 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: Capstone Investment Advisors, LLC DATE OF NAME CHANGE: 20080205 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2010 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Capstone Investment Advisors, LLC Address: 7 World Trade Center 250 Greenwich Street, 30th Floor New York, NY 10007 Form 13F File Number: 28-13005 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Paul M. Britton Title: Chief Executive Officer Phone: (212) 232-1420 Signature, Place, and Date of Signing: /s/ Paul M. Britton New York, NY 2/14/2011 - --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 748 Form 13F Information Table Value Total: $ 8,271,899 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- 3M CO COMMON 88579Y101 927 10750 SH SOLE 10750 0 0 3M CO COMMON 88579Y101 9087 105300 SH CALL SOLE 105300 0 0 3M CO COMMON 88579Y101 5212 60400 SH PUT SOLE 60400 0 0 A-POWER ENERGY GENERATION COMMON G04136100 609 111575 SH SOLE 111575 0 0 A-POWER ENERGY GENERATION COMMON G04136100 789 144600 SH CALL SOLE 144600 0 0 A-POWER ENERGY GENERATION COMMON G04136100 57 10600 SH PUT SOLE 10600 0 0 ABBOTT LABORATORIES COMMON 002824100 653 13637 SH SOLE 13637 0 0 ABBOTT LABORATORIES COMMON 002824100 694 14500 SH CALL SOLE 14500 0 0 ABBOTT LABORATORIES COMMON 002824100 694 14500 SH PUT SOLE 14500 0 0 ABERCROMBIE & FITCH CO-CL A COMMON 002896207 913 15848 SH SOLE 15848 0 0 ABERCROMBIE & FITCH CO-CL A COMMON 002896207 1798 31200 SH CALL SOLE 31200 0 0 ABERCROMBIE & FITCH CO-CL A COMMON 002896207 2864 49700 SH PUT SOLE 49700 0 0 ADAPTEC INC COMMON 00101B103 909 310500 SH SOLE 310500 0 0 ADOBE SYSTEMS INC COMMON 00724F101 3129 101670 SH SOLE 101670 0 0 ADOBE SYSTEMS INC COMMON 00724F101 1609 52300 SH CALL SOLE 52300 0 0 ADOBE SYSTEMS INC COMMON 00724F101 3552 115400 SH PUT SOLE 115400 0 0 ADVANCED MICRO DEVICES COMMON 007903107 2385 291580 SH SOLE 291580 0 0 ADVANCED MICRO DEVICES COMMON 007903107 2126 260000 SH CALL SOLE 260000 0 0 ADVANCED MICRO DEVICES COMMON 007903107 750 91700 SH PUT SOLE 91700 0 0 AETNA INC COMMON 00817Y108 323 10600 SH CALL SOLE 10600 0 0 AFLAC INC COMMON 001055102 1493 26475 SH SOLE 26475 0 0 AFLAC INC COMMON 001055102 8013 142000 SH CALL SOLE 142000 0 0 AFLAC INC COMMON 001055102 8978 159100 SH PUT SOLE 159100 0 0 AGNICO-EAGLE MINES LTD COMMON 008474108 3298 43000 SH CALL SOLE 43000 0 0 AGNICO-EAGLE MINES LTD COMMON 008474108 3259 42500 SH PUT SOLE 42500 0 0 AGRIUM INC COMMON 008916108 8991 98000 SH CALL SOLE 98000 0 0 AIRGAS INC COMMON 009363102 368 5900 SH SOLE 5900 0 0 AIRGAS INC COMMON 009363102 13622 218100 SH CALL SOLE 218100 0 0 AIRGAS INC COMMON 009363102 99 1600 SH PUT SOLE 1600 0 0 AIRTRAN HOLDINGS INC COMMON 00949P108 2956 400000 SH SOLE 400000 0 0 AK STEEL HOLDING CORP COMMON 001547108 2736 167194 SH SOLE 167194 0 0 AK STEEL HOLDING CORP COMMON 001547108 1023 62500 SH CALL SOLE 62500 0 0 AK STEEL HOLDING CORP COMMON 001547108 3183 194500 SH PUT SOLE 194500 0 0 AKAMAI TECHNOLOGIES COMMON 00971T101 2054 43668 SH SOLE 43668 0 0 AKAMAI TECHNOLOGIES COMMON 00971T101 2757 58600 SH CALL SOLE 58600 0 0 AKAMAI TECHNOLOGIES COMMON 00971T101 2648 56300 SH PUT SOLE 56300 0 0 ALBERTO-CULVER CO COMMON 013078100 7422 200387 SH SOLE 200387 0 0 ALCOA INC COMMON 013817101 1346 87500 SH CALL SOLE 87500 0 0 ALCOA INC COMMON 013817101 1549 100700 SH PUT SOLE 100700 0 0 ALCON INC COMMON H01301102 39369 240939 SH SOLE 240939 0 0 ALCON INC COMMON H01301102 58938 360700 SH CALL SOLE 360700 0 0 ALCON INC COMMON H01301102 19281 118000 SH PUT SOLE 118000 0 0 ALEXION PHARMACEUTICALS INC COMMON 015351109 1127 14000 SH CALL SOLE 14000 0 0 ALEXION PHARMACEUTICALS INC COMMON 015351109 483 6000 SH PUT SOLE 6000 0 0 ALLEGHENY ENERGY INC COMMON 017361106 1751 72277 SH SOLE 72277 0 0 ALLEGHENY TECHNOLOGIES INC COMMON 01741R102 2759 50000 SH CALL SOLE 50000 0 0 ALLEGHENY TECHNOLOGIES INC COMMON 01741R102 2759 50000 SH PUT SOLE 50000 0 0 ALLERGAN INC COMMON 018490102 1373 20000 SH SOLE 20000 0 0 ALLIED IRISH BANKS-SPONS ADR COMMON 019228402 158 180113 SH SOLE 180113 0 0 ALLOS THERAPEUTICS INC COMMON 019777101 836 181423 SH SOLE 181423 0 0 ALLOS THERAPEUTICS INC COMMON 019777101 12 2800 SH CALL SOLE 2800 0 0 ALLSTATE CORP COMMON 020002101 44 1387 SH SOLE 1387 0 0 ALLSTATE CORP COMMON 020002101 6554 205600 SH CALL SOLE 205600 0 0 ALLSTATE CORP COMMON 020002101 5263 165100 SH PUT SOLE 165100 0 0 ALPHA NATURAL RESOURCES INC COMMON 02076X102 1320 22000 SH PUT SOLE 22000 0 0 ALTRIA GROUP INC COMMON 02209S103 620 25206 SH SOLE 25206 0 0 ALTRIA GROUP INC COMMON 02209S103 487 19800 SH CALL SOLE 19800 0 0 ALTRIA GROUP INC COMMON 02209S103 2036 82700 SH PUT SOLE 82700 0 0 AMAZON.COM INC COMMON 023135106 1260 7000 SH SOLE 7000 0 0 AMAZON.COM INC COMMON 023135106 102780 571000 SH CALL SOLE 571000 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- AMAZON.COM INC COMMON 023135106 86094 478300 SH PUT SOLE 478300 0 0 AMERICAN EXPRESS CO COMMON 025816109 11483 267551 SH SOLE 267551 0 0 AMERICAN EXPRESS CO COMMON 025816109 11369 264900 SH CALL SOLE 264900 0 0 AMERICAN EXPRESS CO COMMON 025816109 30971 721600 SH PUT SOLE 721600 0 0 AMERICAN INTERNATIONAL GROUP COMMON 026874784 257 4472 SH SOLE 4472 0 0 AMERICAN INTERNATIONAL GROUP COMMON 026874784 5871 101900 SH CALL SOLE 101900 0 0 AMERICAN INTERNATIONAL GROUP COMMON 026874784 8228 142800 SH PUT SOLE 142800 0 0 AMERICAN TOWER CORP-CL A COMMON 029912201 774 15000 SH CALL SOLE 15000 0 0 AMERICAN TOWER CORP-CL A COMMON 029912201 774 15000 SH PUT SOLE 15000 0 0 AMGEN INC COMMON 031162100 8613 156900 SH CALL SOLE 156900 0 0 AMGEN INC COMMON 031162100 5215 95000 SH PUT SOLE 95000 0 0 AMR CORP COMMON 001765106 1560 200300 SH CALL SOLE 200300 0 0 AMR CORP COMMON 001765106 1258 161500 SH PUT SOLE 161500 0 0 ANADARKO PETROLEUM CORP COMMON 032511107 6092 80000 SH CALL SOLE 80000 0 0 ANADARKO PETROLEUM CORP COMMON 032511107 16222 213000 SH PUT SOLE 213000 0 0 APOLLO GROUP INC-CL A COMMON 037604105 1725 43700 SH CALL SOLE 43700 0 0 APOLLO GROUP INC-CL A COMMON 037604105 236 6000 SH PUT SOLE 6000 0 0 APPLE INC COMMON 037833100 157103 487051 SH SOLE 487051 0 0 APPLE INC COMMON 037833100 254693 789600 SH CALL SOLE 789600 0 0 APPLE INC COMMON 037833100 321850 997800 SH PUT SOLE 997800 0 0 ARCELORMITTAL-NY REGISTERED COMMON 03938L104 518 13600 SH CALL SOLE 13600 0 0 ARCHER-DANIELS-MIDLAND CO COMMON 039483102 776 25800 SH CALL SOLE 25800 0 0 ARCHER-DANIELS-MIDLAND CO COMMON 039483102 902 30000 SH PUT SOLE 30000 0 0 ART TECHNOLOGY GROUP INC COMMON 04289L107 1204 201500 SH SOLE 201500 0 0 AT&T INC COMMON 00206R102 2068 70400 SH CALL SOLE 70400 0 0 AT&T INC COMMON 00206R102 2946 100300 SH PUT