-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Pf7u80t0kkKk/iImkzqcB+vjusBLu1EMzFEEyL4n+ZSQeKAHyxp8fnVFotJGcS5l RucmzULJqutxHCWOw8PpKw== 0001140361-10-033754.txt : 20100816 0001140361-10-033754.hdr.sgml : 20100816 20100816162307 ACCESSION NUMBER: 0001140361-10-033754 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100816 DATE AS OF CHANGE: 20100816 EFFECTIVENESS DATE: 20100816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPSTONE INVESTMENT ADVISORS, LLC CENTRAL INDEX KEY: 0001426196 IRS NUMBER: 208601093 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13005 FILM NUMBER: 101020062 BUSINESS ADDRESS: STREET 1: 44 WALL STREET, 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: (212) 232-1420 MAIL ADDRESS: STREET 1: 44 WALL STREET, 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: Capstone Investment Advisors, LLC DATE OF NAME CHANGE: 20080205 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 6/30/2010 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Capstone Investment Advisors, LLC Address: 7 World Trade Center 250 Greenwich Street, 30th Floor New York, NY 10007 Form 13F File Number: 28-13005 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Paul M. Britton Title: Chief Executive Officer Phone: (212) 232-1420 Signature, Place, and Date of Signing: /s/ Paul M. Britton New York, NY 8/16/2010 - --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 757 Form 13F Information Table Value Total: $ 5,871,690 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- 3M CO COMMON 88579Y101 636 8055 SH SOLE 8055 0 0 3M CO COMMON 88579Y101 6279 79500 SH CALL SOLE 79500 0 0 3M CO COMMON 88579Y101 6469 81900 SH PUT SOLE 81900 0 0 A-POWER ENERGY GENERATION COMMON G04136100 170 23981 SH SOLE 23981 0 0 A-POWER ENERGY GENERATION COMMON G04136100 1424 200000 SH CALL SOLE 200000 0 0 A-POWER ENERGY GENERATION COMMON G04136100 133 18800 SH PUT SOLE 18800 0 0 ABBOTT LABORATORIES COMMON 002824100 667 14273 SH SOLE 14273 0 0 ABBOTT LABORATORIES COMMON 002824100 678 14500 SH CALL SOLE 14500 0 0 ABBOTT LABORATORIES COMMON 002824100 678 14500 SH PUT SOLE 14500 0 0 ABERCROMBIE & FITCH CO-CL A COMMON 002896207 214 7000 SH CALL SOLE 7000 0 0 ABERCROMBIE & FITCH CO-CL A COMMON 002896207 1338 43600 SH PUT SOLE 43600 0 0 ACUITY BRANDS INC COMMON 00508Y102 545 15000 SH CALL SOLE 15000 0 0 ADAPTEC INC COMMON 00101B103 984 340500 SH SOLE 340500 0 0 ADOBE SYSTEMS INC COMMON 00724F101 1102 41714 SH SOLE 41714 0 0 ADOBE SYSTEMS INC COMMON 00724F101 1717 65000 SH PUT SOLE 65000 0 0 ADVANCED MICRO DEVICES COMMON 007903107 1171 160000 SH CALL SOLE 160000 0 0 ADVANCED MICRO DEVICES COMMON 007903107 671 91700 SH PUT SOLE 91700 0 0 AETNA INC COMMON 00817Y108 543 20600 SH CALL SOLE 20600 0 0 AFLAC INC COMMON 001055102 4953 116100 SH CALL SOLE 116100 0 0 AFLAC INC COMMON 001055102 3772 88400 SH PUT SOLE 88400 0 0 AGNICO-EAGLE MINES LTD COMMON 008474108 244 4015 SH SOLE 4015 0 0 AGNICO-EAGLE MINES LTD COMMON 008474108 4558 75000 SH CALL SOLE 75000 0 0 AGNICO-EAGLE MINES LTD COMMON 008474108 3099 51000 SH PUT SOLE 51000 0 0 AGRIUM INC COMMON 008916108 543 11100 SH CALL SOLE 11100 0 0 AGRIUM INC COMMON 008916108 347 7100 SH PUT SOLE 7100 0 0 AIRGAS INC COMMON 009363102 1866 30000 SH SOLE 30000 0 0 AIRGAS INC COMMON 009363102 186 3000 SH CALL SOLE 3000 0 0 AIRGAS INC COMMON 009363102 622 10000 SH PUT SOLE 10000 0 0 AK STEEL HOLDING CORP COMMON 001547108 1885 158185 SH SOLE 158185 0 0 AK STEEL HOLDING CORP COMMON 001547108 888 74500 SH CALL SOLE 74500 0 0 AK STEEL HOLDING CORP COMMON 001547108 1767 148300 SH PUT SOLE 148300 0 0 AKAMAI TECHNOLOGIES COMMON 00971T101 717 17689 SH SOLE 17689 0 0 AKAMAI TECHNOLOGIES COMMON 00971T101 4312 106300 SH CALL SOLE 106300 0 0 AKAMAI TECHNOLOGIES COMMON 00971T101 1939 47800 SH PUT SOLE 47800 0 0 ALCOA INC COMMON 013817101 1383 137573 SH SOLE 137573 0 0 ALCOA INC COMMON 013817101 1760 175000 SH CALL SOLE 175000 0 0 ALCOA INC COMMON 013817101 2670 265500 SH PUT SOLE 265500 0 0 ALCON INC COMMON H01301102 1037 7000 SH SOLE 7000 0 0 ALEXION PHARMACEUTICALS INC COMMON 015351109 1679 32800 SH CALL SOLE 32800 0 0 ALEXION PHARMACEUTICALS INC COMMON 015351109 614 12000 SH PUT SOLE 12000 0 0 ALLEGHENY TECHNOLOGIES INC COMMON 01741R102 3588 81200 SH CALL SOLE 81200 0 0 ALLEGHENY TECHNOLOGIES INC COMMON 01741R102 5479 124000 SH PUT SOLE 124000 0 0 ALLIED IRISH BANKS-SPONS ADR COMMON 019228402 632 290113 SH SOLE 290113 0 0 ALLSCRIPTS-MISYS HEALTHCARE COMMON 01988P108 3542 220000 SH CALL SOLE 220000 0 0 ALLSTATE CORP COMMON 020002101 522 18199 SH SOLE 18199 0 0 ALLSTATE CORP COMMON 020002101 2335 81300 SH CALL SOLE 81300 0 0 ALLSTATE CORP COMMON 020002101 1565 54500 SH PUT SOLE 54500 0 0 ALTRIA GROUP INC COMMON 02209S103 2657 132600 SH CALL SOLE 132600 0 0 ALTRIA GROUP INC COMMON 02209S103 6651 331900 SH PUT SOLE 331900 0 0 AMAZON.COM INC COMMON 023135106 1075 9840 SH SOLE 9840 0 0 AMAZON.COM INC COMMON 023135106 17503 160200 SH CALL SOLE 160200 0 0 AMAZON.COM INC COMMON 023135106 48041 439700 SH PUT SOLE 439700 0 0 AMERICAN INTERNATIONAL GROUP COMMON 026874784 4124 119771 SH SOLE 119771 0 0 AMERICAN INTERNATIONAL GROUP COMMON 026874784 17764 515800 SH CALL SOLE 515800 0 0 AMERICAN INTERNATIONAL GROUP COMMON 026874784 5699 165500 SH PUT SOLE 165500 0 0 AMERICAN ITALIAN PASTA CO COMMON 027070101 4259 80558 SH SOLE 80558 0 0 AMERICAN ITALIAN PASTA CO COMMON 027070101 1321 25000 SH PUT SOLE 25000 0 0 AMERICAN TOWER CORP-CL A COMMON 029912201 2598 58400 SH CALL SOLE 58400 0 0 AMERICAN TOWER CORP-CL A COMMON 029912201 1486 33400 SH PUT SOLE 33400 0 0 AMGEN INC COMMON 031162100 8752 166400 SH CALL SOLE 166400 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- AMGEN INC COMMON 031162100 4539 86300 SH PUT SOLE 86300 0 0 AMR CORP COMMON 001765106 3433 506400 SH CALL SOLE 506400 0 0 AMR CORP COMMON 001765106 271 40000 SH PUT SOLE 40000 0 0 ANADARKO PETROLEUM CORP COMMON 032511107 745 20665 SH SOLE 20665 0 0 ANADARKO PETROLEUM CORP COMMON 032511107 2706 75000 SH PUT SOLE 75000 0 0 ANGLOGOLD ASHANTI-SPON ADR COMMON 035128206 3398 78700 SH CALL SOLE 78700 0 0 ANGLOGOLD ASHANTI-SPON ADR COMMON 035128206 3398 78700 SH PUT SOLE 78700 0 0 APOLLO GROUP INC-CL A COMMON 037604105 569 13400 SH CALL SOLE 13400 0 0 APPLE INC COMMON 037833100 18031 71689 SH SOLE 71689 0 0 APPLE INC COMMON 037833100 214806 854000 SH CALL SOLE 854000 0 0 APPLE INC COMMON 037833100 315292 1253500 SH PUT SOLE 1253500 0 0 ARCELORMITTAL-NY REGISTERED COMMON 03938L104 360 13455 SH SOLE 13455 0 0 ARCELORMITTAL-NY REGISTERED COMMON 03938L104 709 26500 SH CALL SOLE 26500 0 0 ARCELORMITTAL-NY REGISTERED COMMON 03938L104 2287 85500 SH PUT SOLE 85500 0 0 ARCH COAL INC COMMON 039380100 3024 152700 SH CALL SOLE 152700 0 0 ARCH COAL INC COMMON 039380100 3920 197900 SH PUT SOLE 197900 0 0 ARCHER-DANIELS-MIDLAND CO COMMON 039483102 1376 53319 SH SOLE 53319 