0001422107-12-000111.txt : 20121113 0001422107-12-000111.hdr.sgml : 20121112 20121113154800 ACCESSION NUMBER: 0001422107-12-000111 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121113 DATE AS OF CHANGE: 20121113 EFFECTIVENESS DATE: 20121113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Tinicum Lantern II, LLC CENTRAL INDEX KEY: 0001426171 IRS NUMBER: 201168804 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12764 FILM NUMBER: 121198606 BUSINESS ADDRESS: STREET 1: 800 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 11530 BUSINESS PHONE: 2126995513 MAIL ADDRESS: STREET 1: 800 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 11530 13F-HR 1 tinicum13f2012q3.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tinicum Lantern II L.L.C. Address: 800 Third Avenue 40th Floor New York, New York 10022 Form 13F File Number: 28-12764 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Eric M. Ruttenberg Title: Managing Member Phone: (212) 446-9300 Signature, Place, and Date of Signing: /s/ Eric M. Ruttenberg --------------------------- New York, New York November 13, 2012 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 15 Form 13F Information Table Value Total: $277,883 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH PUT/ INVEST OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCR MANAGERS SOLE SHARED NONE ---------------------------- -------------- --------- -------- ------- --- ---- ------ --------- ---------- --------- ------- ACCURIDE CORP NEW COM NEW 00439T206 12,158 2,609,076 SH SOLE 2,609,076 BREEZE EASTERN CORP COM 106764103 24,511 3,303,373 SH SOLE 3,303,373 CYMER INC COM 232572107 108,513 2,125,203 SH SOLE 2,125,203 FORUM ENERGY TECHNOLOGIES IN COM 34984V100 64,853 2,666,666 SH SOLE 2,666,666 GSI GROUP INC CDA NEW COM NEW 36191C205 1,047 117,471 SH SOLE 117,471 KEMET CORP COM NEW 488360207 110 25,000 SH SOLE 25,000 LAMAR ADVERTISING CO CL A 512815101 4,773 128,800 SH SOLE 128,800 LAWSON PRODS INC COM 520776105 129 18,700 SH SOLE 18,700 LITTELFUSE INC COM 537008104 14,158 250,400 SH SOLE 250,400 NEWPORT CORP COM 651824104 111 10,000 SH SOLE 10,000 NUTRI SYS INC NEW COM 67069D108 14,058 1,335,000 SH SOLE 1,335,000 SIMPSON MANUFACTURING CO INC COM 829073105 9,247 323,100 SH SOLE 323,100 UNIVERSAL STAINLESS & ALLOY COM 913837100 372 10,000 SH SOLE 10,000 VEECO INSTRS INC DEL COM 922417100 16,260 542,000 SH SOLE 542,000 VISHAY PRECISION GROUP INC COM 92835K103 7,583 542,419 SH SOLE 542,419