SOLE 100300 0 0 ATLAS ENERGY INC COMMON 049298102 766 17426 SH SOLE 17426 0 0 AUTOZONE INC COMMON 053332102 4809 17643 SH SOLE 17643 0 0 AUTOZONE INC COMMON 053332102 17091 62700 SH CALL SOLE 62700 0 0 AUTOZONE INC COMMON 053332102 18808 69000 SH PUT SOLE 69000 0 0 AVIAT NETWORK INC COMMON 05366Y102 126 25000 SH SOLE 25000 0 0 AVON PRODUCTS INC COMMON 054303102 3815 131300 SH CALL SOLE 131300 0 0 AVON PRODUCTS INC COMMON 054303102 122 4200 SH PUT SOLE 4200 0 0 BAIDU.COM - SPON ADR COMMON 056752108 143472 1486300 SH CALL SOLE 1486300 0 0 BAIDU.COM - SPON ADR COMMON 056752108 136348 1412500 SH PUT SOLE 1412500 0 0 BAKER HUGHES INC COMMON 057224107 2165 37877 SH SOLE 37877 0 0 BAKER HUGHES INC COMMON 057224107 3773 66000 SH PUT SOLE 66000 0 0 BALDOR ELECTRIC COMMON 057741100 3152 50000 SH SOLE 50000 0 0 BANCO BRADESCO COMMON 059460303 967 47694 SH SOLE 47694 0 0 BANCO BRADESCO COMMON 059460303 3449 170000 SH PUT SOLE 170000 0 0 BANK OF AMERICA CORP COMMON 060505104 18103 1357060 SH SOLE 1357060 0 0 BANK OF AMERICA CORP COMMON 060505104 12076 905300 SH CALL SOLE 905300 0 0 BANK OF AMERICA CORP COMMON 060505104 24441 1832200 SH PUT SOLE 1832200 0 0 BANK OF IRELAND-SPONS ADR COMMON 46267Q103 53 20000 SH SOLE 20000 0 0 BARNES & NOBLE INC COMMON 067774109 4728 334200 SH CALL SOLE 334200 0 0 BARRICK GOLD CORP COMMON 067901108 568 10697 SH SOLE 10697 0 0 BARRICK GOLD CORP COMMON 067901108 744 14000 SH CALL SOLE 14000 0 0 BARRICK GOLD CORP COMMON 067901108 531 10000 SH PUT SOLE 10000 0 0 BAXTER INTERNATIONAL INC COMMON 071813109 101 2002 SH SOLE 2002 0 0 BAXTER INTERNATIONAL INC COMMON 071813109 1832 36200 SH CALL SOLE 36200 0 0 BAXTER INTERNATIONAL INC COMMON 071813109 1037 20500 SH PUT SOLE 20500 0 0 BERKSHIRE HATHAWAY INC-CL B COMMON 084670702 1425 17800 SH SOLE 17800 0 0 BERKSHIRE HATHAWAY INC-CL B COMMON 084670702 10270 128200 SH CALL SOLE 128200 0 0 BERKSHIRE HATHAWAY INC-CL B COMMON 084670702 12769 159400 SH PUT SOLE 159400 0 0 BEST BUY CO INC COMMON 086516101 230 6708 SH SOLE 6708 0 0 BEST BUY CO INC COMMON 086516101 1549 45200 SH CALL SOLE 45200 0 0 BEST BUY CO INC COMMON 086516101 4838 141100 SH PUT SOLE 141100 0 0 BHP BILLITON LTD-SPON ADR COMMON 088606108 12458 134073 SH SOLE 134073 0 0 BHP BILLITON LTD-SPON ADR COMMON 088606108 1858 20000 SH PUT SOLE 20000 0 0 BHP BILLITON PLC-ADR COMMON 05545E209 863 10727 SH SOLE 10727 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- BJ'S WHOLESALE CLUB INC COMMON 05548J106 4641 96904 SH SOLE 96904 0 0 BJ'S WHOLESALE CLUB INC COMMON 05548J106 11668 243600 SH CALL SOLE 243600 0 0 BMC SOFTWARE INC COMMON 055921100 2352 49900 SH CALL SOLE 49900 0 0 BOEING CO COMMON 097023105 5520 84600 SH CALL SOLE 84600 0 0 BOEING CO COMMON 097023105 12960 198600 SH PUT SOLE 198600 0 0 BOSTON SCIENTIFIC CORP COMMON 101137107 233 30800 SH SOLE 30800 0 0 BOSTON SCIENTIFIC CORP COMMON 101137107 285 37700 SH PUT SOLE 37700 0 0 BRIDGEPOINT EDUCATION INC COMMON 10807M105 285 15000 SH SOLE 15000 0 0 BRISTOL-MYERS SQUIBB CO COMMON 110122108 16017 604900 SH CALL SOLE 604900 0 0 BRISTOL-MYERS SQUIBB CO COMMON 110122108 16012 604700 SH PUT SOLE 604700 0 0 BROADCOM CORP-CL A COMMON 111320107 2464 56600 SH CALL SOLE 56600 0 0 BROCADE COMMUNICATIONS SYS COMMON 111621306 1481 280000 SH SOLE 280000 0 0 BROCADE COMMUNICATIONS SYS COMMON 111621306 1221 230900 SH CALL SOLE 230900 0 0 BROCADE COMMUNICATIONS SYS COMMON 111621306 29 5500 SH PUT SOLE 5500 0 0 BUCYRUS INTERNATIONAL INC COMMON 118759109 8804 98483 SH SOLE 98483 0 0 BUCYRUS INTERNATIONAL INC COMMON 118759109 26212 293200 SH CALL SOLE 293200 0 0 BUCYRUS INTERNATIONAL INC COMMON 118759109 5632 63000 SH PUT SOLE 63000 0 0 BUNGE LTD COMMON G16962105 5038 76900 SH CALL SOLE 76900 0 0 BUNGE LTD COMMON G16962105 917 14000 SH PUT SOLE 14000 0 0 C.H. ROBINSON WORLDWIDE INC COMMON 12541W209 26310 328100 SH CALL SOLE 328100 0 0 C.H. ROBINSON WORLDWIDE INC COMMON 12541W209 1034 12900 SH PUT SOLE 12900 0 0 CABOT OIL & GAS CORP COMMON 127097103 268 7100 SH CALL SOLE 7100 0 0 CALIFORNIA PIZZA KITCHEN INC COMMON 13054D109 345 20000 SH SOLE 20000 0 0 CALIFORNIA PIZZA KITCHEN INC COMMON 13054D109 6 400 SH CALL SOLE 400 0 0 CAMECO CORP COMMON 13321L108 1643 40700 SH PUT SOLE 40700 0 0 CANADIAN NATURAL RESOURCES COMMON 136385101 1163 26192 SH SOLE 26192 0 0 CANADIAN NATURAL RESOURCES COMMON 136385101 3224 72600 SH PUT SOLE 72600 0 0 CANADIAN SOLAR INC COMMON 136635109 133 10752 SH SOLE 10752 0 0 CAPITAL ONE FINANCIAL CORP COMMON 14040H105 453 10659 SH SOLE 10659 0 0 CAPITAL ONE FINANCIAL CORP COMMON 14040H105 6132 144100 SH CALL SOLE 144100 0 0 CAPITAL ONE FINANCIAL CORP COMMON 14040H105 4877 114600 SH PUT SOLE 114600 0 0 CAREER EDUCATION CORP COMMON 141665109 159 7700 SH SOLE 7700 0 0 CAREER EDUCATION CORP COMMON 141665109 1121 54100 SH CALL SOLE 54100 0 0 CAREER EDUCATION CORP COMMON 141665109 51 2500 SH PUT SOLE 2500 0 0 CARNIVAL PLC-ADR COMMON 14365C103 1509 32556 SH SOLE 32556 0 0 CASEY'S GENERAL STORES INC COMMON 147528103 873 20552 SH SOLE 20552 0 0 CATERPILLAR INC COMMON 149123101 145 1549 SH SOLE 1549 0 0 CATERPILLAR INC COMMON 149123101 78046 833300 SH CALL SOLE 833300 0 0 CATERPILLAR INC COMMON 149123101 30720 328000 SH PUT SOLE 328000 0 0 CELERA CORP COMMON 15100E106 383 60800 SH SOLE 60800 0 0 CELL THERAPEUTICS INC COMMON 150934503 790 2166100 SH CALL SOLE 2166100 0 0 CEMEX SAB-SPONS ADR PART CER COMMON 151290889 535 50000 SH CALL SOLE 50000 0 0 CEMEX SAB-SPONS ADR PART CER COMMON 151290889 4795 447760 SH PUT SOLE 447760 0 0 CEPHALON INC COMMON 156708109 8208 133000 SH CALL SOLE 133000 0 0 CEPHALON INC COMMON 156708109 2221 36000 SH PUT SOLE 36000 0 0 CHESAPEAKE ENERGY CORP COMMON 165167107 20 774 SH SOLE 774 0 0 CHESAPEAKE ENERGY CORP COMMON 165167107 1342 51800 SH CALL SOLE 51800 0 0 CHEVRON CORP COMMON 166764100 93 1021 SH SOLE 1021 0 0 CHEVRON CORP COMMON 166764100 1651 18100 SH CALL SOLE 18100 0 0 CHEVRON CORP COMMON 166764100 1651 18100 SH PUT SOLE 18100 0 0 CHICAGO BRIDGE & IRON-NY SHR COMMON 167250109 740 22500 SH CALL SOLE 22500 0 0 CHINA LIFE INSURANCE CO-ADR COMMON 16939P106 4697 76800 SH CALL SOLE 76800 0 0 CHINA LIFE INSURANCE CO-ADR COMMON 16939P106 3615 59100 SH PUT SOLE 59100 0 0 CHINA MOBILE LTD-SPON ADR COMMON 16941M109 9280 187022 SH SOLE 187022 0 0 CHINA MOBILE LTD-SPON ADR COMMON 16941M109 6023 121400 SH CALL SOLE 121400 0 0 CHINA MOBILE LTD-SPON ADR COMMON 16941M109 35617 717800 SH PUT SOLE 717800 0 0 CIENA CORP COMMON 171779309 2610 124009 SH SOLE 124009 0 0 CISCO SYSTEMS INC COMMON 17275R102 26544 1312116 SH SOLE 1312116 0 0 CISCO SYSTEMS INC COMMON 17275R102 3619 178900 SH CALL SOLE 178900 0 0 CISCO SYSTEMS INC COMMON 17275R102 30800 1522500 