0 0 ARCHER-DANIELS-MIDLAND CO COMMON 039483102 3485 135000 SH PUT SOLE 135000 0 0 ARENA RESOURCES INC COMMON 040049108 994 31180 SH SOLE 31180 0 0 ARGON ST INC COMMON 040149106 2458 71700 SH CALL SOLE 71700 0 0 AT&T INC COMMON 00206R102 1702 70400 SH CALL SOLE 70400 0 0 AT&T INC COMMON 00206R102 1944 80400 SH PUT SOLE 80400 0 0 AUTODESK INC COMMON 052769106 1763 72400 SH CALL SOLE 72400 0 0 AUTODESK INC COMMON 052769106 552 22700 SH PUT SOLE 22700 0 0 AUTOZONE INC COMMON 053332102 20906 108200 SH CALL SOLE 108200 0 0 AUTOZONE INC COMMON 053332102 10762 55700 SH PUT SOLE 55700 0 0 AVON PRODUCTS INC COMMON 054303102 334 12640 SH SOLE 12640 0 0 AVON PRODUCTS INC COMMON 054303102 3113 117500 SH CALL SOLE 117500 0 0 AVON PRODUCTS INC COMMON 054303102 3113 117500 SH PUT SOLE 117500 0 0 BAIDU.COM - SPON ADR COMMON 056752108 137712 2022800 SH CALL SOLE 2022800 0 0 BAIDU.COM - SPON ADR COMMON 056752108 119446 1754500 SH PUT SOLE 1754500 0 0 BANCO BRADESCO COMMON 059460303 1103 69560 SH SOLE 69560 0 0 BANCO BRADESCO COMMON 059460303 1903 120000 SH PUT SOLE 120000 0 0 BANK OF AMERICA CORP COMMON 060505104 7651 532447 SH SOLE 532447 0 0 BANK OF AMERICA CORP COMMON 060505104 22496 1565500 SH CALL SOLE 1565500 0 0 BANK OF AMERICA CORP COMMON 060505104 36893 2567400 SH PUT SOLE 2567400 0 0 BANK OF IRELAND-SPONS ADR COMMON 46267Q103 291 88600 SH SOLE 88600 0 0 BARRICK GOLD CORP COMMON 067901108 2951 65000 SH CALL SOLE 65000 0 0 BARRICK GOLD CORP COMMON 067901108 227 5000 SH PUT SOLE 5000 0 0 BAXTER INTERNATIONAL INC COMMON 071813109 2531 62300 SH CALL SOLE 62300 0 0 BAXTER INTERNATIONAL INC COMMON 071813109 833 20500 SH PUT SOLE 20500 0 0 BERKSHIRE HATHAWAY INC-CL B COMMON 084670702 1418 17800 SH SOLE 17800 0 0 BERKSHIRE HATHAWAY INC-CL B COMMON 084670702 20448 256600 SH CALL SOLE 256600 0 0 BERKSHIRE HATHAWAY INC-CL B COMMON 084670702 9618 120700 SH PUT SOLE 120700 0 0 BHP BILLITON LTD-SPON ADR COMMON 088606108 2613 42167 SH SOLE 42167 0 0 BHP BILLITON PLC-ADR COMMON 05545E209 29853 580364 SH SOLE 580364 0 0 BMC SOFTWARE INC COMMON 055921100 3023 87300 SH CALL SOLE 87300 0 0 BOEING CO COMMON 097023105 2168 34563 SH SOLE 34563 0 0 BOEING CO COMMON 097023105 13905 221600 SH CALL SOLE 221600 0 0 BOEING CO COMMON 097023105 13397 213500 SH PUT SOLE 213500 0 0 BOSTON SCIENTIFIC CORP COMMON 101137107 1740 300000 SH SOLE 300000 0 0 BOSTON SCIENTIFIC CORP COMMON 101137107 218 37700 SH PUT SOLE 37700 0 0 BRISTOL-MYERS SQUIBB CO COMMON 110122108 22002 882200 SH CALL SOLE 882200 0 0 BRISTOL-MYERS SQUIBB CO COMMON 110122108 16969 680400 SH PUT SOLE 680400 0 0 BROADCOM CORP-CL A COMMON 111320107 2551 77400 SH CALL SOLE 77400 0 0 BROCADE COMMUNICATIONS SYS COMMON 111621306 361 70000 SH SOLE 70000 0 0 BROCADE COMMUNICATIONS SYS COMMON 111621306 3546 687300 SH CALL SOLE 687300 0 0 BUCYRUS INTERNATIONAL INC COMMON 118759109 2685 56600 SH CALL SOLE 56600 0 0 BUCYRUS INTERNATIONAL INC COMMON 118759109 1589 33500 SH PUT SOLE 33500 0 0 BUNGE LTD COMMON G16962105 1155 23500 SH CALL SOLE 23500 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- C.H. ROBINSON WORLDWIDE INC COMMON 12541W209 391 7030 SH SOLE 7030 0 0 C.H. ROBINSON WORLDWIDE INC COMMON 12541W209 718 12900 SH CALL SOLE 12900 0 0 C.H. ROBINSON WORLDWIDE INC COMMON 12541W209 606 10900 SH PUT SOLE 10900 0 0 CABOT OIL & GAS CORP COMMON 127097103 222 7100 SH CALL SOLE 7100 0 0 CALIFORNIA PIZZA KITCHEN INC COMMON 13054D109 157 10409 SH SOLE 10409 0 0 CALIFORNIA PIZZA KITCHEN INC COMMON 13054D109 4095 270300 SH CALL SOLE 270300 0 0 CAMECO CORP COMMON 13321L108 697 32776 SH SOLE 32776 0 0 CAMECO CORP COMMON 13321L108 8 400 SH CALL SOLE 400 0 0 CAMECO CORP COMMON 13321L108 851 40000 SH PUT SOLE 40000 0 0 CANADIAN SOLAR INC COMMON 136635109 1010 103313 SH SOLE 103313 0 0 CANADIAN SOLAR INC COMMON 136635109 1287 131600 SH PUT SOLE 131600 0 0 CAPITAL ONE FINANCIAL CORP COMMON 14040H105 717 17798 SH SOLE 17798 0 0 CAPITAL ONE FINANCIAL CORP COMMON 14040H105 2450 60800 SH CALL SOLE 60800 0 0 CAPITAL ONE FINANCIAL CORP COMMON 14040H105 5633 139800 SH PUT SOLE 139800 0 0 CARDINAL HEALTH INC COMMON 14149Y108 861 25620 SH SOLE 25620 0 0 CARDINAL HEALTH INC COMMON 14149Y108 1344 40000 SH CALL SOLE 40000 0 0 CARDINAL HEALTH INC COMMON 14149Y108 1196 35600 SH PUT SOLE 35600 0 0 CARNIVAL CORP COMMON 143658300 2027 67053 SH SOLE 67053 0 0 CARNIVAL PLC-ADR COMMON 14365C103 2754 85000 SH PUT SOLE 85000 0 0 CASEY'S GENERAL STORES INC COMMON 147528103 349 10000 SH SOLE 10000 0 0 CASEY'S GENERAL STORES INC COMMON 147528103 244 7000 SH PUT SOLE 7000 0 0 CATERPILLAR INC COMMON 149123101 12691 211272 SH SOLE 211272 0 0 CATERPILLAR INC COMMON 149123101 21607 359700 SH CALL SOLE 359700 0 0 CATERPILLAR INC COMMON 149123101 36937 614900 SH PUT SOLE 614900 0 0 CELERA CORP COMMON 15100E106 398 60800 SH SOLE 60800 0 0 CELGENE CORP COMMON 151020104 6764 133100 SH CALL SOLE 133100 0 0 CELL THERAPEUTICS INC COMMON 150934503 836 2231200 SH CALL SOLE 2231200 0 0 CEMEX SAB-SPONS ADR PART CER COMMON 151290889 945 97760 SH PUT SOLE 97760 0 0 CENTRAL FUND CANADA CL A COMMON 153501101 3001 199166 SH SOLE 199166 0 0 CEPHALON INC COMMON 156708109 10016 176500 SH CALL SOLE 176500 0 0 CEPHALON INC COMMON 156708109 2037 35900 SH PUT SOLE 35900 0 0 CF INDUSTRIES HOLDINGS INC COMMON 125269100 4441 70000 SH CALL SOLE 70000 0 0 CHARLES RIVER LABORATORIES COMMON 159864107 684 20000 SH PUT SOLE 20000 0 0 CHESAPEAKE ENERGY CORP COMMON 165167107 1085 51800 SH CALL SOLE 51800 0 0 CHEVRON CORP COMMON 166764100 3384 49876 SH SOLE 49876 0 0 CHEVRON CORP COMMON 166764100 1228 18100 SH CALL SOLE 18100 0 0 CHEVRON CORP COMMON 166764100 1228 18100 SH PUT SOLE 18100 0 0 CHICAGO BRIDGE & IRON-NY SHR COMMON 167250109 423 22500 SH CALL SOLE 22500 0 0 CHINA LIFE INSURANCE CO-ADR COMMON 16939P106 698 10715 SH SOLE 10715 0 0 CHINA LIFE INSURANCE CO-ADR COMMON 16939P106 7478 114700 SH CALL SOLE 114700 0 0 CHINA LIFE INSURANCE CO-ADR COMMON 16939P106 26797 411000 SH PUT SOLE 411000 0 0 CHINA MOBILE LTD-SPON ADR COMMON 16941M109 17694 358119 SH SOLE 358119 0 0 CHINA MOBILE LTD-SPON ADR COMMON 16941M109 28638 579600 SH CALL SOLE 579600 0 0 CHINA MOBILE LTD-SPON ADR COMMON 16941M109 53456 1081900 SH PUT SOLE 1081900 0 0 CIGNA CORP COMMON 125509109 227 7339 SH SOLE 7339 0 0 CIGNA CORP COMMON 125509109 636 20500 SH CALL SOLE 20500 0 0 CIGNA CORP COMMON 125509109 1087 35000 SH PUT SOLE 35000 0 0 CISCO SYSTEMS INC COMMON 17275R102 5871 275551 SH SOLE 275551 0 0 CISCO SYSTEMS INC COMMON 17275R102 5694 267200 SH CALL SOLE 267200 0 0 CISCO SYSTEMS INC COMMON 17275R102 21727 1019600 SH PUT SOLE 1019600 0 0 CITIGROUP INC COMMON 172967101 1064 283097 SH SOLE 283097 0 0 CITIGROUP INC COMMON 172967101 1431 380800 SH CALL SOLE 380800 0 0 CITIGROUP INC COMMON 172967101 707 188200 SH PUT SOLE 188200 0 0 CLEVELAND BIOLABS INC COMMON 185860103 350 95000 SH CALL SOLE 95000 0 0 CMAC