-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V9qB61czw1wEz0ZFBAdp17sCQD+4UolVXxOfv54NOFwWwJ3in8OYOOL1UA1qq3PD frtFi+y+55g1kVp1Aku+Xw== 0001426107-09-000031.txt : 20091113 0001426107-09-000031.hdr.sgml : 20091113 20091113102452 ACCESSION NUMBER: 0001426107-09-000031 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091113 DATE AS OF CHANGE: 20091113 EFFECTIVENESS DATE: 20091113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Castle Point Capital Management, LLC CENTRAL INDEX KEY: 0001426107 IRS NUMBER: 203616734 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12725 FILM NUMBER: 091179558 BUSINESS ADDRESS: STREET 1: 20 HORSENECK LANE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-862-3162 MAIL ADDRESS: STREET 1: 20 HORSENECK LANE CITY: GREENWICH STATE: CT ZIP: 06830 13F-HR 1 cpcm13fq309.txt 13F- SEPT 30, 2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year of Quarter Ended: Sept. 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Castle Point Capital Management, LLC Address: 20 Horseneck Lane, 2nd Floor Greenwich Ct 06830 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this report on behalf of Reporting Manager: Name: Andrew J. Turchin Title: Chief Financial Officer Phone: 203-862-3162 Signature, Place, and Date of Signing: Andrew J. Turchin Greenwich, CT 06830 November 12, 2009 Report Type (Check only one): [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 31 Form 13F Information Table Value Total: $227,888 List of Other Included Managers: None FORM 13 F INFORMATION TABLE Name of Issuer Title Cusip Mkt Val Shr/Prn Shr/ Put/ Inv Other Voting Authority Class (USD) Amount Prn Call Discretion Managers Sole Shared None ACE LIMITED CMN COM H0023R105 10,692,000 200,000 SH SOLE 200,000 AMERICAN EXPRESS CO. CMN COM 025816109 8,475,000 250,000 SH SOLE 250,000 ANNALY CAPITAL MANAGEMENT, INC CMN COM 035710409 9,070,000 500,000 SH SOLE 500,000 ASSURANT, INC. CMN COM 04621X108 15,229,000 475,000 SH SOLE 475,000 BERKSHIRE HATHAWAY INC. CLASS B COM 084670207 9,969,000 3,000 SH SOLE 3,000 BLACKROCK INC. CMN COM 09247X101 8,673,000 40,000 SH SOLE 40,000 BROADRIDGE FINANCIAL SOLUTIONS IN CMN COM 11133T103 8,040,000 400,000 SH SOLE 400,000 CME GROUP INC. CMN CLASS A COM 12572Q105 9,246,000 30,000 SH SOLE 30,000 CAPITOL ACQUISITION CORP CMN COM 14055E104 3,211,000 325,000 SH SOLE 325,000 CHUBB CORP CMN COM 171232101 7,562,000 150,000 SH SOLE 150,000 FIDELITY NATL INFO SVCS INC CMN COM 31620M106 6,378,000 250,000 SH SOLE 250,000 GENWORTH FINANCIAL INC CMN CLASS A COM 37247D106 4,780,000 400,000 SH SOLE 400,000 GOLDMAN SACHS GROUP, INC. CMN COM 38141G104 7,374,000 40,000 SH SOLE 40,000 HARTFORD FINANCIAL SRVCS GROUP CMN COM 416515104 5,300,000 200,000 SH SOLE 200,000 JP MORGAN CHASE & CO CMN COM 46625H100 10,955,000 250,000 SH SOLE 250,000 LENDER PROCESSING SERVICES, INC. CMN COM 52602E102 10,497,000 275,000 SH SOLE 275,000 MASTERCARD INCORPORATED CMN CLASS A COM 57636Q104 8,086,000 40,000 SH SOLE 40,000 PNC FINANCIAL SERVICES GROUP CMN COM 693475105 7,289,000 150,000 SH SOLE 150,000 PENNYMAC MTG INVT TR CMN COM 70931T103 3,187,000 160,085 SH SOLE 160,085 POPULAR, INC CMN COM 733174106 2,830,000 1,000,000 SH SOLE 1,000,000 PRINCIPAL FINANCIAL GROUP, INC. CMN COM 74251V102 2,739,000 100,000 SH SOLE 100,000 PUT/SPY (FYSXV) @100 EXP 12/19/2009 PUT 78462F103 138,000 500 SH SOLE 500 RLI CORP CMN COM 749607107 2,639,000 50,000 SH SOLE 50,000 REINSURANCE GROUP AMER INC CMN COM 759351604 10,035,000 225,000 SH SOLE 225,000 RENAISSANCE RE HOLDINGS LTD CMN COM G7496G103 10,952,000 200,000 SH SOLE 200,000 STARWOOD PROPERTY TRUST INC CMN COM 85571B105 4,061,000 200,536 SH SOLE 200,536 STATE STREET CORPORATION(NEW) CMN COM 857477103 10,520,000 200,000 SH SOLE 200,000 TOTAL SYS SVC INC CMN COM 891906109 4,028,000 250,000 SH SOLE 250,000 u.s. BANCORP CMN COM 902973304 10.930,000 500,000 SH SOLE 500,000 UNITED AMERICA INDEMNITY LTD CMN CL A COM 90933T109 5,543,000 750,000 SH SOLE 750,000 WESTERN UNION COMPANY CMN COM 959802109 9,460,000 500,000 SH SOLE 500,000
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