SH PUT SOLE 1522500 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- CITIGROUP INC COMMON 172967101 2117 447597 SH SOLE 447597 0 0 CITIGROUP INC COMMON 172967101 1801 380800 SH CALL SOLE 380800 0 0 CITIGROUP INC COMMON 172967101 890 188200 SH PUT SOLE 188200 0 0 CLEARWIRE CORP-CLASS A COMMON 18538Q105 309 60000 SH SOLE 60000 0 0 CLEARWIRE CORP-CLASS A COMMON 18538Q105 229 44500 SH CALL SOLE 44500 0 0 CLOROX COMPANY COMMON 189054109 5992 94700 SH CALL SOLE 94700 0 0 CME GROUP INC COMMON 12572Q105 56145 174500 SH CALL SOLE 174500 0 0 CME GROUP INC COMMON 12572Q105 12290 38200 SH PUT SOLE 38200 0 0 CNA FINANCIAL CORP COMMON 126117100 329 12168 SH SOLE 12168 0 0 COCA-COLA CO/THE COMMON 191216100 28 431 SH SOLE 431 0 0 COCA-COLA CO/THE COMMON 191216100 24394 370900 SH CALL SOLE 370900 0 0 COCA-COLA CO/THE COMMON 191216100 20263 308100 SH PUT SOLE 308100 0 0 COGNIZANT TECH SOLUTIONS-A COMMON 192446102 2242 30600 SH CALL SOLE 30600 0 0 COGNIZANT TECH SOLUTIONS-A COMMON 192446102 2616 35700 SH PUT SOLE 35700 0 0 COMCAST CORP-CL A COMMON 20030N101 555 25300 SH CALL SOLE 25300 0 0 COMCAST CORP-CL A COMMON 20030N101 555 25300 SH PUT SOLE 25300 0 0 COMCAST CORP-SPECIAL CL A COMMON 20030N200 8023 385551 SH SOLE 385551 0 0 COMMSCOPE INC COMMON 203372107 3902 125000 SH SOLE 125000 0 0 COMPELLENT TECHNOLOGIES INC COMMON 20452A108 333 12100 SH SOLE 12100 0 0 COMPELLENT TECHNOLOGIES INC COMMON 20452A108 248 9000 SH CALL SOLE 9000 0 0 COMPELLENT TECHNOLOGIES INC COMMON 20452A108 808 29300 SH PUT SOLE 29300 0 0 CONOCOPHILLIPS COMMON 20825C104 25496 374400 SH CALL SOLE 374400 0 0 CONOCOPHILLIPS COMMON 20825C104 3691 54200 SH PUT SOLE 54200 0 0 CONSOL ENERGY INC COMMON 20854P109 425 8735 SH SOLE 8735 0 0 CONSOL ENERGY INC COMMON 20854P109 1462 30000 SH PUT SOLE 30000 0 0 CONSTELLATION ENERGY GROUP COMMON 210371100 1225 40000 SH SOLE 40000 0 0 CONSTELLATION ENERGY GROUP COMMON 210371100 1721 56200 SH CALL SOLE 56200 0 0 CONSTELLATION ENERGY GROUP COMMON 210371100 1837 60000 SH PUT SOLE 60000 0 0 CONSUMER STAPLES SPDR COMMON 81369Y308 515 17600 SH CALL SOLE 17600 0 0 CONSUMER STAPLES SPDR COMMON 81369Y308 2931 100000 SH PUT SOLE 100000 0 0 CORINTHIAN COLLEGES INC COMMON 218868107 832 159800 SH CALL SOLE 159800 0 0 CORINTHIAN COLLEGES INC COMMON 218868107 172 33200 SH PUT SOLE 33200 0 0 COSTCO WHOLESALE CORP COMMON 22160K105 297 4126 SH SOLE 4126 0 0 CREE INC COMMON 225447101 1827 27743 SH SOLE 27743 0 0 CREE INC COMMON 225447101 1726 26200 SH CALL SOLE 26200 0 0 CVS CAREMARK CORP COMMON 126650100 3356 96537 SH SOLE 96537 0 0 CVS CAREMARK CORP COMMON 126650100 3470 99800 SH CALL SOLE 99800 0 0 CVS CAREMARK CORP COMMON 126650100 1206 34700 SH PUT SOLE 34700 0 0 DANAHER CORP COMMON 235851102 4717 100000 SH PUT SOLE 100000 0 0 DEERE & CO COMMON 244199105 33344 401500 SH CALL SOLE 401500 0 0 DEERE & CO COMMON 244199105 27796 334700 SH PUT SOLE 334700 0 0 DEL MONTE FOODS CO COMMON 24522P103 3289 175000 SH SOLE 175000 0 0 DEL MONTE FOODS CO COMMON 24522P103 564 30000 SH PUT SOLE 30000 0 0 DELL INC COMMON 24702R101 9379 692200 SH CALL SOLE 692200 0 0 DELL INC COMMON 24702R101 3555 262400 SH PUT SOLE 262400 0 0 DELTA AIR LINES INC COMMON 247361702 11883 943100 SH CALL SOLE 943100 0 0 DELTA AIR LINES INC COMMON 247361702 3792 301000 SH PUT SOLE 301000 0 0 DENDREON CORP COMMON 24823Q107 1311 37546 SH SOLE 37546 0 0 DENDREON CORP COMMON 24823Q107 303 8700 SH CALL SOLE 8700 0 0 DENDREON CORP COMMON 24823Q107 1766 50600 SH PUT SOLE 50600 0 0 DEVON ENERGY CORPORATION COMMON 25179M103 785 10000 SH CALL SOLE 10000 0 0 DEVRY INC COMMON 251893103 1007 21007 SH SOLE 21007 0 0 DIAMONDS TRUST SERIES I COMMON 78467X109 205 1775 SH SOLE 1775 0 0 DIONEX CORP COMMON 254546104 1208 10242 SH SOLE 10242 0 0 DISCOVERY COMMUNICATIONS-A COMMON 25470F104 2143 51400 SH SOLE 51400 0 0 DISCOVERY COMMUNICATIONS-C COMMON 25470F302 6457 176011 SH SOLE 176011 0 0 DOLLAR THRIFTY AUTOMOTIVE GP COMMON 256743105 1234 26119 SH SOLE 26119 0 0 DOLLAR THRIFTY AUTOMOTIVE GP COMMON 256743105 4168 88200 SH CALL SOLE 88200 0 0 DOLLAR THRIFTY AUTOMOTIVE GP COMMON 256743105 2051 43400 SH PUT SOLE 43400 0 0 DOT HILL SYSTEMS CORP COMMON 25848T109 148 85235 SH SOLE 85235 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- DOW CHEMICAL COMMON 260543103 1024 30000 SH CALL SOLE 30000 0 0 DOW CHEMICAL COMMON 260543103 2048 60000 SH PUT SOLE 60000 0 0 DR HORTON INC COMMON 23331A109 6566 550400 SH CALL SOLE 550400 0 0 DR HORTON INC COMMON 23331A109 3639 305100 SH PUT SOLE 305100 0 0 DU PONT (E.I.) DE NEMOURS COMMON 263534109 6254 125400 SH CALL SOLE 125400 0 0 DU PONT (E.I.) DE NEMOURS COMMON 263534109 409 8200 SH PUT SOLE 8200 0 0 UBS AG JERSEY BRH COMMON 902641596 760 30000 SH SOLE 30000 0 0 EASTMAN KODAK CO COMMON 277461109 357 66723 SH SOLE 66723 0 0 EASTMAN KODAK CO COMMON 277461109 1037 193500 SH CALL SOLE 193500 0 0 EBAY INC COMMON 278642103 3857 138600 SH CALL SOLE 138600 0 0 EBAY INC COMMON 278642103 542 19500 SH PUT SOLE 19500 0 0 EDUCATION MANAGEMENT CORP COMMON 28140M103 409 22600 SH CALL SOLE 22600 0 0 ELECTRONIC ARTS INC COMMON 285512109 2001 122200 SH CALL SOLE 122200 0 0 ELECTRONIC ARTS INC COMMON 285512109 2096 128000 SH PUT SOLE 128000 0 0 ELI LILLY & CO COMMON 532457108 6071 173261 SH SOLE 173261 0 0 EMC CORP MASS COMMON 268648102 9034 394498 SH SOLE 394498 0 0 EMC CORP MASS COMMON 268648102 3418 149300 SH CALL SOLE 149300 0 0 EMC CORP MASS COMMON 268648102 687 30000 SH PUT SOLE 30000 0 0 EMERGENCY MEDICAL SERVICES-A COMMON 29100P102 697 10800 SH CALL SOLE 10800 0 0 ENERGY CONVERSION DEVICES COMMON 292659109 57 12395 SH SOLE 12395 0 0 ENERGY CONVERSION DEVICES COMMON 292659109 117 25500 SH CALL SOLE 25500 0 0 ENERGY CONVERSION DEVICES COMMON 292659109 116 25300 SH PUT SOLE 25300 0 0 ENERGY SELECT SECTOR SPDR COMMON 81369Y506 31736 465000 SH CALL SOLE 465000 0 0 ENERGY SELECT SECTOR SPDR COMMON 81369Y506 30030 440000 SH PUT SOLE 440000 0 0 ENERGY XXI BERMUDA COMMON G10082140 240 8700 SH SOLE 8700 0 0 EVERGREEN SOLAR INC COMMON 30033R108 0 132200 SH CALL SOLE 132200 0 0 EXCO RESOURCES INC COMMON 269279402 679 35000 SH SOLE 35000 0 0 EXPRESS SCRIPTS INC COMMON 302182100 875 16200 SH CALL SOLE 16200 0 0 EXXON MOBIL CORP COMMON 30231G102 6122 83736 SH SOLE 83736 0 0 EXXON MOBIL CORP COMMON 30231G102 16305 223000 SH CALL SOLE 223000 0 0 EXXON MOBIL CORP COMMON 30231G102 10799 147700 SH PUT SOLE 147700 0 0 F5 NETWORKS INC COMMON 315616102 2004 15400 SH PUT SOLE 15400 0 0 FEDEX CORP COMMON 31428X106 6250 67200 SH CALL SOLE 67200 0 0 FEDEX CORP COMMON 31428X106 7282 78300 SH PUT SOLE 78300 0 0 FIDELITY NATIONAL INFORMATIO COMMON 31620M106 855 31232 SH SOLE 31232 0 0 FINANCIAL SELECT SECTOR