ENERGY INC COMMON 131745101 1114 298900 SH CALL SOLE 298900 0 0 CME GROUP INC COMMON 12572Q105 282 12001 SH SOLE 12001 0 0 CME GROUP INC COMMON 12572Q105 35953 127700 SH CALL SOLE 127700 0 0 CME GROUP INC COMMON 12572Q105 18075 64200 SH PUT SOLE 64200 0 0 CNA FINANCIAL CORP COMMON 126117100 311 12168 SH SOLE 12168 0 0 COCA-COLA CO/THE COMMON 191216100 48 971 SH SOLE 971 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- COCA-COLA CO/THE COMMON 191216100 6801 135700 SH CALL SOLE 135700 0 0 COCA-COLA CO/THE COMMON 191216100 4545 90700 SH PUT SOLE 90700 0 0 COCA-COLA ENTERPRISES COMMON 191219104 1223 47300 SH SOLE 47300 0 0 COCA-COLA ENTERPRISES COMMON 191219104 1036 40100 SH CALL SOLE 40100 0 0 COMCAST CORP-CL A COMMON 20030N101 1481 85300 SH CALL SOLE 85300 0 0 COMCAST CORP-CL A COMMON 20030N101 1481 85300 SH PUT SOLE 85300 0 0 COMCAST CORP-SPECIAL CL A COMMON 20030N200 15284 930300 SH SOLE 930300 0 0 COMMUNITY HEALTH SYSTEMS INC COMMON 203668108 680 20113 SH SOLE 20113 0 0 COMMUNITY HEALTH SYSTEMS INC COMMON 203668108 537 15900 SH PUT SOLE 15900 0 0 COMPELLENT TECHNOLOGIES INC COMMON 20452A108 1781 147000 SH SOLE 147000 0 0 CONOCOPHILLIPS COMMON 20825C104 150 3060 SH SOLE 3060 0 0 CONOCOPHILLIPS COMMON 20825C104 677 13800 SH CALL SOLE 13800 0 0 CONOCOPHILLIPS COMMON 20825C104 677 13800 SH PUT SOLE 13800 0 0 CONSOL ENERGY INC COMMON 20854P109 897 26575 SH SOLE 26575 0 0 CONSOL ENERGY INC COMMON 20854P109 1181 35000 SH CALL SOLE 35000 0 0 CONSOL ENERGY INC COMMON 20854P109 4969 147200 SH PUT SOLE 147200 0 0 CONSUMER DISCRETIONARY SELT COMMON 81369Y407 2910 99900 SH CALL SOLE 99900 0 0 CONSUMER DISCRETIONARY SELT COMMON 81369Y407 7227 248100 SH PUT SOLE 248100 0 0 CONSUMER STAPLES SPDR COMMON 81369Y308 2550 100000 SH PUT SOLE 100000 0 0 CONTINENTAL AIRLINES-CLASS B COMMON 210795308 2907 132141 SH SOLE 132141 0 0 CONTINENTAL AIRLINES-CLASS B COMMON 210795308 677 30800 SH CALL SOLE 30800 0 0 CONTINENTAL AIRLINES-CLASS B COMMON 210795308 4554 207000 SH PUT SOLE 207000 0 0 CORINTHIAN COLLEGES INC COMMON 218868107 985 100000 SH CALL SOLE 100000 0 0 CROWN CASTLE INTL CORP COMMON 228227104 562 15095 SH SOLE 15095 0 0 CROWN CASTLE INTL CORP COMMON 228227104 3353 90000 SH PUT SOLE 90000 0 0 CUMMINS INC COMMON 231021106 488 7500 SH CALL SOLE 7500 0 0 CVS CAREMARK CORP COMMON 126650100 166 5673 SH SOLE 5673 0 0 CVS CAREMARK CORP COMMON 126650100 1823 62200 SH CALL SOLE 62200 0 0 CVS CAREMARK CORP COMMON 126650100 357 12200 SH PUT SOLE 12200 0 0 CYBERSOURCE CORP COMMON 23251J106 638 25000 SH SOLE 25000 0 0 DANAHER CORP COMMON 235851102 2568 69200 SH CALL SOLE 69200 0 0 DANAHER CORP COMMON 235851102 4068 109600 SH PUT SOLE 109600 0 0 DEERE & CO COMMON 244199105 1253 22511 SH SOLE 22511 0 0 DEERE & CO COMMON 244199105 17143 307900 SH CALL SOLE 307900 0 0 DEERE & CO COMMON 244199105 17812 319900 SH PUT SOLE 319900 0 0 DELL INC COMMON 24702R101 8764 726700 SH CALL SOLE 726700 0 0 DELL INC COMMON 24702R101 3207 266000 SH PUT SOLE 266000 0 0 DELTA AIR LINES INC COMMON 247361702 4533 385800 SH CALL SOLE 385800 0 0 DELTA AIR LINES INC COMMON 247361702 893 76000 SH PUT SOLE 76000 0 0 DENBURY RESOURCES INC COMMON 247916208 776 53041 SH SOLE 53041 0 0 DENBURY RESOURCES INC COMMON 247916208 732 50000 SH CALL SOLE 50000 0 0 DENBURY RESOURCES INC COMMON 247916208 1324 90500 SH PUT SOLE 90500 0 0 DENDREON CORP COMMON 24823Q107 873 27010 SH SOLE 27010 0 0 DENDREON CORP COMMON 24823Q107 171 5300 SH CALL SOLE 5300 0 0 DENDREON CORP COMMON 24823Q107 1441 44600 SH PUT SOLE 44600 0 0 DEUTSCHE BANG AG-REGISTERED COMMON D18190898 278 4966 SH SOLE 4966 0 0 DEUTSCHE BANG AG-REGISTERED COMMON D18190898 56 1000 SH CALL SOLE 1000 0 0 DEUTSCHE BANG AG-REGISTERED COMMON D18190898 370 6600 SH PUT SOLE 6600 0 0 DEVON ENERGY CORPORATION COMMON 25179M103 609 10000 SH CALL SOLE 10000 0 0 DIAMOND OFFSHORE DRILLING COMMON 25271C102 385 6200 SH SOLE 6200 0 0 DIRECTV GROUP INC/THE COMMON 25490A101 1807 53293 SH SOLE 53293 0 0 DISCOVER FINANCIAL SERVICES COMMON 254709108 1337 95675 SH SOLE 95675 0 0 DISCOVER FINANCIAL SERVICES COMMON 254709108 139 10000 SH CALL SOLE 10000 0 0 DISCOVER FINANCIAL SERVICES COMMON 254709108 2865 205000 SH PUT SOLE 205000 0 0 DISCOVERY COMMUNICATIONS-A COMMON 25470F104 1799 50400 SH SOLE 50400 0 0 DISCOVERY COMMUNICATIONS-C COMMON 25470F302 3005 97160 SH SOLE 97160 0 0 DOLLAR THRIFTY AUTOMOTIVE GP COMMON 256743105 2275 53400 SH CALL SOLE 53400 0 0 DOT HILL SYSTEMS CORP COMMON 25848T109 101 85235 SH SOLE 85235 0 0 DOW CHEMICAL COMMON 260543103 701 29572 SH SOLE 29572 0 0 DOW CHEMICAL COMMON 260543103 336 14200 SH CALL SOLE 14200 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- DOW CHEMICAL COMMON 260543103 6935 292400 SH PUT SOLE 292400 0 0 DR HORTON INC COMMON 23331A109 1049 106729 SH SOLE 106729 0 0 DR HORTON INC COMMON 23331A109 1070 108900 SH CALL SOLE 108900 0 0 DR HORTON INC COMMON 23331A109 4227 430100 SH PUT SOLE 430100 0 0 DU PONT (E.I.) DE NEMOURS COMMON 263534109 2767 80000 SH CALL SOLE 80000 0 0 DU PONT (E.I.) DE NEMOURS COMMON 263534109 7896 228300 SH PUT SOLE 228300 0 0 EASTMAN KODAK CO COMMON 277461109 962 221853 SH SOLE 221853 0 0 EASTMAN KODAK CO COMMON 277461109 482 111200 SH CALL SOLE 111200 0 0 EASTMAN KODAK CO COMMON 277461109 474 109300 SH PUT SOLE 109300 0 0 EATON CORP COMMON 278058102 719 11000 SH CALL SOLE 11000 0 0 EBAY INC COMMON 278642103 7259 370200 SH CALL SOLE 370200 0 0 EBAY INC COMMON 278642103 3929 200400 SH PUT SOLE 200400 0 0 ECLIPSYS CORP COMMON 278856109 544 30500 SH CALL SOLE 30500 0 0 ELECTRONIC ARTS INC COMMON 285512109 748 52005 SH SOLE 52005 0 0 ELECTRONIC ARTS INC COMMON 285512109 1140 79200 SH CALL SOLE 79200 0 0 ELECTRONIC ARTS INC COMMON 285512109 1088 75600 SH PUT SOLE 75600 0 0 EMC CORP/MASS COMMON 268648102 19699 1076457 SH SOLE 1076457 0 0 EMC CORP/MASS COMMON 268648102 549 30000 SH PUT SOLE 30000 0 0 ENERGY CONVERSION DEVICES COMMON 292659109 364 88953 SH SOLE 88953 0 0 ENERGY CONVERSION DEVICES COMMON 292659109 104 25500 SH CALL SOLE 25500 0 0 ENERGY CONVERSION DEVICES COMMON 292659109 180 44100 SH PUT SOLE 44100 0 0 ENERGY SELECT SECTOR SPDR COMMON 81369Y506 1593 32066 SH SOLE 32066 0 0 ENERGY SELECT SECTOR SPDR COMMON 81369Y506 15152 305000 SH CALL SOLE 305000 0 0 ENERGY SELECT SECTOR SPDR COMMON 81369Y506 9936 200000 SH PUT SOLE 200000 0 0 ENSCO INTERNATIONAL INC COMMON 29358Q109 1249 31800 SH CALL SOLE 31800 0 0 ENSCO INTERNATIONAL INC COMMON 29358Q109 958 24400 SH PUT SOLE 24400 0 0 EQUINIX INC COMMON 29444U502 3279 40377 SH SOLE 40377 0 0 EQUINIX INC COMMON 29444U502 1803 22200 SH CALL SOLE 22200 0 0 EQUINIX INC COMMON 29444U502 4897 60300 SH PUT SOLE 60300 0 0 ESTEE LAUDER COMPANIES-CL A COMMON 518439104 445 8000 SH CALL SOLE 8000 0 0 ESTEE LAUDER COMPANIES-CL A COMMON 518439104 863 15500 SH PUT SOLE 15500 0 0 EV3 INC COMMON 26928A200 2801 125000 SH SOLE 125000 0 0 