-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ed4nodsvJpqsExMs1zZ7ARS1XhKx/lZ5It/uRYQ+HK/Mwo0YDMr7nhlY7fhEwqSW aWBpzNi4DcUJzxHhNRDlNA== 0001426107-08-000017.txt : 20081107 0001426107-08-000017.hdr.sgml : 20081107 20081107140159 ACCESSION NUMBER: 0001426107-08-000017 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081107 DATE AS OF CHANGE: 20081107 EFFECTIVENESS DATE: 20081107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Castle Point Capital Management, LLC CENTRAL INDEX KEY: 0001426107 IRS NUMBER: 203616734 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12725 FILM NUMBER: 081170332 BUSINESS ADDRESS: STREET 1: 20 HORSENECK LANE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-862-3162 MAIL ADDRESS: STREET 1: 20 HORSENECK LANE CITY: GREENWICH STATE: CT ZIP: 06830 13F-HR 1 cpcm13fq308.txt Q3 2008 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year of Quarter Ended: September 30, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Castle Point Capital Management, LLC Address: 20 Horseneck Lane, 2nd Floor Greenwich Ct 06830 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this report on behalf of Reporting Manager: Name: Andrew J. Turchin Title: Chief Financial Officer Phone: 203-862-3162 Signature, Place, and Date of Signing: Andrew J. Turchin Greenwich, CT 06830 November 7, 2008 Report Type (Check only one): [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 22 Form 13F Information Table Value Total: $179,598 List of Other Included Managers: None FORM 13 F INFORMATION TABLE Name of Issuer Title Cusip Mkt Val Shr/Prn Shr/ Put/ Inv Other Voting Authority Class (USD) Amount Prn Call Discretion Managers Sole Shared None ACE LIMITED CMN COM H0023R105 13,533,000 250,000 SH SOLE 250,000 AMERICAN EXPRESS CO. CMN COM 025816109 10,629,000 300,000 SH SOLE 300,000 AMERIPRISE FINANCIAL, INC. CMN COM 03076C106 8,400,000 219,900 SH SOLE 219,900 ASSURANT INC. CMN COM 04621X108 17,875,000 325,000 SH SOLE 325,000 THE BANK OF NY MELLON CORP CMN COM 064058100 11,403,000 350,000 SH SOLE 350,000 BROADRIDGE FINANCIAL SOLUTIONS INC COM 11133T103 15,005,000 975,000 SH SOLE 975,000 DISCOVER FINANCIAL SERVICES CMN COM 254709108 5,528,000 400,000 SH SOLE 400,000 FTI CONSULTING, INC. CMN COM 302941109 10,114,000 140,000 SH SOLE 140,000 FIDELITY NATL INFO SVCS INC CMN COM 31620M106 9,230,000 500,000 SH SOLE 500,000 INTERACTIVE BROKERS GROUP, INC CMN COM 45841N107 3,891,000 175,500 SH SOLE 175,500 KKR FINANCIAL HOLDINGS LLC CMN COM 48248A306 2,544,000 400,000 SH SOLE 400,000 LENDER PROCESSING SERVICES,INC CMN COM 52602E102 16,786,000 550,000 SH SOLE 550,000 MASTERCARD INC. CMN COM 57636Q104 6,207,000 35,000 SH SOLE 35,000 NORTHERN TRUST CORP CMN COM 665859104 3,610,000 50,000 SH SOLE 50,000 PHH CORPORATION CMN COM 693320202 5,981,000 450,000 SH SOLE 450,000 PMA CAPITAL CORPORATION CL-A CMN CL COM 693419202 1,430,000 162,100 SH SOLE 162,100 PHOENIX COS INC CMN COM 71902E109 6,930,000 750,000 SH SOLE 750,000 RLI CORP CMN COM 749607107 2,217,000 35,700 SH SOLE 35,700 SAFETY INSURANCE GROUP, INC. CMN COM 78648T100 1,090,000 28,734 SH SOLE 28,734 CHARLES SCHWAB CORPORATION CMN COM 808513105 2,600,000 100,000 SH SOLE 100,000 TOTAL SYS SVC INC CMN COM 891906109 13,530,000 825,000 SH SOLE 825,000 UNITED AMERICA INDEMNITY LTD CMN CL COM 90933T109 11,065,000 770,000 SH SOLE 770,000
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