SPDR COMMON 81369Y605 195 12256 SH SOLE 12256 0 0 FINANCIAL SELECT SECTOR SPDR COMMON 81369Y605 77917 4885100 SH CALL SOLE 4885100 0 0 FINANCIAL SELECT SECTOR SPDR COMMON 81369Y605 23653 1483000 SH PUT SOLE 1483000 0 0 FINISH LINE/THE - CL A COMMON 317923100 1100 64000 SH SOLE 64000 0 0 FINISH LINE/THE - CL A COMMON 317923100 6 400 SH CALL SOLE 400 0 0 FIRST BANCORP PFD SERIES A COMMON 318672201 286 20180 SH SOLE 20180 0 0 FIRST BANCORP PFD SERIES D COMMON 318672508 366 25600 SH SOLE 25600 0 0 FIRST BANCORP PFD SERIES E COMMON 318672607 343 24470 SH SOLE 24470 0 0 FIRST BANCORP PUERTO RICO COMMON 318672706 27 60000 SH SOLE 60000 0 0 FIRST SOLAR INC COMMON 336433107 119793 920500 SH CALL SOLE 920500 0 0 FIRST SOLAR INC COMMON 336433107 71668 550700 SH PUT SOLE 550700 0 0 FORD MOTOR CO COMMON 345370860 20715 1233800 SH CALL SOLE 1233800 0 0 FORD MOTOR CO COMMON 345370860 19196 1143300 SH PUT SOLE 1143300 0 0 FORD MOTOR CO-CW13 COMMON 345370134 2019 247732 SH SOLE 247732 0 0 FOSTER WHEELER AG COMMON H27178104 1017 29489 SH SOLE 29489 0 0 FOSTER WHEELER AG COMMON H27178104 535 15500 SH PUT SOLE 15500 0 0 FREEPORT-MCMORAN COPPER COMMON 35671D857 1081 9008 SH SOLE 9008 0 0 FREEPORT-MCMORAN COPPER COMMON 35671D857 4779 39800 SH CALL SOLE 39800 0 0 FREEPORT-MCMORAN COPPER COMMON 35671D857 4179 34800 SH PUT SOLE 34800 0 0 GAMESTOP CORP-CLASS A COMMON 36467W109 2288 100000 SH SOLE 100000 0 0 GAP INC/THE COMMON 364760108 485 21915 SH SOLE 21915 0 0 GAP INC/THE COMMON 364760108 6498 293500 SH PUT SOLE 293500 0 0 GARMIN LTD COMMON H2906T109 3 107 SH SOLE 107 0 0 GARMIN LTD COMMON H2906T109 855 27600 SH CALL SOLE 27600 0 0 GARMIN LTD COMMON H2906T109 309 10000 SH PUT SOLE 10000 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- GENERAL CABLE CORP COMMON 369300108 385 11000 SH SOLE 11000 0 0 GENERAL CABLE CORP COMMON 369300108 1365 38900 SH PUT SOLE 38900 0 0 GENERAL ELECTRIC CO COMMON 369604103 959 52485 SH SOLE 52485 0 0 GENERAL ELECTRIC CO COMMON 369604103 2803 153300 SH CALL SOLE 153300 0 0 GENERAL ELECTRIC CO COMMON 369604103 8786 480400 SH PUT SOLE 480400 0 0 GENERAL GROWTH PROPERTIES COMMON 370023103 928 60000 SH SOLE 60000 0 0 GENERAL MILLS INC COMMON 370334104 356 10028 SH SOLE 10028 0 0 GENERAL MILLS INC COMMON 370334104 2338 65700 SH CALL SOLE 65700 0 0 GENERAL MILLS INC COMMON 370334104 2142 60200 SH PUT SOLE 60200 0 0 GENERAL MOTORS CO COMMON 37045V100 904 24551 SH SOLE 24551 0 0 GENERAL MOTORS CO COMMON 37045V100 4036 109500 SH CALL SOLE 109500 0 0 GENERAL MOTORS CO COMMON 37045V100 4367 118500 SH PUT SOLE 118500 0 0 GENOPTIX INC COMMON 37243V100 1042 54792 SH SOLE 54792 0 0 GENOPTIX INC COMMON 37243V100 7 400 SH CALL SOLE 400 0 0 GENZYME CORP COMMON 372917104 4837 67943 SH SOLE 67943 0 0 GENZYME CORP COMMON 372917104 17515 246000 SH CALL SOLE 246000 0 0 GENZYME CORP COMMON 372917104 1224 17200 SH PUT SOLE 17200 0 0 GERDAU SA -SPON ADR COMMON 373737105 46 3297 SH SOLE 3297 0 0 GERDAU SA -SPON ADR COMMON 373737105 2798 200000 SH CALL SOLE 200000 0 0 GERDAU SA -SPON ADR COMMON 373737105 7694 550000 SH PUT SOLE 550000 0 0 GILEAD SCIENCES INC COMMON 375558103 2371 65444 SH SOLE 65444 0 0 GILEAD SCIENCES INC COMMON 375558103 76 2100 SH CALL SOLE 2100 0 0 GILEAD SCIENCES INC COMMON 375558103 3576 98700 SH PUT SOLE 98700 0 0 GOLDCORP INC COMMON 380956409 552 12021 SH SOLE 12021 0 0 GOLDCORP INC COMMON 380956409 4 100 SH CALL SOLE 100 0 0 GOLDCORP INC COMMON 380956409 735 16000 SH PUT SOLE 16000 0 0 GOLDMAN SACHS GROUP INC COMMON 38141G104 200665 1193300 SH CALL SOLE 1193300 0 0 GOLDMAN SACHS GROUP INC COMMON 38141G104 171388 1019200 SH PUT SOLE 1019200 0 0 GOOGLE INC-CL A COMMON 38259P508 102105 171904 SH SOLE 171904 0 0 GOOGLE INC-CL A COMMON 38259P508 197019 331700 SH CALL SOLE 331700 0 0 GOOGLE INC-CL A COMMON 38259P508 288788 486200 SH PUT SOLE 486200 0 0 HARTFORD FINANCIAL SVCS GRP COMMON 416515104 432 16320 SH SOLE 16320 0 0 HARTFORD FINANCIAL SVCS GRP COMMON 416515104 1796 67800 SH CALL SOLE 67800 0 0 HARTFORD FINANCIAL SVCS GRP COMMON 416515104 858 32400 SH PUT SOLE 32400 0 0 HASBRO INC COMMON 418056107 2359 50000 SH CALL SOLE 50000 0 0 SEAHAWK DRILLING INC COMMON 81201R107 626 70000 SH SOLE 70000 0 0 SEAHAWK DRILLING INC COMMON 81201R107 1074 120100 SH CALL SOLE 120100 0 0 SEAHAWK DRILLING INC COMMON 81201R107 26 3000 SH PUT SOLE 3000 0 0 HEALTH NET INC COMMON 42222G108 311 11400 SH SOLE 11400 0 0 HEALTH NET INC COMMON 42222G108 341 12500 SH PUT SOLE 12500 0 0 HECLA MINING CO COMMON 422704106 26245 2330900 SH CALL SOLE 2330900 0 0 HECLA MINING CO COMMON 422704106 2219 197100 SH PUT SOLE 197100 0 0 HERTZ GLOBAL HOLDINGS INC COMMON 42805T105 936 64643 SH SOLE 64643 0 0 HEWLETT-PACKARD CO COMMON 428236103 12658 300672 SH SOLE 300672 0 0 HEWLETT-PACKARD CO COMMON 428236103 4702 111700 SH CALL SOLE 111700 0 0 HEWLETT-PACKARD CO COMMON 428236103 9283 220500 SH PUT SOLE 220500 0 0 HOME DEPOT INC COMMON 437076102 163 4663 SH SOLE 4663 0 0 HOME DEPOT INC COMMON 437076102 525 15000 SH CALL SOLE 15000 0 0 HOME DEPOT INC COMMON 437076102 525 15000 SH PUT SOLE 15000 0 0 HONEYWELL INTERNATIONAL INC COMMON 438516106 3872 72848 SH SOLE 72848 0 0 HONEYWELL INTERNATIONAL INC COMMON 438516106 4226 79500 SH CALL SOLE 79500 0 0 HONEYWELL INTERNATIONAL INC COMMON 438516106 8989 169100 SH PUT SOLE 169100 0 0 HOWARD HUGHES CORP/THE COMMON 44267D107 321 5900 SH SOLE 5900 0 0 HSBC HOLDINGS PLC-SPONS ADR COMMON 404280406 22768 446100 SH CALL SOLE 446100 0 0 HSBC HOLDINGS PLC-SPONS ADR COMMON 404280406 52479 1028200 SH PUT SOLE 1028200 0 0 HUMAN GENOME SCIENCES INC COMMON 444903108 288 12088 SH SOLE 12088 0 0 HUMANA INC COMMON 444859102 656 12000 SH CALL SOLE 12000 0 0 HYPERCOM CORP COMMON 44913M105 439 52465 SH SOLE 52465 0 0 ICICI BANK LTD-SPON ADR COMMON 45104G104 3347 66100 SH CALL SOLE 66100 0 0 ICICI BANK LTD-SPON ADR COMMON 45104G104 10604 209400 SH PUT SOLE 209400 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- ILLUMINA INC COMMON 452327109 1558 24600 SH CALL SOLE 24600 0 0 ILLUMINA INC COMMON 452327109 2172 34300 SH PUT SOLE 34300 0 0 INDUSTRIAL SELECT SECT SPDR COMMON 81369Y704 4010 115000 SH CALL SOLE 115000 0 0 INDUSTRIAL SELECT SECT SPDR COMMON 81369Y704 8424 241600 SH PUT SOLE 241600 0 0 INGERSOLL-RAND PLC COMMON G47791101 2988 63471 SH SOLE 63471 0 0 INGERSOLL-RAND PLC COMMON G47791101 5438 115500 SH CALL SOLE 115500 0 0 INGERSOLL-RAND PLC COMMON G47791101 1163 24700 SH PUT SOLE 24700 0 0 INTEL CORP COMMON 458140100 2257 107325 SH SOLE 107325 0 0 INTEL CORP COMMON 458140100 1398 66500 SH CALL SOLE 66500 0 0 INTEL CORP COMMON 458140100 1074 51100 SH PUT SOLE 51100 0 0 INTERCONTINENTALEXCHANGE INC COMMON 45865V100 0 8 SH SOLE 8 0 