EVERGREEN SOLAR INC COMMON 30033R108 85 125000 SH CALL SOLE 125000 0 0 EXPRESS SCRIPTS INC COMMON 302182100 761 16200 SH CALL SOLE 16200 0 0 EXTREME NETWORKS INC COMMON 30226D106 786 291405 SH SOLE 291405 0 0 EXXON MOBIL CORP COMMON 30231G102 31420 550557 SH SOLE 550557 0 0 EXXON MOBIL CORP COMMON 30231G102 30692 537800 SH CALL SOLE 537800 0 0 EXXON MOBIL CORP COMMON 30231G102 11453 200700 SH PUT SOLE 200700 0 0 FEDEX CORP COMMON 31428X106 2860 40800 SH CALL SOLE 40800 0 0 FEDEX CORP COMMON 31428X106 7424 105900 SH PUT SOLE 105900 0 0 FIDELITY NATIONAL INFORMATIO COMMON 31620M106 12793 477000 SH SOLE 477000 0 0 FIDELITY NATIONAL INFORMATIO COMMON 31620M106 1072 40000 SH CALL SOLE 40000 0 0 FIDELITY NATIONAL INFORMATIO COMMON 31620M106 8780 327400 SH PUT SOLE 327400 0 0 FINANCIAL SELECT SECTOR SPDR COMMON 81369Y605 93727 6786900 SH CALL SOLE 6786900 0 0 FINANCIAL SELECT SECTOR SPDR COMMON 81369Y605 31269 2264300 SH PUT SOLE 2264300 0 0 FIRST BANCORP PFD SERIES A COMMON 318672201 32 13100 SH SOLE 13100 0 0 FIRST BANCORP PFD SERIES D COMMON 318672508 47 20800 SH SOLE 20800 0 0 FIRST BANCORP PUERTO RICO COMMON 318672102 105 200000 SH CALL SOLE 200000 0 0 FIRST SOLAR INC COMMON 336433107 56015 492100 SH CALL SOLE 492100 0 0 FIRST SOLAR INC COMMON 336433107 67785 595500 SH PUT SOLE 595500 0 0 FIRSTENERGY CORP COMMON 337932107 1174 33350 SH SOLE 33350 0 0 FLUOR CORP COMMON 343412102 3480 81904 SH SOLE 81904 0 0 FLUOR CORP COMMON 343412102 2116 49800 SH CALL SOLE 49800 0 0 FLUOR CORP COMMON 343412102 6528 153600 SH PUT SOLE 153600 0 0 FORD MOTOR CO COMMON 345370860 2287 226898 SH SOLE 226898 0 0 FORD MOTOR CO COMMON 345370860 2330 231200 SH CALL SOLE 231200 0 0 FORD MOTOR CO COMMON 345370860 14130 1401800 SH PUT SOLE 1401800 0 0 FORD MOTOR CO-CW13 COMMON 345370134 623 200010 SH SOLE 200010 0 0 FOSTER WHEELER AG COMMON H27178104 298 14177 SH SOLE 14177 0 0 FOSTER WHEELER AG COMMON H27178104 1263 60000 SH CALL SOLE 60000 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- FOSTER WHEELER AG COMMON H27178104 1276 60600 SH PUT SOLE 60600 0 0 FREEPORT-MCMORAN COPPER COMMON 35671D857 4026 68100 SH CALL SOLE 68100 0 0 FREEPORT-MCMORAN COPPER COMMON 35671D857 2495 42200 SH PUT SOLE 42200 0 0 GAMESTOP CORP-CLASS A COMMON 36467W109 2343 124700 SH SOLE 124700 0 0 GARMIN LTD COMMON H2906T109 387 13281 SH SOLE 13281 0 0 GARMIN LTD COMMON H2906T109 1654 56700 SH CALL SOLE 56700 0 0 GARMIN LTD COMMON H2906T109 2214 75900 SH PUT SOLE 75900 0 0 GENERAL CABLE CORP COMMON 369300108 2234 83860 SH SOLE 83860 0 0 GENERAL CABLE CORP COMMON 369300108 399 15000 SH PUT SOLE 15000 0 0 GENERAL ELECTRIC CO COMMON 369604103 5304 367854 SH SOLE 367854 0 0 GENERAL ELECTRIC CO COMMON 369604103 5185 359600 SH CALL SOLE 359600 0 0 GENERAL ELECTRIC CO COMMON 369604103 8925 619000 SH PUT SOLE 619000 0 0 GENERAL GROWTH PROPERTIES COMMON 370021107 795 60000 SH SOLE 60000 0 0 GENZYME CORP COMMON 372917104 3249 64000 SH CALL SOLE 64000 0 0 GERDAU AMERISTEEL CORP COMMON 37373P105 545 50000 SH SOLE 50000 0 0 GERDAU AMERISTEEL CORP COMMON 37373P105 599 55000 SH PUT SOLE 55000 0 0 GERDAU SA -SPON ADR COMMON 373737105 1446 109712 SH SOLE 109712 0 0 GERDAU SA -SPON ADR COMMON 373737105 1977 150000 SH PUT SOLE 150000 0 0 GILEAD SCIENCES INC COMMON 375558103 7892 230223 SH SOLE 230223 0 0 GILEAD SCIENCES INC COMMON 375558103 9711 283300 SH CALL SOLE 283300 0 0 GILEAD SCIENCES INC COMMON 375558103 12457 363400 SH PUT SOLE 363400 0 0 GLG PARTNERS INC COMMON 37929X107 754 172200 SH SOLE 172200 0 0 GOLDCORP INC COMMON 380956409 519 11849 SH SOLE 11849 0 0 GOLDCORP INC COMMON 380956409 7906 180300 SH CALL SOLE 180300 0 0 GOLDCORP INC COMMON 380956409 5226 119200 SH PUT SOLE 119200 0 0 GOLDMAN SACHS GROUP INC COMMON 38141G104 29782 226876 SH SOLE 226876 0 0 GOLDMAN SACHS GROUP INC COMMON 38141G104 79549 606000 SH CALL SOLE 606000 0 0 GOLDMAN SACHS GROUP INC COMMON 38141G104 165111 1257800 SH PUT SOLE 1257800 0 0 GOOGLE INC-CL A COMMON 38259P508 9099 20451 SH SOLE 20451 0 0 GOOGLE INC-CL A COMMON 38259P508 83828 188400 SH CALL SOLE 188400 0 0 GOOGLE INC-CL A COMMON 38259P508 62737 141000 SH PUT SOLE 141000 0 0 GTXI COMMON 40052B108 105 34451 SH SOLE 34451 0 0 GTXI COMMON 40052B108 118 39000 SH CALL SOLE 39000 0 0 HALLIBURTON CO COMMON 406216101 2946 120000 SH CALL SOLE 120000 0 0 HANSEN NATURAL CORPORATION COMMON 411310105 2045 52300 SH CALL SOLE 52300 0 0 HARTFORD FINANCIAL SVCS GRP COMMON 416515104 487 22044 SH SOLE 22044 0 0 HARTFORD FINANCIAL SVCS GRP COMMON 416515104 1500 67800 SH CALL SOLE 67800 0 0 HARTFORD FINANCIAL SVCS GRP COMMON 416515104 1263 57100 SH PUT SOLE 57100 0 0 HASBRO INC COMMON 418056107 2054 50000 SH CALL SOLE 50000 0 0 HEALTH NET INC COMMON 42222G108 304 12500 SH SOLE 12500 0 0 HEALTH NET INC COMMON 42222G108 304 12500 SH PUT SOLE 12500 0 0 HECLA MINING CO COMMON 422704106 14674 2811300 SH CALL SOLE 2811300 0 0 HECLA MINING CO COMMON 422704106 1788 342700 SH PUT SOLE 342700 0 0 HERTZ GLOBAL HOLDINGS INC COMMON 42805T105 407 43100 SH CALL SOLE 43100 0 0 HEWLETT-PACKARD CO COMMON 428236103 2168 50095 SH SOLE 50095 0 0 HEWLETT-PACKARD CO COMMON 428236103 5773 133400 SH CALL SOLE 133400 0 0 HEWLETT-PACKARD CO COMMON 428236103 5604 129500 SH PUT SOLE 129500 0 0 HOME DEPOT INC COMMON 437076102 116 4156 SH SOLE 4156 0 0 HOME DEPOT INC COMMON 437076102 421 15000 SH CALL SOLE 15000 0 0 HOME DEPOT INC COMMON 437076102 421 15000 SH PUT SOLE 15000 0 0 HONEYWELL INTERNATIONAL INC COMMON 438516106 2685 68812 SH SOLE 68812 0 0 HONEYWELL INTERNATIONAL INC COMMON 438516106 18332 469700 SH CALL SOLE 469700 0 0 HONEYWELL INTERNATIONAL INC COMMON 438516106 10506 269200 SH PUT SOLE 269200 0 0 HORIZON LINES INC-CL A COMMON 44044K101 351 83100 SH CALL SOLE 83100 0 0 HSBC HOLDINGS PLC-SPONS ADR COMMON 404280406 2431 53333 SH SOLE 53333 0 0 HSBC HOLDINGS PLC-SPONS ADR COMMON 404280406 20966 459900 SH CALL SOLE 459900 0 0 HSBC HOLDINGS PLC-SPONS ADR COMMON 404280406 28904 634000 SH PUT SOLE 634000 0 0 HUMANA INC COMMON 444859102 548 12000 SH CALL SOLE 12000 0 0 ICICI BANK LTD-SPON ADR COMMON 45104G104 4466 123600 SH CALL SOLE 123600 0 0 ICICI BANK LTD-SPON ADR COMMON 45104G104 10364 286800 SH PUT SOLE 286800 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- ILLUMINA INC COMMON 452327109 1153 26500 SH CALL SOLE 26500 0 0 ILLUMINA INC COMMON 452327109 91 2100 SH PUT SOLE 2100 0 0 INDUSTRIAL SELECT SECT SPDR COMMON 81369Y704 8511 310300 SH CALL SOLE 310300 0 0 INDUSTRIAL SELECT SECT SPDR COMMON 81369Y704 8912 324900 SH PUT SOLE 324900 0 0 INGERSOLL-RAND PLC COMMON G47791101 409 11864 SH SOLE 11864 0 0 INGERSOLL-RAND PLC COMMON G47791101 5942 172300 SH CALL SOLE 172300 0 0 INTEL CORP COMMON 458140100 74 3809 SH SOLE 3809 0 0 INTEL CORP COMMON 458140100 3234 166300 SH CALL SOLE 166300 0 0 INTEL CORP COMMON 458140100 4679 240600 SH PUT SOLE 240600 0 0 INTERCONTINENTALEXCHANGE INC COMMON 45865V100 22 195 SH SOLE 195 0 0 INTERCONTINENTALEXCHANGE INC COMMON 45865V100 870 7700 SH CALL SOLE 7700 0 0 INTERCONTINENTALEXCHANGE INC COMMON 45865V100 508 4500 SH PUT SOLE 4500 0 0 INTERNATIONAL PAPER CO COMMON 460146103 678 30000 SH CALL SOLE 30000 0 0 INTERNATIONAL PAPER CO COMMON 460146103 803 35500 SH PUT SOLE 35500 0 0 INTEROIL CORP COMMON 460951106 7008 157816 SH SOLE 157816 0 0 INTEROIL CORP COMMON 460951106 4223 95100 SH CALL SOLE 95100 0 0 INTEROIL CORP COMMON 460951106 10511 236700 SH PUT SOLE 236700 0 0 INTL BUSINESS MACHINES CORP COMMON 459200101 1671 13536 SH SOLE 13536 0 0 INTL BUSINESS MACHINES CORP COMMON 459200101 23362 189200 SH CALL SOLE 189200 0 0 INTL BUSINESS MACHINES CORP COMMON 459200101 35130 284500 SH PUT SOLE 284500 0 0 INTUIT INC COMMON 461202103 3477 100000 SH CALL SOLE 100000 0 0 INTUIT INC COMMON 461202103 3824 110000 SH PUT SOLE 110000 0 0 INTUITIVE SURGICAL INC COMMON 46120E602 8075 25585 SH SOLE 25585 0 0 INTUITIVE SURGICAL INC COMMON 46120E602 9500 30100 SH CALL SOLE 30100 0 0 INTUITIVE SURGICAL INC COMMON 46120E602 9500 30100 SH PUT SOLE 30100 0 0 ISHARES DJ US REAL ESTATE COMMON 464287739 24756 524400 SH CALL SOLE 524400 0 0 ISHARES DJ US REAL ESTATE COMMON 464287739 34397 728600 SH PUT SOLE 728600 0 0 ISHARES FTSE/XINHUA CHINA 25 COMMON 464287184 37693 963300 SH CALL SOLE 963300 0 0 ISHARES FTSE/XINHUA CHINA 25 COMMON 464287184 34536 882600 SH PUT SOLE 882600 0 0 ISHARES MSCI BRAZIL COMMON 464286400 55405 896100 SH CALL SOLE 896100 0 0 ISHARES MSCI BRAZIL COMMON 464286400 54762 885700 SH PUT SOLE 885700 0 0 ISHARES MSCI EAFE INDEX FUND COMMON 464287465 24915 535700 SH CALL SOLE 535700 0 0 ISHARES MSCI EAFE INDEX FUND COMMON 464287465 38789 834000 SH PUT SOLE 834000 0 0 ISHARES MSCI EMERGING MKT IN COMMON 464287234 85918 2302200 SH CALL SOLE 2302200 0 0 ISHARES MSCI EMERGING MKT IN COMMON 464287234 52333 1402300 SH PUT SOLE 1402300 0 0 ISHARES MSCI HONG KONG INDEX COMMON 464286871 7680 520000 SH CALL SOLE 520000 0 0 ISHARES MSCI JAPAN INDEX FD COMMON 464286848 1657 180161 SH SOLE 180161 0 0 ISHARES MSCI JAPAN INDEX FD COMMON 464286848 3189 346700 SH CALL SOLE 346700 0 0 ISHARES MSCI JAPAN INDEX FD COMMON 464286848 3219 349900 SH PUT SOLE 349900 0 0 ISHARES MSCI MALAYSIA COMMON 464286830 2575 225100 SH CALL SOLE 225100 0 0 ISHARES MSCI MALAYSIA COMMON 464286830 2574 225000 SH PUT SOLE 225000 0 0 ISHARES MSCI MEXICO INVESTAB COMMON 464286822 2790 58274 SH SOLE 58274 0 0 ISHARES MSCI MEXICO INVESTAB COMMON 464286822 14 300 SH CALL SOLE 300 0 0 ISHARES MSCI MEXICO INVESTAB COMMON 464286822 4923 102800 SH PUT SOLE 102800 0 0 ISHARES MSCI SOUTH KOREA IND COMMON 464286772 845 18901 SH SOLE 18901 0 0 ISHARES MSCI SOUTH KOREA IND COMMON 464286772 2454 54900 SH CALL SOLE 54900 0 0 ISHARES MSCI SOUTH KOREA IND COMMON 464286772 6778 151600 SH PUT SOLE 151600 0 0 ISHARES MSCI TAIWAN INDEX FD COMMON 464286731 1602 143051 SH SOLE 143051 0 0 ISHARES MSCI TAIWAN INDEX FD COMMON 464286731 2240 200000 SH PUT SOLE 200000 0 0 ISHARES SILVER TRUST COMMON 46428Q109 5235 287482 SH SOLE 287482 0 0 ISHARES SILVER TRUST COMMON 46428Q109 28525 1566500 SH CALL SOLE 1566500 0 0 ISHARES SILVER TRUST COMMON 46428Q109 79273 4353300 SH PUT SOLE 4353300 0 0 JA SOLAR HOLDINGS CO LTD-ADR COMMON 466090107 1249 269279 SH SOLE 269279 0 0 JA SOLAR HOLDINGS CO LTD-ADR COMMON 466090107 2299 495600 SH PUT SOLE 495600 0 0 JOHNSON & JOHNSON COMMON 478160104 1713 29014 SH SOLE 29014 0 0 JOHNSON & JOHNSON COMMON 478160104 13140 222500 SH CALL SOLE 222500 0 0 JOHNSON & JOHNSON COMMON 478160104 8362 141600 SH PUT SOLE 141600 0 0 JOY GLOBAL INC COMMON 481165108 2774 55395 SH SOLE 55395 0 0 JOY GLOBAL INC COMMON 481165108 2634 52600 SH CALL SOLE 52600 0 0 JOY GLOBAL INC COMMON 481165108 13308 265700 SH PUT SOLE 265700 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- JPMORGAN CHASE & CO COMMON 46625H100 2147 58665 SH SOLE 58665 0 0 JPMORGAN CHASE & CO COMMON 46625H100 39059 1066900 SH CALL SOLE 1066900 0 0 JPMORGAN CHASE & CO COMMON 46625H100 27578 753300 SH PUT SOLE 753300 0 0 JUNIPER NETWORKS INC COMMON 48203R104 4407 193123 SH SOLE 193123 0 0 JUNIPER NETWORKS INC COMMON 48203R104 4513 197800 SH CALL SOLE 197800 0 0 JUNIPER NETWORKS INC COMMON 48203R104 9385 411300 SH PUT SOLE 411300 0 0 KB HOME COMMON 48666K109 3491 317453 SH SOLE 317453 0 0 KB HOME COMMON 48666K109 1226 111500 SH CALL SOLE 111500 0 0 KB HOME COMMON 48666K109 6450 586400 SH PUT SOLE 586400 0 0 KOHLS CORP COMMON 500255104 4864 102400 SH CALL SOLE 102400 0 0 KRAFT FOODS INC-CLASS A COMMON 50075N104 442 15800 SH CALL SOLE 15800 0 0 KRAFT FOODS INC-CLASS A COMMON 50075N104 442 15800 SH PUT SOLE 15800 0 0 LDK SOLAR CO LTD - ADR COMMON 50183L107 1 314 SH SOLE 314 0 0 LDK SOLAR CO LTD - ADR COMMON 50183L107 823 159300 SH CALL SOLE 159300 0 0 LDK SOLAR CO LTD - ADR COMMON 50183L107 4983 964000 SH PUT SOLE 964000 0 0 LEAP WIRELESS INTL INC COMMON 521863308 0 13 SH SOLE 13 0 0 LEAP WIRELESS INTL INC COMMON 521863308 253 19500 SH CALL SOLE 19500 0 0 LEAR CORP COMMON 521865204 424 6405 SH SOLE 6405 0 0 LEGG MASON INC COMMON 524901105 613 21885 SH SOLE 21885 0 0 LEGG MASON INC COMMON 524901105 1645 58700 SH CALL SOLE 58700 0 0 LEGG MASON INC COMMON 524901105 3245 115800 SH PUT SOLE 115800 0 0 LENNAR CORP-CL A COMMON 526057104 1257 90437 SH SOLE 90437 0 0 LENNAR CORP-CL A COMMON 526057104 1078 77500 SH CALL SOLE 77500 0 0 LENNAR CORP-CL A COMMON 526057104 3054 219600 SH PUT SOLE 219600 0 0 LEXMARK INTERNATIONAL INC-A COMMON 529771107 1434 43418 SH SOLE 43418 0 0 LEXMARK INTERNATIONAL INC-A COMMON 529771107 165 5000 SH CALL SOLE 5000 0 0 LEXMARK INTERNATIONAL INC-A COMMON 529771107 89 2700 SH PUT SOLE 2700 0 0 LIBERTY GLOBAL INC-A COMMON 530555101 305 11771 SH SOLE 11771 0 0 LIMELIGHT NETWORKS INC COMMON 53261M104 475 108278 SH SOLE 108278 0 0 LIMITED BRANDS INC COMMON 532716107 7035 318800 SH PUT SOLE 318800 0 0 LOCKHEED MARTIN CORP COMMON 539830109 174 2343 SH SOLE 2343 0 0 LOCKHEED MARTIN CORP COMMON 539830109 298 4000 SH CALL SOLE 4000 0 0 LOCKHEED MARTIN CORP COMMON 539830109 350 4700 SH PUT SOLE 4700 0 0 LOEWS CORP COMMON 540424108 5932 178113 SH SOLE 178113 0 0 LORILLARD INC COMMON 544147101 507 7057 SH SOLE 7057 0 0 LORILLARD INC COMMON 544147101 2288 31800 SH CALL SOLE 31800 0 0 LORILLARD INC COMMON 544147101 2288 31800 SH PUT SOLE 31800 0 0 MARKET VECTORS GOLD MINERS COMMON 57060U100 4861 93567 SH SOLE 93567 0 0 MARKET VECTORS GOLD MINERS COMMON 57060U100 18882 363400 SH CALL SOLE 363400 0 0 MARKET VECTORS GOLD MINERS COMMON 57060U100 88555 1704300 SH PUT SOLE 1704300 0 0 MARKET VECTORS RUSSIA ETF COMMON 57060U506 4908 175000 SH PUT SOLE 175000 0 0 MARRIOTT INTERNATIONAL-CL A COMMON 571903202 2289 76482 SH SOLE 76482 0 0 MARRIOTT INTERNATIONAL-CL A COMMON 571903202 2434 81300 SH PUT SOLE 81300 0 0 MARTIN MARIETTA MATERIALS COMMON 573284106 