0 INTERCONTINENTALEXCHANGE INC COMMON 45865V100 297 2500 SH CALL SOLE 2500 0 0 INTERCONTINENTALEXCHANGE INC COMMON 45865V100 1822 15300 SH PUT SOLE 15300 0 0 INTEROIL CORP COMMON 460951106 8119 112656 SH SOLE 112656 0 0 INTEROIL CORP COMMON 460951106 5707 79200 SH CALL SOLE 79200 0 0 INTEROIL CORP COMMON 460951106 6443 89400 SH PUT SOLE 89400 0 0 INTL BUSINESS MACHINES CORP COMMON 459200101 2421 16500 SH SOLE 16500 0 0 INTL BUSINESS MACHINES CORP COMMON 459200101 76990 524600 SH CALL SOLE 524600 0 0 INTL BUSINESS MACHINES CORP COMMON 459200101 55034 375000 SH PUT SOLE 375000 0 0 INTUIT INC COMMON 461202103 2465 50000 SH CALL SOLE 50000 0 0 INTUITIVE SURGICAL INC COMMON 46120E602 1990 7722 SH SOLE 7722 0 0 INTUITIVE SURGICAL INC COMMON 46120E602 5541 21500 SH CALL SOLE 21500 0 0 INTUITIVE SURGICAL INC COMMON 46120E602 6134 23800 SH PUT SOLE 23800 0 0 IPATH S&P 500 VIX M/T FU ETN COMMON 06740C519 9055 137702 SH SOLE 137702 0 0 IPATH S&P 500 VIX S/T FU ETN COMMON 06740C261 11283 300000 SH PUT SOLE 300000 0 0 ISHARES DJ US REAL ESTATE COMMON 464287739 22395 400200 SH CALL SOLE 400200 0 0 ISHARES DJ US REAL ESTATE COMMON 464287739 17073 305100 SH PUT SOLE 305100 0 0 ISHARES FTSE/XINHUA CHINA 25 COMMON 464287184 145 3369 SH SOLE 3369 0 0 ISHARES FTSE/XINHUA CHINA 25 COMMON 464287184 106884 2480500 SH CALL SOLE 2480500 0 0 ISHARES FTSE/XINHUA CHINA 25 COMMON 464287184 61123 1418500 SH PUT SOLE 1418500 0 0 ISHARES MSCI BRAZIL COMMON 464286400 110055 1421900 SH CALL SOLE 1421900 0 0 ISHARES MSCI BRAZIL COMMON 464286400 102020 1318100 SH PUT SOLE 1318100 0 0 ISHARES MSCI EAFE INDEX FUND COMMON 464287465 165915 2849800 SH CALL SOLE 2849800 0 0 ISHARES MSCI EAFE INDEX FUND COMMON 464287465 171411 2944200 SH PUT SOLE 2944200 0 0 ISHARES MSCI EMERGING MKT IN COMMON 464287234 64726 1358600 SH CALL SOLE 1358600 0 0 ISHARES MSCI EMERGING MKT IN COMMON 464287234 91477 1920100 SH PUT SOLE 1920100 0 0 ISHARES MSCI JAPAN INDEX FD COMMON 464286848 509 46700 SH CALL SOLE 46700 0 0 ISHARES MSCI JAPAN INDEX FD COMMON 464286848 3817 349900 SH PUT SOLE 349900 0 0 ISHARES MSCI MEXICO INVESTAB COMMON 464286822 774 12511 SH SOLE 12511 0 0 ISHARES MSCI MEXICO INVESTAB COMMON 464286822 2842 45900 SH CALL SOLE 45900 0 0 ISHARES MSCI MEXICO INVESTAB COMMON 464286822 6365 102800 SH PUT SOLE 102800 0 0 ISHARES MSCI SOUTH KOREA IND COMMON 464286772 3671 60000 SH PUT SOLE 60000 0 0 ISHARES MSCI TAIWAN INDEX FD COMMON 464286731 781 50000 SH PUT SOLE 50000 0 0 ISHARES SILVER TRUST COMMON 46428Q109 13879 459898 SH SOLE 459898 0 0 ISHARES SILVER TRUST COMMON 46428Q109 43226 1432300 SH CALL SOLE 1432300 0 0 ISHARES SILVER TRUST COMMON 46428Q109 81534 2701600 SH PUT SOLE 2701600 0 0 J CREW GROUP INC COMMON 46612H402 3752 86994 SH SOLE 86994 0 0 JA SOLAR HOLDINGS CO LTD-ADR COMMON 466090107 95 13808 SH SOLE 13808 0 0 JA SOLAR HOLDINGS CO LTD-ADR COMMON 466090107 1384 200000 SH CALL SOLE 200000 0 0 JOHNSON & JOHNSON COMMON 478160104 7008 113320 SH SOLE 113320 0 0 JOHNSON & JOHNSON COMMON 478160104 13959 225700 SH CALL SOLE 225700 0 0 JOHNSON & JOHNSON COMMON 478160104 7527 121700 SH PUT SOLE 121700 0 0 JOY GLOBAL INC COMMON 481165108 280 3229 SH SOLE 3229 0 0 JOY GLOBAL INC COMMON 481165108 3678 42400 SH CALL SOLE 42400 0 0 JOY GLOBAL INC COMMON 481165108 25435 293200 SH PUT SOLE 293200 0 0 JPMORGAN CHASE & CO COMMON 46625H100 1355 31950 SH SOLE 31950 0 0 JPMORGAN CHASE & CO COMMON 46625H100 69840 1646400 SH CALL SOLE 1646400 0 0 JPMORGAN CHASE & CO COMMON 46625H100 48256 1137600 SH PUT SOLE 1137600 0 0 JUNIPER NETWORKS INC COMMON 48203R104 808 21908 SH SOLE 21908 0 0 JUNIPER NETWORKS INC COMMON 48203R104 4186 113400 SH CALL SOLE 113400 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- JUNIPER NETWORKS INC COMMON 48203R104 7310 198000 SH PUT SOLE 198000 0 0 KB HOME COMMON 48666K109 1129 83702 SH SOLE 83702 0 0 KB HOME COMMON 48666K109 1436 106500 SH CALL SOLE 106500 0 0 KB HOME COMMON 48666K109 4315 319900 SH PUT SOLE 319900 0 0 KING PHARMACEUTICALS INC COMMON 495582108 2107 150000 SH SOLE 150000 0 0 KOHLS CORP COMMON 500255104 3260 60000 SH CALL SOLE 60000 0 0 KRAFT FOODS INC-CLASS A COMMON 50075N104 815 25894 SH SOLE 25894 0 0 KRAFT FOODS INC-CLASS A COMMON 50075N104 812 25800 SH CALL SOLE 25800 0 0 KRAFT FOODS INC-CLASS A COMMON 50075N104 497 15800 SH PUT SOLE 15800 0 0 L-1 IDENTITY SOLUTIONS INC COMMON 50212A106 2073 174100 SH SOLE 174100 0 0 L-1 IDENTITY SOLUTIONS INC COMMON 50212A106 831 69800 SH PUT SOLE 69800 0 0 LADISH CO INC COMMON 505754200 3257 67001 SH SOLE 67001 0 0 LAS VEGAS SANDS CORP COMMON 517834107 2980 64874 SH SOLE 64874 0 0 LAS VEGAS SANDS CORP COMMON 517834107 19432 422900 SH CALL SOLE 422900 0 0 LAS VEGAS SANDS CORP COMMON 517834107 17879 389100 SH PUT SOLE 389100 0 0 LDK SOLAR CO LTD - ADR COMMON 50183L107 3031 299597 SH SOLE 299597 0 0 LDK SOLAR CO LTD - ADR COMMON 50183L107 1291 127600 SH CALL SOLE 127600 0 0 LDK SOLAR CO LTD - ADR COMMON 50183L107 7695 760400 SH PUT SOLE 760400 0 0 LEAP WIRELESS INTL INC COMMON 521863308 239 19500 SH CALL SOLE 19500 0 0 LEGG MASON INC COMMON 524901105 2415 66605 SH SOLE 66605 0 0 LEGG MASON INC COMMON 524901105 1693 46700 SH CALL SOLE 46700 0 0 LEGG MASON INC COMMON 524901105 4196 115700 SH PUT SOLE 115700 0 0 LENNAR CORP-CL A COMMON 526057104 842 44932 SH SOLE 44932 0 0 LENNAR CORP-CL A COMMON 526057104 785 41900 SH CALL SOLE 41900 0 0 LENNAR CORP-CL A COMMON 526057104 7702 410800 SH PUT SOLE 410800 0 0 LEXMARK INTERNATIONAL INC-A COMMON 529771107 2361 67821 SH SOLE 67821 0 0 LEXMARK INTERNATIONAL INC-A COMMON 529771107 174 5000 SH CALL SOLE 5000 0 0 LIVE NATION INC COMMON 538034109 373 32700 SH SOLE 32700 0 0 LIVE NATION INC COMMON 538034109 571 50000 SH CALL SOLE 50000 0 0 LOWE'S COS INC COMMON 548661107 300 11988 SH SOLE 11988 0 0 LTX-CREDENCE CORP COMMON 502403207 592 80000 SH SOLE 80000 0 0 M & T BANK CORP COMMON 55261F104 3830 44000 SH SOLE 44000 0 0 MANITOWOC COMPANY INC COMMON 563571108 655 50000 SH SOLE 50000 0 0 MANNKIND CORP COMMON 56400P201 931 115600 SH CALL SOLE 115600 0 0 MARKET VECTORS GOLD MINERS COMMON 57060U100 20162 328000 SH CALL SOLE 328000 0 0 MARKET VECTORS GOLD MINERS COMMON 57060U100 86500 1407200 SH PUT SOLE 1407200 0 0 MARKET VECTORS RUSSIA ETF COMMON 57060U506 8021 211600 SH CALL SOLE 211600 0 0 MARKET VECTORS RUSSIA ETF COMMON 57060U506 17059 450000 SH PUT SOLE 450000 0 0 MARRIOTT INTERNATIONAL-CL A COMMON 571903202 3181 76582 SH SOLE 76582 0 0 MARRIOTT INTERNATIONAL-CL A COMMON 571903202 3377 81300 SH PUT SOLE 81300 0 0 MARSHALL & ILSLEY CORP COMMON 571837103 1384 200000 SH SOLE 200000 0 0 MARVELL TECHNOLOGY GROUP LTD COMMON G5876H105 1155 62289 SH SOLE 62289 0 0 MARVELL