338 3986 SH SOLE 3986 0 0 MARTIN MARIETTA MATERIALS COMMON 573284106 788 9300 SH PUT SOLE 9300 0 0 MASSEY ENERGY CO COMMON 576206106 7592 277600 SH CALL SOLE 277600 0 0 MASSEY ENERGY CO COMMON 576206106 3208 117300 SH PUT SOLE 117300 0 0 MASTERCARD INC-CLASS A COMMON 57636Q104 53593 268600 SH CALL SOLE 268600 0 0 MASTERCARD INC-CLASS A COMMON 57636Q104 21130 105900 SH PUT SOLE 105900 0 0 MATERIALS SELECT SECTOR SPDR COMMON 81369Y100 116 4100 SH CALL SOLE 4100 0 0 MATERIALS SELECT SECTOR SPDR COMMON 81369Y100 2802 98800 SH PUT SOLE 98800 0 0 MATTEL INC COMMON 577081102 2 130 SH SOLE 130 0 0 MATTEL INC COMMON 577081102 211 10000 SH CALL SOLE 10000 0 0 MATTEL INC COMMON 577081102 211 10000 SH PUT SOLE 10000 0 0 MAXIM INTEGRATED PRODUCTS COMMON 57772K101 1309 78300 SH CALL SOLE 78300 0 0 MAXYGEN INC COMMON 577776107 165 30000 SH SOLE 30000 0 0 MCDONALD'S CORP COMMON 580135101 632 9600 SH CALL SOLE 9600 0 0 MCDONALD'S CORP COMMON 580135101 632 9600 SH PUT SOLE 9600 0 0 MEDTRONIC INC COMMON 585055106 16948 467300 SH CALL SOLE 467300 0 0 MEDTRONIC INC COMMON 585055106 348 9600 SH PUT SOLE 9600 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- MERCK & CO. INC. COMMON 58933Y105 9399 268800 SH CALL SOLE 268800 0 0 MERCK & CO. INC. COMMON 58933Y105 11438 327100 SH PUT SOLE 327100 0 0 METLIFE INC COMMON 59156R108 3020 80000 SH SOLE 80000 0 0 METLIFE INC COMMON 59156R108 3020 80000 SH PUT SOLE 80000 0 0 MF GLOBAL LTD COMMON 55277J108 142 25000 SH SOLE 25000 0 0 MGM MIRAGE COMMON 552953101 2200 228297 SH SOLE 228297 0 0 MGM MIRAGE COMMON 552953101 1375 142700 SH CALL SOLE 142700 0 0 MGM MIRAGE COMMON 552953101 2372 246100 SH PUT SOLE 246100 0 0 MICROSOFT CORP COMMON 594918104 15205 660800 SH CALL SOLE 660800 0 0 MICROSOFT CORP COMMON 594918104 7183 312200 SH PUT SOLE 312200 0 0 MILLIPORE CORP COMMON 601073109 5247 49200 SH SOLE 49200 0 0 MILLIPORE CORP COMMON 601073109 5449 51100 SH PUT SOLE 51100 0 0 MOBILE TELESYSTEMS-SP ADR COMMON 607409109 498 26014 SH SOLE 26014 0 0 MOBILE TELESYSTEMS-SP ADR COMMON 607409109 2418 126250 SH PUT SOLE 126250 0 0 MOLEX INC -CL A COMMON 608554200 7852 508254 SH SOLE 508254 0 0 MONSANTO CO COMMON 61166W101 2773 60004 SH SOLE 60004 0 0 MONSANTO CO COMMON 61166W101 3189 69000 SH CALL SOLE 69000 0 0 MONSANTO CO COMMON 61166W101 6336 137100 SH PUT SOLE 137100 0 0 MORGAN STANLEY COMMON 617446448 780 33618 SH SOLE 33618 0 0 MORGAN STANLEY COMMON 617446448 8903 383600 SH CALL SOLE 383600 0 0 MORGAN STANLEY COMMON 617446448 13102 564500 SH PUT SOLE 564500 0 0 MOTOROLA INC COMMON 620076109 613 94166 SH SOLE 94166 0 0 MOTOROLA INC COMMON 620076109 3 500 SH CALL SOLE 500 0 0 MOTOROLA INC COMMON 620076109 971 149000 SH PUT SOLE 149000 0 0 MURPHY OIL CORP COMMON 626717102 991 20000 SH SOLE 20000 0 0 MURPHY OIL CORP COMMON 626717102 991 20000 SH PUT SOLE 20000 0 0 MYLAN INC COMMON 628530107 853 50100 SH CALL SOLE 50100 0 0 NETFLIX INC COMMON 64110L106 375 3460 SH SOLE 3460 0 0 NEW ORIENTAL EDUCATIO-SP ADR COMMON 647581107 370 3974 SH SOLE 3974 0 0 NEW ORIENTAL EDUCATIO-SP ADR COMMON 647581107 10409 111700 SH CALL SOLE 111700 0 0 NEW ORIENTAL EDUCATIO-SP ADR COMMON 647581107 708 7600 SH PUT SOLE 7600 0 0 NEW YORK TIMES CO -CL A COMMON 650111107 198 23001 SH SOLE 23001 0 0 NEW YORK TIMES CO -CL A COMMON 650111107 346 40000 SH CALL SOLE 40000 0 0 NEW YORK TIMES CO -CL A COMMON 650111107 346 40000 SH PUT SOLE 40000 0 0 NEWELL RUBBERMAID INC COMMON 651229106 4392 300000 SH CALL SOLE 300000 0 0 NEWMONT MINING CORP COMMON 651639106 3087 50000 SH CALL SOLE 50000 0 0 NEWMONT MINING CORP COMMON 651639106 3087 50000 SH PUT SOLE 50000 0 0 NII HOLDINGS INC COMMON 62913F201 590 18171 SH SOLE 18171 0 0 NII HOLDINGS INC COMMON 62913F201 975 30000 SH CALL SOLE 30000 0 0 NIKE INC -CL B COMMON 654106103 1882 27869 SH SOLE 27869 0 0 NIKE INC -CL B COMMON 654106103 3174 47000 SH PUT SOLE 47000 0 0 NOKIA CORP-SPON ADR COMMON 654902204 1222 150000 SH CALL SOLE 150000 0 0 NOKIA CORP-SPON ADR COMMON 654902204 541 66500 SH PUT SOLE 66500 0 0 NORFOLK SOUTHERN CORP COMMON 655844108 393 7419 SH SOLE 7419 0 0 NORFOLK SOUTHERN CORP COMMON 655844108 2042 38500 SH CALL SOLE 38500 0 0 NORFOLK SOUTHERN CORP COMMON 655844108 3872 73000 SH PUT SOLE 73000 0 0 NOVELL INC COMMON 670006105 1363 240000 SH SOLE 240000 0 0 NUCOR CORP COMMON 670346105 2926 76457 SH SOLE 76457 0 0 NUCOR CORP COMMON 670346105 765 20000 SH CALL SOLE 20000 0 0 NUCOR CORP COMMON 670346105 8624 225300 SH PUT SOLE 225300 0 0 NYSE EURONEXT COMMON 629491101 4218 152662 SH SOLE 152662 0 0 NYSE EURONEXT COMMON 629491101 8954 324100 SH CALL SOLE 324100 0 0 NYSE EURONEXT COMMON 629491101 7299 264200 SH PUT SOLE 264200 0 0 OCCIDENTAL PETROLEUM CORP COMMON 674599105 8270 107200 SH CALL SOLE 107200 0 0 OCCIDENTAL PETROLEUM CORP COMMON 674599105 555 7200 SH PUT SOLE 7200 0 0 ODYSSEY HEALTHCARE INC COMMON 67611V101 3209 120101 SH SOLE 120101 0 0 OFFICE DEPOT INC COMMON 676220106 15 3798 SH SOLE 3798 0 0 OFFICE DEPOT INC COMMON 676220106 232 57600 SH CALL SOLE 57600 0 0 OFFICEMAX INC COMMON 67622P101 2121 162429 SH SOLE 162429 0 0 OFFICEMAX INC COMMON 67622P101 2034 155800 SH CALL SOLE 155800 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- OFFICEMAX INC COMMON 67622P101 1244 95300 SH PUT SOLE 95300 0 0 ONYX PHARMACEUTICALS INC COMMON 683399109 997 46200 SH CALL SOLE 46200 0 0 ORACLE CORP COMMON 68389X105 457 21334 SH SOLE 21334 0 0 ORACLE CORP COMMON 68389X105 751 35000 SH CALL SOLE 35000 0 0 ORACLE CORP COMMON 68389X105 751 35000 SH PUT SOLE 35000 0 0 PACCAR INC COMMON 693718108 1509 37858 SH SOLE 37858 0 0 PACCAR INC COMMON 693718108 2731 68500 SH PUT SOLE 68500 0 0 PACIFIC CAPITAL BANCORP COMMON 69404P101 72 100000 SH SOLE 100000 0 0 PACTIV CORPORATION COMMON 695257105 417 15000 SH SOLE 15000 0 0 PALM INC COMMON 696643105 2023 355708 SH SOLE 355708 0 0 PALM INC COMMON 696643105 859 151000 SH CALL SOLE 151000 0 0 PALM INC COMMON 696643105 532 93500 SH PUT SOLE 93500 0 0 PEABODY ENERGY CORP COMMON 704549104 2778 71000 SH CALL SOLE 71000 0 0 PEABODY ENERGY CORP COMMON 704549104 5908 151000 SH PUT SOLE 151000 0 0 PEPSICO INC COMMON 713448108 4357 71500 SH CALL SOLE 71500 0 0 PEPSICO INC COMMON 713448108 889 14600 SH PUT SOLE 14600 0 0 PERFECT WORLD CO-SPON ADR COMMON 71372U104 3475 157896 SH SOLE 157896 0 0 PERFECT WORLD CO-SPON ADR COMMON 71372U104 977 44400 SH CALL SOLE 44400 0 0 PERFECT WORLD CO-SPON ADR COMMON 71372U104 3820 173600 SH PUT SOLE 173600 0 0 PETROLEO BRASILEIRO S.A.-ADR COMMON 71654V408 3271 95323 SH SOLE 95323 0 0 PETROLEO BRASILEIRO S.A.-ADR COMMON 71654V408 21546 627800 SH CALL SOLE 627800 0 0 PETROLEO BRASILEIRO S.A.