TECHNOLOGY GROUP LTD COMMON G5876H105 7815 421300 SH CALL SOLE 421300 0 0 MARVELL TECHNOLOGY GROUP LTD COMMON G5876H105 2613 140900 SH PUT SOLE 140900 0 0 MASSEY ENERGY CO COMMON 576206106 4435 82679 SH SOLE 82679 0 0 MASSEY ENERGY CO COMMON 576206106 4925 91800 SH CALL SOLE 91800 0 0 MASSEY ENERGY CO COMMON 576206106 4426 82500 SH PUT SOLE 82500 0 0 MASTERCARD INC-CLASS A COMMON 57636Q104 66045 294700 SH CALL SOLE 294700 0 0 MASTERCARD INC-CLASS A COMMON 57636Q104 49259 219800 SH PUT SOLE 219800 0 0 MAXYGEN INC COMMON 577776107 117 30000 SH SOLE 30000 0 0 MBIA INC COMMON 55262C100 863 72054 SH SOLE 72054 0 0 MBIA INC COMMON 55262C100 119 10000 SH CALL SOLE 10000 0 0 MCAFEE INC COMMON 579064106 4093 88400 SH SOLE 88400 0 0 MCAFEE INC COMMON 579064106 11827 255400 SH CALL SOLE 255400 0 0 MCAFEE INC COMMON 579064106 7108 153500 SH PUT SOLE 153500 0 0 MCDONALD'S CORP COMMON 580135101 736 9600 SH CALL SOLE 9600 0 0 MCDONALD'S CORP COMMON 580135101 736 9600 SH PUT SOLE 9600 0 0 MEAD JOHNSON NUTRITION CO-A COMMON 582839106 1920 30859 SH SOLE 30859 0 0 MEAD JOHNSON NUTRITION CO-A COMMON 582839106 6225 100000 SH CALL SOLE 100000 0 0 MEAD JOHNSON NUTRITION CO-A COMMON 582839106 6225 100000 SH PUT SOLE 100000 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- MEDCO HEALTH SOLUTIONS INC COMMON 58405U102 673 11000 SH PUT SOLE 11000 0 0 MEDTRONIC INC COMMON 585055106 11256 303500 SH CALL SOLE 303500 0 0 MEDTRONIC INC COMMON 585055106 1446 39000 SH PUT SOLE 39000 0 0 MEMC ELECTRONIC MATERIALS COMMON 552715104 1116 99131 SH SOLE 99131 0 0 MEMC ELECTRONIC MATERIALS COMMON 552715104 1558 138400 SH CALL SOLE 138400 0 0 MEMC ELECTRONIC MATERIALS COMMON 552715104 2800 248700 SH PUT SOLE 248700 0 0 MERCK & CO. INC. COMMON 58933Y105 2040 56625 SH SOLE 56625 0 0 MERCK & CO. INC. COMMON 58933Y105 8245 228800 SH CALL SOLE 228800 0 0 MERCK & CO. INC. COMMON 58933Y105 10112 280600 SH PUT SOLE 280600 0 0 METLIFE INC COMMON 59156R108 633 14244 SH SOLE 14244 0 0 METLIFE INC COMMON 59156R108 6141 138200 SH PUT SOLE 138200 0 0 MF GLOBAL LTD COMMON 55277J108 208 25000 SH SOLE 25000 0 0 MGM MIRAGE COMMON 552953101 4412 297109 SH SOLE 297109 0 0 MGM MIRAGE COMMON 552953101 3967 267200 SH CALL SOLE 267200 0 0 MGM MIRAGE COMMON 552953101 1649 111100 SH PUT SOLE 111100 0 0 MICROSOFT CORP COMMON 594918104 14878 533100 SH CALL SOLE 533100 0 0 MICROSOFT CORP COMMON 594918104 4133 148100 SH PUT SOLE 148100 0 0 MOLEX INC -CL A COMMON 608554200 16328 865302 SH SOLE 865302 0 0 MOLSON COORS BREWING CO -B COMMON 60871R209 12547 250000 SH CALL SOLE 250000 0 0 MONSANTO CO COMMON 61166W101 74 1075 SH SOLE 1075 0 0 MONSANTO CO COMMON 61166W101 9471 136000 SH CALL SOLE 136000 0 0 MONSANTO CO COMMON 61166W101 1532 22000 SH PUT SOLE 22000 0 0 MORGAN STANLEY COMMON 617446448 1753 64428 SH SOLE 64428 0 0 MORGAN STANLEY COMMON 617446448 14889 547200 SH CALL SOLE 547200 0 0 MORGAN STANLEY COMMON 617446448 7085 260400 SH PUT SOLE 260400 0 0 MOTOROLA INC COMMON 620076109 2193 241836 SH SOLE 241836 0 0 MOTOROLA INC COMMON 620076109 4 500 SH CALL SOLE 500 0 0 MOTOROLA INC COMMON 620076109 1351 149000 SH PUT SOLE 149000 0 0 MOTOROLA MOBILITY HOLDINGS-W COMMON 620097105 436 15000 SH SOLE 15000 0 0 MURPHY OIL CORP COMMON 626717102 976 13100 SH SOLE 13100 0 0 MURPHY OIL CORP COMMON 626717102 1491 20000 SH PUT SOLE 20000 0 0 MYLAN INC COMMON 628530107 3429 162300 SH CALL SOLE 162300 0 0 NATIONAL OILWELL VARCO INC COMMON 637071101 14768 219600 SH CALL SOLE 219600 0 0 NATIONAL OILWELL VARCO INC COMMON 637071101 3100 46100 SH PUT SOLE 46100 0 0 NETAPP INC COMMON 64110D104 1727 31427 SH SOLE 31427 0 0 NETAPP INC COMMON 64110D104 461 8400 SH CALL SOLE 8400 0 0 NETEASE.COM INC-ADR COMMON 64110W102 32 887 SH SOLE 887 0 0 NETEASE.COM INC-ADR COMMON 64110W102 50 1400 SH CALL SOLE 1400 0 0 NETEASE.COM INC-ADR COMMON 64110W102 780 21600 SH PUT SOLE 21600 0 0 NETFLIX INC COMMON 64110L106 6130 34891 SH SOLE 34891 0 0 NETFLIX INC COMMON 64110L106 43907 249900 SH CALL SOLE 249900 0 0 NETFLIX INC COMMON 64110L106 75129 427600 SH PUT SOLE 427600 0 0 NEUTRAL TANDEM INC COMMON 64128B108 818 56702 SH SOLE 56702 0 0 NEW ORIENTAL EDUCATIO-SP ADR COMMON 647581107 8597 81700 SH CALL SOLE 81700 0 0 NEW ORIENTAL EDUCATIO-SP ADR COMMON 647581107 989 9400 SH PUT SOLE 9400 0 0 NEW YORK TIMES CO -CL A COMMON 650111107 343 35071 SH SOLE 35071 0 0 NEW YORK TIMES CO -CL A COMMON 650111107 392 40000 SH CALL SOLE 40000 0 0 NEW YORK TIMES CO -CL A COMMON 650111107 392 40000 SH PUT SOLE 40000 0 0 NEWALLIANCE BANCSHARES INC COMMON 650203102 532 35526 SH SOLE 35526 0 0 NEWMONT MINING CORP COMMON 651639106 4472 72800 SH CALL SOLE 72800 0 0 NEWMONT MINING CORP COMMON 651639106 2475 40300 SH PUT SOLE 40300 0 0 NICOR INC COMMON 654086107 319 6400 SH SOLE 6400 0 0 NICOR INC COMMON 654086107 579 11600 SH CALL SOLE 11600 0 0 NICOR INC COMMON 654086107 154 3100 SH PUT SOLE 3100 0 0 NII HOLDINGS INC COMMON 62913F201 1384 31000 SH CALL SOLE 31000 0 0 NII HOLDINGS INC COMMON 62913F201 326 7300 SH PUT SOLE 7300 0 0 NIKE INC -CL B COMMON 654106103 1 12 SH SOLE 12 0 0 NIKE INC -CL B COMMON 654106103 3621 42400 SH PUT SOLE 42400 0 0 NOKIA CORP-SPON ADR COMMON 654902204 364 35300 SH CALL SOLE 35300 0 0 NOKIA CORP-SPON ADR COMMON 654902204 577 56000 SH PUT SOLE 56000 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- NORFOLK SOUTHERN CORP COMMON 655844108 1049 16700 SH CALL SOLE 16700 0 0 NORFOLK SOUTHERN CORP COMMON 655844108 3153 50200 SH PUT SOLE 50200 0 0 NOVARTIS AG-ADR COMMON 66987V109 636 10800 SH CALL SOLE 10800 0 0 NOVARTIS AG-ADR COMMON 66987V109 4556 77300 SH PUT SOLE 77300 0 0 NOVELL INC COMMON 670006105 3439 580989 SH SOLE 580989 0 0 NYSE EURONEXT COMMON 629491101 3026 100940 SH SOLE 100940 0 0 NYSE EURONEXT COMMON 629491101 7644 255000 SH CALL SOLE 255000 0 0 NYSE EURONEXT COMMON 629491101 5744 191600 SH PUT SOLE 191600 0 0 OCCIDENTAL PETROLEUM CORP COMMON 674599105 5042 51402 SH SOLE 51402 0 0 OCCIDENTAL PETROLEUM CORP COMMON 674599105 5503 56100 SH CALL SOLE 56100 0 0 OCCIDENTAL PETROLEUM CORP COMMON 674599105 13204 134600 SH PUT SOLE 134600 0 0 OFFICE DEPOT INC COMMON 676220106 540 100098 SH SOLE 100098 0 0 OFFICE DEPOT INC COMMON 676220106 27 5100 SH CALL SOLE 5100 0 0 OFFICEMAX INC COMMON 67622P101 3750 211900 SH CALL SOLE 211900 0 0 OFFICEMAX INC COMMON 67622P101 1778 100500 SH PUT SOLE 100500 0 0 ONYX PHARMACEUTICALS INC COMMON 683399109 1216 33000 SH CALL SOLE 33000 0 0 ORACLE CORP COMMON 68389X105 172 5496 SH SOLE 5496 0 0 ORACLE CORP COMMON 68389X105 1095 35000 SH CALL SOLE 35000 0 0 ORACLE CORP COMMON 68389X105 1095 35000 SH PUT SOLE 35000 0 0 OREXIGEN THERAPEUTICS INC COMMON 686164104 61 58600 SH CALL SOLE 58600 0 0 PACCAR INC COMMON 693718108 2419 42198 SH SOLE 42198 0 0 PACCAR INC COMMON 693718108 1146 20000 SH CALL SOLE 20000 0 0 PACIFIC CAPITAL BANCORP COMMON 69404P101 296 10509 SH SOLE 10509 0 0 PEPSICO INC COMMON 713448108 3388 51873 SH SOLE 51873 0 0 PEPSICO INC COMMON 713448108 11824 181000 SH CALL SOLE 181000 0 0 PEPSICO INC COMMON 713448108 6003 91900 SH PUT SOLE 91900 0 0 PETROCHINA CO LTD -ADR COMMON 71646E100 302 2300 SH SOLE 2300 0 0 PETROCHINA CO LTD -ADR COMMON 71646E100 525 4000 SH CALL SOLE 4000 0 0 PETROCHINA CO LTD -ADR COMMON 71646E100 328 2500 SH PUT SOLE 2500 0 0 PETROLEO BRASILEIRO S.A.-ADR COMMON 71654V408 8548 225906 SH SOLE 225906 0 0 PETROLEO BRASILEIRO S.A.-ADR COMMON 71654V408 57755 1526300 SH CALL SOLE 1526300 0 0 PETROLEO BRASILEIRO S.A.-ADR COMMON 71654V408 60067 1587400 SH PUT SOLE 1587400 0 0 PETROLEO BRASILEIRO-SPON ADR COMMON 71654V101 11285 330263 SH SOLE 330263 0 0 PFIZER INC COMMON 717081103 2974 169901 SH SOLE 169901 0 0 PFIZER INC COMMON 717081103 13202 754000 SH CALL SOLE 754000 0 0 PFIZER INC COMMON 717081103 9563 546200 SH PUT SOLE 546200 0 0 PHARMATHENE INC COMMON 71714G102 105 25000 SH SOLE 25000 0 0 PHILIP MORRIS INTERNATIONAL COMMON 718172109 1035 17700 SH CALL SOLE 17700 0 0 PHILIP MORRIS INTERNATIONAL COMMON 718172109 3248 55500 SH PUT SOLE 55500 0 0 POTASH CORP OF SASKATCHEWAN COMMON 73755L107 33023 213289 SH SOLE 213289 0 0 POTASH CORP OF SASKATCHEWAN COMMON 73755L107 37809 244200 SH CALL SOLE 244200 0 0 POTASH CORP OF SASKATCHEWAN COMMON 73755L107 44885 289900 SH PUT SOLE 289900 0 0 PRICELINE.COM INC COMMON 741503403 4115 10300 SH CALL SOLE 10300 0 0 PRICELINE.COM INC COMMON 741503403 6312 15800 SH PUT SOLE 15800 0 0 PRIDE INTERNATIONAL INC COMMON 74153Q102 2821 85500 SH SOLE 85500 0 0 PRIDE INTERNATIONAL INC COMMON 74153Q102 20885 632900 SH CALL SOLE 632900 0 0 PROCTER & GAMBLE CO/THE COMMON 742718109 100071 1555600 SH CALL SOLE 1555600 0 0 PROCTER & GAMBLE CO/THE COMMON 742718109 28054 436100 SH PUT SOLE 436100 0 0 PRUDENTIAL FINANCIAL INC COMMON 744320102 1151 19618 SH SOLE 19618 0 0 PRUDENTIAL FINANCIAL INC COMMON 744320102 1127 19200 SH PUT SOLE 19200 0 0 QLOGIC CORP COMMON 747277101 340 20000 SH CALL SOLE 20000 0 0 QLOGIC CORP COMMON 747277101 1531 90000 SH PUT SOLE 90000 0 0 QUALCOMM INC COMMON 747525103 8002 161703 SH SOLE 161703 0 0 QUALCOMM INC COMMON 747525103 19216 388300 SH CALL SOLE 388300 0 0 QUALCOMM INC COMMON 747525103 20647 417200 SH PUT SOLE 417200 0 0 QWEST COMMUNICATIONS INTL COMMON 749121109 4146 544898 SH SOLE 544898 0 0 RADIOSHACK CORP COMMON 750438103 924 50000 SH SOLE 50000 0 0 RADIOSHACK CORP COMMON 750438103 1667 90200 SH CALL SOLE 90200 0 0 RADIOSHACK CORP COMMON 750438103 212 11500 SH PUT SOLE 11500 0 0 RADVISION LTD COMMON M81869105 232 25924 SH SOLE 25924 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- REGIS CORP COMMON 758932107 697 42000 SH PUT SOLE 42000 0 0 RESEARCH IN MOTION COMMON 760975102 6928 119198 SH SOLE 119198 0 0 RESEARCH IN MOTION COMMON 760975102 22071 379700 SH CALL SOLE 379700 0 0 RESEARCH IN MOTION COMMON 760975102 25350 436100 SH PUT SOLE 436100 0 0 ROYAL CARIBBEAN CRUISES LTD COMMON V7780T103 747 15900 SH CALL SOLE 15900 0 0 ROYAL CARIBBEAN CRUISES LTD COMMON V7780T103 399 8500 SH PUT SOLE 8500 0 0 RADWARE LTD COMMON M81873107 355 9474 SH SOLE 9474 0 0 RADWARE LTD COMMON M81873107 11819 315100 SH CALL SOLE 315100 0 0 RADWARE LTD COMMON M81873107 217 5800 SH PUT SOLE 5800 0 0 SALESFORCE.COM INC COMMON 79466L302 1462 11079 SH SOLE 11079 0 0 SALESFORCE.COM INC COMMON 79466L302 14071 106600 SH CALL SOLE 106600 0 0 SALESFORCE.COM INC COMMON 79466L302 6428 48700 SH PUT SOLE 48700 0 0 SANDISK CORP COMMON 80004C101 9209 184708 SH SOLE 184708 0 0 SANDISK CORP COMMON 80004C101 9074 182000 SH CALL SOLE 182000 0 0 SANDISK CORP COMMON 80004C101 19709 395300 SH PUT SOLE 395300 0 0 SANDRIDGE ENERTY INC COMMON 80007P307 2701 369029 SH SOLE 369029 0 0 SANDRIDGE ENERTY INC COMMON 80007P307 86 11800 SH CALL SOLE 11800 0 0 SANDRIDGE ENERTY INC COMMON 80007P307 366 50000 SH PUT SOLE 50000 0 0 SANOFI-AVENTIS-ADR COMMON 80105N105 262 8140 SH SOLE 8140 0 0 SARA LEE CORP COMMON 803111103 252 14400 SH SOLE 14400 0 0 SAVIENT PHARMACEUTICALS INC COMMON 80517Q100 143 12868 SH SOLE 12868 0 0 SAVIENT PHARMACEUTICALS INC COMMON 80517Q100 569 51100 SH CALL SOLE 51100 0 0 SBA COMMUNICATIONS CORP-CL A COMMON 78388J106 1216 29725 SH SOLE 29725 0 0 SBA COMMUNICATIONS CORP-CL A COMMON 78388J106 2046 50000 SH CALL SOLE 50000 0 0 SBA COMMUNICATIONS CORP-CL A COMMON 78388J106 3602 88000 SH PUT SOLE 88000 0 0 SCHLUMBERGER LTD COMMON 806857108 28 343 SH SOLE 343 0 0 SCHLUMBERGER LTD COMMON 806857108 1327 15900 SH CALL SOLE 15900 0 0 SCHLUMBERGER LTD COMMON 806857108 2162 25900 SH PUT SOLE 25900 0 0 SEADRILL LTD COMMON G7945E105 2856 84200 SH CALL SOLE 84200 0 0 SEADRILL LTD COMMON G7945E105 339 10000 SH PUT SOLE 10000 0 0 SEAGATE TECHNOLOGY COMMON G7945M107 305 20300 SH CALL SOLE 20300 0 0 SEAGATE TECHNOLOGY COMMON G7945M107 180 12000 SH PUT SOLE 12000 0 0 SEARS HOLDINGS CORP COMMON 812350106 3385 45900 SH CALL SOLE 45900 0 0 SEARS HOLDINGS CORP COMMON 812350106 5228 70900 SH PUT SOLE 70900 0 0 SIGA TECHNOLOGIES INC COMMON 826917106 210 15000 SH SOLE 15000 0 0 SIGA TECHNOLOGIES INC COMMON 826917106 1069 76400 SH CALL SOLE 76400 0 0 SINA CORP COMMON G81477104 1874 27233 SH SOLE 27233 0 0 SINA CORP COMMON G81477104 860 12500 SH CALL SOLE 12500 0 0 SINA CORP COMMON G81477104 11114 161500 SH PUT SOLE 161500 0 0 SKECHERS USA INC-CL A COMMON 830566105 702 35100 SH SOLE 35100 0 0 SKECHERS USA INC-CL A COMMON 830566105 628 31400 SH CALL SOLE 31400 0 0 SLM CORP 0.000% 1/16/18 SERIES COMMON 78442P601 243 13151 SH SOLE 13151 0 0 SLM CORP 0.000% 3/15/17 SERIES COMMON 78442P403 2310 122169 SH SOLE 122169 0 0 SMITHFIELD FOODS INC COMMON 832248108 206 10000 SH SOLE 10000 0 0 SMITHFIELD FOODS INC COMMON 832248108 1192 57800 SH CALL SOLE 57800 0 0 SOHU.COM INC COMMON 83408W103 1885 29700 SH CALL SOLE 29700 0 0 SOHU.COM INC COMMON 83408W103 13256 208800 SH PUT SOLE 208800 0 0 SPDR GOLD TRUST COMMON 78463V107 90870 655061 SH SOLE 655061 0 0 SPDR GOLD TRUST COMMON 78463V107 88420 637400 SH CALL SOLE 637400 0 0 SPDR GOLD TRUST COMMON 78463V107 170639 1230100 SH PUT SOLE 1230100 0 0 STARWOOD HOTELS & RESORTS COMMON 85590A401 4619 76000 SH PUT SOLE 76000 0 0 STATE STREET CORP COMMON 857477103 1246 26900 SH CALL SOLE 26900 0 0 STATE STREET CORP COMMON 857477103 681 14700 SH PUT SOLE 14700 0 0 SUNPOWER CORP CLASS A COMMON 867652109 503 39245 SH SOLE 39245 0 0 SUNPOWER CORP CLASS A COMMON 867652109 7020 547200 SH CALL SOLE 547200 0 0 SUNPOWER CORP CLASS A COMMON 867652109 2609 203400 SH PUT