-ADR COMMON 71654V408 22517 656100 SH PUT SOLE 656100 0 0 PETROLEO BRASILEIRO-SPON ADR COMMON 71654V101 4227 141849 SH SOLE 141849 0 0 PETSMART INC COMMON 716768106 2111 70000 SH CALL SOLE 70000 0 0 PFIZER INC COMMON 717081103 10554 740138 SH SOLE 740138 0 0 PFIZER INC COMMON 717081103 1475 103500 SH CALL SOLE 103500 0 0 PFIZER INC COMMON 717081103 13065 916200 SH PUT SOLE 916200 0 0 PHARMACEUTICAL HOLDRS TRUST COMMON 71712A206 655 11000 SH SOLE 11000 0 0 PHASE FORWARD INC COMMON 71721R406 500 30000 SH SOLE 30000 0 0 PHILIP MORRIS INTERNATIONAL COMMON 718172109 1236 26972 SH SOLE 26972 0 0 PHILIP MORRIS INTERNATIONAL COMMON 718172109 811 17700 SH CALL SOLE 17700 0 0 PHILIP MORRIS INTERNATIONAL COMMON 718172109 2644 57700 SH PUT SOLE 57700 0 0 PLUM CREEK TIMBER CO COMMON 729251108 483 14000 SH SOLE 14000 0 0 PLUM CREEK TIMBER CO COMMON 729251108 483 14000 SH PUT SOLE 14000 0 0 PMA CAPITAL CORPORATION-CL A COMMON 693419202 98 15000 SH SOLE 15000 0 0 POTASH CORP OF SASKATCHEWAN COMMON 73755L107 329 3824 SH SOLE 3824 0 0 POTASH CORP OF SASKATCHEWAN COMMON 73755L107 10297 119400 SH CALL SOLE 119400 0 0 POTASH CORP OF SASKATCHEWAN COMMON 73755L107 1379 16000 SH PUT SOLE 16000 0 0 POWERSHARES QQQ COMMON 73935A104 82968 1942601 SH SOLE 1942601 0 0 PRICELINE.COM INC COMMON 741503403 1753 9932 SH SOLE 9932 0 0 PRICELINE.COM INC COMMON 741503403 1465 8300 SH CALL SOLE 8300 0 0 PRICELINE.COM INC COMMON 741503403 1765 10000 SH PUT SOLE 10000 0 0 PRIDE INTERNATIONAL INC COMMON 74153Q102 2249 100700 SH SOLE 100700 0 0 PRIDE INTERNATIONAL INC COMMON 74153Q102 6 300 SH CALL SOLE 300 0 0 PROCTER & GAMBLE CO/THE COMMON 742718109 3004 50100 SH CALL SOLE 50100 0 0 PROCTER & GAMBLE CO/THE COMMON 742718109 5728 95500 SH PUT SOLE 95500 0 0 PRUDENTIAL FINANCIAL INC COMMON 744320102 536 10000 SH CALL SOLE 10000 0 0 PRUDENTIAL FINANCIAL INC COMMON 744320102 2409 44900 SH PUT SOLE 44900 0 0 PSYCHIATRIC SOLUTIONS INC COMMON 74439H108 3599 110000 SH SOLE 110000 0 0 PSYCHIATRIC SOLUTIONS INC COMMON 74439H108 1636 50000 SH CALL SOLE 50000 0 0 PSYCHIATRIC SOLUTIONS INC COMMON 74439H108 775 23700 SH PUT SOLE 23700 0 0 PUBLIC STORAGE COMMON 74460D109 1758 20000 SH PUT SOLE 20000 0 0 QLOGIC CORP COMMON 747277101 647 38964 SH SOLE 38964 0 0 QUALCOMM INC COMMON 747525103 4967 151265 SH SOLE 151265 0 0 QUALCOMM INC COMMON 747525103 33289 1013700 SH CALL SOLE 1013700 0 0 QUALCOMM INC COMMON 747525103 25776 784900 SH PUT SOLE 784900 0 0 QWEST COMMUNICATIONS INTL COMMON 749121109 526 100276 SH SOLE 100276 0 0 RACKABLE SYSTEMS INC COMMON 82706L108 626 88448 SH SOLE 88448 0 0 RADIOSHACK CORP COMMON 750438103 1933 99100 SH SOLE 99100 0 0 RADIOSHACK CORP COMMON 750438103 1361 69800 SH CALL SOLE 69800 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- RADVISION LTD COMMON M81869105 1423 233300 SH SOLE 233300 0 0 RESEARCH IN MOTION COMMON 760975102 9905 201087 SH SOLE 201087 0 0 RESEARCH IN MOTION COMMON 760975102 12029 244200 SH CALL SOLE 244200 0 0 RESEARCH IN MOTION COMMON 760975102 27354 555300 SH PUT SOLE 555300 0 0 ROYAL CARIBBEAN CRUISES LTD COMMON V7780T103 250 11011 SH SOLE 11011 0 0 ROYAL CARIBBEAN CRUISES LTD COMMON V7780T103 321 14100 SH CALL SOLE 14100 0 0 ROYAL CARIBBEAN CRUISES LTD COMMON V7780T103 193 8500 SH PUT SOLE 8500 0 0 RYLAND GROUP INC COMMON 783764103 710 44943 SH SOLE 44943 0 0 SALESFORCE.COM INC COMMON 79466L302 1416 16500 SH PUT SOLE 16500 0 0 SANDISK CORP COMMON 80004C101 2894 68800 SH SOLE 68800 0 0 SANDISK CORP COMMON 80004C101 2747 65300 SH CALL SOLE 65300 0 0 SANDISK CORP COMMON 80004C101 14619 347500 SH PUT SOLE 347500 0 0 SANDRIDGE ENERTY INC COMMON 80007P307 104 17962 SH SOLE 17962 0 0 SANDRIDGE ENERTY INC COMMON 80007P307 2517 431900 SH CALL SOLE 431900 0 0 SANDRIDGE ENERTY INC COMMON 80007P307 241 41500 SH PUT SOLE 41500 0 0 SBA COMMUNICATIONS CORP-CL A COMMON 78388J106 949 27904 SH SOLE 27904 0 0 SBA COMMUNICATIONS CORP-CL A COMMON 78388J106 1700 50000 SH CALL SOLE 50000 0 0 SBA COMMUNICATIONS CORP-CL A COMMON 78388J106 850 25000 SH PUT SOLE 25000 0 0 SCHLUMBERGER LTD COMMON 806857108 6967 125900 SH CALL SOLE 125900 0 0 SCHLUMBERGER LTD COMMON 806857108 1433 25900 SH PUT SOLE 25900 0 0 SEAGATE TECHNOLOGY COMMON G7945M107 1255 96300 SH CALL SOLE 96300 0 0 SEAGATE TECHNOLOGY COMMON G7945M107 1169 89700 SH PUT SOLE 89700 0 0 SEMPRA ENERGY COMMON 816851109 1328 28400 SH CALL SOLE 28400 0 0 SHERWIN-WILLIAMS CO/THE COMMON 824348106 256 3712 SH SOLE 3712 0 0 SHERWIN-WILLIAMS CO/THE COMMON 824348106 1210 17500 SH CALL SOLE 17500 0 0 SHERWIN-WILLIAMS CO/THE COMMON 824348106 1210 17500 SH PUT SOLE 17500 0 0 SINA CORP COMMON G81477104 417 11830 SH SOLE 11830 0 0 SINA CORP COMMON G81477104 3924 111300 SH PUT SOLE 111300 0 0 SMITH INTERNATIONAL INC COMMON 832110100 4061 107863 SH SOLE 107863 0 0 SMITH INTERNATIONAL INC COMMON 832110100 94 2500 SH CALL SOLE 2500 0 0 SMITH INTERNATIONAL INC COMMON 832110100 564 15000 SH PUT SOLE 15000 0 0 SMITHFIELD FOODS INC COMMON 832248108 1819 122086 SH SOLE 122086 0 0 SMITHFIELD FOODS INC COMMON 832248108 232 15600 SH CALL SOLE 15600 0 0 SMITHFIELD FOODS INC COMMON 832248108 4335 291000 SH PUT SOLE 291000 0 0 SOHU.COM INC COMMON 83408W103 9002 219100 SH PUT SOLE 219100 0 0 SPDR GOLD TRUST COMMON 78463V107 229342 1884800 SH CALL SOLE 1884800 0 0 SPDR GOLD TRUST COMMON 78463V107 144628 1188600 SH PUT SOLE 1188600 0 0 SPDR S&P HOMEBUILDERS ETF COMMON 78464A888 1181 82500 SH PUT SOLE 82500 0 0 SPDR S&P OIL & GAS EXPLORATION COMMON 78464A730 1659 42560 SH SOLE 42560 0 0 SPDR S&P OIL & GAS EXPLORATION COMMON 78464A730 5029 129000 SH PUT SOLE 129000 0 0 SPDR S&P RETAIL ETF COMMON 78464A714 8613 241600 SH SOLE 241600 0 0 SPDR S&P RETAIL ETF COMMON 78464A714 10695 300000 SH PUT SOLE 300000 0 0 SPDR TRUST SERIES 1 COMMON 78462F103 11013 106701 SH SOLE 106701 0 0 SPDR TRUST SERIES 1 COMMON 78462F103 37159 360000 SH PUT SOLE 360000 0 0 STANLEY INC COMMON 854532108 2242 60000 SH SOLE 60000 0 0 STARWOOD HOTELS & RESORTS COMMON 85590A401 567 13689 SH SOLE 13689 0 0 STARWOOD HOTELS & RESORTS COMMON 85590A401 923 22300 SH CALL SOLE 22300 0 0 STARWOOD HOTELS & RESORTS COMMON 85590A401 3898 94100 SH PUT SOLE 94100 0 0 STATE STREET CORP COMMON 857477103 2780 82222 SH SOLE 82222 0 0 STATE STREET CORP COMMON 857477103 15922 470800 SH CALL SOLE 470800 0 0 STATE STREET CORP COMMON 857477103 3997 118200 SH PUT SOLE 118200 0 0 SUNPOWER CORP CLASS A COMMON 867652109 6812 563000 SH CALL SOLE 563000 0 0 SUNPOWER CORP CLASS A COMMON 867652109 1905 157500 SH PUT SOLE 157500 0 0 SUNPOWER CORP-CLASS B COMMON 867652307 5148 476677 SH SOLE 476677 0 0 SUNTECH POWER HOLDINGS-ADR COMMON 86800C104 410 44800 SH SOLE 44800 0 0 SUNTECH POWER HOLDINGS-ADR COMMON 86800C104 3299 359800 SH CALL SOLE 359800 0 0 SUNTECH POWER HOLDINGS-ADR COMMON 86800C104 4702 512800 SH PUT SOLE 512800 0 0 SUNTRUST BANKS INC COMMON 867914103 4676 200700 SH CALL SOLE 200700 0 0 SUNTRUST BANKS INC COMMON 867914103 1812 77800 SH PUT SOLE 77800 0 0 SYBASE INC COMMON 871130100 6724 104000 SH SOLE 104000 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- SYBASE INC COMMON 871130100 57088 