SOLE 203400 0 0 SUNPOWER CORP-CLASS B COMMON 867652307 910 73400 SH SOLE 73400 0 0 SUNPOWER CORP-CLASS B COMMON 867652307 2174 175100 SH CALL SOLE 175100 0 0 SUNPOWER CORP-CLASS B COMMON 867652307 3139 252800 SH PUT SOLE 252800 0 0 SUNTECH POWER HOLDINGS-ADR COMMON 86800C104 47 5989 SH SOLE 5989 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- SUNTECH POWER HOLDINGS-ADR COMMON 86800C104 2329 290800 SH CALL SOLE 290800 0 0 SUNTECH POWER HOLDINGS-ADR COMMON 86800C104 1094 136700 SH PUT SOLE 136700 0 0 SUPERVALU INC COMMON 868536103 351 36521 SH SOLE 36521 0 0 SUPERVALU INC COMMON 868536103 955 99200 SH CALL SOLE 99200 0 0 SUPERVALU INC COMMON 868536103 722 75000 SH PUT SOLE 75000 0 0 SYMANTEC CORP COMMON 871503108 669 40000 SH SOLE 40000 0 0 SYMANTEC CORP COMMON 871503108 2176 130000 SH CALL SOLE 130000 0 0 SYNIVERSE HOLDINGS INC COMMON 87163F106 4627 150000 SH SOLE 150000 0 0 SYNIVERSE HOLDINGS INC COMMON 87163F106 617 20000 SH PUT SOLE 20000 0 0 TAKE-TWO INTERACTIVE SOFTWRE COMMON 874054109 186 15200 SH CALL SOLE 15200 0 0 TAKE-TWO INTERACTIVE SOFTWRE COMMON 874054109 116 9500 SH PUT SOLE 9500 0 0 TALISMAN ENERGY INC COMMON 87425E103 1409 63500 SH PUT SOLE 63500 0 0 TARGET CORP COMMON 87612E106 24647 409900 SH CALL SOLE 409900 0 0 TARGET CORP COMMON 87612E106 10294 171200 SH PUT SOLE 171200 0 0 TELLABS INC COMMON 879664100 1101 162500 SH SOLE 162500 0 0 TEVA PHARMACEUTICAL-SP ADR COMMON 881624209 624 11982 SH SOLE 11982 0 0 TEVA PHARMACEUTICAL-SP ADR COMMON 881624209 823 15800 SH PUT SOLE 15800 0 0 TEXAS INSTRUMENTS INC COMMON 882508104 2937 90373 SH SOLE 90373 0 0 TEXAS INSTRUMENTS INC COMMON 882508104 2479 76300 SH CALL SOLE 76300 0 0 TEXAS INSTRUMENTS INC COMMON 882508104 8170 251400 SH PUT SOLE 251400 0 0 TEXTRON INC COMMON 883203101 744 31500 SH CALL SOLE 31500 0 0 TIVO INC COMMON 888706108 946 109686 SH SOLE 109686 0 0 TIVO INC COMMON 888706108 761 88200 SH CALL SOLE 88200 0 0 TRANSOCEAN LTD COMMON H8817H100 2988 43000 SH CALL SOLE 43000 0 0 TRINA SOLAR LTD-SPON ADR COMMON 89628E104 6464 276033 SH SOLE 276033 0 0 TRINA SOLAR LTD-SPON ADR COMMON 89628E104 4566 195000 SH CALL SOLE 195000 0 0 TRINA SOLAR LTD-SPON ADR COMMON 89628E104 20588 879100 SH PUT SOLE 879100 0 0 UAL CORP COMMON 910047109 19017 798400 SH CALL SOLE 798400 0 0 UAL CORP COMMON 910047109 6050 254000 SH PUT SOLE 254000 0 0 UNITED PARCEL SERVICE-CL B COMMON 911312106 96 1335 SH SOLE 1335 0 0 UNITED PARCEL SERVICE-CL B COMMON 911312106 16025 220800 SH CALL SOLE 220800 0 0 UNITED PARCEL SERVICE-CL B COMMON 911312106 1371 18900 SH PUT SOLE 18900 0 0 UNITED STATES STEEL CORP COMMON 912909108 5252 89906 SH SOLE 89906 0 0 UNITED STATES STEEL CORP COMMON 912909108 5549 95000 SH CALL SOLE 95000 0 0 UNITED STATES STEEL CORP COMMON 912909108 15609 267200 SH PUT SOLE 267200 0 0 UNITED TECHNOLOGIES CORP COMMON 913017109 27772 352800 SH CALL SOLE 352800 0 0 UNITED TECHNOLOGIES CORP COMMON 913017109 27536 349800 SH PUT SOLE 349800 0 0 UNITEDHEALTH GROUP INC COMMON 91324P102 601 16667 SH SOLE 16667 0 0 US AIRWAYS GROUP INC COMMON 90341W108 2540 253811 SH SOLE 253811 0 0 US AIRWAYS GROUP INC COMMON 90341W108 644 64400 SH CALL SOLE 64400 0 0 US AIRWAYS GROUP INC COMMON 90341W108 358 35800 SH PUT SOLE 35800 0 0 US BANCORP COMMON 902973304 17023 631200 SH CALL SOLE 631200 0 0 US BANCORP COMMON 902973304 14159 525000 SH PUT SOLE 525000 0 0 UTILITIES SELECT SECTOR SPDR COMMON 81369Y886 16958 541100 SH CALL SOLE 541100 0 0 UTILITIES SELECT SECTOR SPDR COMMON 81369Y886 78 2500 SH PUT SOLE 2500 0 0 VALE SA COMMON 91912E105 35149 1163113 SH SOLE 1163113 0 0 VALE SA COMMON 91912E105 39209 1134200 SH CALL SOLE 1134200 0 0 VALE SA COMMON 91912E105 37954 1097900 SH PUT SOLE 1097900 0 0 VEECO INSTRUMENTS INC COMMON 922417100 2278 53032 SH SOLE 53032 0 0 VEECO INSTRUMENTS INC COMMON 922417100 10529 245100 SH PUT SOLE 245100 0 0 VENTAS INC COMMON 92276F100 2555 48700 SH CALL SOLE 48700 0 0 VERIZON COMMUNICATIONS INC COMMON 92343V104 2865 80100 SH CALL SOLE 80100 0 0 VERIZON COMMUNICATIONS INC COMMON 92343V104 3599 100600 SH PUT SOLE 100600 0 0 VERTEX PHARMACEUTICALS INC COMMON 92532F100 528 15100 SH CALL SOLE 15100 0 0 VERTEX PHARMACEUTICALS INC COMMON 92532F100 956 27300 SH PUT SOLE 27300 0 0 VISA INC-CLASS A SHARES COMMON 92826C839 1972 28032 SH SOLE 28032 0 0 VISA INC-CLASS A SHARES COMMON 92826C839 20783 295300 SH CALL SOLE 295300 0 0 VISA INC-CLASS A SHARES COMMON 92826C839 23028 327200 SH PUT SOLE 327200 0 0 VMWARE INC-CLASS A COMMON 928563402 6490 73000 SH PUT SOLE 73000 0 0 VULCAN MATERIALS CO COMMON 929160109 523 11800 SH CALL SOLE 11800 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- WAL-MART STORES INC COMMON 931142103 5699 105675 SH SOLE 105675 0 0 WAL-MART STORES INC COMMON 931142103 11945 221500 SH CALL SOLE 221500 0 0 WAL-MART STORES INC COMMON 931142103 4632 85900 SH PUT SOLE 85900 0 0 WALT DISNEY CO/THE COMMON 254687106 4152 110700 SH CALL SOLE 110700 0 0 WALT DISNEY CO/THE COMMON 254687106 5112 136300 SH PUT SOLE 136300 0 0 WEATHERFORD INTL LTD COMMON H27013103 5898 258700 SH CALL SOLE 258700 0 0 WEATHERFORD INTL LTD COMMON H27013103 7722 338700 SH PUT SOLE 338700 0 0 WELLPOINT INC COMMON 94973V107 619 10900 SH CALL SOLE 10900 0 0 WELLS FARGO & CO COMMON 949746101 1046 33774 SH SOLE 33774 0 0 WELLS FARGO & CO COMMON 949746101 19511 629600 SH CALL SOLE 629600 0 0 WELLS FARGO & CO COMMON 949746101 41551 1340800 SH PUT SOLE 1340800 0 0 WHIRLPOOL CORP COMMON 963320106 830 9351 SH SOLE 9351 0 0 WHOLE FOODS MARKET INC COMMON 966837106 8939 176700 SH CALL SOLE 176700 0 0 WHOLE FOODS MARKET INC COMMON 966837106 5655 111800 SH PUT SOLE 111800 0 0 WILMINGTON TRUST CORP COMMON 971807102 86 20000 SH SOLE 20000 0 0 WYNN RESORTS LTD COMMON 983134107 5939 57200 SH CALL SOLE 57200 0 0 WYNN RESORTS LTD COMMON 983134107 15264 147000 SH PUT SOLE 147000 0 0 XEROX CORP COMMON 984121103 4032 350000 SH CALL SOLE 350000 0 0 XL CAPITAL LTD -CLASS A COMMON G98290100 113 5185 SH SOLE 5185 0 0 XL CAPITAL LTD -CLASS A COMMON G98290100 4145 190000 SH CALL SOLE 190000 0 0 XL CAPITAL LTD -CLASS A COMMON G98290100 2570 117800 SH PUT SOLE 117800 0 0 YAHOO! INC COMMON 984332106 15085 907137 SH SOLE 907137 0 0 YAHOO! INC COMMON 984332106 2494 150000 SH CALL SOLE 150000 0 0 YAHOO! INC COMMON 984332106 10077 606000 SH PUT SOLE 606000 0 0 YINGLI GREEN ENERGY HOLD-ADR COMMON 98584B103 2422 245205 SH SOLE 245205 0 0 YINGLI GREEN ENERGY HOLD-ADR COMMON 98584B103 742 75200 SH CALL SOLE 75200 0 0 YINGLI GREEN ENERGY HOLD-ADR COMMON 98584B103 2571 260300 SH PUT SOLE 260300 0 0 YRC WORLDWIDE INC COMMON 984249300 1964 528200 SH CALL SOLE 528200 0 0
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