882900 SH CALL SOLE 882900 0 0 SYBASE INC COMMON 871130100 5334 82500 SH PUT SOLE 82500 0 0 T ROWE PRICE GROUP INC COMMON 74144T108 628 14168 SH SOLE 14168 0 0 T ROWE PRICE GROUP INC COMMON 74144T108 1775 40000 SH CALL SOLE 40000 0 0 TAKE-TWO INTERACTIVE SOFTWRE COMMON 874054109 136 15200 SH CALL SOLE 15200 0 0 TAKE-TWO INTERACTIVE SOFTWRE COMMON 874054109 85 9500 SH PUT SOLE 9500 0 0 TARGET CORP COMMON 87612E106 2678 54469 SH SOLE 54469 0 0 TARGET CORP COMMON 87612E106 6716 136600 SH PUT SOLE 136600 0 0 TESSERA TECHNOLOGIES INC COMMON 88164L100 481 30000 SH SOLE 30000 0 0 TEVA PHARMACEUTICAL-SP ADR COMMON 881624209 612 11782 SH SOLE 11782 0 0 TEVA PHARMACEUTICAL-SP ADR COMMON 881624209 821 15800 SH PUT SOLE 15800 0 0 TEXAS INSTRUMENTS INC COMMON 882508104 2088 89728 SH SOLE 89728 0 0 TEXAS INSTRUMENTS INC COMMON 882508104 2914 125200 SH CALL SOLE 125200 0 0 TEXAS INSTRUMENTS INC COMMON 882508104 7519 323000 SH PUT SOLE 323000 0 0 TEXTRON INC COMMON 883203101 534 31500 SH CALL SOLE 31500 0 0 TEXTRON INC COMMON 883203101 407 24000 SH PUT SOLE 24000 0 0 THERMO FISHER SCIENTIFIC INC COMMON 883556102 490 10000 SH SOLE 10000 0 0 TIVO INC COMMON 888706108 1328 180000 SH SOLE 180000 0 0 TIVO INC COMMON 888706108 369 50000 SH CALL SOLE 50000 0 0 TOLL BROTHERS INC COMMON 889478103 4090 250000 SH CALL SOLE 250000 0 0 TRANSOCEAN LTD COMMON H8817H100 195 4211 SH SOLE 4211 0 0 TRANSOCEAN LTD COMMON H8817H100 926 20000 SH CALL SOLE 20000 0 0 TRANSOCEAN LTD COMMON H8817H100 4994 107800 SH PUT SOLE 107800 0 0 TRI VALLEY CORP COMMON 895735108 184 25000 SH CALL SOLE 25000 0 0 TRICO MARINE SERVICES INC COMMON 896106200 8 17000 SH SOLE 17000 0 0 TRINA SOLAR LTD-SPON ADR COMMON 89628E104 4163 240941 SH SOLE 240941 0 0 TRINA SOLAR LTD-SPON ADR COMMON 89628E104 5107 295600 SH CALL SOLE 295600 0 0 TRINA SOLAR LTD-SPON ADR COMMON 89628E104 10694 618900 SH PUT SOLE 618900 0 0 TYCO INTERNATIONAL LTD COMMON H89128104 1 30000 SH CALL SOLE 30000 0 0 UAL CORP COMMON 902549807 12619 613800 SH CALL SOLE 613800 0 0 UAL CORP COMMON 902549807 390 19000 SH PUT SOLE 19000 0 0 UNION PACIFIC CORP COMMON 907818108 764 11000 SH CALL SOLE 11000 0 0 UNION PACIFIC CORP COMMON 907818108 2592 37300 SH PUT SOLE 37300 0 0 UNITED PARCEL SERVICE-CL B COMMON 911312106 10627 186800 SH CALL SOLE 186800 0 0 UNITED PARCEL SERVICE-CL B COMMON 911312106 6769 119000 SH PUT SOLE 119000 0 0 UNITED STATES STEEL CORP COMMON 912909108 2201 57107 SH SOLE 57107 0 0 UNITED STATES STEEL CORP COMMON 912909108 9529 247200 SH CALL SOLE 247200 0 0 UNITED STATES STEEL CORP COMMON 912909108 27274 707500 SH PUT SOLE 707500 0 0 UNITED TECHNOLOGIES CORP COMMON 913017109 1388 21395 SH SOLE 21395 0 0 UNITED TECHNOLOGIES CORP COMMON 913017109 6062 93400 SH CALL SOLE 93400 0 0 UNITED TECHNOLOGIES CORP COMMON 913017109 14604 225000 SH PUT SOLE 225000 0 0 UNIVERSAL HEALTH SERVICES-B COMMON 913903100 1 5000 SH PUT SOLE 5000 0 0 US AIRWAYS GROUP INC COMMON 90341W108 2585 300249 SH SOLE 300249 0 0 US AIRWAYS GROUP INC COMMON 90341W108 148 17200 SH CALL SOLE 17200 0 0 US AIRWAYS GROUP INC COMMON 90341W108 36 4200 SH PUT SOLE 4200 0 0 US BANCORP COMMON 902973304 13687 612400 SH CALL SOLE 612400 0 0 US BANCORP COMMON 902973304 10240 458200 SH PUT SOLE 458200 0 0 UTILITIES SELECT SECTOR SPDR COMMON 81369Y886 282 10000 SH CALL SOLE 10000 0 0 UTILITIES SELECT SECTOR SPDR COMMON 81369Y886 141 5000 SH PUT SOLE 5000 0 0 VALE SA - ADR PFD COMMON 91912E204 840 40000 SH SOLE 40000 0 0 VALE SA - ADR COMMON 91912E105 15956 655299 SH SOLE 655299 0 0 VALE SA - ADR COMMON 91912E105 14573 598500 SH CALL SOLE 598500 0 0 VALE SA - ADR COMMON 91912E105 32100 1318300 SH PUT SOLE 1318300 0 0 VERIZON COMMUNICATIONS INC COMMON 92343V104 5466 195100 SH CALL SOLE 195100 0 0 VERIZON COMMUNICATIONS INC COMMON 92343V104 5007 178700 SH PUT SOLE 178700 0 0 VERTEX PHARMACEUTICALS INC COMMON 92532F100 555 16896 SH SOLE 16896 0 0 VERTEX PHARMACEUTICALS INC COMMON 92532F100 496 15100 SH CALL SOLE 15100 0 0 VERTEX PHARMACEUTICALS INC COMMON 92532F100 1496 45500 SH PUT SOLE 45500 0 0 VISA INC-CLASS A SHARES COMMON 92826C839 52956 748500 SH CALL SOLE 748500 0 0 VISA INC-CLASS A SHARES COMMON 92826C839 22937 324200 SH PUT SOLE 324200 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- VMWARE INC-CLASS A COMMON 928563402 375 6000 SH CALL SOLE 6000 0 0 VMWARE INC-CLASS A COMMON 928563402 375 6000 SH PUT SOLE 6000 0 0 VORNADO REALTY TRUST COMMON 929042109 2105 28866 SH SOLE 28866 0 0 VORNADO REALTY TRUST COMMON 929042109 4085 56000 SH PUT SOLE 56000 0 0 VULCAN MATERIALS CO COMMON 929160109 13 316 SH SOLE 316 0 0 VULCAN MATERIALS CO COMMON 929160109 473 10800 SH CALL SOLE 10800 0 0 WAL-MART STORES INC COMMON 931142103 1166 24267 SH SOLE 24267 0 0 WAL-MART STORES INC COMMON 931142103 3364 70000 SH CALL SOLE 70000 0 0 WAL-MART STORES INC COMMON 931142103 1860 38700 SH PUT SOLE 38700 0 0 WALT DISNEY CO/THE COMMON 254687106 1592 50562 SH SOLE 50562 0 0 WALT DISNEY CO/THE COMMON 254687106 2113 67100 SH CALL SOLE 67100 0 0 WALT DISNEY CO/THE COMMON 254687106 4359 138400 SH PUT SOLE 138400 0 0 WEATHERFORD INTL LTD COMMON H27013103 4072 309953 SH SOLE 309953 0 0 WEATHERFORD INTL LTD COMMON H27013103 4303 327500 SH PUT SOLE 327500 0 0 WELLPOINT INC COMMON 94973V107 533 10900 SH CALL SOLE 10900 0 0 WELLS FARGO & CO COMMON 949746101 1963 76708 SH SOLE 76708 0 0 WELLS FARGO & CO COMMON 949746101 17758 693700 SH CALL SOLE 693700 0 0 WELLS FARGO & CO COMMON 949746101 59479 2323400 SH PUT SOLE 2323400 0 0 WHOLE FOODS MARKET INC COMMON 966837106 1412 39209 SH SOLE 39209 0 0 WHOLE FOODS MARKET INC COMMON 966837106 615 17100 SH CALL SOLE 17100 0 0 WHOLE FOODS MARKET INC COMMON 966837106 6714 186400 SH PUT SOLE 186400 0 0 WUXI PHARMATECH INC-ADR COMMON 929352102 371 23298 SH SOLE 23298 0 0 WUXI PHARMATECH INC-ADR COMMON 929352102 165 10400 SH CALL SOLE 10400 0 0 WYNN RESORTS LTD COMMON 983134107 930 12200 SH CALL SOLE 12200 0 0 WYNN RESORTS LTD COMMON 983134107 5323 69800 SH PUT SOLE 69800 0 0 XL CAPITAL LTD -CLASS A COMMON G98290100 4002 250000 SH CALL SOLE 250000 0 0 YAHOO! INC COMMON 984332106 530 38349 SH SOLE 38349 0 0 YAHOO! INC COMMON 984332106 69 5000 SH CALL SOLE 5000 0 0 YAHOO! INC COMMON 984332106 1709 123500 SH PUT SOLE 123500 0 0 YINGLI GREEN ENERGY HOLD-ADR COMMON 98584B103 6502 638794 SH SOLE 638794 0 0 YINGLI GREEN ENERGY HOLD-ADR COMMON 98584B103 147 14500 SH CALL SOLE 14500 0 0 YINGLI GREEN ENERGY HOLD-ADR COMMON 98584B103 7394 726400 SH PUT SOLE 726400 0 0 YRC WORLDWIDE INC COMMON 984249102 79 528200 SH CALL SOLE 528200 0 0 YUM! BRANDS INC COMMON 988498101 3821 97876 SH SOLE 97876 0 0 YUM! BRANDS INC COMMON 988498101 3904 100000 SH PUT SOLE 100000 0 0 iSHARES MSCI CANDA COMMON 464286509 1066 42896 SH SOLE 42896 0 0 iSHARES MSCI CANDA COMMON 464286509 2123 85400 SH PUT SOLE 85400 0 0
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